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  • A Research Guide
  • Research Paper Topics
  • 35 Human Behavior Research Topics & Questions

35 Human Behavior Research Topics & Questions

Useful information: Does a research paper need a thesis ?

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  • When human behaviour became human?
  • What traits we consider typically human we can meet in animals?
  • Nature versus nurture. To what extentthe natural behaviour can be corrected?
  • The phenomenon of “Mowgli kids” and their behavior
  • The stages of human development and their impact on behaviour patterns
  • The impact of the family or parental substitutes on behaviour
  • Mating rituals or chivalrous romance? How do people court their love interests?
  • Habits and their development
  • How advertising uses our typical behaviour patterns?
  • The importance of happiness
  • Games and behaviour. Why do we like to play so much?
  • Cults and sects. How do people get involved?
  • The psychology of the crowd. What happens to person inside the crowd?
  • Does natural morality exist or is it a social construct?
  • Sex, gender and behaviour
  • Is it good or bad?
  • The typical responses to danger: run, fight, hide. Are they hardwired into us?
  • Nonverbal communication: is it international?
  • Depression and its impact on human behaviour
  • Do LGBTQ+ people have typical behavioural patterns?
  • The impact of social media and Internet on behaviour
  • Porn and sexual attractions
  • What is bipolar disorder in terms of behaviour?
  • Social hierarchy and behaviour
  • Are behavioural patterns connected to self-esteem?
  • Elderly people and changes in their behaviour
  • Drugs that change behaviour
  • IQ and EQ and their impact on behaviour
  • Religion and behavioural norms
  • Culture clash and behaviour of people of mixed origins
  • Correcting dysfunctional behaviour
  • Propaganda and behaviour
  • Artificially created social groups and their behaviour
  • Trauma, PTSD and behaviour
  • Defensive behaviour

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Behavioral and Social Sciences | Topic

research topics about behavioral science

Ten Years Into the Gulf Research Program

Created after the Deepwater Horizon oil spill, the National Academies’ Gulf Research Program is marking a decade of serving the Gulf of Mexico region. In an article for Issues in Science and Technology, GRP executive director Lauren Alexander Augustine explores what lies ahead for the region’s energy sector, coastline, and communities.

research topics about behavioral science

Feature Story

A Conversation with Britt Wray

Research scientist Britt Wray, who directs the special initiative Community-minded Interventions for Resilience, Climate Leadership, and Emotional well-being (CIRCLE) at Stanford Medicine, writes and speaks about climate change and mental health. A 2023 top award winner of the National Academies’ Eric and Wendy Schmidt Awards for Excellence in Science Communications, Wray discusses her experiences communicating about the mental health impacts of climate change.

research topics about behavioral science

FEATURE STORY

Brainstorming Solutions to Disinformation

Students, researchers, organizations, and companies are developing innovative methods to fight the flood of disinformation on social media, some of which were explored at a recent National Academies workshop. The event aimed to prompt discussion and collaboration and catalyze further development of solutions.

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Between 1980 and mid-2023, 232 billion-dollar disasters occurred in the U.S. Gulf Coast region, with the number of disasters doubling annually since 2018. The variety and frequency of storms have exacerbated historic inequalities and led to cycles of displacement and chronic stress for communities across the region. While disaster displacement is not a new phenomenon, the rapid escalation of climate-related disasters in the Gulf increases the urgency to develop pre-disaster policies to mitigate displacement and decrease suffering. Yet, neither the region nor the nation has a consistent and inclusionary process to address risks, raise awareness, or explore options for relocating communities away from environmental risks while seeking out and honoring their values and priorities.

Community-Driven Relocation: Recommendations for the U.S. Gulf Coast Region and Beyond examines how people and infrastructure relocate and why community input should drive the planning process. This report provides recommendations to guide a path for federal, state, and local policies and programs to improve on and expand existing systems to better serve those most likely to be displaced by climate change.

Cover art for record id: 27213

Community-Driven Relocation: Recommendations for the U.S. Gulf Coast Region and Beyond

In response to a request from Congress, the National Institutes of Health asked the National Academies to conduct a study to assess the current state of research on Alzheimers Disease and Related Dementias (AD/ADRD) prevention and treatment, recommend research priorities, and identify strategies for overcoming barriers that impede scientific advancement. The resulting committee held a public workshop in January 2024 to explore promising areas of research that could catalyze scientific breakthroughs or accelerate the translation of discoveries into effective prevention and treatment strategies, as well as to discuss barriers to the advancement of research. The committee final report will be released in December 2024.

Cover art for record id: 27784

Preventing and Treating Alzheimer's Disease and Related Dementias: Promising Research and Opportunities to Accelerate Progress: Proceedings of a Workshop–in Brief

Experiencing poverty during childhood can lead to lasting harmful effects that compromise not only children’s health and welfare but can also hinder future opportunities for economic mobility, which may be passed on to future generations. This cycle of economic disadvantage weighs heavily not only on children and families experiencing poverty but also the nation, reducing overall economic output and placing increased burden on the educational, criminal justice, and health care systems.

Reducing Intergenerational Poverty examines key drivers of long- term, intergenerational poverty, including the racial disparities and structural factors that contribute to this cycle. The report assesses existing research on the effects on intergenerational poverty of income assistance, education, health, and other intervention programs and identifies evidence-based programs and policies that have the potential to significantly reduce the effects of the key drivers of intergenerational poverty. The report also examines the disproportionate effect of disadvantage to different racial/ethnic groups. In addition, the report identifies high-priority gaps in the data and research needed to help develop effective policies for reducing intergenerational poverty in the United States.

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Reducing Intergenerational Poverty

Myopia, or nearsightedness, is a common refractive error in which close objects appear clearly, but objects farther away appear blurred. Its incidence has been rising worldwide in recent decades, and, to date, attention has been largely focused on treatment and correction. In response, the National Academies of Sciences, Engineering, and Medicine hosted a public workshop in December 2023 to discuss the rise in myopia, with particular attention toward the factors that contribute to the development and progression of myopia; strategies that may be effective in reversing the rise in myopia; technological applications to understand, diagnose, and treat myopia; current myopia screening practices, policies, and programs; and strengths and weaknesses of the current system of care especially as it relates to disparities and outcomes.

Cover art for record id: 27735

The Rise in Myopia: Exploring Possible Contributors and Investigating Screening Practices, Policies, and Programs: Proceedings of a Workshop—in Brief

The National Academies Roundtable on Population Health Improvement and the Forum on Mental Health and Substance Use Disorders held a public workshop in December 2023 to explore various dimensions of community safety and violence prevention in the U.S. Speakers highlighted attributes of physical spaces and social structures that create and reinforce safer communities. Discussions also covered identity-based violence, threats to interpersonal safety, frameworks for reimagining safety, and related policy and program solutions.

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Community Safety as a Social Determinant of Health: Proceedings of a Workshop–in Brief

The convergence of imaging, pathology, and laboratory testing data, augmented with information technology, is referred to as integrated diagnostics. To examine the current state of the science and strategies to facilitate precision cancer care through integrated diagnostics, the National Academies National Cancer Policy Forum hosted a public workshop in collaboration with the Computer Science and Telecommunications Board and the Board on Human-Systems Integration.

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Incorporating Integrated Diagnostics into Precision Oncology Care: Proceedings of a Workshop

There is a growing body of evidence demonstrating the value of incorporating youth voices in the development of research and programming aimed at supporting youth well-being. On October 11 and 12, 2023, the Forum for Childrens Well-Being hosted a two-day virtual public workshop, The Science of Engaging Youth Lived Experience in Health Research, Practice, and Policy, which was designed to explore the impacts of youth participatory methods including the potential for participatory methods to produce more effective, relevant, and sustainable interventions; the potential for participatory methods to engage historically marginalized communities among youth; the challenges of instituting participatory methods, including time, budgetary expenditures, and training; and opportunities to better incorporate participatory methods into research, systems, and programs for child well-being.

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The Science of Engaging Youth Lived Experience in Health Research, Practice, and Policy: Proceedings of a Workshop—in Brief

Many federal agencies provide data and statistics on inequality and related aspects of household income, consumption, and wealth (ICW). However, because the information provided by these agencies is often produced using different concepts, underlying data, and methods, the resulting estimates of poverty, inequality, mean and median household income, consumption, and wealth, as well as other statistics, do not always tell a consistent or easily interpretable story. Measures also differ in their accuracy, timeliness, and relevance so that it is difficult to address such questions as the effects of the Great Recession on household finances or of the Covid-19 pandemic and the ensuing relief efforts on household income and consumption. The presence of multiple, sometimes conflicting statistics at best muddies the waters of policy debates and, at worst, enable advocates with different policy perspectives to cherry-pick their preferred set of estimates. Achieving an integrated system of relevant, high-quality, and transparent household ICW data and statistics should go far to reduce disagreement about who has how much, and from what sources. Further, such data are essential to advance research on economic wellbeing and to ensure that policies are well targeted to achieve societal goals.

Creating an Integrated System of Data and Statistics on Household Income, Consumption, and Wealth reviews the major household ICW statistics currently produced by U.S. statistical agencies and provides guidance for modernizing the information to better inform policy and research, such as understanding trends in inequality and mobility. This report provides recommendations for developing an improved 21st century data system for measuring the extent to which economic prosperity is shared by households throughout the population and for understanding how the distribution of resources is affected by government policy and economic events.

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Creating an Integrated System of Data and Statistics on Household Income, Consumption, and Wealth: Time to Build

Protecting privacy and ensuring confidentiality in data is a critical component of modernizing our national data infrastructure. The use of blended data - combining previously collected data sources - presents new considerations for responsible data stewardship. Toward a 21st Century National Data Infrastructure: Managing Privacy and Confidentiality Risks with Blended Data provides a framework for managing disclosure risks that accounts for the unique attributes of blended data and poses a series of questions to guide considered decision-making.

Technical approaches to manage disclosure risk have advanced. Recent federal legislation, regulation and guidance has described broadly the roles and responsibilities for stewardship of blended data. The report, drawing from the panel review of both technical and policy approaches, addresses these emerging opportunities and the new challenges and responsibilities they present. The report underscores that trade-offs in disclosure risks, disclosure harms, and data usefulness are unavoidable and are central considerations when planning data-release strategies, particularly for blended data.

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Toward a 21st Century National Data Infrastructure: Managing Privacy and Confidentiality Risks with Blended Data

Facial recognition technology is increasingly used for identity verification and identification, from aiding law enforcement investigations to identifying potential security threats at large venues. However, advances in this technology have outpaced laws and regulations, raising significant concerns related to equity, privacy, and civil liberties.

This report explores the current capabilities, future possibilities, and necessary governance for facial recognition technology. Facial Recognition Technology discusses legal, societal, and ethical implications of the technology, and recommends ways that federal agencies and others developing and deploying the technology can mitigate potential harms and enact more comprehensive safeguards.

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Facial Recognition Technology: Current Capabilities, Future Prospects, and Governance

In December 2023, the National Academies hosted a public webinar in which medical and human rights experts explored concerns related to harassment, threats, and physical attacks against health care professionals working to provide essential reproductive health care. The event was the fourth in a webinar series designed to consider society-wide effects of limits to reproductive health care access in the U.S. following the 2022 Supreme Court Decision in Dobbs v. Jackson Womens Health Organization. This Proceedings of a Workshop-in Brief highlights the presentations and discussions that occurred at the webinar.

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Harassment and Violence Against Health Professionals Who Provide Reproductive Care: Proceedings of a Workshop–in Brief

In the 2022 Dobbs v. Jackson Womens Health Organization decision, the U.S. Supreme Court removed the constitutional right to abortion by overturning Roe v. Wade, challenging and restricting the access and quality of Americans reproductive health care. In October 2023, the National Academies hosted a hybrid public workshop discussing new partnerships and methodologies in data generation, data integrity, data-sharing, and patient privacy needed to enable the health care and policymaking communities to understand the effects of resulting policies across the United States.

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Reproductive Health, Equity, and Society: Exploring Data Challenges and Needs in the Wake of the Dobbs v. Jackson Women's Health Organization Decision: Proceedings of a Workshop–in Brief

The Survey of Income and Program Participation (SIPP) is one of the U.S. Census Bureau’s major surveys with features making it a uniquely valuable resource for researchers and policy analysts. However, the Census Bureau faces the challenge of protecting the confidentiality of survey respondents which has become increasingly difficult because numerous databases exist with personal identifying information that collectively contain data on household finances, home values, purchasing behavior, and other SIPP-relevant characteristics.

A Roadmap for Disclosure Avoidance in the Survey of Income and Program Participation addresses these issues and how to make data from SIPP available to researchers and policymakers while protecting the confidentiality of survey respondents. The report considers factors such as evolving privacy risks, development of new methods for protecting privacy, the nature of the data collected through SIPP, the practice of linking SIPP data with administrative data, the types of data products produced, and the desire to provide timely access to SIPP data. The report seeks to balance minimizing the risk of disclosure against allowing researchers and policymakers to have timely access to data that support valid inferences.

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A Roadmap for Disclosure Avoidance in the Survey of Income and Program Participation

In September 2023, the Committee on Population at the National Academies of Sciences, Engineering, and Medicine held a workshop, Developing an Agenda for Population Aging and Social Research in Low- and Middle-Income Countries (LMICs). The explicit goal of the workshop was to identify the most promising directions for behavioral and social research and data infrastructure investments for studying life-course health, aging, and Alzheimers disease and Alzheimers disease and related dementias in LMICs. This publication summarizes the presentation and discussion of the workshop.

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Developing an Agenda for Population Aging and Social Research in Low- and Middle-Income Countries (LMICs): Proceedings of a Workshop

Although much research has been conducted on community-level factors related to the risk of dementia in general, less is known about the factors that affect the ability of older adults with dementia to age in place successfully. Additional research could lead to a better understanding of the data and resources needed to support innovative approaches for adaptive housing, services, and supports so that people living with dementia can remain in their communities.

To explore these needs and develop effective strategies for the future, the Committee on Population and Board on Behavioral, Cognitive, and Sensory Sciences of the National Academies of Sciences, Engineering, and Medicine convened a virtual workshop on aging in place with dementia on September 13-15, 2023. Sponsored by the National Institute on Aging, this workshop highlighted the state of knowledge and identified research gaps to inform conceptual approaches to guide research on dementia-friendly communities in the U.S. context, building on existing approaches in the field.

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Aging in Place with Dementia: Proceedings of a Workshop

The National Academies Standing Committee on Reproductive Health, Equity, and Society hosted a virtual public webinar in October 2023 to explore state-level legal and political strategies to increase access to reproductive health care services, including abortion care, following the Dobbs v. Jackson Womens Health Organization ruling, which overturned the 1972 Roe v. Wade decision. Discussions included updates on state and federal legal challenges to abortion bans, the role of ballot initiatives in reproductive rights, additional strategic avenues such as legislative advocacy, how the legal landscape affects the science of reproductive health care, and more.

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State-Level Legal and Political Strategies Following the Repeal of Roe v. Wade: Proceedings of a Workshop–in Brief

Pediatric subspecialists are critical to ensuring quality care and pursuing research to improve prevention, diagnosis, and treatment for children. However, there are substantial disincentives to pursuing a career as a pediatric subspecialist, which are often heightened for individuals from groups underrepresented in medicine, and more effective collaboration with primary care clinicians is needed. Changing health care needs, increasing care complexity, and access barriers to pediatric subspecialty care have raised concerns about the current and future availability of pediatric subspecialty care and research.

In response, the National Academies, with support from a coalition of sponsors, formed the Committee on the Pediatric Subspecialty Workforce and Its Impact on Child Health and Well-Being to recommend strategies and actions to ensure an adequate pediatric subspecialty physician workforce to support broad access to high quality subspecialty care and a robust research portfolio to advance the health and health care of infants, children, and adolescents. This report outlines recommendations that, if fully implemented, can improve the quality of pediatric medical subspecialty care through a well-supported, superbly trained, and appropriately used primary care, subspecialty, and physician-scientist workforce.

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The Future Pediatric Subspecialty Physician Workforce: Meeting the Needs of Infants, Children, and Adolescents

Retaliation in any form can result in a range of negative consequences for those who experience it either directly or indirectly. Individuals can experience limitations in the opportunities to contribute and advance in their career, and they may feel as if their only response to the adversity is to leave the field. When an institution allows such retaliation to take place, the target’s sense of trust and dependency in the institution to maintain their safety and act on their behalf is negatively impacted. Retaliation can also have consequences for the broader community and the institution. For example, observers of retaliation can be affected by the low morale in the department or unit stemming from retaliation. The paper illustrates how legal protections can fall short when various types of retaliatory actions occur in academia and explores how institutions can creatively address retaliation with broader policies—policies that expand on and hone institutions’ current anti-retaliation practices, engender effective communication of their response to various forms of retaliation.

This individually-authored issue paper was created by members of the Remediation Working Group of the Action Collaborative on Preventing Sexual Harassment in Higher Education to explore the full implications of retaliation in higher education and develop a paper that provides relevant information as discussed in the 2018 National Academies report Sexual Harassment of Women: Climate, Culture, and Consequences in Academic Sciences, Engineering, and Medicine. The Action Collaborative on Preventing Sexual Harassment in Higher Education of the National Academies of Sciences, Engineering, and Medicine brings together academic and research institutions and key stakeholders to work toward targeted, collective action on addressing and preventing sexual harassment across all disciplines and among all people in higher education. The Action Collaborative includes four working groups (Prevention, Response, Remediation, and Evaluation) that identify topics in need of research, gather information, and publish resources for the higher education community.

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Preventing and Addressing Retaliation Resulting from Sexual Harassment in Academia

From April 25-26, 2023 the Committee on National Statistics of the National Academies of Sciences, Engineering, and Medicine convened a workshop to identify challenges in and opportunities for measuring suicide in the law enforcement occupation. Experts in the field met to identify ways to improve the measurement of suicide by current and former police and corrections officers, dispatchers, and other sworn and civilian personnel, in public and private organizations. This proceedings provides a synthesis of key themes identified during the workshop.

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Measuring Law Enforcement Suicide: Challenges and Opportunities: Proceedings of a Workshop

Since 1790, the U.S. census has been a recurring, essential civic ceremony in which everyone counts; it reaffirms a commitment to equality among all, as political representation is explicitly tied to population counts. Assessing the 2020 Census looks at the quality of the 2020 Census and its constituent operations, drawing appropriate comparisons with prior censuses. The report acknowledges the extraordinary challenges the Census Bureau faced in conducting the census and provides guidance as it plans for the 2030 Census. In addition, the report encourages research and development as the goals and designs for the 2030 Census are developed, urging the Census Bureau to establish a true partnership with census data users and government partners at the state, local, tribal, and federal levels.

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Assessing the 2020 Census: Final Report

Responding to climate change will entail massive socio-emotional and behavioral changes. Translating policies, investments, or built infrastructure-reshaping mandates into real and sustained local impact that incorporates accountability and culture change will require hands-on work. Adaptive societal responses to climate change will succeed or fail based on the attitudes, behaviors, social cohesion and capital, organizational and emotional strengths, and collective impact and input of all stakeholders.

To consider how to integrate, align, and converge the broad mix of social, behavioral, and cognitive sciences to produce new insights and inform efforts for enhanced human responses to environmental change, Board on Environmental Change and Society of the National Academies of Sciences, Engineering and Medicine convened this 2023 workshop, entitled Committee on Integrating the Human Sciences to Scale Societal Responses to Environmental Change: A Workshop. The workshop was intended to investigate ways to accelerate and deepen conversations within the social sciences and to focus on synthesis, especially for the purpose of increasing community capacity to understand and effectively respond to climate change-induced environmental changes - at scales ranging from the individual to the household to the community, and all the way up to the level of state and international governance. This publication summarizes the presentations and discussion of the workshop.

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Integrating the Human Sciences to Scale Societal Responses to Environmental Change: Proceedings of a Workshop

Population surveys collect information from participants by asking questions. Today, many surveys also collect biologic specimens that can be used to analyze a respondents DNA and other biomarkers. The National Health and Nutrition Examination Survey (NHANES) is a population survey that also administers a physical examination, collects biospecimens, and reports some test results (e.g., cholesterol levels) to the participant. While visiting communities large and small throughout the country, NHANES collects health and nutrition data from a representative sample of individuals through in-person interviews and health examinations that take place at special mobile examination centers. The examination component consists of medical, dental, and physiological examinations, as well as laboratory tests.

On December 2, 7, and 8, 2022, a workshop was convened to focus on anticipated future collections of genomic data by NHANES. The 2022 workshop explored ethical considerations and current practices for returning genomic information from active research and population surveys. This Proceedings of a Workshop summarizes the presentations and discussions at the workshop.

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Considerations for Returning Individual Genomic Results from Population-Based Surveys: Focus on the National Health and Nutrition Examination Survey: Proceedings of a Workshop

To explore existing evidence-based guidance and best practices on supporting the well-being of transgender and gender diverse youth, the National Academies of Sciences, Engineering, and Medicine Forum for Childrens Well-Being held a workshop on April 25, 2023. The workshop included presentations from experts as well as perspectives from youth and parents. This Proceedings of a Workshop-in Brief provides a high-level summary of the topics addressed in the workshop.

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Supporting the Health and Well-Being of Transgender and Gender Diverse Youth: Proceedings of a Workshop—in Brief

Many young children in the United States are thriving and have access to the conditions and resources they need to grow up healthy. However, a substantial number of young children face more challenging conditions such as: poverty; food insecurity; exposure to violence; and inadequate access to health care, well-funded quality schools, and mental health care. In many cases, the historical origins of unequal access to crucial supports for children's physical, emotional, and cognitive development are rooted in policies that intentionally segregated and limited various populations' access to resources and create opportunity gaps that intertwine and compound to affect academic, health, and economic outcomes over an individual's life course and across generations.

Closing the Opportunity Gap for Young Children , identifies and describes the causes, costs, and effects of the opportunity gap in young children and explores how disparities in access to quality educational experiences, health care, and positive developmental experiences from birth through age eight intersect with key academic, health, and economic outcomes. The report identifies drivers of these gaps in three key domains—education, mental health, and physical health—and offers recommendations for policy makers for addressing these gaps so that all children in the United States have the opportunity to thrive. In addition, the report offers a detailed set of recommendations for policy makers, practitioners, community organizations, and philanthropic organizations to reduce opportunity gaps in education, health, and social-emotional development.

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Closing the Opportunity Gap for Young Children

The rapid proliferation of wearable devices that gather data on physical activity and physiology has become commonplace across various sectors of society. Concurrently, the development of advanced wearables and sensors capable of detecting a multitude of compounds presents new opportunities for monitoring environmental exposure risks. Wearable technologies are additionally showing promise in disease prediction, detection, and management, thereby offering potential advancements in the interdisciplinary fields of both environmental health and biomedicine.

To gain insight into this burgeoning field, on June 1 and 2, 2023, the National Academies of Sciences, Engineering, and Medicine organized a 2-day virtual workshop titled Developing Wearable Technologies to Advance Understanding of Precision Environmental Health. Experts from government, industry, and academia convened to discuss emerging applications and the latest advances in wearable technologies. The workshop aimed to explore the potential of wearables in capturing, monitoring, and predicting environmental exposures and risks to inform precision environmental health.

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Developing Wearable Technologies to Advance Understanding of Precision Environmental Health: Proceedings of a Workshop–in Brief

The National Academies Standing Committee on Reproductive Health, Equity, and Society and the National Academy of Medicine, committed to equitable access to quality reproductive health, hosted a webinar, After Roe: Physician Perspectives and Workforce Implications, in May 2023. Discussions increased awareness and promoted dialogue in the medical, public health, societal, and general population. Speakers explored clinician workforce impacts of legal restrictions on the provision of reproductive health services in the U.S. Practicing physicians from obstetrics-gynecology, maternal-fetal medicine, family medicine, emergency medicine, and oncology provided their perspectives on the effects of the legal limitations on their well-being (e.g., moral distress), professional futures, and institutional supports. Perspectives included individuals from a range of states with varying legal restrictions. This proceedings document summarizes the discussions held during the webinar.

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Physician Perspectives and Workforce Implications Following the Repeal of Roe v. Wade: Proceedings of a Workshop–in Brief

Much of the statistical information currently produced by federal statistical agencies - information about economic, social, and physical well-being that is essential for the functioning of modern society - comes from sample surveys. In recent years, there has been a proliferation of data from other sources, including data collected by government agencies while administering programs, satellite and sensor data, private-sector data such as electronic health records and credit card transaction data, and massive amounts of data available on the internet. How can these data sources be used to enhance the information currently collected on surveys, and to provide new frontiers for producing information and statistics to benefit American society?

Toward a 21st Century National Data Infrastructure: Enhancing Survey Programs by Using Multiple Data Sources, the second report in a series funded by the National Science Foundation, discusses how use of multiple data sources can improve the quality of national and subnational statistics while promoting data equity. This report explores implications of combining survey data with other data sources through examples relating to the areas of income, health, crime, and agriculture.

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Toward a 21st Century National Data Infrastructure: Enhancing Survey Programs by Using Multiple Data Sources

The COVID-19 pandemic has had an unprecedented impact on the lives of children and their families, who have faced innumerable challenges such as illness and death; school closures; social isolation; financial hardship; food insecurity; deleterious mental health effects; and difficulties accessing health care. In almost every outcome related to social, emotional, behavioral, educational, mental, physical, and economic health and well-being, families identifying as Black, Latino, and Native American, and those with low incomes, have disproportionately borne the brunt of the negative effects of the pandemic.

The effects of the COVID-19 pandemic on children and families will be felt for years to come. While these long-term effects are unknown, they are likely to have particularly significant implications for children and families from racially and ethnically minoritized communities and with low incomes.

Addressing the Long-Term Effects of the COVID-19 Pandemic on Children and Families identifies social, emotional, behavioral, educational, mental, physical, and economic effects of the COVID-19 pandemic and looks at strategies for addressing the challenges and obstacles that the pandemic introduced for children and families in marginalized communities. This report provides recommendations for programs, supports, and interventions to counteract the negative effects of the pandemic on child and family well-being and offers a path forward to recover from the harms of the pandemic, address inequities, and prepare for the future.

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Addressing the Long-Term Effects of the COVID-19 Pandemic on Children and Families

Experiencing poverty during childhood can lead to lasting harmful effects in which poverty is passed on to future generations - a cycle that disproportionately affects Native American families.

To identify policies and programs that can reduce long-term, intergenerational poverty among Native Americans in the United States, the Board on Children, Youth, and Families held information-gathering sessions on July 22, 2022 and July 25, 2022. In these sessions, key historical and structural factors that lead to entrenched poverty were examined as well as promising interventions for addressing them. Importantly, these sessions included a conversation with community leaders on their experiences with and work on intergenerational poverty as well as key data and trends on this topic.

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Intergenerational Poverty and Mobility Among Native Americans in the United States: Proceedings of a Workshop

The second annual report of the Office of Diversity and Inclusion highlights the milestones, projects, and activities achieved in 2022–2023 and outlines goals for the upcoming year. The annual report details how the National Academies have implemented diversity, equity, and inclusion initiatives across the organization, including creating a DEI Action Plan and accountability mechanisms.

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Office of Diversity and Inclusion Annual Report 2022–2023: Turning Vision into Action to Implement Diversity, Equity, and Inclusion Initiatives

An accurate measure of poverty is necessary to fully understand how the economy is performing across all segments of the population and to assess the effects of government policies on communities and families. In addition, poverty statistics are essential in determining the size and composition of the population whose basic needs are going unmet and to help society target resources to address those needs.

An Updated Measure of Poverty: (Re)Drawing the Line recommends updating the methodology used by the Census Bureau to calculate the Supplemental Poverty Measure (SPM) to reflect household basic needs. This report recommends that the more comprehensive SPM replace the current Official Poverty Measure as the primary statistical measure of poverty the Census Bureau uses. The report assesses the strengths and weaknesses of the SPM and provides recommendations for updating its methodology and expanding its use in recognition of the needs of most American families such as medical care, childcare, and housing costs.

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An Updated Measure of Poverty: (Re)Drawing the Line

Behavioral economics - a field based in collaborations among economists and psychologists - focuses on integrating a nuanced understanding of behavior into models of decision-making. Since the mid-20th century, this growing field has produced research in numerous domains and has influenced policymaking, research, and marketing. However, little has been done to assess these contributions and review evidence of their use in the policy arena.

Behavioral Economics: Policy Impact and Future Directions examines the evidence for behavioral economics and its application in six public policy domains: health, retirement benefits, climate change, social safety net benefits, climate change, education, and criminal justice. The report concludes that the principles of behavioral economics are indispensable for the design of policy and recommends integrating behavioral specialists into policy development within government units. In addition, the report calls for strengthening research methodology and identifies research priorities for building on the accomplishments of the field to date.

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Behavioral Economics: Policy Impact and Future Directions

Genetic and genomic information has become far more accessible, and research using human genetic data has grown exponentially over the past decade. Genetics and genomics research is now being conducted by a wide range of investigators across disciplines, who often use population descriptors inconsistently and/or inappropriately to capture the complex patterns of continuous human genetic variation.

In response to a request from the National Institutes of Health, the National Academies assembled an interdisciplinary committee of expert volunteers to conduct a study to review and assess existing methodologies, benefits, and challenges in using race, ethnicity, ancestry, and other population descriptors in genomics research. The resulting report focuses on understanding the current use of population descriptors in genomics research, examining best practices for researchers, and identifying processes for adopting best practices within the biomedical and scientific communities.

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Using Population Descriptors in Genetics and Genomics Research: A New Framework for an Evolving Field

Individuals from minoritized racial and ethnic groups continue to face systemic barriers that impede their ability to access, persist, and thrive in science, technology, engineering, mathematics, and medicine (STEMM) higher education and workforce. Without actively dismantling policies and practices that disadvantage people from minoritized groups, STEMM organizations stand to lose much needed talent and innovation as well as the ideas that come from having a diverse workforce.

A new report from the Board on Behavioral, Cognitive, and Sensory Sciences examines the backdrop of systemic racism in the United States that has harmed and continues to harm people from minoritized groups, which is critical for understanding the unequal representation in STEMM. The report outlines actions that top leaders and gatekeepers in STEMM organizations, such as presidents and chief executive officers, can take to foster a culture and climate of antiracism, diversity, equity, and inclusion that is genuinely accessible and supportive to all.

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Advancing Antiracism, Diversity, Equity, and Inclusion in STEMM Organizations: Beyond Broadening Participation

Roughly every four years, the U.S. Global Change Research Program produces a congressionally mandated assessment of global change science and the impacts, adaptation, and mitigation of climate change in the United States. The draft Fifth National Climate Assessment (NCA5), released publicly in November 2022, covers a wide range of U.S. impacts, from human health and community well-being to the built environment, businesses and economies, and ecosystems and water resources. NCA5 had the largest scale of collaboration to date in the series, with input from hundreds of experts from all levels of governments, academia, non-government organizations, the private sector, and the public. The National Academies report provides an independent, comprehensive review and makes recommendations to strengthen the accuracy, credibility, and accessibility of the draft NCA5 report.

The National Academies’ review of the draft NCA5 report finds that it successfully meets the requirements of the federal mandate, provides accurate information, and effectively communicates climate science to the public, decision makers, and other stakeholders. The review makes recommendations for ways the draft NCA5 report could be strengthened, including: adopting more clear and consistent structure for key messages and figures across the report; resolving inconsistencies between chapters in how terms and topics are discussed, for example the use of scenarios and projections; intentionally applying an equity and justice lens across chapters; and increasing emphasis on certain topical areas.

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Review of the Draft Fifth National Climate Assessment

The history of the U.S. criminal justice system is marked by racial inequality and sustained by present day policy. Large racial and ethnic disparities exist across the several stages of criminal legal processing, including in arrests, pre-trial detention, and sentencing and incarceration, among others, with Black, Latino, and Native Americans experiencing worse outcomes. The historical legacy of racial exclusion and structural inequalities form the social context for racial inequalities in crime and criminal justice. Racial inequality can drive disparities in crime, victimization, and system involvement.

Reducing Racial Inequality in Crime and Justice: Science, Practice, and Policy synthesizes the evidence on community-based solutions, noncriminal policy interventions, and criminal justice reforms, charting a path toward the reduction of racial inequalities by minimizing harm in ways that also improve community safety. Reversing the effects of structural racism and severing the close connections between racial inequality, criminal harms such as violence, and criminal justice involvement will involve fostering local innovation and evaluation, and coordinating local initiatives with state and federal leadership.

This report also highlights the challenge of creating an accurate, national picture of racial inequality in crime and justice: there is a lack of consistent, reliable data, as well as data transparency and accountability. While the available data points toward trends that Black, Latino, and Native American individuals are overrepresented in the criminal justice system and given more severe punishments compared to White individuals, opportunities for improving research should be explored to better inform decision-making.

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Reducing Racial Inequality in Crime and Justice: Science, Practice, and Policy

This proceedings summarizes the presentations and discussions at the Workshop on the 2020 Census Demographic and Housing Characteristics File, held June 21-22, 2022. The workshop was convened by the Committee on National Statistics of the National Academies of Sciences, Engineering, and Medicine to assist the U.S. Census Bureau with its new disclosure avoidance system for 2020 Census data products, which implements algorithms providing differential privacy. The workshop focused specifically on the Demographic and Housing Characteristics File, a major source of data for local governments, particularly those with small populations, and many other data users in the federal, state, academic, and business sectors. The intent was to garner feedback from users on the usability of the privacy-protected data by evaluating DHC demonstration files produced with the proposed TopDown Algorithm on 2010 Census data.

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2020 Census Data Products: Demographic and Housing Characteristics File: Proceedings of a Workshop

With the support of the National Academies leadership and the more than 1,500 Academy members who actively support our work, the Committee on Human Rights (CHR) continues to assist colleagues under threat around the world and integrate human rights into the work of the National Academies. This publication highlights the assistance provided by CHR to at-risk colleagues and advocacy work and events hosted by CHR during 2022 to draw attention to colleagues suffering human rights abuses as a consequence of their professional activities and their exercise of internationally protected rights.

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Committee on Human Rights: Annual Report 2022

The U.S. Equal Employment Opportunity Commission (EEOC) expanded EEO-1 data collection for reporting years 2017 to 2018 in an effort to improve its ability to investigate and address pay disparities between women and men and between different racial and ethnic groups. These pay disparities are well documented in national statistics. For example, the U.S. Census Bureau (2021) found that Black and Hispanic women earned only 63 percent and 55 percent as much, respectively, of what non-Hispanic White men earned.

Evaluation of Compensation Data Collected Through the EEO-1 Form examines the quality of pay data collected using the EEO-1 form and provides recommendations for future data collection efforts. The report finds that there is value in the expanded EEO-1 data, which are unique among federal surveys by providing employee pay, occupation, and demographic data at the employer level. Nonetheless, both short-term and longer-term improvements are recommended to address significant concerns in employer coverage, conceptual definitions, data measurement, and collection protocols. If implemented, these recommendations could improve the breadth and strength of EEOC data for addressing pay equity, potentially reduce employer burden, and better support employer self-assessment.

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Evaluation of Compensation Data Collected Through the EEO-1 Form

The National Academies of Sciences, Engineering, and Medicine Committee on Law and Justice convened a workshop through its Planning Committee on Crime Rates during the SARS-CoV-2 or COVID-19 pandemic on November 10, 2022, to explore crime rate changes during the pandemic, potential explanations for those rates, and opportunities for future methods, data, and research. Specifically, it sought to (1) explore existing data on the trends in multiple criminal offenses during the pandemic; (2) explore existing explanations for the crime rate changes in multiple offense types during the pandemic for their scope, logical consistency, empirical support, and limitations, with special attention to explanations related to the pandemic and associated population restrictions (e.g., stay at home orders, social gathering restrictions, etc.), as well as the diffusion and availability of firearms; and (3) discuss methodological issues, data infrastructure needs, and research gaps to inform understanding of crime problems and rates. This publication summarizes the presentation and discussion of the workshop.

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Crime Rates During the COVID-19 Pandemic: Proceedings of a Workshop—in Brief

The COVID-19 pandemic has exacerbated challenges facing workers engaged in precarious employment - those in positions commonly characterized by little to no job security, low wages, and few or no benefits. Through the first three years of the pandemic, many of these workers reported increased exposure to COVID-19, limited access to sick leave, job losses, and reduced hours.

The latest guidance from the Societal Experts Action Network (SEAN) identifies strategies that state and local decision makers can use to mitigate COVID-19-related challenges facing individuals engaged in precarious employment, with particular attention to strategies that can remedy existing inequalities.

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Addressing COVID-19–Related Challenges Facing Individuals Engaged in Precarious Employment

In the face of growing threats to child and youth well-being - whether it be the COVID-19 pandemic, climate change, systemic racism, or new crises that have yet to arise - it is imperative that youth well-being be promoted through the development of strong resilience skills. To explore strategies for building youth resilience, the National Academies of Sciences, Engineering, and Medicine Forum for Childrens Well-Being held a 3-day workshop in October 2022. The workshop included presentations from experts, as well as moderated conversations between the presenters and youth discussants. This Proceedings of a Workshop-in Brief provides a high-level summary of the topics addressed in the workshop.

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Building Resilience in the Face of Emerging Threats to Child and Youth Well-Being: Proceedings of a Workshop—in Brief

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We're Friends, Right?: Inside Kids' Culture

On July 22 and 25, 2022, the National Academies of Sciences, Engineering, and Medicine held an information gathering meeting titled, Intergenerational Poverty and Mobility Among Native Americans in the U.S. The meeting was held to inform the future consensus report of the National Academies Committee on Policies and Programs to Reduce Intergenerational Poverty. Building on the findings of the 2019 report, A Roadmap to Reducing Child Poverty, this ad hoc committee was convened by the Board on Children, Youth, and Families to identify policies and programs with the potential to reduce long-term, intergenerational poverty. The harmful effects of living in poverty during childhood can entrench families and communities in poverty, leading to the transmission of poverty from one generation to the next. This cycle has a disproportionate effect on Native American families. This public information-gathering meeting was held to engage with leaders, researchers, and practitioners on issues surrounding intergenerational poverty and mobility among Native American families in the United States, including exploring key structural determinants of entrenched poverty and promising interventions designed to address those determinants.

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Intergenerational Poverty and Mobility Among Native Americans in the United States: Proceedings of a Workshop—in Brief

Historically, the U.S. national data infrastructure has relied on the operations of the federal statistical system and the data assets that it holds. Throughout the 20th century, federal statistical agencies aggregated survey responses of households and businesses to produce information about the nation and diverse subpopulations. The statistics created from such surveys provide most of what people know about the well-being of society, including health, education, employment, safety, housing, and food security. The surveys also contribute to an infrastructure for empirical social- and economic-sciences research. Research using survey-response data, with strict privacy protections, led to important discoveries about the causes and consequences of important societal challenges and also informed policymakers. Like other infrastructure, people can easily take these essential statistics for granted. Only when they are threatened do people recognize the need to protect them.

Toward a 21st Century National Data Infrastructure: Mobilizing Information for the Common Good develops a vision for a new data infrastructure for national statistics and social and economic research in the 21st century. This report describes how the country can improve the statistical information so critical to shaping the nation's future, by mobilizing data assets and blending them with existing survey data.

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Toward a 21st Century National Data Infrastructure: Mobilizing Information for the Common Good

In 2021, the Gulf Research Program of the National Academies of Sciences, Engineering, and Medicine sponsored a two-year consensus study, Managed Retreat in the U.S. Gulf Coast Region, to examine and make findings and recommendations regarding the unique challenges associated with managed retreat among vulnerable coastal communities in the region.

To gather information for the consensus report, the authoring committee convened a series of three public workshops in the Gulf Coast region. The workshops, held in June and July of 2022, focused on policy and practice considerations, research and data needs, and community engagement strategies. This publication summarizes the presentations and discussions of the workshops.

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Assisted Resettlement and Community Viability on Louisiana's Gulf Coast: Proceedings of a Workshop

The aging population of the United States has significant implications for the workforce - challenging what it means to work and to retire in the U.S. In fact, by 2030, one-fifth of the population will be over age 65. This shift has significant repercussions for the economy and key social programs. Due to medical advancements and public health improvements, recent cohorts of older adults have experienced better health and increasing longevity compared to earlier cohorts. These improvements in health enable many older adults to extend their working lives. While higher labor market participation from this older workforce could soften the potential negative impacts of the aging population over the long term on economic growth and the funding of Social Security and other social programs, these trends have also occurred amidst a complicating backdrop of widening economic and social inequality that has meant that the gains in health, improvements in mortality, and access to later-life employment have been distributed unequally.

Understanding the Aging Workforce: Defining a Research Agenda offers a multidisciplinary framework for conceptualizing pathways between work and nonwork at older ages. This report outlines a research agenda that highlights the need for a better understanding of the relationship between employers and older employees; how work and resource inequalities in later adulthood shape opportunities in later life; and the interface between work, health, and caregiving. The research agenda also identifies the need for research that addresses the role of workplaces in shaping work at older ages, including the role of workplace policies and practices and age discrimination in enabling or discouraging older workers to continue working or retire.

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Understanding the Aging Workforce: Defining a Research Agenda

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Suicide Prevention in Indigenous Communities: Proceedings of a Workshop

Strategically moving communities and infrastructure—including homes and businesses—away from environmentally high-risk areas, such as vulnerable coastal regions, has been referred to as "managed retreat." Of all the ways humans respond to climate-related disasters, managed retreat has been one of the most controversial due to the difficulty inherent in identifying when, to where, by whom, and the processes by which such movement should take place. In 2021, the Gulf Research Program of the National Academies of Sciences, Engineering, and Medicine sponsored a two-year consensus study, Managed Retreat in the U.S. Gulf Coast Region , to learn about and respond to the unique challenges associated with managed retreat. As part of this study, the committee convened a series of three public workshops in 2022 in the Gulf Coast region to gather information for the consensus report. Each workshop focused on policy and practice considerations, research and data needs, and community engagement strategies. This proceedings recounts the first workshop in Houston and Port Arthur, Texas.

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Environmental Challenges and Prospects for Community Relocation in Houston and Port Arthur, Texas: Proceedings of a Workshop

The U.S. Department of State, through its Bureau of International Narcotics and Law Enforcement Affairs (INL), provides foreign assistance and supports capacity building for criminal justice systems and police organizations in approximately 90 countries around the world. It has a mandate to strengthen fragile states, support democratic transitions, and stabilize conflict-affected societies by helping partner countries develop effective and accountable criminal justice sector institutions and systems.

At the request of INL, the National Academies of Sciences, Engineering, and Medicine assembled the Committee on Evidence to Advance Reform in the Global Security and Justice Sectors to review the available research evidence on police and policing practices, with emphasis on how police reform can promote the rule of law and protect the public. The 5 consensus studies that are part of this project provide evidence-driven policy and research recommendations for key stakeholders with the goal of informing capacity-building activities. This report is a compilation of those 5 studies.

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Evidence to Advance Reform in the Global Security and Justice Sectors: Compilation of Reports

The US Department of State, Bureau of International Narcotics and Law Enforcement (INL) provides assistance and supports capacity building for criminal justice systems and police organizations in approximately 90 countries. In order to support and inform that work, this report explores high-level corruption and its effects on police organizations, as well as strategies that police can use to effectively contribute to efforts to combat that corruption.

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Police Strategies to Control High-Level Corruption: A Global Perspective

Strategically moving communities and infrastructure - including homes and businesses - away from environmentally high-risk areas, such as vulnerable coastal regions, has been referred to as managed retreat. Of all the ways humans respond to climate-related hazards, managed retreat has been one of the most controversial due to the difficulty inherent in identifying when, to where, by whom, and the processes by which such movement should take place.

To understand and respond to the unique challenges associated with managed retreat, the Gulf Research Program of the National Academies of Sciences, Engineering, and Medicine sponsored a committee of experts to provide in-depth analysis and identify short- and long-term next steps for Gulf Coast communities that may need to relocate. The committee convened a series of three public workshops in the Gulf Coast region to gather information about on policy and practice considerations, research and data needs, and community engagement strategies. The workshops focused on elevating the voices of communities and individuals contemplating, resisting, undertaking, or facing barriers to relocation (including systemic issues such as structural racism), as well as individuals who have resettled and communities that have received such individuals. Each workshop included community testimonials and panels of local decision makers and experts discussing study-relevant processes and obstacles faced by communities. The first workshop was held in two parts in Houston and Port Arthur, Texas; the second workshop was held in St. Petersburg, Florida; and the third workshop was held in two parts in Thibodaux and Houma, Louisiana. This Proceedings of a Workshop-in Brief recounts the second workshop, held in July 2022 in St. Petersburg, Florida.

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Relocation and Other Climate Adaptations on Florida's Gulf Coast: Proceedings of a Workshop—in Brief

Structural racism refers to the public and private policies, institutional practices, norms, and cultural representations that inherently create unequal freedom, opportunity, value, resources, advantage, restrictions, constraints, or disadvantage for individuals and populations according to their race and ethnicity both across the life course and between generations. Developing a research agenda on structural racism includes consideration of the historical and contemporary policies and other structural factors that explicitly or implicitly affect the health and well-being of individuals, families, and communities, as well as strategies to measure those factors.

The Committee on Population of the National Academies of Sciences, Engineering, and Medicine convened a 2-day public workshop on May 16-17, 2022, to identify and discuss the mechanisms through which structural racism operates, with a particular emphasis on health and well-being; to develop an agenda for future research and data collection on structural racism; and to strengthen the evidence base for policy making. Speaker presentations and workshop discussions provided insights into known sources of structural racism and rigorous models of health inequity, revealed novel sources and approaches informed by other disciplines and related fields, and highlighted key research and data priorities for future work on structural racism and health inequity.

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Structural Racism and Rigorous Models of Social Inequity: Proceedings of a Workshop

Scholars, policymakers, and the public view police legitimacy and community trust in the police alike as essential components of an effective police organization. An extensive network of international and regional organizations, bilateral donors, international financial institutions, and civil society organizations aims to work with governments to improve policing practices and enhance police legitimacy. As a part of that network, the U.S. Department of State, through its Bureau of International Narcotics and Law Enforcement Affairs (INL), provides foreign assistance to and supports capacity building for criminal justice systems and police organizations in approximately 90 countries. Like many donors, it strives to direct its resources to the most effective approaches to achieve its mission.

At the request of INL, the Committee on Law and Justice of the National Academies of Sciences, Engineering, and Medicine convened an ad hoc committee to review, assess, and reach consensus on existing evidence on policing institutions, police practices and capacities, and police legitimacy in the international context. The committee produced five reports, addressing questions of interest to INL and the State Department. Developing Policing Practices that Build Legitimacy, the fourth in this series, responds to the question: What policing practices build community trust and legitimacy in countries with low-to-moderate criminal justice sector capacity? This report focuses on the concept of legitimacy and ways of building legitimacy to foster this kind of trust and expectations.

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Developing Policing Practices that Build Legitimacy

An estimated 10 percent of children in the United States are living with disabilities, including a disproportionate number of children living in poverty and children of marginalized racial and ethnic groups. During the pandemic, children with disabilities suffered disproportionately compared to their peers without disabilities. To learn more about what policies and practices might be sustained or implemented beyond the pandemic to support children with disabilities and their families, the Board on Children, Youth, and Families hosted a workshop on June 13-15, 2022. Workshop presenters included service providers, researchers, government leaders, youth with disabilities, and caregivers of children and youth with disabilities. In this workshop, practices were identified that could improve the system of care for children with disabilities as well as improve access to services for underserved and marginalized populations.

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Supporting Children with Disabilities: Lessons from the Pandemic: Proceedings of a Workshop

Adolescence is a crucial period of life for the prevention of substance use disorders. Research has shown that early intervention can significantly reduce rates of substance use disorder in adulthood. To learn more about effective family-focused interventions in primary care settings for preventing substance use disorder, the National Academies of Sciences, Engineering, and Medicine hosted a workshop on May 5-6, 2022. The proceedings from that workshop explores existing efforts to incorporate family-focused interventions into state health care policies. It also examines barriers to implementing such interventions as well as lessons learned from successful efforts to scale up these interventions.

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Family-Focused Interventions to Prevent Substance Use Disorders in Adolescence: Proceedings of a Workshop

Most empirical research in psychology historically has been conducted in North America and Western Europe, despite the importance placed on culture in theoretical models. The consequence of conducting basic science only in high-income, Western countries is that psychological science is defined by the experiences of individuals in those countries. Collecting data in a wide range of countries, establishing international collaborations, and incorporating diverse cultural perspectives are central to the effort to expand cultural context. Publishing the research in high-quality, peer-reviewed journals is also critical.

To discuss the challenges of publishing high quality international work in U.S. journals and suggest solutions to incorporate international perspectives into U.S. psychological journals, the U.S. National Committee for Psychological Science of the National Academies of Sciences, Engineering, and Medicine invited journal editors, society representatives, and publishers to a virtual workshop on June 28 and 29, 2021. This publication summarizes the presentations and discussions of the workshop.

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International Perspectives in U.S. Psychological Science Journals: Proceedings of a Workshop—in Brief

While the science of policing outcomes has grown in recent years, it is limited in context, with much of the research conducted on policing taking place in the Global North countries (e.g., the United Kingdom and United States). It is also limited in purpose, with much research focused on examining crime reduction as opposed to examining the harms to the public as the result of crimes, violence, and any effects of policing activities.

At the request of INL, Policing to Promote the Rule of Law and Protect the Population explores the organizational policies, structures, or practices (e.g., HR and recruiting, legal authorities, reporting lines, etc.) that will enable a police service to promote the rule of law and protect the population. This report presents an overview of the state of research and highlights promising areas to guide policing reform and interventions.

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Policing to Promote the Rule of Law and Protect the Population: An Evidence-Based Approach

Injury and death from use of excessive force by police officers remain a common concern in countries across the globe. Despite local, national, and international attempts to legislate and provide guidance for police use of force, there continue to be global accounts of excessive force by law enforcement. Reports of officer-involved killings, injuries to citizens, and attempts to control protests and demonstrations with chemical irritants, rubber bullets, and sometimes shooting into crowds with live ammunition frequently appear in the press worldwide. However, reliable data on and accounting for these incidents are both lacking.

A large network of international and regional organizations, bilateral donors, international financial institutions, and civil society organizations aim to work with governments to improve policing practices and reduce police use of excessive force. As a part of that network, the U.S. Department of State, through its Bureau of International Narcotics and Law Enforcement Affairs (INL), provides foreign assistance to and supports capacity building for criminal justice systems and police organizations in approximately 90 countries. Like many donors, it strives to direct its resources to the most effective approaches to achieve its mission.

Policies and Practices to Minimize Police Use of Force Internationally, the third in a series of five reports produced for INL, addresses what policies and practices for police use of force are effective in promoting the rule of law and protecting the population (including the officers themselves). This report looks at what is known about effective practices and their implementation and identifies promising actions to be taken by international donors in their efforts to strengthen the effectiveness of law enforcement agencies.

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Policies and Practices to Minimize Police Use of Force Internationally

Training police in the knowledge and skills necessary to support the rule of law and protect the public is a substantial component of the activities of international organizations that provide foreign assistance. Significant challenges with such training activities arise with the wide range of cultural, institutional, political, and social contexts across countries. In addition, foreign assistance donors often have to leverage programs and capacity in their own countries to provide training in partner countries, and there are many examples of training, including in the United States, that do not rely on the best scientific evidence of policing practices and training design. Studies have shown disconnects between the reported goals of training, notably that of protecting the population, and actual behaviors by police officers. These realities present a diversity of challenges and opportunities for foreign assistance donors and police training.

At the request of the U.S. State Department's Bureau of International Narcotics and Law Enforcement Affairs, the Committee on Law and Justice of the National Academies of Sciences, Engineering, and Medicine examined scientific evidence and assessed research needs for effective policing in the context of the challenges above. This report, the second in a series of five, responds to the following questions: What are the core knowledge and skills needed for police to promote the rule of law and protect the population? What is known about mechanisms (e.g., basic and continuing education or other capacity building programs) for developing the core skills needed for police to promote the rule of law and protect the population?

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Police Training to Promote the Rule of Law and Protect the Population

Since around 1980, fewer Americans than before are doing better than their parents had – that is, more are experiencing downward social and economic mobility in terms of occupational status and income. This trend in downward mobility is occurring amidst high and rising levels of inequality in income, wealth, health, and life expectancy. To better understand the factors that influence social and economic mobility, the Committee on Population and the Committee on National Statistics hosted a workshop on February 14-15, 2022. The proceedings from this workshop identify key priorities for future research and data collection to improve social and economic mobility.

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Research and Data Priorities for Improving Economic and Social Mobility: Proceedings of a Workshop

Measuring and analyzing public opinion comes with tremendous challenges, as evidenced by recent struggles to predict election outcomes and to anticipate mass mobilizations. The National Academies of Sciences, Engineering, and Medicine publication Measurement and Analysis of Public Opinion: An Analytic Framework presents in-depth information from experts on how to collect and glean insights from public opinion data, particularly in conditions where contextual issues call for applying caveats to those data. The Analytic Framework is designed specifically to help intelligence community analysts apply insights from the social and behavioral sciences on state-of-the-art approaches to analyze public attitudes in non- Western populations. Sponsored by the intelligence community, the National Academies’ Board on Behavioral, Cognitive, and Sensory Sciences hosted a 2-day hybrid workshop on March 8–9, 2022, to present the Analytic Framework and to demonstrate its application across a series of hypothetical scenarios that might arise for an intelligence analyst tasked with summarizing public attitudes to inform a policy decision. Workshop participants explored cutting-edge methods for using large-scale data as well as cultural and ethical considerations for the collection and use of public opinion data. This publication summarizes the presentations and discussions of the workshop.

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Applications of an Analytic Framework on Using Public Opinion Data for Solving Intelligence Problems: Proceedings of a Workshop

Intelligence analysts conduct these analyses every day, using decades of propriety tradecraft techniques and an arsenal of clandestine information gathering sources, but the resources available are not unlimited. Open source public opinion tools can provide timely and relatively inexpensive methods of understanding fast-moving conditions, acting as a force multiplier to help policymakers have a truly all-source understanding of complex events. By providing analysts with the best practices in survey methodology and nonsurvey methods for gathering data on public opinion, they will be armed with a clearer sense of important shifts in attitudes, elections, and unrest.

In order to provide guidance to analysts on strategies for assessing public opinion, representatives from the intelligence community approached the National Academies of Sciences, Engineering, and Medicine to request preparation of a framework on Measuring and Analyzing Public Opinion. This analytic framework includes three layers of information. Layer 1 comprises four authored papers that review literature from various disciplines containing overview information as well as how the topic/situation of interest can enable better analysis across different situational constraints. Layer 2 is a distilled layer of information in the form of an authored summary of the four Layer 1 papers, both summarizing and describing key points. Finally, Layer 3 provides an even further distillation of the key concepts, in a one-page visual graphic, that displays key drivers from the work in Layers 1 and 2 to help the intended audience apply knowledge to the situation of interest.

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Measurement and Analysis of Public Opinion: An Analytic Framework

More intense heat waves, extended wildfire seasons and other escalating impacts of climate change have made it more important than ever to fill knowledge gaps that improve society's understanding, assessment, and response to global change. The US Global Change Research Program (USGCRP) - a collection of 13 Federal entities charged by law to help the United States and the world fill those knowledge gaps - laid out proposed mechanisms and priorities for global change research over the next decade in its draft Decadal Strategic Plan 2022-2031. The draft plan recognizes that priority knowledge gaps have shifted over the past decade as demand has grown for more useful and more inclusive data to inform decision-making, and as the focus on resilience and sustainability has increased.

As part of its work in advising the USGCRP since 2011, the National Academies reviewed USGCRP's draft plan to determine how it might be enhanced. Advances in the draft plan include an increased emphasis on social sciences, community engagement with marginalized groups, and promotion of diversity, equity, inclusion, and justice in the production of science. Strengthening the interconnections between the plan's core pillars and expanding opportunities for coordination among federal agencies tasked with responding to global climate change would improve the plan. The draft plan could more strongly convey a sense of urgency throughout the plan and would benefit from additional examples of key research outputs that could advance policy and decision making on global change challenges.

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Review of the U.S. Global Change Research Program's Draft Decadal Strategic Plan, 2022-2031

Nearly 600,000 people are released from state and federal prisons annually. Whether these individuals will successfully reintegrate into their communities has been identified as a critical measure of the effectiveness of the criminal legal system. However, evaluating the successful reentry of individuals released from prison is a challenging process, particularly given limitations of currently available data and the complex set of factors that shape reentry experiences.

The Limits of Recidivism: Measuring Success After Prison finds that the current measures of success for individuals released from prison are inadequate. The use of recidivism rates to evaluate post-release success ignores significant research on how and why individuals cease to commit crimes, as well as the important role of structural factors in shaping post-release outcomes. The emphasis on recidivism as the primary metric to evaluate post-release success also ignores progress in other domains essential to the success of individuals returning to communities, including education, health, family, and employment.

In addition, the report highlights the unique and essential insights held by those who have experienced incarceration and proposes that the development and implementation of new measures of post-release success would significantly benefit from active engagement with individuals with this lived experience. Despite significant challenges, the report outlines numerous opportunities to improve the measurement of success among individuals released from prison and the report’s recommendations, if implemented, will contribute to policies that increase the health, safety, and security of formerly incarcerated persons and the communities to which they return.

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The Limits of Recidivism: Measuring Success After Prison

New research in psychology, neuroscience, cognitive science, and other fields is published every day, but the gap between what is known and the capacity to act on that knowledge has never been larger. Scholars and nonscholars alike face the problem of how to organize knowledge and to integrate new observations with what is already known. Ontologies - formal, explicit specifications of the meaning of the concepts and entities that scientists study - provide a way to address these and other challenges, and thus to accelerate progress in behavioral research and its application.

Ontologies help researchers precisely define behavioral phenomena and how they relate to each other and reliably classify them. They help researchers identify the inconsistent use of definitions, labels, and measures and provide the basis for sharing knowledge across diverse approaches and methodologies. Although ontologies are an ancient idea, modern researchers rely on them to codify research terms and findings in computer-readable formats and work with large datasets and computer-based analytic techniques.

Ontologies in the Behavioral Sciences: Accelerating Research and the Spread of Knowledge describes how ontologies support science and its application to real-world problems. This report details how ontologies function, how they can be engineered to better support the behavioral sciences, and the resources needed to sustain their development and use to help ensure the maximum benefit from investment in behavioral science research.

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Ontologies in the Behavioral Sciences: Accelerating Research and the Spread of Knowledge

Across the country, mental health concerns are affecting children and youth in every community. Mental health providers are witnessing increased numbers of patients and increased severity in reported concerns. In the midst of this crisis, communities are exploring strategies for addressing children and youth's mental health, including increased investment in prevention. Given this current crisis, and the unprecedented response and potentially increased funding, there are opportunities to learn how to better incorporate prevention and promotion strategies into systems and programs for children and youth support. To explore these opportunities, the National Academies' Forum for Children's Well-Being held a 3-day workshop in May 2022. This Proceedings of a Workshop-in Brief provides a high-level summary of the topics addressed in the workshop.

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Responding to the Current Youth Mental Health Crisis and Preventing the Next One: Proceedings of a Workshop–in Brief

The first annual report of the Office of Diversity and Inclusion highlights the milestones, projects, and activities achieved in 2021-2022. The report establishes a shared understanding of diversity, equity, and inclusion and the strategy for future goals.

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Office of Diversity and Inclusion Annual Report 2021–2022: Building Capacity to Advance Diversity, Equity, and Inclusion

The Consumer Price Index (CPI), produced by the Bureau of Labor Statistics (BLS), is the most widely used measure of inflation in the U.S. It is used to determine cost-of-living allowances and, among many other important private- and public-sector applications, influences monetary policy. The CPI has traditionally relied on field-generated data, such as prices observed in person at grocery stores or retailers. However, as these data have become more challenging and expensive to collect in a way that reflects an increasingly dynamic marketplace, statistical agencies and researchers have begun turning to opportunities created by the vast digital sources of consumer price data that have emerged. The enormous economic disruption of the COVID-19 pandemic, including major shifts in consumers' shopping patterns, presents a perfect case study for the need to rapidly employ new data sources for the CPI.

Modernizing the Consumer Price Index presents guidance to BLS as the agency embarks on a strategy of accelerating and enhancing the use of scanner, web-scraped, and digital data directly from retailers in compiling the CPI. The report also recommends strategies for BLS to more accurately estimate the composition of households' expenditures - or market basket shares - by updating this information more frequently and using innovative survey techniques and alternative data sources where possible. The report provides targeted guidance for integrating new data sources to improve the CPI's estimation of changes in the prices of housing and medical care, two consumer expenditure categories that are traditionally difficult to measure. Because of the urgency of issues related to income and wealth inequality, the report also recommends that BLS identify data sources that would allow it to estimate price indexes defined by income quintile or decile.

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Modernizing the Consumer Price Index for the 21st Century

Misinformation about outbreaks, epidemics, and pandemics is a decades-old problem that has been exacerbated by the rise of the internet and the widespread use of social media. Some false claims may be addressed through sound scientific analysis, suggesting that scientists can help counter misinformation by providing evidence-based, scientifically defensible information that may discredit or refute these claims. This report explains how scientists can work collaboratively across scientific disciplines and sectors to identify and address inaccuracies that could fuel mis- and disinformation. Although the study focused on a scientific network primarily in Southeast Asia, it is relevant to scientists in other parts of the world. A companion "how-to-guide", available in print and in digital form, outlines practical steps that scientists can take to assess mis- or disinformation, determine whether and how they should address it, and effectively communicate the corrective information they develop.

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Addressing Inaccurate and Misleading Information About Biological Threats Through Scientific Collaboration and Communication in Southeast Asia

On March 28 and 29, 2022, the Board on Behavioral, Cognitive, and Sensory Sciences at the National Academies of Sciences, Engineering, and Medicine held a virtual symposium entitled Community Interventions to Prevent Veteran Suicide: The Role of Social Determinants to gain a better understanding of social determinants influencing the recent increase in suicide risk and how currently available practice guidelines can inform community-level preventive interventions, particularly those targeting veteran populations. Presenters and participants explored the relevant social, cultural, and economic factors driving changes in suicide risk among veterans and ways that current best practices for suicide prevention and treatment can be applied at the community level. This publication summarizes the presentations and discussion of the symposium.

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Community Interventions to Prevent Veteran Suicide: The Role of Social Determinants: Proceedings of a Virtual Symposium

Communities across the United States are subject to ever-increasing human suffering and financial impacts of disasters caused by extreme weather events and other natural hazards amplified in frequency and intensity by climate change. While media coverage sometimes paints these disasters as affecting rich and poor alike and suggests that natural disasters do not discriminate, the reality is that they do. There have been decades of discriminatory policies, practices, and embedded bias within infrastructure planning processes. Among the source of these policies and practices are the agencies that promote resilience and provide hazard mitigation and recovery services, and the funding mechanisms they employ. These practices have resulted in low-income communities, often predominantly Indigenous people and communities of color, bearing a disproportionate share of the social, economic, health, and environmental burdens caused by extreme weather and other natural disasters.

At the request of the Federal Emergency Management Agency (FEMA), the Resilient America Program of the National Academies of Sciences, Engineering, and Medicine convened the Committee on Applied Research Topics for Hazard Mitigation and Resilience to assist the FEMA in reducing the immense human and financial toll of disasters caused by natural hazards and other large-scale emergencies. FEMA asked the committee to identify applied research topics, information, and expertise that can inform action and collaborative priorities within the natural hazard mitigation and resilience fields. This report explores equitable and infrastructure investments for natural hazard mitigation and resilience, focusing on: partnerships for equitable infrastructure development; systemic change toward resilient and equitable infrastructure investment; and innovations in finance and financial analysis.

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Equitable and Resilient Infrastructure Investments

The education landscape in the United States has been changing rapidly in recent decades: student populations have become more diverse; there has been an explosion of data sources; there is an intensified focus on diversity, equity, inclusion, and accessibility; educators and policy makers at all levels want more and better data for evidence-based decision making; and the role of technology in education has increased dramatically. With awareness of this changed landscape the Institute of Education Sciences at the U.S. Department of Education asked the National Academies of Sciences, Engineering, and Medicine to provide a vision for the National Center for Education Statistics (NCES)—the nation's premier statistical agency for collecting, analyzing, and disseminating statistics at all levels of education.

A Vision and Roadmap for Education Statistics (2022) reviews developments in using alternative data sources, considers recent trends and future priorities, and suggests changes to NCES's programs and operations, with a focus on NCES's statistical programs. The report reimagines NCES as a leader in the 21st century education data ecosystem, where it can meet the growing demands for policy-relevant statistical analyses and data to more effectively and efficiently achieve its mission, especially in light of the Foundations for Evidence-Based Policymaking Act of 2018 and the 2021 Presidential Executive Order on advancing racial equity. The report provides strategic advice for NCES in all aspects of the agency's work including modernization, stakeholder engagement, and the resources necessary to complete its mission and meet the current and future challenges in education.

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A Vision and Roadmap for Education Statistics

Sex, gender identity, and sexual orientation are key indicators of the demographic diversity in the United States. Sex and gender are often conflated under the assumptions that they are mutually determined and do not differ from each other; however, the growing visibility of transgender and intersex populations, as well as efforts to improve the measurement of sex and gender across many scientific fields, has demonstrated the need to reconsider how sex, gender, and the relationship between them are conceptualized. This is turn affects sexual orientation, because it is defined on the basis of the relationship between a person's own sex or gender and that of their actual or preferred partners. Sex, gender, and sexual orientation are core aspects of identity that shape opportunities, experiences with discrimination, and outcomes through the life course; therefore, it is crucial that measures of these concepts accurately capture their complexity.

Recognition of the diversity within the lesbian, gay, bisexual, transgender, queer, intersex, and other sexual and gender minorities - the LGBTQI+ population - has also led to a reexamination of how the concepts of sex, gender identity, and sexual orientation are measured. Better measurement will improve the ability to identify sexual and gender minority populations and understand the challenges they face. LGBTQI+ people continue to experience disparate and inequitable treatment, including harassment, discrimination, and violence, which in turn affects outcomes in many areas of everyday life, including health and access to health care services, economic and educational attainment, and family and social support. Though knowledge of these disparities has increased significantly over the past decade, glaring gaps remain, often driven by a lack of reliable data.

Measuring Sex, Gender Identity, and Sexual Orientation recommends that the National Institutes of Health (NIH) adopt new practices for collecting data on sex, gender, and sexual orientation - including collecting gender data by default, and not conflating gender with sex as a biological variable. The report recommends standardized language to be used in survey questions that ask about a respondent's sex, gender identity, and sexual orientation. Better measurements will improve data quality, as well as the NIH's ability to identify LGBTQI+ populations and understand the challenges they face.

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Measuring Sex, Gender Identity, and Sexual Orientation

The annual report of the Committee on Human Rights (CHR) provides an overview of the CHR's activities in 2021, including information on its advocacy, events, and awareness-raising projects.

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Committee on Human Rights: Year in Review 2021

The decennial census is foundational to the functioning of American democracy, and maintaining the public's trust in the census and its resulting data is a correspondingly high-stakes affair. The 2020 Census was implemented in light of severe and unprecedented operational challenges, adapting to the COVID-19 pandemic, natural disasters, and other disruptions. This interim report from a panel of the Committee on National Statistics discusses concepts of error and quality in the decennial census as prelude to the panel’s forthcoming fuller assessment of 2020 Census data, process measures, and quality metrics. The panel will release a final report that will include conclusions about the quality of the 2020 Census and make recommendations for further research by the U.S. Census Bureau to plan the 2030 Census.

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Understanding the Quality of the 2020 Census: Interim Report

The Office of the Assistant Secretary for Planning and Evaluation (ASPE), in partnership with other agencies and divisions of the United States Department of Health and Human Services, coordinates a portfolio of projects that build data capacity for conducting patient-centered outcomes research (PCOR). PCOR focuses on producing scientific evidence on the effectiveness of prevention and treatment options to inform the health care decisions of patients, families, and health care providers, taking into consideration the preferences, values, and questions patients face when making health care choices.

ASPE asked the National Academies to appoint a consensus study committee to identify issues critical to the continued development of the data infrastructure for PCOR. The committee's work will contribute to ASPE's development of a strategic plan that will guide their work related to PCOR data capacity over the next decade.

As part of its information gathering activities, the committee organized three workshops to collect input from stakeholders on the PCOR data infrastructure. This report, the third in a series of three interim reports, summarizes the discussion and committee conclusions from the third workshop, which focused on ways of enhancing collaborations, data linkages, and the interoperability of electronic databases to make the PCOR data infrastructure more useful in the years ahead. Participants in the workshop included researchers and policy experts working in these areas.

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Building Data Capacity for Patient-Centered Outcomes Research: Interim Report 3 - A Comprehensive Ecosystem for PCOR

This Proceedings of a Workshop summarizes the presentations and discussions at the Workshop on Improving Consent and Response in Longitudinal Studies of Aging, which was held virtually and live-streamed on September 27-28, 2021. The workshop was convened by the Committee on National Statistics of the National Academies of Science, Engineering, and Medicine to assist the National Institute on Aging (NIA) with its methodological research agenda and inform the different longitudinal survey programs sponsored by NIA about practices and research to improve response and consent in other survey programs. The workshop was structured to bring together scientists and researchers from multiple disciplines and countries to share their research and insights on how to improve response and consent in large, representative longitudinal studies on aging.

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Improving Consent and Response in Longitudinal Studies of Aging: Proceedings of a Workshop

Although artificial intelligence (AI) has many potential benefits, it has also been shown to suffer from a number of challenges for successful performance in complex real-world environments such as military operations, including brittleness, perceptual limitations, hidden biases, and lack of a model of causation important for understanding and predicting future events. These limitations mean that AI will remain inadequate for operating on its own in many complex and novel situations for the foreseeable future, and that AI will need to be carefully managed by humans to achieve their desired utility.

Human-AI Teaming: State-of-the-Art and Research Needs examines the factors that are relevant to the design and implementation of AI systems with respect to human operations. This report provides an overview of the state of research on human-AI teaming to determine gaps and future research priorities and explores critical human-systems integration issues for achieving optimal performance.

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Human-AI Teaming: State-of-the-Art and Research Needs

As part of its information gathering activities, the committee organized three workshops to collect input from stakeholders on the PCOR data infrastructure. This report, the second in a series of three interim reports, summarizes the discussion and committee conclusions from the second workshop, focused on data standards, methods, and policies that could make the PCOR data infrastructure more useful in the years ahead. Participants in the workshop included researchers and policy experts working in these areas.

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Building Data Capacity for Patient-Centered Outcomes Research: Interim Report 2–Data Standards, Methods, and Policy

To better understand the inequalities facing lesbian, gay, bisexual, transgender, and queer (LGBTQ) youth and the promising interventions being used to address these inequalities, the National Academies of Sciences, Engineering, and Medicine's Board on Children, Youth, and Families hosted a virtual public workshop titled Reducing Inequalities Between LGBTQ Adolescents and Cisgender, Heterosexual Adolescents, which convened on August 25–27, 2021. The workshop was developed by a planning committee composed of experts from the fields of sociology, medicine, public health, psychology, social work, policy, and direct-service provision. This Proceedings of a Workshop summarizes the presentations and discussions from that workshop.

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Reducing Inequalities Between Lesbian, Gay, Bisexual, Transgender, and Queer Adolescents and Cisgender, Heterosexual Adolescents: Proceedings of a Workshop

As the federal moratorium on rental eviction is set to expire on July 31st, 2021, actionable guidance is urgently needed on how to ensure that renters can stay in their homes and housing aid reaches the communities that need it most. This report from the National Academies of Sciences, Engineering, and Medicine recommends that the Executive Office of the President of the United States should consider establishing a task force to prevent rental evictions and mitigate housing instability caused by the pandemic. Rental Eviction and the COVID-19 Pandemic: Averting a Looming Crisis recommends actions to be taken both urgently and over the next three years aimed at addressing the immediate crisis as well as long-standing needs related to housing choice, affordability, and security across the United States. These include: building on existing social programs that support those struggling with poverty and housing instability; efficiently channeling emergency relief to renters and landlords; increasing the availability of housing choice vouchers; reforming unemployment insurance; and reducing discriminatory practices and systemic inequities.

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Rental Eviction and the COVID-19 Pandemic: Averting a Looming Crisis

Ontologies in the Behavioral Sciences: Accelerating Research and the Spread of Knowledge describes how ontologies support science and its application to real-world problems. That report details how ontologies function, how they can be engineered to better support the behavioral sciences, and the resources needed to sustain their development and use to help ensure the maximum benefit from investment in behavioral science research. The full report published in May, 2022. This digest version summarizes the primary ideas presented in that report.

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Ontologies in the Behavioral Sciences: Accelerating Research and the Spread of Knowledge: Digest Version

The Committee on Exploring the Opportunity Gap for Young Children from Birth to Age Eight is conducting a consensus study on the causes and consequences of the opportunity gap, which generally refers to the unequal or inequitable distribution of resources and opportunities on the basis of factors such as race, ethnicity, socioeconomic status, English proficiency, community wealth, geography, or familial situations. These gaps can contribute to or perpetuate inequities in well-being across groups of young children in a number of outcome domains. As part of its work, the committee held a virtual public information-gathering workshop on May 24, 2021. The purpose of the workshop was to inform the committee in its work, which will also draw on other public information-gathering sessions, peer-reviewed research, and commissioned papers from subject-matter experts, as well as the expertise of its members. This publication summarizes the presentation and discussion of the workshop.

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Measuring the Opportunity Gap for Children from Birth to Age Eight and Understanding Barriers to Access: Proceedings of a Workshop–in Brief

As the largest generation in U.S. history - the population born in the two decades immediately following World War II - enters the age of risk for cognitive impairment, growing numbers of people will experience dementia (including Alzheimer's disease and related dementias). By one estimate, nearly 14 million people in the United States will be living with dementia by 2060. Like other hardships, the experience of living with dementia can bring unexpected moments of intimacy, growth, and compassion, but these diseases also affect people's capacity to work and carry out other activities and alter their relationships with loved ones, friends, and coworkers. Those who live with and care for individuals experiencing these diseases face challenges that include physical and emotional stress, difficult changes and losses in their relationships with life partners, loss of income, and interrupted connections to other activities and friends. From a societal perspective, these diseases place substantial demands on communities and on the institutions and government entities that support people living with dementia and their families, including the health care system, the providers of direct care, and others.

Nevertheless, research in the social and behavioral sciences points to possibilities for preventing or slowing the development of dementia and for substantially reducing its social and economic impacts. At the request of the National Institute on Aging of the U.S. Department of Health and Human Services, Reducing the Impact of Dementia in America assesses the contributions of research in the social and behavioral sciences and identifies a research agenda for the coming decade. This report offers a blueprint for the next decade of behavioral and social science research to reduce the negative impact of dementia for America's diverse population. Reducing the Impact of Dementia in America calls for research that addresses the causes and solutions for disparities in both developing dementia and receiving adequate treatment and support. It calls for research that sets goals meaningful not just for scientists but for people living with dementia and those who support them as well.

By 2030, an estimated 8.5 million Americans will have Alzheimer's disease and many more will have other forms of dementia. Through identifying priorities social and behavioral science research and recommending ways in which they can be pursued in a coordinated fashion, Reducing the Impact of Dementia in America will help produce research that improves the lives of all those affected by dementia.

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Reducing the Impact of Dementia in America: A Decadal Survey of the Behavioral and Social Sciences

Back in School: Addressing the Well-Being of Students in the Wake of COVID-19, a virtual workshop hosted by the National Academy of Sciences' Forum for Children's Well-Being on May 20, 25, and 27, 2021, focused on the effects of COVID-19 on the intersection of students' learning and mental health. The workshop featured lived experience perspectives and expert presentations. This Proceedings of a Workshop-in Brief provides a high-level summary of the topics addressed in the workshop.

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Back in School: Addressing the Well-Being of Students in the Wake of COVID-19: Proceedings of a Workshop–in Brief

The US Global Change Research Program (USGCRP) is a collection of 13 Federal entities charged by law to assist the United States and the world to understand, assess, predict, and respond to human-induced and natural processes of global change. Global Change Research Needs and Opportunities for 2022-2031 advises the USGCRP on how best to meet its mandate in light of climate change impacts happening today and projected into the future. This report identifies critical climate change risks, research needed to support decision-making relevant to managing these risks, and opportunities for the USGCRP's participating agencies and other partners to advance these research priorities over the next decade.

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Global Change Research Needs and Opportunities for 2022-2031

The National Academies of Sciences, Engineering, and Medicine's Committee on Addressing Diversity, Equity, Inclusion, and Anti-Racism in 21st Century STEMM Organizations convened a national summit in July 2021 that highlighted how racism operates at different levels in science, technology, engineering, mathematics, and medicine (STEMM) settings; reviewed policies and practices for confronting systemic racism; and explored ways to advance diversity, equity, and inclusion in STEMM settings.

The 2-day, public webcast summit explored the empirical and experiential evidence related to the ways in which systemic racism and other barriers impede STEMM careers for historically marginalized racial/ethnic groups, and explored ways to address these barriers, including strategies undertaken by stakeholder communities. In this summit, speakers discussed how diversity, equity, inclusion, and anti-racism impact STEMM organizations. The workshop presentations focused on issues related to the history of racism in the United States, the lasting legacy of biased policies in the nation, and the research on practices to address systemic and structural racism in STEMM organizations. This publication summarizes the presentation and discussion of summit.

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Addressing Diversity, Equity, Inclusion, and Anti-Racism in 21st Century STEMM Organizations: Proceedings of a Workshop–in Brief

On June 28-29, 2021, the National Academies of Sciences, Engineering, and Medicine held a virtual workshop, "Behavioral and Social Research and Clinical Practice Implications of Biomarkers and Other Preclinical Diagnostics of Alzheimer's Disease (AD) and AD-Related Dementias" (AD/ADRD). The workshop was sponsored by the National Institute on Aging with the primary objective to engage in meaningful discussions about the implications of biomarkers and other preclinical diagnostics of AD and ADRD and to generate ideas for future research that might be of interest to the NIA. This publication summarizes the presentation and discussion of the workshop.

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Implications for Behavioral and Social Research of Preclinical Markers of Alzheimer's Disease and Related Dementias: Proceedings of a Workshop–in Brief

On June 21-22, 2021, the National Academies of Sciences, Engineering, and Medicine convened a virtual workshop on behalf of the Veterans Health Administration (VHA). This was the final in a series of workshops undertaken as part of a consensus study to prepare a resource planning and staffing methodology for VHA Facility Management (Engineering) Programs. In its consensus study report, the committee determined that the implementation of a staffing methodology is necessary for the VHA - both in response to congressional mandates for workforce projections and for the purpose of making better, data-informed staffing decisions; thus, the VHA began to develop an engineering staffing tool. The purpose of this workshop was to provide an update on the current status of and future opportunities for the VHA staffing tool, examine benchmarking for facilities, and discuss implementation. This publication summarizes the presentations and discussion of the workshop.

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Testing and Validating the Staffing Methodology for the Veterans Health Administration: Proceedings of a Workshop–in Brief

Promoting the Health and Well-Being of Children in Immigrant Families in the Post-Pandemic Economic Recovery Efforts, a workshop jointly hosted by the National Academies of Sciences, Engineering, and Medicine Forum for Children's Well-Being and the Brandeis University Institute for Child, Youth, and Family Policy on April 21, 2021, explored the research evidence on the access immigrant families have to U.S. social programs and its effects on children's mental, emotional, behavioral, and physical well-being. During this workshop, three speakers discussed the negative health impacts of current social policies on children, and highlighted promising public policy approaches to mitigate these impacts and promote children's well-being. This Proceedings of a Workshop-in Brief provides a high-level summary of the topics addressed in the workshop and policy options presented by the speakers that could better support children in immigrant families.

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Promoting the Health and Well-Being of Children in Immigrant Families: Proceedings of a Workshop–in Brief

The annual report of the Committee on Human Rights (CHR) provides an overview of the CHR's activities in 2017, including information on its advocacy, events, and awareness-raising projects.

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Committee on Human Rights: Year in Review 2017

Government statistics are widely used to inform decisions by policymakers, program administrators, businesses and other organizations as well as households and the general public. Principles and Practices for a Federal Statistical Agency, Seventh Edition will assist statistical agencies and units, as well as other agencies engaged in statistical activities, to carry out their responsibilities to provide accurate, timely, relevant, and objective information for public and policy use. This report will also inform legislative and executive branch decision makers, data users, and others about the characteristics of statistical agencies that enable them to serve the public good.

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Principles and Practices for a Federal Statistical Agency: Seventh Edition

On December 7-8, 2017, the Committee on Human Rights of the U.S. National Academies of Sciences, Engineering, and Medicine gathered leading scholars and practitioners for a symposium on Protecting the Rights of Individuals Fleeing Conflict: The Role of Scientists, Engineers, and Health Professionals. Participants discussed ongoing efforts to help address difficulties faced by forcibly displaced persons, including scholars forced to flee their homes. Speakers also identified potential areas for further engagement of the academic community in response to these difficulties, highlighting methodological, ethical, and other considerations. The Proceedings of a Symposium briefly summarizes themes discussed at the symposium, with selected examples of participants' work on displacement.

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Protecting the Rights of Individuals Fleeing Conflict: The Role of Scientists, Engineers, and Health Professionals: Proceedings of a Symposium–in Brief

Digital technologies provide a means of anticipating, analyzing, and responding to human rights concerns, but they also present human rights challenges. These technologies have expanded opportunities for individuals and organizations to mobilize, document, and advocate, including around human rights and humanitarian crises; however, with these opportunities come certain concerns. Digital technologies have, for instance, been used to spread disinformation, surveil human rights defenders, and promote and incite violence. Discrimination in the use of, and access to, digital technologies presents another serious concern.

On September 18, 2019, the Committee on Human Rights of the U.S. National Academies of Sciences, Engineering, and Medicine gathered experts in the fields of human rights and digital technology to examine these and other challenges and to explore ways of leveraging digital innovations in a manner that helps protect internationally recognized human rights. Human Rights and Digital Technologies: Proceedings of a Symposium of Scholars and Practitioners briefly summarizes themes discussed at the symposium.

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Human Rights and Digital Technologies: Proceedings of a Symposium of Scholars and Practitioners–in Brief

The annual report of the Committee on Human Rights (CHR) provides an overview of the CHR's activities in 2018, including information on its advocacy, events, and awareness-raising projects.

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Committee on Human Rights: Year in Review 2018

The annual report of the Committee on Human Rights (CHR) provides an overview of the CHR's activities in 2019, including information on its advocacy, events, and awareness-raising projects.

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Committee on Human Rights: Year in Review 2019

The annual report of the Committee on Human Rights (CHR) provides an overview of the CHR's activities in 2020, including information on its advocacy, events, and awareness-raising projects.

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Committee on Human Rights: Year in Review 2020

On February 24-25, 2021, an ad hoc planning committee under the auspices of the National Academies of Sciences, Engineering, and Medicine's Committee on Science, Technology, and Law hosted a workshop titled Emerging Areas of Science, Engineering, and Medicine for the Courts. The workshop was organized to explore emerging issues in science, technology, and medicine that might be the basis of new chapters in a fourth edition of the Reference Manual on Scientific Evidence. The Reference Manual, a primary resource for federal judges on questions of science in litigation, is a joint publication of the National Academies of Sciences, Engineering, and Medicine and the Federal Judicial Center, the research and education arm of the federal judiciary.

Over the course of the workshop, judges discussed how they evaluate scientific evidence in court and scientists and others spoke about emerging issues in science and technology that may come before the courts in coming years. This publication highlights the presentation and discussion of the workshop.

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Emerging Areas of Science, Engineering, and Medicine for the Courts: Proceedings of a Workshop–in Brief

The Committee on Reducing Racial Inequalities in the Criminal Justice System of the National Academies of Sciences, Engineering, and Medicine convened a workshop in April 2021 as part of its exploration of ways to reduce racial inequalities in criminal justice outcomes in the United States. This workshop, the third in a series of three, enabled the committee to gather information from a diverse set of stakeholders and experts to inform the consensus study process. Speakers at the workshop presented on deeply rooted inequalities within the criminal justice system, which exist not only in readily measured areas such as incarceration, but also in a much larger footprint that includes contact with police, monetary sanctions, and surveillance and supervision. This publication highlights the presentations and discussion of the workshop.

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Reducing Racial Inequalities in Criminal Justice: Data, Courts, and Systems of Supervision: Proceedings of a Workshop–in Brief

The past century has witnessed remarkable advances in life expectancy in the United States and throughout the world. In 2010, however, progress in life expectancy in the United States began to stall, despite continuing to increase in other high-income countries. Alarmingly, U.S. life expectancy fell between 2014 and 2015 and continued to decline through 2017, the longest sustained decline in life expectancy in a century (since the influenza pandemic of 1918-1919). The recent decline in U.S. life expectancy appears to have been the product of two trends: (1) an increase in mortality among middle-aged and younger adults, defined as those aged 25-64 years (i.e., "working age"), which began in the 1990s for several specific causes of death (e.g., drug- and alcohol-related causes and suicide); and (2) a slowing of declines in working-age mortality due to other causes of death (mainly cardiovascular diseases) after 2010.

High and Rising Mortality Rates among Working Age Adults highlights the crisis of rising premature mortality that threatens the future of the nation's families, communities, and national wellbeing. This report identifies the key drivers of increasing death rates and disparities in working-age mortality over the period 1990 to 2017; elucidates modifiable risk factors that could alleviate poor health in the working-age population, as well as widening health inequalities; identifies key knowledge gaps and make recommendations for future research and data collection to fill those gaps; and explores potential policy implications. After a comprehensive analysis of the trends in working-age mortality by age, sex, race/ethnicity, and geography using the most up-to-date data, this report then looks upstream to the macrostructural factors (e.g., public policies, macroeconomic trends, social and economic inequality, technology) and social determinants (e.g., socioeconomic status, environment, social networks) that may affect the health of working-age Americans in multiple ways and through multiple pathways.

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High and Rising Mortality Rates Among Working-Age Adults

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Cities Transformed: Demographic Change and Its Implications in the Developing World

During the COVID-19 pandemic, disruptions to key services for populations experiencing homelessness may lead to secondary effects in the context of a disaster, including effects on health and safety, which require additional population-specific support. Reducing disaster vulnerability for people experiencing homelessness during the COVID-19 pandemic requires adapting existing preparedness guidance to an evolving situation. Addressing Disaster Vulnerability among Homeless Populations during COVID-19 reviews research on disaster vulnerability, homelessness, the pandemic, and intersecting hazards and disasters. This rapid expert consultation includes considerations for alternative shelter facilities for homeless populations during a disaster; suggestions on how to navigate service reductions and support population-specific needs; and guidance for supporting populations experiencing homelessness in the aftermath of disasters.

This rapid expert consultation was produced through the Societal Experts Action Network (SEAN), an activity of the National Academies of Sciences, Engineering, and Medicine that is sponsored by the National Science Foundation and the Alfred P. Sloan Foundation. SEAN links researchers in the social, behavioral, and economic sciences with decision makers to respond to policy questions arising from the COVID-19 pandemic. This project is affiliated with the National Academies' Standing Committee on Emerging Infectious Diseases and 21st Century Health Threats, sponsored by the U.S. Department of Health and Human Services, Office of the Assistant Secretary for Preparedness and Response.

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Addressing Disaster Vulnerability among Homeless Populations during COVID-19

On March 22-23, 2021, an ad hoc planning committee under the auspices of the National Academies of Sciences, Engineering, and Medicine's Committee on Science, Technology, and Law hosted a virtual workshop titled The Science of Implicit Bias: Implications for Law and Policy. Implicit bias has been commonly defined as any unconscious or unacknowledged preferences that can affect a person's beliefs or behaviors, and in particular, an unconscious favoritism toward or prejudice against people of a certain race, gender, or group that influences one's own actions or perceptions. The methods for identifying the presence and degree of an individual's implicit bias, the presence of implicit bias throughout society, and the successes or failures of attempts to mitigate implicit bias are topics of much scientific inquiry, with ramifications for law and policy as well as a multitude of organizational settings. The ways in which implicit bias reflects or contributes to structural and systemic racism in the U.S. remains an open and urgent question. The workshop, organized by the Committee on the Science of Implicit Bias: Implications for Law and Policy, was convened to better understand the state of the science on this topic in the context of critical and ongoing discussions about racism in the United States.

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The Science of Implicit Bias: Implications for Law and Policy: Proceedings of a Workshop–in Brief

The economic and physical and health impacts of the COVID-19 pandemic were disproportionately borne by Black, Hispanic, and Native Americans. The true impacts on children and families may not be fully known until after the pandemic ends, but many agree that a new system of care is needed to promote the well-being of children and families in the pandemic’s aftermath.

On September 14-15, 2020, the National Academies of Sciences, Engineering, and Medicine’s Forum for Children’s Well-Being organized a workshop focused on building systems to support children and families in the aftermath of the COVID-19 pandemic. Workshop speakers and organizers paid particular attention to how economic, behavioral, and public health systems that can combat racism and promote the well-being of children and families. Participants engaged in discussionsabout a broad range of existing tools and resources that could be used to further promote family well-being and health equity in the United States.

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Reimagining a System of Care to Promote the Well-Being of Children and Families: Proceedings of a Workshop

The Committee on Reducing Racial Inequalities in the Criminal Justice System of the National Academies of Sciences, Engineering, and Medicine convened a workshop in March 2021 as part of its exploration of ways to reduce racial inequalities in criminal justice outcomes in the United States. This workshop, the second in a series of three, enabled the committee to gather information from a diverse set of stakeholders and experts to inform the consensus study process. Speakers discussed the numerous interrelated factors that shape racial inequalities in the criminal justice system. Presentations focused on issues and promising solutions in health and well-being, in both neighborhood and opportunity contexts, as well as in youth-serving systems, as they relate to reducing racial inequality. This publication highlights the presentations of the workshop.

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Addressing the Drivers of Criminal Justice Involvement to Advance Racial Equity: Proceedings of a Workshop—in Brief

This Proceedings of a Workshop summarizes the presentations and discussions at the Workshop on the Implications of Convergence for How the National Center for Science and Engineering Statistics (NCSES) Measures the Science and Engineering Workforce, which was held virtually and livestreamed on October 22-23, 2020. The workshop was convened by the Committee on National Statistics to help NCSES, a division of the National Science Foundation, set an agenda to inform its methodological research and better measure and assess the implications of convergence for the science and engineering workforce and enterprise. The workshop brought together scientists and researchers from multiple disciplines, along with experts in science policy, university administration, and other stakeholders to review and provide input on defining and measuring convergence and its impact on science and scientists.

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Measuring Convergence in Science and Engineering: Proceedings of a Workshop

Retail trade has experienced dramatic changes over the past several decades in the United States, with changes in the types of outlets where goods are sold, the nature of the transactions that provide goods to consumers, and the structure of retail operations behind the scenes. The recent changes include the rise of warehouse stores and e-commerce and the further growth of imports and large retail chains. These changes highlight and typify many aspects of the broader evolution of the economy as a whole in recent years - with the growing role of large firms and information technology - while taking place in a sector that directly serves the vast majority of the American population and provides substantial employment.

Despite the everyday experience of these dramatic changes in retail, there is concern that the most transformational aspects of those changes may not be captured well by the economic indicators about the sector. In order to develop appropriate economic policies, we need to be able to capture more detailed data, including data about changes to productivity.

At the request of the U.S. Bureau of Labor Statistics, this report evaluates changes in the retail trade sector, assesses measures of employment and labor productivity for the sector, and recommends a new satellite account that could measure retail-related employment and labor productivity in ways that would better capture the transformation.

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A Satellite Account to Measure the Retail Transformation: Organizational, Conceptual, and Data Foundations

Over the past several decades, fertility rates have fallen substantially in low- and middle-income countries, and efforts to limit fertility, primarily through the implementation of family planning programs, have become increasingly widespread. Although there is a substantial scholarly literature on the determinants of contraceptive use and other measures to limit fertility and on the resulting differentials in fertility, relatively little is known about the role played by women's empowerment as both a determinant and a consequence of fertility decline. In addition, there continues to be little consensus about the link between fertility decline and broader societal impacts, including economic development.

The National Academies of Sciences, Engineering, and Medicine convened a workshop, "Family Planning, Women's Empowerment, and Population and Societal Impacts," in September 2020. This event brought together experts and stakeholders to discuss conceptual, methodological, and policy issues regarding the relationships among family planning, women's empowerment, fertility decline, and population and societal impacts. The discussion was intended to inform research and policy focused on the issues of women's roles and empowerment and on longstanding questions surrounding the determinants and consequences of fertility reduction behavior. This publication summarizes the presentations and discussion of the workshop.

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Family Planning, Women's Empowerment, and Population and Societal Impacts: Proceedings of a Workshop

The Committee on Reducing Racial Inequalities in the Criminal Justice System of the National Academies of Sciences, Engineering, and Medicine convened a workshop in January 2021 as part of its exploration of ways to reduce racial inequalities in criminal justice outcomes in the United States. In this workshop, speakers described the historical underpinnings that have linked policing with systemic racism and explored how policing in specific communities has shaped disparities in rates of crime and victimization across racial and ethnic groups. Speakers from both the criminal justice system and several communities spoke about how they are working to address racial inequalities today and about the problems of over-policing and under-protection in certain communities. This workshop, the first in a series of three, enabled the committee to gather information from a diverse set of stakeholders and experts to inform the consensus study process. This publication highlights the presentations of the workshop.

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Community Safety and Policing: Proceedings of a Workshop–in Brief

Over the last few decades, research, activity, and funding has been devoted to improving the recruitment, retention, and advancement of women in the fields of science, engineering, and medicine. In recent years the diversity of those participating in these fields, particularly the participation of women, has improved and there are significantly more women entering careers and studying science, engineering, and medicine than ever before. However, as women increasingly enter these fields they face biases and barriers and it is not surprising that sexual harassment is one of these barriers.

Over thirty years the incidence of sexual harassment in different industries has held steady, yet now more women are in the workforce and in academia, and in the fields of science, engineering, and medicine (as students and faculty) and so more women are experiencing sexual harassment as they work and learn. Over the last several years, revelations of the sexual harassment experienced by women in the workplace and in academic settings have raised urgent questions about the specific impact of this discriminatory behavior on women and the extent to which it is limiting their careers.

Sexual Harassment of Women explores the influence of sexual harassment in academia on the career advancement of women in the scientific, technical, and medical workforce. This report reviews the research on the extent to which women in the fields of science, engineering, and medicine are victimized by sexual harassment and examines the existing information on the extent to which sexual harassment in academia negatively impacts the recruitment, retention, and advancement of women pursuing scientific, engineering, technical, and medical careers. It also identifies and analyzes the policies, strategies and practices that have been the most successful in preventing and addressing sexual harassment in these settings.

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Harcèlement sexuel des femmes: Climat, culture et conséquences dans les filières universitaires de sciences, d'ingénierie et de médecine

The USAir Force human capital management (HCM) system is not easily defined or mapped. It affects virtually every part of the Air Force because workforce policies, procedures, and processes impact all offices and organizations that include Airmen and responsibilities and relationships change regularly. To ensure the readiness of Airmen to fulfill the mission of the Air Force, strategic approaches are developed and issued through guidance and actions of the Office of the Deputy Chief of Staff for Manpower, Personnel and Services and the Office of the Assistant Secretary of the Air Force for Manpower and Reserve Affairs.

Strengthening US Air Force Human Capital Management assesses and strengthens the various U.S. Air Force initiatives and programs working to improve person-job match and human capital management in coordinated support of optimal mission capability. This report considers the opportunities and challenges associated with related interests and needs across the USAF HCM system as a whole, and makes recommendations to inform improvements to USAF personnel selection and classification and other critical system components across career trajectories. Strengthening US Air Force Human Capital Management offers the Air Force a strategic approach, across a connected HCM system, to develop 21st century human capital capabilities essential for the success of 21st century Airmen.

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Strengthening U.S. Air Force Human Capital Management: A Flight Plan for 2020-2030

The increase in prevalence and visibility of sexually gender diverse (SGD) populations illuminates the need for greater understanding of the ways in which current laws, systems, and programs affect their well-being. Individuals who identify as lesbian, gay, bisexual, asexual, transgender, non-binary, queer, or intersex, as well as those who express same-sex or -gender attractions or behaviors, will have experiences across their life course that differ from those of cisgender and heterosexual individuals. Characteristics such as age, race and ethnicity, and geographic location intersect to play a distinct role in the challenges and opportunities SGD people face.

Understanding the Well-Being of LGBTQI+ Populations reviews the available evidence and identifies future research needs related to the well-being of SDG populations across the life course. This report focuses on eight domains of well-being; the effects of various laws and the legal system on SGD populations; the effects of various public policies and structural stigma; community and civic engagement; families and social relationships; education, including school climate and level of attainment; economic experiences (e.g., employment, compensation, and housing); physical and mental health; and health care access and gender-affirming interventions.

The recommendations of Understanding the Well-Being of LGBTQI+ Populations aim to identify opportunities to advance understanding of how individuals experience sexuality and gender and how sexual orientation, gender identity, and intersex status affect SGD people over the life course.

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Understanding the Well-Being of LGBTQI+ Populations

The Committee on National Statistics of the National Academies of Sciences, Engineering, and Medicine convened a 2-day public workshop from December 11-12, 2019, to discuss the suite of data products the Census Bureau will generate from the 2020 Census. The workshop featured presentations by users of decennial census data products to help the Census Bureau better understand the uses of the data products and the importance of these uses and help inform the Census Bureau's decisions on the final specification of 2020 data products. This publication summarizes the presentation and discussion of the workshop.

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2020 Census Data Products: Data Needs and Privacy Considerations: Proceedings of a Workshop

With rapidly rising rates of mental health disorders, changing patterns of occurrence, and increasing levels of morbidity, the need for a better understanding of the developmental origins and influence of mental health on children’s behavioral health outcomes has become critical. This need for better understanding extends to both the growing prevalence of mental health disorders as well as the role and impact of neurodevelopmental pathways in their onset and expression. Addressing these changes in disease patterns and effects on children and families will require a multifaceted approach that goes beyond simply making changes to clinical care or adding personnel to the health services system. New policies, financing, and implementation can put established best practices and numerous research findings from around the country into action.

The Maternal and Child Health Life Course Intervention Research Network and the Forum for Children's Well-Being at the National Academies of Sciences, Engineering, and Medicine jointly organized a webinar series to explore how mental health disorders develop over the life course, with a special emphasis on prenatal, early, middle, and later childhood development. This series centered on identifying gaps in our knowledge, exploring possible new strategies for using existing data to enhance understanding of the developmental origins of mental disorders, reviewing potential approaches to prevention and optimization, and proposing new ways of framing how to understand, address, and prevent these disorders from a life course development perspective. This publication summarizes the presentations and discussions from the series.

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Children's Mental Health and the Life Course Model: A Virtual Workshop Series: Proceedings of a Workshop

The conditions and characteristics of correctional facilities - overcrowded with rapid population turnover, often in old and poorly ventilated structures, a spatially concentrated pattern of releases and admissions in low-income communities of color, and a health care system that is siloed from community public health - accelerates transmission of the novel coronavirus (SARS-CoV-2) responsible for COVID-19. Such conditions increase the risk of coming into contact with the virus for incarcerated people, correctional staff, and their families and communities. Relative to the general public, moreover, incarcerated individuals have a higher prevalence of chronic health conditions such as asthma, hypertension, and cardiovascular disease, making them susceptible to complications should they become infected. Indeed, cumulative COVID-19 case rates among incarcerated people and correctional staff have grown steadily higher than case rates in the general population.

Decarcerating Correctional Facilities during COVID-19 offers guidance on efforts to decarcerate, or reduce the incarcerated population, as a response to COIVD-19 pandemic. This report examines best practices for implementing decarceration as a response to the pandemic and the conditions that support safe and successful reentry of those decarcerated.

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Decarcerating Correctional Facilities during COVID-19: Advancing Health, Equity, and Safety

Adolescence is a dynamic time for both brain development and social pressures, making it a critical period to understand mental, emotional, and behavioral health, yet it is often overlooked in terms of policies and service interventions, which makes many young people feel unheard when communicating their own challenges.

To explore best practices in providing and supporting adolescent health services and key messaging and communication strategies related to the mental, emotional, and behavioral health of adolescents, the National Academies of Sciences, Engineering, and Medicine's Forum for Children's Well-Being held a workshop on May 5, 2020. The workshop featured a panel of youth representatives who shared their own experiences related to mental, emotional, and behavioral health. This publication summarizes the presentation and discussion of the workshop.

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Flourishing in Adolescence: A Virtual Workshop: Proceedings of a Workshop

Despite the changing demographics of the nation and a growing appreciation for diversity and inclusion as drivers of excellence in science, engineering, and medicine, Black Americans are severely underrepresented in these fields. Racism and bias are significant reasons for this disparity, with detrimental implications on individuals, health care organizations, and the nation as a whole. The Roundtable on Black Men and Black Women in Science, Engineering, and Medicine was launched at the National Academies of Sciences, Engineering, and Medicine in 2019 to identify key levers, drivers, and disruptors in government, industry, health care, and higher education where actions can have the most impact on increasing the participation of Black men and Black women in science, medicine, and engineering.

On April 16, 2020, the Roundtable convened a workshop to explore the context for their work; to surface key issues and questions that the Roundtable should address in its initial phase; and to reach key stakeholders and constituents. This proceedings provides a record of the workshop.

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The Impacts of Racism and Bias on Black People Pursuing Careers in Science, Engineering, and Medicine: Proceedings of a Workshop

Headlines frequently appear that purport to highlight the differences among workers of different generations and explain how employers can manage the wants and needs of each generation. But is each new generation really that different from previous ones? Are there fundamental differences among generations that impact how they act and interact in the workplace? Or are the perceived differences among generations simply an indicator of age-related differences between older and younger workers or a reflection of all people adapting to a changing workplace?

Are Generational Categories Meaningful Distinctions for Workforce Management? reviews the state and rigor of the empirical work related to generations and assesses whether generational categories are meaningful in tackling workforce management problems. This report makes recommendations for directions for future research and improvements to employment practices.

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Are Generational Categories Meaningful Distinctions for Workforce Management?

Approximately 30 percent of the edible food produced in the United States is wasted and a significant portion of this waste occurs at the consumer level. Despite food's essential role as a source of nutrients and energy and its emotional and cultural importance, U.S. consumers waste an estimated average of 1 pound of food per person per day at home and in places where they buy and consume food away from home. Many factors contribute to this waste—consumers behaviors are shaped not only by individual and interpersonal factors but also by influences within the food system, such as policies, food marketing and the media. Some food waste is unavoidable, and there is substantial variation in how food waste and its impacts are defined and measured. But there is no doubt that the consequences of food waste are severe: the wasting of food is costly to consumers, depletes natural resources, and degrades the environment. In addition, at a time when the COVID-19 pandemic has severely strained the U.S. economy and sharply increased food insecurity, it is predicted that food waste will worsen in the short term because of both supply chain disruptions and the closures of food businesses that affect the way people eat and the types of food they can afford.

A National Strategy to Reduce Food Waste at the Consumer Level identifies strategies for changing consumer behavior, considering interactions and feedbacks within the food system. It explores the reasons food is wasted in the United States, including the characteristics of the complex systems through which food is produced, marketed, and sold, as well as the many other interconnected influences on consumers' conscious and unconscious choices about purchasing, preparing, consuming, storing, and discarding food. This report presents a strategy for addressing the challenge of reducing food waste at the consumer level from a holistic, systems perspective.

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A National Strategy to Reduce Food Waste at the Consumer Level

Business structures, employment relationships, job characteristics, and worker outcomes have changed in the United States over the last few decades—in some ways unpredictably. A high level of interest exists among policy makers and researchers in addressing concerns about the future of work in the United States. These concerns are heightened by the perceived fracturing of relationships between workers and employers, the loss of safety net protections and benefits to workers, the growing importance of access to skills and education as the impacts of new technologies and automation are felt, and the market-based pressure that companies face to produce short-term profits, sometimes at the expense of long-term value.

These issues, as well as related ones such as wage stagnation and job quality, are often associated with alternative work arrangements (AWAs)—which include independent-contractor and other nonemployee jobs, work through intermediaries such as temporary help agencies and other contract companies, and work with unpredictable schedules—although they also pertain to many standard jobs. A better understanding of the magnitude of and trends in AWAs, along with the implications for job quality, is needed to develop appropriate policies in response to the changing nature of work.

Measuring Alternative Work Arrangements for Research and Policy reviews the Contigent Worker Supplement (CWS) of the Current Population Survey (CPS) for the Bureau of Labor Statistics (BLS) in the U.S. Department of Labor. The CWS provides key measures of temporary (contingent) work, alternative work arrangements, and the "gig" economy. Disagreements, however, exist among researchers, policy makers, and other stakeholders about the definitions and measures of these concepts and priorities for future data collection. The report also reviews measures of employment, earnings, and worker well-being in temporary and alternative work arrangements that can be estimated using household survey data, such as those generated by the CWS, as well as measures that can be produced using administrative, commercial, and combined data sources. The comparative advantages and complementarities of different data sources will be assessed, as well as methodological issues underpinning BLS's measurement objectives.

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Measuring Alternative Work Arrangements for Research and Policy

To explore how mobile technology can be employed to enhance the lives of older adults, the Board on Behavioral, Cognitive, and Sensory Sciences of the National Academies of Sciences, Engineering, and Medicine commissioned 6 papers, which were presented at a workshop held on December 11 and 12, 2019. These papers review research on mobile technologies and aging, and highlight promising avenues for further research.

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Mobile Technology for Adaptive Aging: Proceedings of a Workshop

Patterns of food consumption and nutritional intake strongly affect the population's health and well-being. The Food Economics Division of USDA's Economic Research Service (ERS) engages in research and data collection to inform policy making related to the leading federal nutrition assistance programs managed by USDA's Food and Nutrition Service. The ERS uses the Consumer Food Data System to understand why people choose foods, how food assistance programs affect these choices, and the health impacts of those choices.

At the request of ERS, A Consumer Food Data System for 2030 and Beyond provides a blueprint for ERS's Food Economics Division for its data strategy over the next decade. This report explores the quality of data collected, the data collection process, and the kinds of data that may be most valuable to researchers, policy makers, and program administrators going forward. The recommendations of A Consumer Food Data System for 2030 and Beyond will guide ERS to provide and sustain a multisource, interconnected, reliable data system.

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A Consumer Food Data System for 2030 and Beyond

On July 8, 2020, the Committee on Developing a Behavioral and Social Science Research Agenda on Alzheimer's Disease and Alzheimer's Disease-Related Dementias hosted a public workshop via webcast. This Proceedings of a Workshop-in Brief summarizes the key points made by the workshop participants during the presentations and discussions.

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Quality of Life, Preventing Elder Abuse, and Fostering Living Well After a Dementia Diagnosis: Proceedings of a Workshop–in Brief

On July 7, 2020, the Committee on Developing a Behavioral and Social Science Research Agenda on Alzheimer's Disease and Alzheimer's Disease-Related Dementias hosted a public workshop via webcast. This Proceedings of a Workshop-in Brief summarizes the key points made by the workshop participants during the presentations and discussions.

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Understanding Nursing Home, Hospice, and Palliative Care for Individuals with Later-Stage Dementia: Proceedings of a Workshop–in Brief

Thirty scientists, engineers, researchers, and analysts from the United States, Russia, and Europe gathered December 3-5, 2019, in Moscow for a workshop on the scientific aspects of the intersections of violent extremism, terrorism, and radiological security. The primary goal of the workshop was to contribute to U.S., Russian, and European appreciation of how, why, when, and where radiological terrorism could be a near-term outcome of the spread of violent extremism as well as highlight opportunities for international collaboration to help prevent terrorism. Also the workshop was designed to promote subsequent interactions between U.S. and Russian specialists with attention to the types of expertise, themes, and structure of follow-on activities that are needed. This publication highlights the presentation and discussion of the workshop.

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Scientific Aspects of Violent Extremism, Terrorism, and Radiological Security: Proceedings of a Workshop–in Brief

How can states and schools use data to support their efforts to improve educational equity? Building Educational Equity Indicator Systems: A Guidebook for States and School Districts , provides information to help state and school district leaders develop ways of tracking educational equity within their preK – 12 systems.

The guidebook expands on the indicators of educational equity identified in the 2019 National Academies report, Monitoring Educational Equity , showing education leaders how they can measure educational equity within their states and school districts. Some of the indicators focus on student outcomes, such as kindergarten readiness or educational attainment, while others focus on student access to opportunities and resources, such as effective instruction and rigorous curriculum. Together, the indicators provide a robust picture of the outcomes and opportunities that are central to educational equity from preK through grade 12.

For each indicator of educational equity identified in the report, the guidebook describes what leaders should measure and what data to use, provides examples of data collection instruments, and offers considerations and challenges to keep in mind. The guidebook is meant to help education leaders catalogue data they already collect and identify new data sources to help them fill gaps.

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Building Educational Equity Indicator Systems: A Guidebook for States and School Districts

Social isolation and loneliness are serious yet underappreciated public health risks that affect a significant portion of the older adult population. Approximately one-quarter of community-dwelling Americans aged 65 and older are considered to be socially isolated, and a significant proportion of adults in the United States report feeling lonely. People who are 50 years of age or older are more likely to experience many of the risk factors that can cause or exacerbate social isolation or loneliness, such as living alone, the loss of family or friends, chronic illness, and sensory impairments. Over a life course, social isolation and loneliness may be episodic or chronic, depending upon an individual's circumstances and perceptions.

A substantial body of evidence demonstrates that social isolation presents a major risk for premature mortality, comparable to other risk factors such as high blood pressure, smoking, or obesity. As older adults are particularly high-volume and high-frequency users of the health care system, there is an opportunity for health care professionals to identify, prevent, and mitigate the adverse health impacts of social isolation and loneliness in older adults.

Social Isolation and Loneliness in Older Adults summarizes the evidence base and explores how social isolation and loneliness affect health and quality of life in adults aged 50 and older, particularly among low income, underserved, and vulnerable populations. This report makes recommendations specifically for clinical settings of health care to identify those who suffer the resultant negative health impacts of social isolation and loneliness and target interventions to improve their social conditions. Social Isolation and Loneliness in Older Adults considers clinical tools and methodologies, better education and training for the health care workforce, and dissemination and implementation that will be important for translating research into practice, especially as the evidence base for effective interventions continues to flourish.

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Social Isolation and Loneliness in Older Adults: Opportunities for the Health Care System

Over the past decade, providers, policy makers, and stakeholders across a range of disciplines have taken various approaches to addressing the rising incidence of mental, emotional, and behavioral (MEB) health concerns in children and adults. With the recent opioid crisis affecting young people and families across race, ethnicity, and socioeconomic level, and thus adding to the national concern, new efforts and interventions have emerged. However, an overarching system is lacking for the collection of data on these efforts and their efficacy. A strong system for evaluating programs and distributing information could create more opportunities to improve efforts and reduce inefficiencies across programs. Additionally, through engagement of an array of stakeholders from all sectors involved with youth and families, more possibilities for solutions can be realized. To bring together some of these relevant stakeholders and to highlight some of these potential solutions, the National Academies of Sciences, Engineering, and Medicine convened a workshop in October 2019. This publication summarizes the presentations and discussions from the workshop.

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The State of Mental, Emotional, and Behavioral Health of Children and Youth in the United States: Proceedings of a Workshop

The delivery of high quality and equitable care for both mothers and newborns is complex and requires efforts across many sectors. The United States spends more on childbirth than any other country in the world, yet outcomes are worse than other high-resource countries, and even worse for Black and Native American women. There are a variety of factors that influence childbirth, including social determinants such as income, educational levels, access to care, financing, transportation, structural racism and geographic variability in birth settings. It is important to reevaluate the United States' approach to maternal and newborn care through the lens of these factors across multiple disciplines.

Birth Settings in America: Outcomes, Quality, Access, and Choice reviews and evaluates maternal and newborn care in the United States, the epidemiology of social and clinical risks in pregnancy and childbirth, birth settings research, and access to and choice of birth settings.

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Birth Settings in America: Outcomes, Quality, Access, and Choice

The Veterans Health Administration (VHA) is America's largest integrated health care system, providing care at 1,243 health care facilities, including 172 medical centers and 1,063 outpatient sites of care of varying complexity, serving 9 million enrolled Veterans each year. In addition, VHA has opened outpatient clinics and established telemedicine and other services to accommodate a diverse veteran population and continues to cultivate ongoing medical research and innovation. Facilities specific to VHA fulfill clinical, operational, research laboratory, and administrative functions. Each site is designed to serve a geographical location with specific health care needs. VHA's building inventory has sites of different ages, and often there is a mix of building size and age at each site or campus.

At the request of the VHA, this study presents a comprehensive resource planning and staffing methodology guidebook for VHA Facility Management Programs by reviewing the tasks of VHA building facilities staff and recommending actions for the VHA to meet the mission goals of delivering patient care, research, and effective operations.

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Facilities Staffing Requirements for the Veterans Health Administration–Resource Planning and Methodology for the Future

The high rate of incarceration in the United States contributes significantly to the nation's health inequities, extending beyond those who are imprisoned to families, communities, and the entire society. Since the 1970s, there has been a seven-fold increase in incarceration. This increase and the effects of the post-incarceration reentry disproportionately affect low-income families and communities of color. It is critical to examine the criminal justice system through a new lens and explore opportunities for meaningful improvements that will promote health equity in the United States.

The National Academies convened a workshop on June 6, 2018 to investigate the connection between incarceration and health inequities to better understand the distributive impact of incarceration on low-income families and communities of color. Topics of discussion focused on the experience of incarceration and reentry, mass incarceration as a public health issue, women's health in jails and prisons, the effects of reentry on the individual and the community, and promising practices and models for reentry. The programs and models that are described in this publication are all Philadelphia-based because Philadelphia has one of the highest rates of incarceration of any major American city. This publication summarizes the presentations and discussions of the workshop.

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The Effects of Incarceration and Reentry on Community Health and Well-Being: Proceedings of a Workshop

The Minerva Research Initiative is a Department of Defense (DoD) social science grant program that funds unclassified basic research relevant to national security. The goal of the program is to make use of the intellectual capital of university-based social scientists to inform understanding of issues important to DoD and the broader national security community. Evaluation of the Minerva Research Initiative discusses the program's successes and challenges over its first decade of operation, and highlights ways to strengthen the program's foundations and take advantage of opportunities for broadening its reach and usefulness.

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Evaluation of the Minerva Research Initiative

Human trafficking has many names and can take many forms - pimp control, commercial sex, exploitation, forced labor, modern slavery, child labor, and several others - and the definitions vary greatly across countries and cultures, as well as among researchers. In the United States, the Trafficking Victims Protection Act (TVPA) is the cornerstone of counter-trafficking efforts. It provides guidance for identifying and defining human trafficking, and it authorizes legislation and appropriations for subsequent counter-trafficking measures both within and outside of the federal government. First enacted in 2000, the TVPA has since been reauthorized by three administrations, and it includes a directive for the President to establish an Interagency Task Force to Monitor and Combat Trafficking. The subsequent Frederick Douglass Trafficking Victims Prevention and Protection Reauthorization Act of 2018 also includes provisions for victim services and plans to enhance collaboration efforts to fight trafficking abroad.

To explore current and innovative sampling methods, technological approaches, and analytical strategies for estimating the prevalence of sex and labor trafficking in vulnerable populations, a 2-day public workshop, Approaches to Estimating the Prevalence of Human Trafficking in the United States, was held in Washington, D.C. in April 2019. The workshop brought together statisticians, survey methodologists, researchers, public health practitioners, and other experts who work closely with human trafficking data or with the survivors of trafficking. Participants addressed the current state of research on human trafficking, advancements in data collection, and gaps in the data. They discussed international practices and global trends in human trafficking prevalence estimation and considered ways in which collaborations across agencies and among the U.S. government and private-sector organizations have advanced counter-trafficking efforts. This proceedings summarizes the presentations and discussions of the workshop.

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Estimating the Prevalence of Human Trafficking in the United States: Considerations and Complexities: Proceedings of a Workshop

Adolescence is a critical growth period in which youth develop essential skills that prepare them for adulthood. Prevention and intervention programs are designed to meet the needs of adolescents who require additional support and promote healthy behaviors and outcomes. To ensure the success of these efforts, it is essential that they include reliably identifiable techniques, strategies, or practices that have been proven effective.

Promoting Positive Adolescent Health Behaviors and Outcomes: Thriving in the 21st Century identifies key program factors that can improve health outcomes related to adolescent behavior and provides evidence-based recommendations toward effective implementation of federal programming initiatives. This study explores normative adolescent development, the current landscape of adolescent risk behavior, core components of effective programs focused on optimal health, and recommendations for research, programs, and policies.

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Promoting Positive Adolescent Health Behaviors and Outcomes: Thriving in the 21st Century

On August 14, 2019, the Committee on Developing a Behavioral and Social Science Research Agenda on Alzheimer's Disease and Alzheimer's Disease-Related Dementias convened a public workshop in Washington, D.C., as part of the study "Developing a Behavioral and Social Science Research Agenda on Alzheimer's Disease and Alzheimer's Disease-Related Dementias." As the first public event of the study, the workshop was designed to inform the public about the study and to gather information on how dementia affects individuals, families, and communities; the epidemiology of dementia; and how best to provide care to individuals with dementia. To achieve these goals, the workshop included four panel discussions: sponsors' perspectives on the study; perspectives from individuals living with Alzheimer's disease and other dementias and caregivers; epidemiological perspectives; and a discussion on models of care initiatives. This Proceedings of a Workshop - in Brief summarizes the key points made by the participants.

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Alzheimer's Disease and Related Dementias: Experience and Caregiving, Epidemiology, and Models of Care: Proceedings of a Workshop–in Brief

On October 17, 2019, the Committee on Developing a Behavioral and Social Science Research Agenda on Alzheimer's Disease and Alzheimer's Disease-Related Dementias hosted a public workshop in Washington, D.C., as part of the study "Developing a Behavioral and Social Science Research Agenda on Alzheimer's Disease and Alzheimer's Disease-Related Dementias." The workshop included six presentations by six authors of papers commissioned by the committee; these presentations were followed by a panel on measuring the effects of caregiving, including discussants who serve on the advisory panel to the committee. This Proceedings of a Workshop - in Brief summarizes the key points made by the workshop participants during the presentations and discussions.

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Challenging Questions about Epidemiology, Care, and Caregiving for People with Alzheimer's Disease and Related Dementias and Their Families: Proceedings of a Workshop–in Brief

For children and youth, summertime presents a unique break from the traditional structure, resources, and support systems that exist during the school year. For some students, this time involves opportunities to engage in fun and enriching activities and programs, while others face additional challenges as they lose a variety of supports, including healthy meals, medical care, supervision, and structured programs that enhance development. Children that are limited by their social, economic, or physical environments during the summer months are at higher risk for worse academic, health, social and emotional, and safety outcomes. In contrast, structured summertime activities and programs support basic developmental needs and positive outcomes for children and youth who can access and afford these programs. These discrepancies in summertime experiences exacerbate pre-existing academic inequities. While further research is needed regarding the impact of summertime on developmental domains outside of the academic setting, extensive literature exists regarding the impact of summertime on academic development trajectories. However, this knowledge is not sufficiently applied to policy and practice, and it is important to address these inequalities.

Shaping Summertime Experiences examines the impact of summertime experiences on the developmental trajectories of school-age children and youth across four areas of well-being, including academic learning, social and emotional development, physical and mental health, and health-promoting and safety behaviors. It also reviews the state of science and available literature regarding the impact of summertime experiences. In addition, this report provides recommendations to improve the experiences of children over the summertime regarding planning, access and equity, and opportunities for further research and data collection.

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Shaping Summertime Experiences: Opportunities to Promote Healthy Development and Well-Being for Children and Youth

The Digest Version of A Decadal Survey of the Social and Behavioral Sciences: A Research Agenda for Advancing Intelligence Analysis summarizes the most important ideas from the full report for the Intelligence Community to consider in the coming decade. This volume provides an overview of the primary opportunities that research in the social and behavioral sciences offers for strengthening national security, specifically the work of the intelligence analyst, and the conclusions and recommendations of the Committee on a Decadal Survey of Social and Behavioral Sciences for Applications to National Survey. This digest version is a succinct roadmap to the critical contribution researchers from these fields make to national security.

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A Decadal Survey of the Social and Behavioral Sciences: A Research Agenda for Advancing Intelligence Analysis: Digest Version

Healthy mental, emotional, and behavioral (MEB) development is a critical foundation for a productive adulthood. Much is known about strategies to support families and communities in strengthening the MEB development of children and youth, by promoting healthy development and also by preventing and mitigating disorder, so that young people reach adulthood ready to thrive and contribute to society. Over the last decade, a growing body of research has significantly strengthened understanding of healthy MEB development and the factors that influence it, as well as how it can be fostered. Yet, the United States has not taken full advantage of this growing knowledge base. Ten years later, the nation still is not effectively mitigating risks for poor MEB health outcomes; these risks remain prevalent, and available data show no significant reductions in their prevalence.

Fostering Healthy Mental, Emotional, and Behavioral Development in Children and Youth: A National Agenda examines the gap between current research and achievable national goals for the next ten years. This report identifies the complexities of childhood influences and highlights the need for a tailored approach when implementing new policies and practices. This report provides a framework for a cohesive, multidisciplinary national approach to improving MEB health.

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Fostering Healthy Mental, Emotional, and Behavioral Development in Children and Youth: A National Agenda

Every ten years, the Department of Health and Human Service's Healthy People Initiative develops a new set of science-based, national objectives with the goal of improving the health of all Americans. Defining balanced and comprehensive criteria for healthy people enables the public, programs, and policymakers to gauge our progress and reevaluate efforts towards a healthier society. Criteria for Selecting the Leading Health Indicators for Healthy People 2030 makes recommendations for the development of Leading Health Indicators for the initiative's Healthy People 2030 framework. The authoring committee's assessments inform their recommendations for the Healthy People Federal Interagency Workgroup in their endeavor to develop the latest Leading Health Indicators. The finalized Leading Health Indicators will establish the criteria for healthy Americans and help update policies that will guide decision-marking throughout the next decade. This report also reviews and reflects upon current and past Healthy People materials to identify gaps and new objectives.

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Criteria for Selecting the Leading Health Indicators for Healthy People 2030

The opioid crisis is especially prevalent in rural and economically disadvantaged communities where poverty is associated with poor physical and mental wellbeing, health access is limited, opioid prescription rates are higher, and treatment programs are few. Children are one of the most vulnerable populations caught in this public health crisis, as a growing number are sent to live with other relatives or placed in foster care following the death of a parent or a parent's inability to continue as a primary caretaker while in recovery. Additionally, health care systems around the country have seen a dramatic increase in babies who are born with neonatal abstinence syndrome. All children affected by the opioid crisis, whether born with withdrawal symptoms or struggling as an older child surrounded by uncertainty, need dedicated attention, likely including specialized services, to achieve optimal levels of health and well-being. Unfortunately, because so many resources directed to the crises have been dedicated to the immediate and long-term needs of people who have overdosed, children often become a forgotten population.

In response to this need, the Forum for Children's Well-Being convened a workshop in June 2019 on Fostering Children's Physical, Developmental and Social/Behavioral Health in the Face of the Opioid Crisis. The goal of the workshop was to explore multigenerational approaches and policy strategies to promote health and well-being, using the opioid crisis as a case study. Multigenerational approaches and policy strategies that are successful in fostering children's health in this crisis may be adaptable in the future. This publication summarizes the presentation and discussion of the workshop.

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Multigenerational Approaches to Fostering Children's Health and Well-Being: The Opioid Crisis as a Case Study: Proceedings of a Workshop

In 2018, the United Nations High Commissioner for Refugees estimated 70.8 million people could be considered forced migrants, which is nearly double their estimation just one decade ago. This includes internally displaced persons, refugees, asylum seekers, and stateless people. This drastic increase in forced migrants exacerbates the already urgent need for a systematic policy-related review of the available data and analyses on forced migration and refugee movements.

To explore the causes and impacts of forced migration and population displacement, the National Academies convened a two-day workshop on May 21-22, 2019. The workshop discussed new approaches in social demographic theory, methodology, data collection and analysis, and practice as well as applications to the community of researchers and practitioners who are concerned with better understanding and assisting forced migrant populations. This workshop brought together stakeholders and experts in demography, public health, and policy analysis to review and address some of the domestic implications of international migration and refugee flows for the United States. This publication summarizes the presentations and discussions from the workshop.

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Forced Migration Research: From Theory to Practice in Promoting Migrant Well-Being: Proceedings of a Workshop

Patient-centered, high-quality health care relies on the well-being, health, and safety of health care clinicians. However, alarmingly high rates of clinician burnout in the United States are detrimental to the quality of care being provided, harmful to individuals in the workforce, and costly. It is important to take a systemic approach to address burnout that focuses on the structure, organization, and culture of health care.

Taking Action Against Clinician Burnout: A Systems Approach to Professional Well-Being builds upon two groundbreaking reports from the past twenty years, To Err Is Human: Building a Safer Health System and Crossing the Quality Chasm: A New Health System for the 21st Century , which both called attention to the issues around patient safety and quality of care. This report explores the extent, consequences, and contributing factors of clinician burnout and provides a framework for a systems approach to clinician burnout and professional well-being, a research agenda to advance clinician well-being, and recommendations for the field.

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Taking Action Against Clinician Burnout: A Systems Approach to Professional Well-Being

The syndemics model is used to describe co-occurring epidemics that have a multiplicative effect on bodily systems through the adverse interaction of two or more diseases or health conditions. Additionally, in these situations, interactions with social conditions exacerbate both the prognosis and the burden of disease. There are two layers of interaction in this model—the way diseases interact with each other and the way diseases are promoted by the social conditions in which people are living. It is important to understand this concept in order to create and implement effective multilevel preventive and intervention strategies that address these global public health issues by moving beyond the traditional silos of focusing on one epidemic.

The National Academies of Sciences, Engineering, and Medicine convened a public workshop on May 16-17, 2019 to explore the syndemic model and three syndemics/co-occuring epidemics. This includes 1) opioid use disorder (OUD), violence, suicide, and mental health in the United States, 2) adverse childhood experiences (ACEs) and childhood trauma; adult violence and victimization; and health outcomes from a global perspective, and 3) human immunodeficiency virus (HIV) and violence. The workshop participants considered the perspectives of survivors, researchers studying these interactions, public health professionals engaged with affected communities and in the creation and implementation of prevention and intervention measures, and policy makers who are seeking multilevel interventions. This publication briefly summarizes the presentations and discussions from the workshop.

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Interpersonal Violence Syndemics and Co-Occurring Epidemics: Preventing Violence in the Context of Opioid Misuse, Suicide, Social Disparities, and HIV: Proceedings of a Workshop—in Brief

The U.S. military has been continuously engaged in foreign conflicts for over two decades. The strains that these deployments, the associated increases in operational tempo, and the general challenges of military life affect not only service members but also the people who depend on them and who support them as they support the nation – their families.

Family members provide support to service members while they serve or when they have difficulties; family problems can interfere with the ability of service members to deploy or remain in theater; and family members are central influences on whether members continue to serve. In addition, rising family diversity and complexity will likely increase the difficulty of creating military policies, programs and practices that adequately support families in the performance of military duties.

Strengthening the Military Family Readiness System for a Changing American Society examines the challenges and opportunities facing military families and what is known about effective strategies for supporting and protecting military children and families, as well as lessons to be learned from these experiences. This report offers recommendations regarding what is needed to strengthen the support system for military families.

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Strengthening the Military Family Readiness System for a Changing American Society

A 2-day public workshop on estimating the prevalence of human trafficking in the United States was held by the Committee on National Statistics in collaboration with the Committee on Population April 8-9, 2019. The workshop explored current and innovative sampling methods, technological approaches, and analytical strategies for estimating the prevalence of sex and labor trafficking in vulnerable populations. The workshop, sponsored by the Office on Women's Health at the Department of Health and Human Services (HHS), brought together statisticians, survey methodologists, researchers, public health practitioners, and other experts who work closely with human trafficking data or with the survivors of trafficking.

Participants addressed the current state of research on human trafficking, advancements in data collection, and gaps in the data. They discussed international practices and global trends in human trafficking prevalence estimation and considered ways in which collaborations across agencies and among the U.S. government and private-sector organizations have advanced counter-trafficking efforts. The workshop highlighted the importance of understanding the scope of human trafficking in order to inform and receive support from policy makers and change agents.

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Estimating the Prevalence of Human Trafficking in the United States: Considerations and Complexities: Proceedings of a Workshop–in Brief

The National Academies of Sciences, Engineering, and Medicine was tasked by the Veterans Health Administration (VHA) to prepare a comprehensive resource planning and staffing methodology guidebook for VHA Facility Management (Engineering) Programs. The resource and staffing methodology must take into account all significant parameters and variables involved in the VHA Engineering Programs. The methodology should yield customized outputs based on site-specific input data, to enable specification of the optimal budget and staffing levels for each site.

Currently, the VHA does not utilize a staffing model for defining its facilities workforce. Each medical center defines its required facilities staffing. This interim report focuses on the types, availability, usage, and limitations of models in the staffing processes.

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Facilities Staffing Requirements for the Veterans Health Administration—Resource Planning and Methodology for the Future: Interim Report

The strengths and abilities children develop from infancy through adolescence are crucial for their physical, emotional, and cognitive growth, which in turn help them to achieve success in school and to become responsible, economically self-sufficient, and healthy adults. Capable, responsible, and healthy adults are clearly the foundation of a well-functioning and prosperous society, yet America's future is not as secure as it could be because millions of American children live in families with incomes below the poverty line. A wealth of evidence suggests that a lack of adequate economic resources for families with children compromises these children's ability to grow and achieve adult success, hurting them and the broader society.

A Roadmap to Reducing Child Poverty reviews the research on linkages between child poverty and child well-being, and analyzes the poverty-reducing effects of major assistance programs directed at children and families. This report also provides policy and program recommendations for reducing the number of children living in poverty in the United States by half within 10 years.

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A Roadmap to Reducing Child Poverty

The National Academies of Sciences, Engineering, and Medicine convened a workshop on May 8-9, 2019, to gather data on performance management and financing associated with the complex and diverse physical plants that support a wide variety of Veterans Health Administration (VHA) facilities. This workshop was the fourth in a series undertaken to assist the larger effort by an ad hoc committee of the National Academies for the Veterans Administration to prepare a resource planning and staffing methodology guidebook for VHA Facility Management (Engineering) Programs. This publication summarizes the presentations and discussions from the workshop.

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Performance Management and Financing of Facility Engineering Programs at the Veterans Health Administration: Proceedings of a Workshop–in Brief

In January 2019, the National Academies of Sciences, Engineering, and Medicine convened the 2-day Workshop on Resourcing, Workforce Modeling, and Staffing. This workshop is one of several data-gathering sessions to support the committee's iterative study. The overarching goal of the study is to help the Veterans Health Administration (VHA) assess the overall resource needs of its Facilities Management Program and to develop budget and staffing methodologies. Such methodologies can provide better justification for ensuring that local VHA programs are adequately and consistently staffed to accomplish the mission and meet all requirements. This publication summarizes the presentations and discussions from the workshop.

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Facilities Staffing Requirements for the Veterans Health Administration–Resourcing, Workforce Modeling, and Staffing: Proceedings of a Workshop

Adolescence—beginning with the onset of puberty and ending in the mid-20s—is a critical period of development during which key areas of the brain mature and develop. These changes in brain structure, function, and connectivity mark adolescence as a period of opportunity to discover new vistas, to form relationships with peers and adults, and to explore one's developing identity. It is also a period of resilience that can ameliorate childhood setbacks and set the stage for a thriving trajectory over the life course.

Because adolescents comprise nearly one-fourth of the entire U.S. population, the nation needs policies and practices that will better leverage these developmental opportunities to harness the promise of adolescence—rather than focusing myopically on containing its risks. This report examines the neurobiological and socio-behavioral science of adolescent development and outlines how this knowledge can be applied, both to promote adolescent well-being, resilience, and development, and to rectify structural barriers and inequalities in opportunity, enabling all adolescents to flourish.

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The Promise of Adolescence: Realizing Opportunity for All Youth

The National Academies of Sciences, Engineering, and Medicine convened a workshop on March 5-6, 2019, to explore staffing considerations for engineering administration at the Veterans Health Administration (VHA) of the U.S. Department of Veterans Affairs (VA). Workshop speakers shared information about (1) data and data management, (2) contracting strategies, and (3) perspectives on challenges and expectations at various VHA facilities. This Proceedings of a Workshop—in Brief summarizes the presentations and discussions that took place during the workshop.

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Facilities Staffing Requirements for the Veterans Health Administration–Engineering Administration: Proceedings of a Workshop–in Brief

The National Academies of Sciences, Engineering, and Medicine convened a workshop on February 19-20, 2019. The purpose of this 2-day workshop was to explore the tools, techniques, and models being used by the Veterans Health Administration (VHA) and other organizations both within and outside the federal government for facilities asset and data management, capital planning, and project management relevant to Veterans Affairs (VA) hospitals, and in particular the staffing challenges relative to those functions. This publication summarizes the presentations and discussions from the workshop.

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Facilities Staffing Requirements for the Veterans Health Administration–Capital Asset Inventory Database Management and Strategic Capital: Proceedings of a Workshop–in Brief

On February 5-6, 2019 the National Academies of Sciences, Engineering, and Medicine convened a workshop to discuss current information and future research possibilities that could inform the continued effort to develop a resource planning and staffing methodology guidebook for Veterans Health Administration Facility Management (Engineering) Programs. Discussions focused on the impacts of plant operations and maintenance (O&M) on patient care and outcomes, measuring O&M effectiveness, cost management, regulatory and accreditation requirements impacting plant O&M, O&M staff competencies, and customer-service feedback. This publication summarizes the presentations and discussions from the workshop.

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Facilities Staffing Requirements for the Veterans Health Administration–Operations and Maintenance of the Physical Plant and Equipment: Proceedings of a Workshop–in Brief

The Committee on Applying Lessons of Optimal Adolescent Health to Improve Behavioral Outcomes for Youth is conducting a study to identify key components of youth-serving programs that have proved successful in improving health outcomes related to adolescent behavior. As a part of this work, the committee held a public information-gathering session on April 17, 2019. The day-long session consisted of five panels: (1) health education decision making in public education systems, (2) effective measurement and evaluation of adolescent behaviors and behavioral interventions, (3) effective elements of programs focused on adolescent behavior, (4) evaluations of the Teen Pregnancy Prevention (TPP) Program and sex education programs, and (5) a discussion with youth. This public session represents just one of the ways in which the committee is gathering information for their report.

This publication summarizes the presentations and discussions from the session.

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Applying Lessons of Optimal Adolescent Health to Improve Behavioral Outcomes for Youth: Public Information-Gathering Session: Proceedings of a Workshop-in Brief

The primary function of the intelligence analyst is to make sense of information about the world, but the way analysts do that work will look profoundly different a decade from now. Technological changes will bring both new advances in conducting analysis and new risks related to technologically based activities and communications around the world. Because these changes are virtually inevitable, the Intelligence Community will need to make sustained collaboration with researchers in the social and behavioral sciences (SBS) a key priority if it is to adapt to these changes in the most productive ways.

A Decadal Survey Of The Social and Behavioral Sciences provides guidance for a 10-year research agenda. This report identifies key opportunities in SBS research for strengthening intelligence analysis and offers ideas for integrating the knowledge and perspectives of researchers from these fields into the planning and design of efforts to support intelligence analysis.

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A Decadal Survey of the Social and Behavioral Sciences: A Research Agenda for Advancing Intelligence Analysis

Since its origin 23 years ago as a pilot test conducted in four U.S. counties, the U.S. Census Bureau's American Community Survey (ACS) has been the focus of continuous research, development, and refinement. The survey cleared critical milestones 14 years ago when it began full-scale operations, including comprehensive nationwide coverage, and 5 years later when the ACS replaced a long-form sample questionnaire in the 2010 census as a source of detailed demographic and socioeconomic information. Throughout that existence and continuing today, ACS research and testing has worked to improve the survey's conduct in the face of challenges ranging from detailed and procedural to the broad and existential.

This publication summarizes the presentations and discussion at the September 26–27, 2018, Workshop on Improving the American Community Survey (ACS), sponsored by the U.S. Census Bureau. Workshop participants explored uses of administrative records and third-party data to improve ACS operations and potential for boosting respondent participation through improved communication.

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Improving the American Community Survey: Proceedings of a Workshop

In November 2017, the The Forum on Promoting Children's Cognitive, Affective, and Behavioral Health, in collaboration with the Roundtable on the Promotion of Health Equity, convened a workshop on promoting children's behavioral health equity. The workshop used a socio-ecological developmental model to explore health equity of children and families, including those with complex needs and chronic conditions. Particular attention was paid to challenges experienced by children and families in both rural and urban contexts, to include but not limited to poverty, individual and institutional racism, low-resourced communities, and hindered access to educational and health care services. Workshop participants also engaged in solution-oriented discussions of initiatives, policies, and programs that aim to improve social determinants of health, opportunities for behavioral health promotion, and access to quality services that address the behavioral health of all children and families. This publication summarizes the presentations and discussion of the event.

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Achieving Behavioral Health Equity for Children, Families, and Communities: Proceedings of a Workshop

Suicide prevention initiatives are part of much broader systems connected to activities such as the diagnosis of mental illness, the recognition of clinical risk, improving access to care, and coordinating with a broad range of outside agencies and entities around both prevention and public health efforts. Yet suicide is also an intensely personal issue that continues to be surrounded by stigma.

On September 11-12, 2018, the National Academies of Sciences, Engineering, and Medicine held a workshop in Washington, DC, to discuss preventing suicide among people with serious mental illness. The workshop was designed to illustrate and discuss what is known, what is currently being done, and what needs to be done to identify and reduce suicide risk. Improving Care to Prevent Suicide Among People with Serious Mental Illness summarizes presentations and discussions of the workshop.

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Improving Care to Prevent Suicide Among People with Serious Mental Illness: Proceedings of a Workshop

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From Research to Reward: The Hospital Checklist: How Social Science Insights Improve Health Care Outcomes

In 2014 the National Science Foundation (NSF) provided support to the National Academies of Sciences, Engineering, and Medicine for a series of Forums on Open Science in response to a government-wide directive to support increased public access to the results of research funded by the federal government. However, the breadth of the work resulting from the series precluded a focus on any specific topic or discussion about how to improve public access. Thus, the main goal of the Workshop on Transparency and Reproducibility in Federal Statistics was to develop some understanding of what principles and practices are, or would be, supportive of making federal statistics more understandable and reviewable, both by agency staff and the public. This publication summarizes the presentations and discussions from the workshop.

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Methods to Foster Transparency and Reproducibility of Federal Statistics: Proceedings of a Workshop

America's farms and farmers are integral to the U.S. economy and, more broadly, to the nation's social and cultural fabric. A healthy agricultural sector helps ensure a safe and reliable food supply, improves energy security, and contributes to employment and economic development, traditionally in small towns and rural areas where farming serves as a nexus for related sectors from farm machinery manufacturing to food processing. The agricultural sector also plays a role in the nation's overall economic growth by providing crucial raw inputs for the production of a wide range of goods and services, including many that generate substantial export value.

If the agricultural sector is to be accurately understood and the policies that affect its functioning are to remain well informed, the statistical system's data collection programs must be periodically revisited to ensure they are keeping up with current realities. This report reviews current information and makes recommendations to the U.S. Department of Agriculture's (USDA's) National Agricultural Statistics Service (NASS) and Economic Research Service (ERS) to help identify effective methods for collecting data and reporting information about American agriculture, given increased complexity and other changes in farm business structure in recent decades.

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Improving Data Collection and Measurement of Complex Farms

The U.S. Census Bureau maintains an important portfolio of economic statistics programs, including quinquennial economic censuses, annual economic surveys, and quarterly and monthly indicator surveys. Government, corporate, and academic users rely on the data to understand the complexity and dynamism of the U.S. economy. Historically, the Bureau's economic statistics programs developed sector by sector (e.g., separate surveys of manufacturing, retail trade, and wholesale trade), and they continue to operate largely independently. Consequently, inconsistencies in questionnaire content, sample and survey design, and survey operations make the data not only more difficult to use, but also more costly to collect and process and more burdensome to the business community than they could be.

This report reviews the Census Bureau's annual economic surveys. Specifically, it examines the design, operations, and products of 11 surveys and makes recommendations to enable them to better answer questions about the evolving economy.

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Reengineering the Census Bureau's Annual Economic Surveys

The National Academies of Sciences, Engineering, and Medicine convened a workshop in April 2018 to examine how the criminal justice system affects the fundamental status of people as members of society and to consider next steps for research, practice, and policy for the field. The goal of the workshop was to find common ground to work toward a criminal justice system that avoids social exclusion and instead reflects the principles of citizenship and social justice with a fair distribution of rights, resources and opportunities.

The workshop was specifically designed to explore the reasons for the disparate experiences of individuals involved with the criminal justice system by race, ethnicity, and gender, the mechanisms that cause them to persist, and what can be done through policy and practice to minimize those differences. Participants—including researchers, policy makers, and advocates for victims and offenders—discussed issues in five areas: (1) the role of criminal justice in social exclusion; (2) patterns of inequality in criminal justice; (3) collateral sanctions of the criminal justice system; (4) special concerns for youth and young adult populations; and (5) next steps for research, policy, and practice. This publication summarizes the presentations and discussions from the workshop.

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The Criminal Justice System and Social Exclusion: Race, Ethnicity, and Gender: Proceedings of a Workshop–in Brief

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Securing the Vote: Protecting American Democracy

The National Academies of Science, Engineering, and Medicine convened a workshop on March 12-14, 2018 at the behest of the U.S. Air Force Vice Chief of Staff. The goal of the workshop was to address the challenge of innovation adoption within the organization with a focus on understanding how complex organizations envision their future state, embrace innovation, and overcome impediments to change. Against this backdrop, workshop participants explored high-impact actions that the Air Force could quickly adopt that would unleash a culture of innovation. This publication briefly summarizes the presentations and discussions from the workshop.

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Creating Capability for Future Air Force Innovation: Proceedings of a Workshop–in Brief

Technological advances in noninvasive neuroimaging, neurophysiology, genome sequencing, and other methods together with rapid progress in computational and statistical methods and data storage have facilitated large-scale collection of human genomic, cognitive, behavioral, and brain-based data. The rapid development of neurotechnologies and associated databases has been mirrored by an increase in attempts to introduce neuroscience and behavioral genetic evidence into legal proceedings.

In March 2018, the National Academies of Science, Engineering and Medicine organized a workshop in order to explore the current uses of neuroscience and bring stakeholders from neuroscience and legal societies together in both the United Kingdom and the United States. Participants worked together to advance an understanding of neurotechnologies that could impact the legal system and the state of readiness to consider these technologies and where appropriate, to integrate them into the legal system. This publication summarizes the presentations and discussions from the workshop.

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Neuroforensics: Exploring the Legal Implications of Emerging Neurotechnologies: Proceedings of a Workshop

The National Academies of Sciences, Engineering, and Medicine’s Committee on National Statistics (CNSTAT) established a Task Force on the 2020 Census to consider challenges for the Census Bureau in conducting the 2020 decennial census. This letter report contains the findings and conclusions.

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Letter Report on the 2020 Census

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Sexual Harassment of Women: Climate, Culture, and Consequences in Academic Sciences, Engineering, and Medicine

Since the 2010 Deepwater Horizon blowout and oil spill, efforts to improve safety in the offshore oil industry have resulted in the adoption of new technological controls, increased promotion of safety culture, and the adoption of new data collection systems to improve both safety and performance. As an essential element of a positive safety culture, operators and regulators are increasingly integrating strategies that empower workers to participate in process safety decisions that reduce hazards and improve safety.

While the human factors of personal safety have been widely studied and widely adopted in many high-risk industries, process safety – the application of engineering, design, and operative practices to address major hazard concerns – is less well understood from a human factors perspective, particularly in the offshore oil industry. The National Academies of Sciences, Engineering, and Medicine organized a workshop in January 2018 to explore best practices and lessons learned from other high-risk, high-reliability industries for the benefit of the research community and of citizens, industry practitioners, decision makers, and officials addressing safety in the offshore oil industry. This publication summarizes the presentations and discussions from the workshop.

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The Human Factors of Process Safety and Worker Empowerment in the Offshore Oil Industry: Proceedings of a Workshop

There has been a significant increase in research applying behavioral economics and related behavioral science to health. The National Academies of Sciences, Engineering, and Medicine convened a workshop June 4–5, 2018, to discuss behavioral economics research with the goal of extending such research to be of benefit to older and middle-aged adults. The goals of the workshop were (1) to share knowledge about successful applications; (2) to encourage investigations that will deepen understanding of the specific conditions, people, and contexts for which such applications are more and less effective; and (3) to identify the mechanisms underlying the interventions. Specifically, there was a focus on considering interventions that could generate long-term benefits in areas of interest to the National Institute on Aging, such as decreasing sedentary behavior, promoting volunteering and social engagement, improving medical regimen adherence, and reducing inappropriate use of opioids and using opioids when medically necessary. This publication summarizes the presentations and discussions from the workshop.

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Behavioral Economics and the Promotion of Health Among Aging Populations: Proceedings of a Workshop—in Brief

High-quality early care and education for children from birth to kindergarten entry is critical to positive child development and has the potential to generate economic returns, which benefit not only children and their families but society at large. Despite the great promise of early care and education, it has been financed in such a way that high-quality early care and education have only been available to a fraction of the families needing and desiring it and does little to further develop the early-care-and-education (ECE) workforce. It is neither sustainable nor adequate to provide the quality of care and learning that children and families need—a shortfall that further perpetuates and drives inequality.

Transforming the Financing of Early Care and Education outlines a framework for a funding strategy that will provide reliable, accessible high-quality early care and education for young children from birth to kindergarten entry, including a highly qualified and adequately compensated workforce that is consistent with the vision outlined in the 2015 report, Transforming the Workforce for Children Birth Through Age 8: A Unifying Foundation . The recommendations of this report are based on essential features of child development and early learning, and on principles for high-quality professional practice at the levels of individual practitioners, practice environments, leadership, systems, policies, and resource allocation.

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Transforming the Financing of Early Care and Education

The increasing diversity of population of the United States presents many challenges to conducting health research that is representative and informative. Dispersion and accessibility issues can increase logistical costs; populations for which it is difficult to obtain adequate sample size are also likely to be expensive to study. Hence, even if it is technically feasible to study a small population, it may not be easy to obtain the funding to do so. In order to address the issues associated with improving health research of small populations, the National Academies of Sciences, Engineering, and Medicine convened a workshop in January 2018. Participants considered ways of addressing the challenges of conducting epidemiological studies or intervention research with small population groups, including alternative study designs, innovative methodologies for data collection, and innovative statistical techniques for analysis.

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Improving Health Research on Small Populations: Proceedings of a Workshop

Beginning in October 2017, the National Academies of Sciences, Engineering, and Medicine organized a set of workshops designed to gather information for the Decadal Survey of Social and Behavioral Sciences for Applications to National Security. The fourth workshop focused on the science of cognition and perception, and this publication summarizes the presentations and discussions from this workshop.

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Learning from the Science of Cognition and Perception for Decision Making: Proceedings of a Workshop

Almost 25 years have passed since the Demography of Aging (1994) was published by the National Research Council. Future Directions for the Demography of Aging is, in many ways, the successor to that original volume. The Division of Behavioral and Social Research at the National Institute on Aging (NIA) asked the National Academies of Sciences, Engineering, and Medicine to produce an authoritative guide to new directions in demography of aging. The papers published in this report were originally presented and discussed at a public workshop held in Washington, D.C., August 17-18, 2017.

The workshop discussion made evident that major new advances had been made in the last two decades, but also that new trends and research directions have emerged that call for innovative conceptual, design, and measurement approaches. The report reviews these recent trends and also discusses future directions for research on a range of topics that are central to current research in the demography of aging. Looking back over the past two decades of demography of aging research shows remarkable advances in our understanding of the health and well-being of the older population. Equally exciting is that this report sets the stage for the next two decades of innovative research–a period of rapid growth in the older American population.

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Future Directions for the Demography of Aging: Proceedings of a Workshop

Since the end of the Second World War, the United States has developed the world's preeminent system for biomedical research, one that has given rise to revolutionary medical advances as well as a dynamic and innovative business sector generating high-quality jobs and powering economic output and exports for the U.S. economy. However, there is a growing concern that the biomedical research enterprise is beset by several core challenges that undercut its vitality, promise, and productivity and that could diminish its critical role in the nation's health and innovation in the biomedical industry.

Among the most salient of these challenges is the gulf between the burgeoning number of scientists qualified to participate in this system as academic researchers and the elusive opportunities to establish long-term research careers in academia. The patchwork of measures to address the challenges facing young scientists that has emerged over the years has allowed the U.S. biomedical enterprise to continue to make significant scientific and medical advances. These measures, however, have not resolved the structural vulnerabilities in the system, and in some cases come at a great opportunity cost for young scientists. These unresolved issues could diminish the nation's ability to recruit the best minds from all sectors of the U.S. population to careers in biomedical research and raise concerns about a system that may favor increasingly conservative research proposals over high-risk, innovative ideas.

The Next Generation of Biomedical and Behavioral Sciences Researchers: Breaking Through evaluates the factors that influence transitions into independent research careers in the biomedical and behavioral sciences and offers recommendations to improve those transitions. These recommendations chart a path to a biomedical research enterprise that is competitive, rigorous, fair, dynamic, and can attract the best minds from across the country.

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The Next Generation of Biomedical and Behavioral Sciences Researchers: Breaking Through

Many different groups of people are subject to stereotypes. Positive stereotypes (e.g., "older and wiser") may provide a benefit to the relevant groups. However, negative stereotypes of aging and of disability continue to persist and, in some cases, remain socially acceptable. Research has shown that when exposed to negative images of aging, older persons demonstrate poor physical and cognitive performance and function, while those who are exposed to positive images of aging (or who have positive self-perceptions of aging) demonstrate better performance and function. Furthermore, an individual's expectations about and perceptions of aging can predict future health outcomes. To better understand how stereotypes affect older adults and individuals with disabilities, the National Academies of Sciences, Engineering, and Medicine, with support from AARP, convened a public workshop on October 10, 2017. This publication summarizes the presentations and discussions from the workshop.

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Aging and Disability: Beyond Stereotypes to Inclusion: Proceedings of a Workshop

Beginning in October 2017, the National Academies of Sciences, Engineering, and Medicine organized a set of workshops designed to gather information for the Decadal Survey of Social and Behavioral Sciences for Applications to National Security . The first workshop focused on changing sociocultural dynamics and implications for national security, and this publication summarizes the presentations and discussions from this workshop.

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Changing Sociocultural Dynamics and Implications for National Security: Proceedings of a Workshop

Beginning in October 2017, the National Academies of Sciences, Engineering, and Medicine organized a set of workshops designed to gather information for the Decadal Survey of Social and Behavioral Sciences for Applications to National Security . The second workshop focused on emerging trends and methods in international security and this publication summarizes the presentations and discussions from this workshop.

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Emerging Trends and Methods in International Security: Proceedings of a Workshop

Prior to 2012, unmanned aircraft systems (UAS) technology had been primarily used by the military and hobbyists, but it has more recently transitioned to broader application, including commercial and scientific applications, as well as to expanded military use. These new uses encroach on existing structures for managing the nation's airspace and present significant challenges to ensure that UASs are coordinated safely and suitably with existing manned aircraft and air traffic management systems, particularly with the National Airspace System (NAS). Of particular concern is the interaction between human pilots, operators, or controllers and increasingly automated systems. Enhanced understanding of these interactions is essential to avoid unintended consequences, especially as new technologies emerge. In order to explore these issues, the National Academies of Sciences, Engineering, and Medicine organized a 2-day workshop in January 2018. This publication summarizes the presentations and discussions from the workshop.

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Human-Automation Interaction Considerations for Unmanned Aerial System Integration into the National Airspace System: Proceedings of a Workshop

Beginning in October 2017, the National Academies of Sciences, Engineering, and Medicine organized a set of workshops designed to gather information for the Decadal Survey of Social and Behavioral Sciences for Applications to National Security . The third workshop focused on advances in social network thinking, and this publication summarizes the presentations and discussions from this workshop.

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Leveraging Advances in Social Network Thinking for National Security: Proceedings of a Workshop

The National Academies of Sciences, Engineering, and Medicine convened a workshop on March 7, 2018, to help inform research, programs, and policies to better meet the mental health needs of women in the United States. Participants examined trends in mental health as well as risk and protective factors for diverse populations of women, and they considered the research needed for a better understanding of women’s mental health. Important issues of practice and policy also were discussed. Experts explored these topics from a life-course perspective and at biological, behavioral, social/cultural, and societal levels of analysis. This publication briefly summarizes the presentations and discussions from the workshop.

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Women's Mental Health across the Life Course through a Sex-Gender Lens: Proceedings of a Workshop–in Brief

To derive statistics about crime – to estimate its levels and trends, assess its costs to and impacts on society, and inform law enforcement approaches to prevent it - a conceptual framework for defining and thinking about crime is virtually a prerequisite. Developing and maintaining such a framework is no easy task, because the mechanics of crime are ever evolving and shifting: tied to shifts and development in technology, society, and legislation.

Interest in understanding crime surged in the 1920s, which proved to be a pivotal decade for the collection of nationwide crime statistics. Now established as a permanent agency, the Census Bureau commissioned the drafting of a manual for preparing crime statistics—intended for use by the police, corrections departments, and courts alike. The new manual sought to solve a perennial problem by suggesting a standard taxonomy of crime. Shortly after the Census Bureau issued its manual, the International Association of Chiefs of Police in convention adopted a resolution to create a Committee on Uniform Crime Records —to begin the process of describing what a national system of data on crimes known to the police might look like.

Report 1 performed a comprehensive reassessment of what is meant by crime in U.S. crime statistics and recommends a new classification of crime to organize measurement efforts. This second report examines methodological and implementation issues and presents a conceptual blueprint for modernizing crime statistics.

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Modernizing Crime Statistics: Report 2: New Systems for Measuring Crime

The National Science Foundation's National Center for Science and Engineering Statistics (NCSES), one of the nation's principal statistical agencies, is charged to collect, acquire, analyze, report, and disseminate statistical data related to the science and engineering enterprise in the United States and other nations that is relevant and useful to practitioners, researchers, policymakers, and to the public. NCSES data, based primarily on several flagship surveys, have become the major evidence base for American science and technology policy, and the agency is well respected globally for these data.

This report assesses and provides guidance on NCSES's approach to measuring the science and engineering workforce population in the United States. It also proposes a framework for measuring the science and engineering workforce in the next decade and beyond, with flexibility to examine emerging issues related to this unique population while at the same time allowing for stability in the estimation of key trends

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Measuring the 21st Century Science and Engineering Workforce Population: Evolving Needs

Social and cultural norms are rules or expectations of behavior and thoughts based on shared beliefs within a specific cultural or social group. While often unspoken, norms offer social standards for appropriate and inappropriate behavior that govern what is (and is not) acceptable in interactions among people. Social and cultural norms are highly influential over individual behavior in a broad variety of contexts, including violence and its prevention, because norms can create an environment that can either foster or mitigate violence and its deleterious effects.

To better understand how social and cultural norms are related to violence and violence prevention, the Forum on Global Violence Prevention convened a workshop on October 29–30, 2015, to explore the social and cultural norms that underlie the acceptance of violence, with a focus on violence against women across the lifespan, violence against children, and youth violence. The workshop addressed causes, effects, characteristics, and contextual variations related to social and cultural norms related to violence; what is known about the effectiveness of efforts to alter those norms in order to prevent and mitigate such violence; and the role of multiple sectors and stakeholders in the prevention of this violence. This publication summarizes the presentations and discussions from the workshop.

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Addressing the Social and Cultural Norms That Underlie the Acceptance of Violence: Proceedings of a Workshop—in Brief

To illuminate the role of violence and its prevention in the post-2015 global agenda, the National Academies of Sciences, Engineering and Medicine’s Forum on Global Violence Prevention convened a 2-day meeting to explore the ways in which violence prevention efforts fit into the global agenda and to begin to identify the ways in which the U.S. government as well as state governments, industries, multilaterals, nongovernmental organizations, and other institutions might be able to support and advance both the sustainable development agenda and the violence prevention objectives within it. This publication summarizes the presentations and discussions from the meeting.

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Identifying the Role of Violence and Its Prevention in the Post-2015 Global Agenda: Proceedings of a Workshop—in Brief

Childhood experiences, both positive and negative, can affect an individual’s health and opportunities as an adult and have far-reaching effects on future violence victimization and perpetration. To better understand the impact of violence and trauma on neurocognitive functions and psychosocial well-being, the Forum on Global Violence Prevention convened a 2-day workshop on July 31– August 1, 2017. The workshop approached childhood experiences, violence, and trauma from a broad range of perspectives and participants heard from survivors of trauma, researchers, and practitioners. This publication summarizes the presentations and discussions from the workshop.

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The Neurocognitive and Psychosocial Impacts of Violence and Trauma: Proceedings of a Workshop—in Brief

The workplace is where 156 million working adults in the United States spend many waking hours, and it has a profound influence on health and well-being. Although some occupations and work-related activities are more hazardous than others and face higher rates of injuries, illness, disease, and fatalities, workers in all occupations face some form of work-related safety and health concerns. Understanding those risks to prevent injury, illness, or even fatal incidents is an important function of society.

Occupational safety and health (OSH) surveillance provides the data and analyses needed to understand the relationships between work and injuries and illnesses in order to improve worker safety and health and prevent work-related injuries and illnesses. Information about the circumstances in which workers are injured or made ill on the job and how these patterns change over time is essential to develop effective prevention programs and target future research. The nation needs a robust OSH surveillance system to provide this critical information for informing policy development, guiding educational and regulatory activities, developing safer technologies, and enabling research and prevention strategies that serves and protects all workers.

A Smarter National Surveillance System for Occupational Safety and Health in the 21st Century provides a comprehensive assessment of the state of OSH surveillance. This report is intended to be useful to federal and state agencies that have an interest in occupational safety and health, but may also be of interest broadly to employers, labor unions and other worker advocacy organizations, the workers' compensation insurance industry, as well as state epidemiologists, academic researchers, and the broader public health community. The recommendations address the strengths and weaknesses of the envisioned system relative to the status quo and both short- and long-term actions and strategies needed to bring about a progressive evolution of the current system.

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A Smarter National Surveillance System for Occupational Safety and Health in the 21st Century

On February 26–27, 2014, the National Academies of Sciences, Engineering, and Medicine's Forum on Global Violence Prevention convened a workshop titled Mental Health and Violence: Opportunities for Prevention and Early Intervention. The workshop brought together advocates and experts in public health and mental health, anthropology, biomedical science, criminal justice, global health and development, and neuroscience to examine experience, evidence, and practice at the intersection of mental health and violence. Participants explored how violence impacts mental health and how mental health influences violence and discussed approaches to improve research and practice in both domains. This publication summarizes the presentations and discussions from the workshop.

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Violence and Mental Health: Opportunities for Prevention and Early Detection: Proceedings of a Workshop

Science, technology, engineering and mathematics (STEM) professionals generate a stream of scientific discoveries and technological innovations that fuel job creation and national economic growth. Ensuring a robust supply of these professionals is critical for sustaining growth and creating jobs growth at a time of intense global competition. Undergraduate STEM education prepares the STEM professionals of today and those of tomorrow, while also helping all students develop knowledge and skills they can draw on in a variety of occupations and as individual citizens. However, many capable students intending to major in STEM later switch to another field or drop out of higher education altogether, partly because of documented weaknesses in STEM teaching, learning and student supports. Improving undergraduate STEM education to address these weaknesses is a national imperative.

Many initiatives are now underway to improve the quality of undergraduate STEM teaching and learning. Some focus on the national level, others involve multi-institution collaborations, and others take place on individual campuses. At present, however, policymakers and the public do not know whether these various initiatives are accomplishing their goals and leading to nationwide improvement in undergraduate STEM education.

Indicators for Monitoring Undergraduate STEM Education outlines a framework and a set of indicators that document the status and quality of undergraduate STEM education at the national level over multiple years. It also indicates areas where additional research is needed in order to develop appropriate measures. This publication will be valuable to government agencies that make investments in higher education, institutions of higher education, private funders of higher education programs, and industry stakeholders. It will also be of interest to researchers who study higher education.

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Indicators for Monitoring Undergraduate STEM Education

The National Academies of Sciences, Engineering, and Medicine held a workshop on December 1–2, 2016, with the aim of illuminating the ways in which violence prevention practitioners can effectively share their evidenced-based research findings with policy makers in order to positively affect and amplify violence prevention efforts. The workshop explored this topic through three lenses: (1) economics and costing, (2) research and evidence, and (3) effective communications and messaging. This approach underscored the fact that violence prevention is a complex and multi-faceted issue that requires an interdisciplinary approach. This 2-day workshop brought together a diverse group of experts from various domains and backgrounds to foster multi-sectoral dialogues on the topic. This publication briefly summarizes the presentations and discussions from the workshop.

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Public Policy Approaches to Violence Prevention: Proceedings of a Workshop—in Brief

Proactive policing, as a strategic approach used by police agencies to prevent crime, is a relatively new phenomenon in the United States. It developed from a crisis in confidence in policing that began to emerge in the 1960s because of social unrest, rising crime rates, and growing skepticism regarding the effectiveness of standard approaches to policing. In response, beginning in the 1980s and 1990s, innovative police practices and policies that took a more proactive approach began to develop. This report uses the term "proactive policing" to refer to all policing strategies that have as one of their goals the prevention or reduction of crime and disorder and that are not reactive in terms of focusing primarily on uncovering ongoing crime or on investigating or responding to crimes once they have occurred.

Proactive policing is distinguished from the everyday decisions of police officers to be proactive in specific situations and instead refers to a strategic decision by police agencies to use proactive police responses in a programmatic way to reduce crime. Today, proactive policing strategies are used widely in the United States. They are not isolated programs used by a select group of agencies but rather a set of ideas that have spread across the landscape of policing.

Proactive Policing reviews the evidence and discusses the data and methodological gaps on: (1) the effects of different forms of proactive policing on crime; (2) whether they are applied in a discriminatory manner; (3) whether they are being used in a legal fashion; and (4) community reaction. This report offers a comprehensive evaluation of proactive policing that includes not only its crime prevention impacts but also its broader implications for justice and U.S. communities.

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Proactive Policing: Effects on Crime and Communities

The Survey of Income and Program Participation (SIPP) is a national, longitudinal household survey conducted by the Census Bureau. SIPP serves as a tool to evaluate the effectiveness of government-sponsored social programs and to analyze the impacts of actual or proposed modifications to those programs. SIPP was designed to fill a need for data that would give policy makers and researchers a much better grasp of how effectively government programs were reaching their target populations, how participation in different programs overlapped, and to what extent and under what circumstances people transitioned into and out of these programs. SIPP was also designed to answer questions about the short-term dynamics of employment, living arrangements, and economic well-being.

The Census Bureau has reengineered SIPP—fielding the initial redesigned survey in 2014. This report evaluates the new design compared with the old design. It compares key estimates across the two designs, evaluates the content of the redesigned SIPP and the impact of the new design on respondent burden, and considers content changes for future improvement of SIPP.

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The 2014 Redesign of the Survey of Income and Program Participation: An Assessment

Our ability to observe and forecast severe weather events has improved markedly over the past few decades. Forecasts of snow and ice storms, hurricanes and storm surge, extreme heat, and other severe weather events are made with greater accuracy, geographic specificity, and lead time to allow people and communities to take appropriate protective measures. Yet hazardous weather continues to cause loss of life and result in other preventable social costs.

There is growing recognition that a host of social and behavioral factors affect how we prepare for, observe, predict, respond to, and are impacted by weather hazards. For example, an individual's response to a severe weather event may depend on their understanding of the forecast, prior experience with severe weather, concerns about their other family members or property, their capacity to take the recommended protective actions, and numerous other factors. Indeed, it is these factors that can determine whether or not a potential hazard becomes an actual disaster. Thus, it is essential to bring to bear expertise in the social and behavioral sciences (SBS)—including disciplines such as anthropology, communication, demography, economics, geography, political science, psychology, and sociology—to understand how people's knowledge, experiences, perceptions, and attitudes shape their responses to weather risks and to understand how human cognitive and social dynamics affect the forecast process itself.

Integrating Social and Behavioral Sciences Within the Weather Enterprise explores and provides guidance on the challenges of integrating social and behavioral sciences within the weather enterprise. It assesses current SBS activities, describes the potential value of improved integration of SBS and barriers that impede this integration, develops a research agenda, and identifies infrastructural and institutional arrangements for successfully pursuing SBS-weather research and the transfer of relevant findings to operational settings.

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Integrating Social and Behavioral Sciences Within the Weather Enterprise

The environment for obtaining information and providing statistical data for policy makers and the public has changed significantly in the past decade, raising questions about the fundamental survey paradigm that underlies federal statistics. New data sources provide opportunities to develop a new paradigm that can improve timeliness, geographic or subpopulation detail, and statistical efficiency. It also has the potential to reduce the costs of producing federal statistics.

The panel's first report described federal statistical agencies' current paradigm, which relies heavily on sample surveys for producing national statistics, and challenges agencies are facing; the legal frameworks and mechanisms for protecting the privacy and confidentiality of statistical data and for providing researchers access to data, and challenges to those frameworks and mechanisms; and statistical agencies access to alternative sources of data. The panel recommended a new approach for federal statistical programs that would combine diverse data sources from government and private sector sources and the creation of a new entity that would provide the foundational elements needed for this new approach, including legal authority to access data and protect privacy.

This second of the panel's two reports builds on the analysis, conclusions, and recommendations in the first one. This report assesses alternative methods for implementing a new approach that would combine diverse data sources from government and private sector sources, including describing statistical models for combining data from multiple sources; examining statistical and computer science approaches that foster privacy protections; evaluating frameworks for assessing the quality and utility of alternative data sources; and various models for implementing the recommended new entity. Together, the two reports offer ideas and recommendations to help federal statistical agencies examine and evaluate data from alternative sources and then combine them as appropriate to provide the country with more timely, actionable, and useful information for policy makers, businesses, and individuals.

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Federal Statistics, Multiple Data Sources, and Privacy Protection: Next Steps

The National Agricultural Statistics Service (NASS) is the primary statistical data collection agency within the U.S. Department of Agriculture (USDA). NASS conducts hundreds of surveys each year and prepares reports covering virtually every aspect of U.S. agriculture. Among the small-area estimates produced by NASS are county-level estimates for crops (planted acres, harvested acres, production, and yield by commodity) and for cash rental rates for irrigated cropland, nonirrigated cropland, and permanent pastureland. Key users of these county-level estimates include USDA's Farm Services Agency (FSA) and Risk Management Agency (RMA), which use the estimates as part of their processes for distributing farm subsidies and providing farm insurance, respectively.

Improving Crop Estimates by Integrating Multiple Data Sources assesses county-level crop and cash rents estimates, and offers recommendations on methods for integrating data sources to provide more precise county-level estimates of acreage and yield for major crops and of cash rents by land use. This report considers technical issues involved in using the available data sources, such as methods for integrating the data, the assumptions underpinning the use of each source, the robustness of the resulting estimates, and the properties of desirable estimates of uncertainty.

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Improving Crop Estimates by Integrating Multiple Data Sources

In 2015, the National Academies of Sciences, Engineering, and Medicine convened two workshops with oversight from the Committee on the Science of Changing Behavioral Health Social Norms. The workshops provided input to the committee's deliberations and contributed to the development of the report Ending Discrimination against People with Mental and Substance Use Disorders . That report was issued to help the Substance Abuse and Mental Health Services Administration and the Office of the Assistant Secretary for Planning and Evaluation, U.S. Department of Health and Human Services, utilize the scientific evidence base in improving public attitudes toward and understanding of behavioral health, specifically in the areas of mental health and substance use disorders. This publication summarizes the presentations and discussions at the two workshops.

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Lessons Learned from Diverse Efforts to Change Social Norms and Opportunities and Strategies to Promote Behavior Change in Behavioral Health: Proceedings of Two Workshops

Focusing on young children in a global context is an approach to end the cycle of poverty and improve the well-being of nations. Improving well-being necessarily begins with core elements such as health, education, nutrition, and social protection; many efforts to improve child development in the first decade of life focus on areas to meet young children's basic needs. Young children living in low-resourced settings are vulnerable to developmental and educational risk factors, such as stunting and undernutrition, disease, caregiver depression, lack of access to quality preprimary and primary education, disabilities, poverty, and societal and familial violence. While each of these areas is important for children's growth and development, there are potential increased benefits from integrated programs and coordinated policies that address more than one of these areas simultaneously, particularly for children living in low-resourced communities. An integrated and coordinated "all system" approach may be the best way to guarantee that children will have the prerequisites for healthy development.

The Forum on Investing in Young Children Globally was established with the goal of integrating knowledge with action in regions around the world to inform evidence-based, strategic investments in young children, birth through age 8. The forum held nine workshops across five continents over 3 years. The goal was to learn from experiences in multiple regions and engage in culturally embedded dialogue. This publication summarizes the key themes from the presentations and discussions of the workshops.

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Forum sur l'Investissement dans les Jeunes Enfants à l'Échelle Mondiale: Synthèse de neuf ateliers mondiaux Exploration fondée sur les faits des investissements stratégiques dans les jeunes enfants

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Foro sobre Inversión Global en la Infancia: Síntesis de nueve talleres globales que exploran inversiones estratégicas basadas en la evidencia

Increasing numbers of evidence-based interventions have proven effective in preventing and treating behavioral disorders in children. However, the adoption of these interventions in the health care system and other systems that affect the lives of children has been slow. Moreover, with few exceptions, current training in many fields that involve the behavioral health of children falls short of meeting the needs that exist. In general, this training fails to recognize that behavioral health disorders are among the largest challenges in child health and that changing cognitive, affective, and behavioral health outcomes for children will require new and more integrated forms of care at a population level in the United States.

To examine the need for workforce development across the range of health care professions working with children and families, as well as to identify innovative training models and levers to enhance training, the Forum on Promoting Children's Cognitive, Affective, and Behavioral Health held a workshop in November 2016. Workshop panelists and participants discussed the needs for workforce development across the range of health care professions working with children, youth, and families, and identified innovative training models and levers for change to enhance training. This publication summarizes the presentations and discussions from the workshop.

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Training the Future Child Health Care Workforce to Improve the Behavioral Health of Children, Youth, and Families: Proceedings of a Workshop

Educating girls is a universally accepted strategy for improving lives and advancing development. Girls’ schooling is associated with many demographic outcomes, including later age at marriage or union formation, lower fertility, and better child health. However, the causal pathways between education and demographic outcomes are not well understood.

To advance understanding of the relationships between girls’ education and demographic outcomes and to encourage more research on the determinants, content, context, and consequences of girls’ education the National Academies of Sciences, Engineering, and Medicine conducted a workshop addressing these issues on May 11 and 12, 2017. This publication briefly summarizes the presentations and discussions from the workshop.

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Demographic Effects of Girls' Education in Developing Countries: Proceedings of a Workshop–in Brief

A strong body of research demonstrates associations between the incidence of Alzheimer’s disease and individuals’ personality characteristics, level of social engagement, and educational attainment. To advance understanding of the causal pathways leading to Alzheimer’s, the Board on Behavioral, Cognitive, and Sensory Sciences convened a workshop in June 2017. This workshop was designed to build on a 2015 workshop that focused on the importance of delineating causal relationships underlying associations between behavioral, social, and biological factors and long-term health. This publication briefly summarizes the presentations and discussions from the workshop.

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Understanding Pathways to Successful Aging: Behavioral and Social Factors Related to Alzheimer's Disease: Proceedings of a Workshop–in Brief

Graduate training in the social and behavioral sciences (SBS) has largely remained unchanged in the past 35 years despite trends toward multidisciplinary research and varying pathways given changing workforce needs. To help identify how SBS graduate education could be adapted given these trends, the Board on Science Education convened a 2-day workshop in June 2017 on graduate training in the social and behavioral sciences. Participants included current SBS graduate students, postdoctoral fellows, faculty and academic leaders, members of professional societies, funding agencies, and leaders in government and business. This publication briefly summarizes the presentations and discussions from the workshop.

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Graduate Training in the Social and Behavioral Sciences: Proceedings of a Workshop--in Brief

Every year roughly 100,000 fatal and injury crashes occur in the United States involving large trucks and buses. The Federal Motor Carrier Safety Administration (FMCSA) in the U.S. Department of Transportation works to reduce crashes, injuries, and fatalities involving large trucks and buses. FMCSA uses information that is collected on the frequency of approximately 900 different violations of safety regulations discovered during (mainly) roadside inspections to assess motor carriers' compliance with Federal Motor Carrier Safety Regulations, as well as to evaluate their compliance in comparison with their peers. Through use of this information, FMCSA's Safety Measurement System (SMS) identifies carriers to receive its available interventions in order to reduce the risk of crashes across all carriers.

Improving Motor Carrier Safety Measurement examines the effectiveness of the use of the percentile ranks produced by SMS for identifying high-risk carriers, and if not, what alternatives might be preferred. In addition, this report evaluates the accuracy and sufficiency of the data used by SMS, to assess whether other approaches to identifying unsafe carriers would identify high-risk carriers more effectively, and to reflect on how members of the public use the SMS and what effect making the SMS information public has had on reducing crashes.

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Improving Motor Carrier Safety Measurement

In October 2016, the National Academies of Sciences, Engineering, and Medicine convened a 1-day public workshop on Principles and Practices for Federal Program Evaluation. The workshop was organized to consider ways to bolster the integrity and protect the objectivity of the evaluation function in federal agencies—a process that is essential for evidence-based policy making. This publication summarizes the presentations and discussions from the workshop.

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Principles and Practices for Federal Program Evaluation: Proceedings of a Workshop

Educating dual language learners (DLLs) and English learners (ELs) effectively is a national challenge with consequences both for individuals and for American society. Despite their linguistic, cognitive, and social potential, many ELs—who account for more than 9 percent of enrollment in grades K-12 in U.S. schools—are struggling to meet the requirements for academic success, and their prospects for success in postsecondary education and in the workforce are jeopardized as a result.

Promoting the Educational Success of Children and Youth Learning English: Promising Futures examines how evidence based on research relevant to the development of DLLs/ELs from birth to age 21 can inform education and health policies and related practices that can result in better educational outcomes. This report makes recommendations for policy, practice, and research and data collection focused on addressing the challenges in caring for and educating DLLs/ELs from birth to grade 12.

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Promoting the Educational Success of Children and Youth Learning English: Promising Futures

One of the strategic objectives of the National Institute on Aging (NIA) is to “support the development of population-based data sets, especially from longitudinal studies, suitable for analysis of biological, behavioral, and social factors affecting health, well-being, and functional status through the life course.” To contribute to that objective and to inform the development of a methodological research program for longitudinal studies, the Committee on National Statistics held a public workshop in June 2017. The discussion focused on challenges that are specific to the types of longitudinal studies supported by NIA and aimed to identify areas of methodological research that could be pursued in order to benefit from emerging methods, new techniques, or other opportunities to enhance the data and increase data collection efficiency. This publication summarizes the presentations and discussions from the workshop.

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Developing a Methodological Research Program for Longitudinal Studies: Proceedings of a Workshop—in Brief

Publicly available statistics from government agencies that are credible, relevant, accurate, and timely are essential for policy makers, individuals, households, businesses, academic institutions, and other organizations to make informed decisions. Even more, the effective operation of a democratic system of government depends on the unhindered flow of statistical information to its citizens.

In the United States, federal statistical agencies in cabinet departments and independent agencies are the governmental units whose principal function is to compile, analyze, and disseminate information for such statistical purposes as describing population characteristics and trends, planning and monitoring programs, and conducting research and evaluation. The work of these agencies is coordinated by the U.S. Office of Management and Budget. Statistical agencies may acquire information not only from surveys or censuses of people and organizations, but also from such sources as government administrative records, private-sector datasets, and Internet sources that are judged of suitable quality and relevance for statistical use. They may conduct analyses, but they do not advocate policies or take partisan positions. Statistical purposes for which they provide information relate to descriptions of groups and exclude any interest in or identification of an individual person, institution, or economic unit.

Four principles are fundamental for a federal statistical agency: relevance to policy issues, credibility among data users, trust among data providers, and independence from political and other undue external influence.  Principles and Practices for a Federal Statistical Agency: Sixth Edition presents and comments on these principles as they've been impacted by changes in laws, regulations, and other aspects of the environment of federal statistical agencies over the past 4 years.

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Principles and Practices for a Federal Statistical Agency: Sixth Edition

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Forum on Investing in Young Children Globally: A Synthesis of Nine Global Workshops Exploring Evidence-Based, Strategic Investments in Young Children

Nearly every major challenge the United States faces—from alleviating unemployment to protecting itself from terrorism—requires understanding the causes and consequences of people's behavior. Even societal challenges that at first glance appear to be issues only of medicine or engineering or computer science have social and behavioral components. Having a fundamental understanding of how people and societies behave, why they respond the way they do, what they find important, what they believe or value, and what and how they think about others is critical for the country's well-being in today's shrinking global world. The diverse disciplines of the social, behavioral, and economic (SBE) sciences ―anthropology, archaeology, demography, economics, geography, linguistics, neuroscience, political science, psychology, sociology, and statistics―all produce fundamental knowledge, methods, and tools that provide a greater understanding of people and how they live.

The Value of Social, Behavioral, and Economic Sciences to National Priorities evaluates whether the federal government should fund SBE research at the National Science Foundation (NSF), and, specifically, whether SBE research furthers the mission of the NSF to advance national priorities in the areas of health, prosperity and welfare, national defense, and progress in science; advances the missions of other federal agencies; and advances business and industry, and to provide examples of such research. This report identifies priorities for NSF investment in the SBE sciences and important considerations for the NSF for strategic planning.

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The Value of Social, Behavioral, and Economic Sciences to National Priorities: A Report for the National Science Foundation

Communities provide the context in which programs, principles, and policies are implemented. Their needs dictate the kinds of programs that community organizers and advocates, program developers and implementers, and researchers will bring to bear on a problem. Their characteristics help determine whether a program will succeed or fail. The detailed workings of programs cannot be separated from the communities in which they are embedded.

Communities also represent the front line in addressing many behavioral health conditions experienced by children, adolescents, young adults, and their families. Given the importance of communities in shaping the health and well being of young people, the National Academies of Sciences, Engineering, and Medicine held a workshop in June 2016, to examine the implementation of evidence- based prevention by communities. Participants examined questions related to scaling up, managing, and sustaining science in communities. This publication summarizes the presentations and discussions from the workshop.

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Implementing Evidence-Based Prevention by Communities to Promote Cognitive, Affective, and Behavioral Health in Children: Proceedings of a Workshop

The Economic and Fiscal Consequences of Immigration finds that the long-term impact of immigration on the wages and employment of native-born workers overall is very small, and that any negative impacts are most likely to be found for prior immigrants or native-born high school dropouts. First-generation immigrants are more costly to governments than are the native-born, but the second generation are among the strongest fiscal and economic contributors in the U.S. This report concludes that immigration has an overall positive impact on long-run economic growth in the U.S.

More than 40 million people living in the United States were born in other countries, and almost an equal number have at least one foreign-born parent. Together, the first generation (foreign-born) and second generation (children of the foreign-born) comprise almost one in four Americans. It comes as little surprise, then, that many U.S. residents view immigration as a major policy issue facing the nation. Not only does immigration affect the environment in which everyone lives, learns, and works, but it also interacts with nearly every policy area of concern, from jobs and the economy, education, and health care, to federal, state, and local government budgets.

The changing patterns of immigration and the evolving consequences for American society, institutions, and the economy continue to fuel public policy debate that plays out at the national, state, and local levels. The Economic and Fiscal Consequences of Immigration assesses the impact of dynamic immigration processes on economic and fiscal outcomes for the United States, a major destination of world population movements. This report will be a fundamental resource for policy makers and law makers at the federal, state, and local levels but extends to the general public, nongovernmental organizations, the business community, educational institutions, and the research community.

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The Economic and Fiscal Consequences of Immigration

In the coming years, complex domestic and international environments and challenges to national security will continue. Intelligence analysts and the intelligence community will need access to the appropriate tools and developing knowledge about threats to national security in order to provide the best information to policy makers. Research and knowledge from the social and behavioral sciences (SBS) can help inform the work of intelligence analysis; however, in the past, bringing important findings from research to bear on the day-to-day work of intelligence analysis has been difficult.

In order to understand how knowledge from science can be directed and applied to help the intelligence community fulfill its critical responsibilities, the National Academies of Sciences, Engineering, and Medicine will undertake a 2-year survey of the social and behavioral sciences. To launch this discussion, a summit designed to highlight cutting-edge research and identify future directions for research in a few areas of the social and behavioral sciences was held in October 2016. This publication summarizes the presentations and discussions from the summit.

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Social and Behavioral Sciences for National Security: Proceedings of a Summit

Childhood diagnoses of cognitive, affective, and behavioral disorders are increasing in both absolute numbers and as a proportion of the total childhood population in the United States, and they are imposing a large and growing burden on children, youth, and families. However, the adoption of evidence-based interventions that have proven effective in preventing and treating behavioral health disorders in children has been slow. A contributing factor for this slow adoption may be that current training in many fields involving the behavioral health of children is falling short of meeting their needs.

To examine workforce development across the range of health care professions working with children and families, as well as to identify innovative training models and levers to enhance training, the National Academies of Sciences, Engineering, and Medicine held a workshop in November 2016. The main objective of the workshop was to examine the development and training of an integrated health care workforce that can promote family-focused behavioral health care for children and their families. This publication briefly summarizes the presentations and discussions from the workshop.

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Training the Future Child Health Care Workforce to Improve Behavioral Health Outcomes for Children, Youth, and Families: Proceedings of a Workshop--in Brief

Communities represent the front line in addressing many behavioral health conditions that children, adolescents, young adults, and their families have to face. These conditions are not rare: during their lifetimes, almost half of all Americans will meet one or more clinical criteria for behavioral health or substance abuse disorders. These disorders impose a tremendous personal burden on the affected individuals and their families, as well as substantial costs on the broader society. The first onset of such conditions is usually in childhood or adolescence, and communities can be a key opportunity for prevention, early intervention, and treatment.

Given the importance of communities in shaping the health and well-being of young people, the National Academies of Sciences, Engineering, and Medicine held a workshop in June 2016, to examine the implementation of evidence-based prevention by communities. The workshop brought together researchers, program developers and implementers, state and local of officials, community leaders, health care providers, patient advocates, and other stakeholders to examine how knowledge from researchers and practitioners can best be implemented in community settings. This publication briefly summarizes the presentations and discussions from the workshop.

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Implementing Evidence-Based Prevention by Communities to Promote Cognitive, Affective, and Behavioral Health in Children: Proceedings of a Workshop–in Brief

As the demographics of the United States shift toward a population that is made up of an increasing percentage of older adults and people with disabilities, the workforce that supports and enables these individuals is also shifting to meet the demands of this population. For many older adults and people with disabilities, their priorities include maximizing their independence, living in their own homes, and participating in their communities. In order to meet this population's demands, the workforce is adapting by modifying its training, by determining how to coordinate among the range of different professionals who might play a role in supporting any one older adult or individual with disabilities, and by identifying the ways in which technology might be helpful.

To better understand how the increasing demand for supports and services will affect the nation's workforce, the National Academies of Sciences, Engineering, and Medicine convened a public workshop in June 2016, in Washington, DC. Participants aimed to identify how the health care workforce can be strengthened to support both community living and community participation for adults with disabilities and older adults. This publication summarizes the presentations and discussions from the workshop.

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Strengthening the Workforce to Support Community Living and Participation for Older Adults and Individuals with Disabilities: Proceedings of a Workshop

The development of character is a valued objective for many kinds of educational programs that take place both in and outside of school. Educators and administrators who develop and run programs that seek to develop character recognize that the established approaches for doing so have much in common, and they are eager to learn about promising practices used in other settings, evidence of effectiveness, and ways to measure the effectiveness of their own approaches.

In July 2016, the National Academies of Sciences, Engineering, and Medicine held a workshop to review research and practice relevant to the development of character, with a particular focus on ideas that can support the adults who develop and run out-of-school programs. This publication summarizes the presentations and discussions from the workshop.

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Approaches to the Development of Character: Proceedings of a Workshop

In October 2016 the National Academies of Sciences, Engineering, and Medicine held a 1-day public workshop on principles and practices for federal program evaluation. Participants focused on reviews of existing policies of the Administration for Children and Families, the Institute for Education Sciences, the Chief Evaluation Office in the U.S. Department of Labor, and other federal agencies. The scope of the workshop included evaluations of interventions, programs, and practices intended to affect human behavior, carried out by the federal government or its contractual agents and leading to public reports intended to provide information on impacts, cost, and implementation. This publication briefly summarizes the presentations and discussions from the workshop.

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Principles and Practices for Federal Program Evaluation: Proceedings of a Workshop–in Brief

Federal government statistics provide critical information to the country and serve a key role in a democracy. For decades, sample surveys with instruments carefully designed for particular data needs have been one of the primary methods for collecting data for federal statistics. However, the costs of conducting such surveys have been increasing while response rates have been declining, and many surveys are not able to fulfill growing demands for more timely information and for more detailed information at state and local levels.

Innovations in Federal Statistics examines the opportunities and risks of using government administrative and private sector data sources to foster a paradigm shift in federal statistical programs that would combine diverse data sources in a secure manner to enhance federal statistics. This first publication of a two-part series discusses the challenges faced by the federal statistical system and the foundational elements needed for a new paradigm.

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Innovations in Federal Statistics: Combining Data Sources While Protecting Privacy

In the U.S. criminal justice system in 2014, an estimated 2.2 million people were in incarcerated or under correctional supervision on any given day, and another 4.7 million were under community supervision, such as probation or parole. Among all U.S. adults, 1 in 31 is involved with the criminal justice system, many of them having had recurring encounters.

The ability to measure the effects of criminal justice involvement and incarceration on health and health disparities has been a challenge, due largely to limited and inconsistent measures on criminal justice involvement and any data on incarceration in health data collections. The presence of a myriad of confounding factors, such as socioeconomic status and childhood disadvantage, also makes it hard to isolate and identify a causal relationship between criminal justice involvement and health. The Bureau of Justice Statistics collects periodic health data on the people who are incarcerated at any given time, but few national-level surveys have captured criminal justice system involvement for people previously involved in the system or those under community supervision—nor have they collected systematic data on the effects that go beyond the incarcerated individuals themselves.

In March 2016 the National Academies of Sciences, Engineering, and Medicine held a workshop meant to assist the Office of the Assistant Secretary for Planning and Evaluation (ASPE) and Office of the Minority Health (OMH) in the U.S. Department of Health and Human Services in identifying measures of criminal justice involvement that will further their understanding of the socioeconomic determinants of health. Participants investigated the feasibility of collecting criminal justice experience data with national household-based health surveys. This publication summarizes the presentations and discussions from the workshop.

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Improving Collection of Indicators of Criminal Justice System Involvement in Population Health Data Programs: Proceedings of a Workshop

The U.S. Global Change Research Program (USGCRP) is an interagency program, established by the Global Change Research Act (GCRA) of 1990, mandated by Congress to "assist the Nation and the world to understand, assess, predict, and respond to human-induced and natural processes of global change". Since the USGCRP began, scientific understanding of global change has increased and the information needs of the nation have changed dramatically.

A better understanding of what is changing and why can help decision makers in the public and private sectors cope with ongoing change. Accomplishments of the U.S. Global Change Research Program highlights the growth of global change science in the quarter century that the USGCRP has been in existence, and documents some of its contributions to that growth through its primary functions of interagency planning and coordination, and of synthesis of research and practice to inform decision making.

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Accomplishments of the U.S. Global Change Research Program

The Forum on Investing in Young Children Globally, in partnership with the Jacobs Foundation, the Institute for Human Development at Aga Khan University, and the Bernard van Leer Foundation, convened its ninth and final workshop
in Abidjan, Côte d’Ivoire, on October 20–21, 2016, to explore topics related to innovations in investing in young children globally. During the course of the 2-day workshop, researchers, policy makers, program practitioners, industry partners, funders, and other experts came together to highlight innovative research, policy, business models, and implementation strategies occurring in West Africa and around the world that positively affect investments made in young children. Innovations ranged from prioritizing the needs of children in national agendas
to unique partnerships that enable services to reach children in remote contexts. This publication briefly summarizes the presentations and discussions from the workshop.

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Innovations in Investing in Young Children Globally: Proceedings of a Workshop—in Brief

In July 2016 The National Academies of Sciences, Engineering, and Medicine convened a workshop with the goal of bringing together industrial and organizational (I-O) psychologists, experts on personnel selection and testing, forensic scientists, and other researchers whose work has a nexus with workforce needs in the forensic science field with a focus on pattern evidence. Participants reviewed the current status of selection and training of forensic scientists who specialize in pattern evidence and discussed how tools used in I-O psychology to understand elements of a task and measure aptitude and performance could address challenges in the pattern evidence domain of the forensic sciences. This publication summarizes the presentations and discussions from the workshop.

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Personnel Selection in the Pattern Evidence Domain of Forensic Science: Proceedings of a Workshop

Because of the role of innovation as a driver of economic productivity and growth and as a mechanism for improving people's well-being in other ways, understanding the nature,determinants, and impacts of innovation has become increasingly important to policy makers.

To be effective, investment in innovation requires this understanding, which, in turn, requires measurement of the underlying inputs and subsequent outcomes of innovation processes. In May 2016, at the request of the National Center for Science and Engineering Statistics of the National Science Foundation, the Committee on National Statistics of the National Academies of Sciences, Engineering, and Medicine convened a workshop - bringing together academic researchers, private and public sector experts, and representatives from public policy agencies - to develop strategies for broadening and modernizing innovation information systems.This publication summarizes the presentation and discussion of the event.

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Advancing Concepts and Models for Measuring Innovation: Proceedings of a Workshop

According to the International Labour Organization (ILO), more than 168 million children are affected by child labor worldwide, with a predominance of child labor occurring in sub-Saharan Africa and Asia. ILO estimated in 2012 that 6 million children and more than 15 million adults were victims of forced labor. While strides have been made in understanding the problems of child labor and forced labor, as well as in approaches to reduce the global burden of both issues, additional research could help fill the remaining gaps in knowledge.

The National Academies of Sciences, Engineering, and Medicine held a workshop on October 18, 2016, in Washington, DC, to illuminate the current gaps in knowledge within the research fields of child labor and forced labor. The workshop also explored key needs and priority research questions to ensure a robust and rigorous global research platform. This proceedings of the workshop - in brief highlights the presentations and discussion of this event.

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Exploring the Development of a U.S. Department of Labor Research Strategy on Child Labor and Forced Labor in International Settings: Proceedings of a Workshop—in Brief

Although people in the United States have historically been reasonably supportive of federal censuses and surveys, they are increasingly unavailable for or not willing to respond to interview requests from federal—as well as private—sources. Moreover, even when people agree to respond to a survey, they increasingly decline to complete all questions, and both survey and item nonresponse are growing problems.

In March 2016, the National Academies of Sciences, Engineering, and Medicine convened a workshop to consider the respondent burden and its challenges and opportunities of the American Community Survey, which is conducted by the U.S. Census Bureau. This publication summarizes the presentations and discussions from the workshop.

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Reducing Response Burden in the American Community Survey: Proceedings of a Workshop

Decades of research have demonstrated that the parent-child dyad and the environment of the family—which includes all primary caregivers—are at the foundation of children's well- being and healthy development. From birth, children are learning and rely on parents and the other caregivers in their lives to protect and care for them. The impact of parents may never be greater than during the earliest years of life, when a child's brain is rapidly developing and when nearly all of her or his experiences are created and shaped by parents and the family environment. Parents help children build and refine their knowledge and skills, charting a trajectory for their health and well-being during childhood and beyond. The experience of parenting also impacts parents themselves. For instance, parenting can enrich and give focus to parents' lives; generate stress or calm; and create any number of emotions, including feelings of happiness, sadness, fulfillment, and anger.

Parenting of young children today takes place in the context of significant ongoing developments. These include: a rapidly growing body of science on early childhood, increases in funding for programs and services for families, changing demographics of the U.S. population, and greater diversity of family structure. Additionally, parenting is increasingly being shaped by technology and increased access to information about parenting.

Parenting Matters identifies parenting knowledge, attitudes, and practices associated with positive developmental outcomes in children ages 0-8; universal/preventive and targeted strategies used in a variety of settings that have been effective with parents of young children and that support the identified knowledge, attitudes, and practices; and barriers to and facilitators for parents' use of practices that lead to healthy child outcomes as well as their participation in effective programs and services. This report makes recommendations directed at an array of stakeholders, for promoting the wide-scale adoption of effective programs and services for parents and on areas that warrant further research to inform policy and practice. It is meant to serve as a roadmap for the future of parenting policy, research, and practice in the United States.

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Parenting Matters: Supporting Parents of Children Ages 0-8

What children and adolescents do and learn in the summertime can have profound effects on their health and well-being, educational attainment, and career prospects. To explore the influence of summertime activities on the lives of young people, the National Academies of Sciences, Engineering, and Medicine held a workshop in August 2016. The participants discussed a wide range of topics, including the value of play, healthy eating and physical activity, systemic approaches to skill development, program quality and measurement, and the interconnected ecosystem of activities that supports healthy development. The workshop highlighted the latest research on summer programming, as well as gaps in that research, and explored the key policy and practice issues for summertime opportunities to promote healthy child and adolescent development. This publication briefly summarizes the presentations and discussions from the workshop.

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Summertime Opportunities to Promote Healthy Child and Adolescent Development: Proceedings of a Workshop—in Brief

Children with disabilities and complex medical and educational needs present a special challenge for policy makers and practitioners. These children exhibit tremendous heterogeneity in their conditions and needs, requiring a varied array of services to meet those needs. Uneven public and professional awareness of their conditions and a research base marked by significant gaps have led to programs, practices, and policies that are inconsistent in quality and coverage. Parents often have to navigate and coordinate, largely on their own, a variety of social, medical, and educational support services, adding to the already daunting financial, logistical, and emotional challenges of raising children with special needs. The unmet needs of children with disabilities and complex medical and educational needs can cause great suffering for these children and for those who love and care for them.

To examine how systems can be configured to meet the needs of children and families as they struggle with disabilities and complex health and educational needs, the National Academies of Sciences, Engineering, and Medicine held a workshop in December 2015. The goal of the workshop was to highlight the main barriers and promising solutions for improving care and outcome of children with complex medical and educational needs. Workshop participants examined prevention, care, service coordination, and other topics relevant to children with disabilities and complex health and educational needs, along with their families and caregivers. More broadly, the workshop seeks actionable understanding on key research questions for enhancing the evidence base; promoting and sustaining the quality, accessibility, and use of relevant programs and services; and informing relevant policy development and implementation. By engaging in dialogue to connect the prevention, treatment, and implementation sciences with settings where children are seen and cared for, the forum seeks to improve the lives of children by improving the systems that affect those children and their families. This publications summarizes the presentations and discussions from the workshop.

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Ensuring Quality and Accessible Care for Children with Disabilities and Complex Health and Educational Needs: Proceedings of a Workshop

In June 2016, The National Academies of Sciences, Engineering, and Medicine held a workshop titled “Moving from Evidence to Implementation of Early Childhood Development: Strategies for Implementation.” The focus of the workshop was bringing science to practice at scale in order to bridge research to practice in local communities. Also discussed was the critical issue of the implementation of early childhood development programs. Reaching entire populations requires understanding the challenges of implementation at scale and applying the best knowledge available to ensure effective and sustainable delivery to children and their caregivers. This publication summarizes the presentations and discussions from the workshop.

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Moving from Evidence to Implementation of Early Childhood Programs: Proceedings of a Workshop—in Brief

With the worst human refugee crisis since World War II as the backdrop, from March 16 through March 18, 2016, the National Academies of Sciences, Engineering, and Medicine, in partnership with UNICEF and the King Abdullah Bin Abdulaziz International Center for Inter-religious and Intercultural Dialogue (KAICIID), held a workshop in Amman, Jordan, to explore topics related to investing in young children for peaceful societies. Over the course of the workshop, researchers, policy makers, program practitioners, funders, youth, and other experts came together to understand the effects of conflict and violence on children, women, and youth across areas of health, education, nutrition, social protection, and other domains. The goal of the workshop was to continue to fill in gaps in knowledge and explore opportunities for discourse through a process of highlighting the science and practice. This publication summarizes the presentations and discussions from the workshop.

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Investing in Young Children for Peaceful Societies: Proceedings of a Joint Workshop by the National Academies of Sciences, Engineering, and Medicine; UNICEF; and the King Abdullah Bin Abdulaziz International Centre for Interreligious and Intercultural Dialogue (KAICIID)

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From Research to Reward: Social Science Studies the Most Hazardous Thing on the Road: You

Recognizing the importance of eyewitness identifications in courts of law and motivated by data showing that at least one erroneous eyewitness identification was associated with almost 75% of cases where defendants were later exonerated by DNA evidence, in 2013 the Laura and John Arnold Foundation asked the National Academy of Sciences to undertake an assessment of the scientific research on eyewitness identification and offer recommendations to improve eyewitness performance. The appointed committee issued its report, Identifying the Culprit: Assessing Eyewitness Identification , in 2014.

In order to stimulate new and innovative research on statistical tools and the interrelationships between system and estimator variables, the Arnold Foundation in 2015 again called upon the National Academies. This report describes the development of the request for proposals, the processes followed by the committee as it evaluated the proposals, and the committee's assessment of the scientific merit and research design of the proposals.

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Review of Proposals for Research on Statistical Methodologies for Assessing Variables in Eyewitness Performance

In February 2016, the National Academies of Sciences, Engineering, and Medicine held a workshop to explore options for expanding the Substance Abuse and Mental Health Services Administration's (SAMHSA) behavioral health data collections to include measures of recovery from substance use and mental disorder. Participants discussed options for collecting data and producing estimates of recovery from substance use and mental disorders, including available measures and associated possible data collection mechanisms. This publication summarizes the presentations and discussions from the workshop.

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Measuring Recovery from Substance Use or Mental Disorders: Workshop Summary

Bullying has long been tolerated as a rite of passage among children and adolescents. There is an implication that individuals who are bullied must have "asked for" this type of treatment, or deserved it. Sometimes, even the child who is bullied begins to internalize this idea. For many years, there has been a general acceptance and collective shrug when it comes to a child or adolescent with greater social capital or power pushing around a child perceived as subordinate. But bullying is not developmentally appropriate; it should not be considered a normal part of the typical social grouping that occurs throughout a child's life.

Although bullying behavior endures through generations, the milieu is changing. Historically, bulling has occurred at school, the physical setting in which most of childhood is centered and the primary source for peer group formation. In recent years, however, the physical setting is not the only place bullying is occurring. Technology allows for an entirely new type of digital electronic aggression, cyberbullying, which takes place through chat rooms, instant messaging, social media, and other forms of digital electronic communication.

Composition of peer groups, shifting demographics, changing societal norms, and modern technology are contextual factors that must be considered to understand and effectively react to bullying in the United States. Youth are embedded in multiple contexts and each of these contexts interacts with individual characteristics of youth in ways that either exacerbate or attenuate the association between these individual characteristics and bullying perpetration or victimization. Recognizing that bullying behavior is a major public health problem that demands the concerted and coordinated time and attention of parents, educators and school administrators, health care providers, policy makers, families, and others concerned with the care of children, this report evaluates the state of the science on biological and psychosocial consequences of peer victimization and the risk and protective factors that either increase or decrease peer victimization behavior and consequences.

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Preventing Bullying Through Science, Policy, and Practice

Note: This is the French translation of Recent Fertility Trends in Sub-Saharan Africa .

Fertility rates and population growth influence economic development. The marked declines in fertility seen in some developing nations have been accompanied by slowing population growth, which in turn provided a window of opportunity for rapid economic growth. For many sub-Saharan African nations, this window has not yet opened because fertility rates have not declined as rapidly there as elsewhere.

Fertility rates in many sub-Saharan African countries are high: the total rate for the region is estimated to be 5.1 births per woman, and rates that had begun to decline in many countries in the region have stalled. High rates of fertility in these countries are likely to contribute to continued rapid population growth: the United Nations projects that the region's population will increase by 1.2 billion by 2050, the highest growth among the regions for which there are projections.

In June 2015, the Committee on Population organized a workshop to explore fertility trends and the factors that have influenced them. The workshop committee was asked to explore history and trends related to fertility, proximate determinants and other influences, the status and impact of family planning programs, and prospects for further reducing fertility rates. This study will help donors, researchers, and policy makers better understand the factors that may explain the slow pace of fertility decline in this region, and develop methods to improve family planning in sub-Saharan Africa.

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Tendances Récentes de la Fécondité en Afrique Subsaharienne: Synthèse de l'Atelier

Estimates indicate that as many as 1 in 4 Americans will experience a mental health problem or will misuse alcohol or drugs in their lifetimes. These disorders are among the most highly stigmatized health conditions in the United States, and they remain barriers to full participation in society in areas as basic as education, housing, and employment. Improving the lives of people with mental health and substance abuse disorders has been a priority in the United States for more than 50 years. The Community Mental Health Act of 1963 is considered a major turning point in America's efforts to improve behavioral healthcare. It ushered in an era of optimism and hope and laid the groundwork for the consumer movement and new models of recovery. The consumer movement gave voice to people with mental and substance use disorders and brought their perspectives and experience into national discussions about mental health.

However over the same 50-year period, positive change in American public attitudes and beliefs about mental and substance use disorders has lagged behind these advances. Stigma is a complex social phenomenon based on a relationship between an attribute and a stereotype that assigns undesirable labels, qualities, and behaviors to a person with that attribute. Labeled individuals are then socially devalued, which leads to inequality and discrimination. This report contributes to national efforts to understand and change attitudes, beliefs and behaviors that can lead to stigma and discrimination. Changing stigma in a lasting way will require coordinated efforts, which are based on the best possible evidence, supported at the national level with multiyear funding, and planned and implemented by an effective coalition of representative stakeholders.

Ending Discrimination Against People with Mental and Substance Use Disorders: The Evidence for Stigma Change explores stigma and discrimination faced by individuals with mental or substance use disorders and recommends effective strategies for reducing stigma and encouraging people to seek treatment and other supportive services. It offers a set of conclusions and recommendations about successful stigma change strategies and the research needed to inform and evaluate these efforts in the United States.

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Ending Discrimination Against People with Mental and Substance Use Disorders: The Evidence for Stigma Change

In recent years, the U.S. federal government has invested approximately $463 billion annually in interventions that affect the overall health and well-being of children and youth, while state and local budgets have devoted almost double that amount. The potential returns on these investments may not only be substantial but also have long-lasting effects for individuals and succeeding generations of their families.

Ideally, those tasked with making these investments would have available to them the evidence needed to determine the cost of all required resources to fully implement and sustain each intervention, the expected returns of the investment, to what extent these returns can be measured in monetary or nonmonetary terms, and who will receive the returns and when. As a result of a number of challenges, however, such evidence may not be effectively produced or applied. Low-quality evidence and/or a failure to consider the context in which the evidence will be used may weaken society's ability to invest wisely, and also reduce future demand for this and other types of evidence.

Advancing the Power of Economic Evidence to Inform Investments in Children, Youth, and Families highlights the potential for economic evidence to inform investment decisions for interventions that support the overall health and well-being of children, youth, and families. This report describes challenges to the optimal use of economic evidence, and offers recommendations to stakeholders to promote a lasting improvement in its quality, utility, and use.

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Advancing the Power of Economic Evidence to Inform Investments in Children, Youth, and Families

The Workshop on Integrating New Measures of Trauma into the Substance Abuse and Mental Health Services Administration's (SAMHSA) Data Collection Programs, held in Washington, D.C. in December 2015, was organized as part of an effort to assist SAMHSA and the Office of the Assistant Secretary for Planning and Evaluation of the U.S. Department of Health and Human Services in their responsibilities to expand the collection of behavioral health data to include measures of trauma. The main goals of the workshop were to discuss options for collecting data and producing estimates on exposure to traumatic events and PTSD, including available measures and associated possible data collection mechanisms. This report summarizes the presentations and discussions from the workshop.

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Measuring Trauma: Workshop Summary

The United States has seen major changes in recent decades in family structures, gender roles, immigration pat- terns, occupational and industrial patterns, and labor markets. All of these factors—and others—affect people’s long-term health, social status, educational attainment, and economic opportunity. At the same time, the country’s capacity to monitor trends and make long-term evidence-based policy to effect positive change has languished.

The American Opportunity Study (AOS) is envisioned to create an intergenerational panel—using existing data at the person level—to study both social and economic mobility and the effectiveness of programs and policies that affect that mobility. It will develop the capacity to link existing data as needed for approved research purposes within a secure data environment. To begin work on the AOS, the National Academies of Sciences, Engineering, and Medicine established the Standing Committee on Creating the American Opportunity Study.

To begin its work, the committee has explored the feasibility of capturing names of the people in the 1990 census and convened its first workshop. The committee’s goal for the workshop, held on May 9, 2016, in Washington, D.C., was to more fully explore the value and potential uses of the AOS throughout a broad range of social science research. The committee also wanted to explore researchers’ data needs and how those might converge with the vision for the AOS. This report summarizes the presentations and discussions from the workshop.

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Using Linked Census, Survey, and Administrative Data to Assess Longer-Term Effects of Policy: Proceedings of a Workshop—in Brief

To derive statistics about crime – to estimate its levels and trends, assess its costs to and impacts on society, and inform law enforcement approaches to prevent it – a conceptual framework for defining and thinking about crime is virtually a prerequisite. Developing and maintaining such a framework is no easy task, because the mechanics of crime are ever evolving and shifting: tied to shifts and development in technology, society, and legislation.

The key distinction between the rigorous classification proposed in this report and the "classifications" that have come before in U.S. crime statistics is that it is intended to partition the entirety of behaviors that could be considered criminal offenses into mutually exclusive categories. Modernizing Crime Statistics: Report 1: Defining and Classifying Crime assesses and makes recommendations for the development of a modern set of crime measures in the United States and the best means for obtaining them. This first report develops a new classification of crime by weighing various perspectives on how crime should be defined and organized with the needs and demands of the full array of crime data users and stakeholders.

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Modernizing Crime Statistics: Report 1: Defining and Classifying Crime

With the worst human refugee crisis since World War II as the backdrop, from March 16 to March 18, 2016, the Forum on Investing in Young Children Globally, in partnership with UNICEF and the King Abdullah Bin Abdulaziz International Center for Interreligious and Intercultural Dialogue (KAICIID), held a workshop in Amman, Jordan, to explore topics related to investing in young children for peaceful societies toward individual and structural transformation. Over the course of the 3-day workshop under the patronage of Her Majesty Queen Rania Al Abdullah of Jordan, researchers, policy makers, program practitioners, funders, youth, and other experts came together to understand the effects of conflict and violence on children, women, and youth across areas of health, education, nutrition, social protection, and other service domains.

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Investing in Young Children for Peaceful Societies: Individual and Structural Transformation: Workshop in Brief

The United Nations Sustainable Development Goals for 2015-2030 strive for a world that is "just, equitable, and inclusive," in which everyone receives care, education, and opportunities to thrive. Yet many children are living on the margins of society, face multiple disadvantages, and are excluded from full participation in all that life has to offer. To examine the science, economics, and politics of investing in the health, education, nutrition, and social protection of children at the margins, the National Academies of Sciences, Engineering, and Medicine held a workshop in Prague, Czech Republic in November 2015. Held in partnership with the Open Society Foundations and the International Step by Step Association, the workshop convened a diverse group of stakeholders from around the world for 2 days of discussion. This report summarizes the presentations and discussions from the workshop.

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Reaching and Investing in Children at the Margins: Summary of a Joint Workshop by the National Academies of Sciences, Engineering, and Medicine; Open Society Foundations; and the International Step by Step Association (ISSA)

Living independently and participating in one's community are priorities for many people. In many regions across the United States, there are programs that support and enable people with disabilities and older adults to live where they choose and with whom they choose and to participate fully in their communities. Tremendous progress has been made. However, in many cases, the programs themselves – and access to them – vary not only between states but also within states. Many programs are small, and even when they prove to be successful they are still not scaled up to meet the needs of the many people who would benefit from them. The challenges can include insufficient workforce, insufficient funding, and lack of evidence demonstrating effectiveness or value.

To get a better understanding of the policies needed to maximize independence and support community living and of the research needed to support implementation of those policies, the National Academies of Sciences, Engineering, and Medicine convened a public workshop in October 2015. Participants explored policies in place that promote independence and community living for older adults and people with physical disabilities, and identified policies and gaps in policies that can be barriers to independence and the research needed to support changing those policies. This report summarizes the presentations and discussions from the workshop.

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Policy and Research Needs to Maximize Independence and Support Community Living: Workshop Summary

On November 5-6, 2014, the Forum on Promoting Children’s Cognitive, Affective, and Behavioral Health held a workshop in Washington, D.C., to address advances and gaps in measurement systems to promote children's mental and behavioral health. The workshop featured presentations on the use of data linkage and integration to inform research and practice; the use of quality measures to facilitate change in health care, classroom, and juvenile justice settings; and tools to measure implementation of evidence-based prevention programs. Workshop presenters and participants discussed examples of innovative design and utilization of measurement systems, new approaches to build on existing data structures, and new data systems that could support the cognitive, affective, and behavioral health and well-being of children. This report highlights the presentations and discussion of the workshop.

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Innovations in Design and Utilization of Measurement Systems to Promote Children's Cognitive, Affective, and Behavioral Health: Workshop in Brief

On December 9-10, 2015, the Forum on Promoting Children's Cognitive, Affective, and Behavioral Health held a 2-day workshop, "Ensuring Quality and Accessible Care for Children with Disabilities and Complex Health and Educational Needs." The goal of the workshop was to explore the needs and challenges faced by individuals and families affected by disabilities and complex conditions, as well as opportunities and innovative approaches for those conditions. Presenters and workshop participants discussed the epidemiology of disabilities, the behavioral health implications of having multiple or chronic medical conditions, early identification and interventions in different population groups, and the role of the media in shaping perceptions and misperceptions of disabilities. A special focus was how best to configure and coordinate systems of care to improve the lives of children with disabilities and complex health and educational needs. This brief summary of the workshop highlights topics raised by presenters and participants.

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Ensuring Quality and Accessible Care for Children with Disabilities and Complex Health and Educational Needs: Workshop in Brief

The adoption of the Patient Protection and Affordable Care Act (ACA) 2010 was a turning point in the history of behavioral health for children and adolescents in the United States. The ACA requires most health insurance plans to conduct behavioral health assessments for children, as well as depression screening for adults. Looking ahead, however, questions have been raised about how to promote children's behavioral health, how to make use of innovations, and how to sustain funding over time. To respond to these questions, the Forum on Promoting Children's Cognitive, Affective, and Behavioral Health of the National Academies of Sciences, Engineering, and Medicine held a workshop in Washington, D.C., on April 1-2, 2015. The workshop focused on how recent reforms in health care provide new opportunities to promote children's cognitive, affective, and behavioral health. It also assessed behavioral health needs of all children, including those with special physical or behavioral health conditions, and programs that support families.This report summarizes the presentations and discussion of the workshop.

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Opportunities to Promote Children's Behavioral Health: Health Care Reform and Beyond: Workshop in Brief

The U.S. Social Security Administration (SSA) provides benefits to disabled adults and children, offering vital financial support to more than 19 million disabled Americans. Of that group, approximately 5.5 million have been deemed – by virtue of youth or mental or physical impairment - incapable of managing or directing the management of their benefits. Hence, a representative payee has been appointed to receive and disburse SSA payments for these beneficiaries to ensure that their basic needs for shelter, food, and clothing are met. Periodically, however, concerns have been expressed about the accuracy of the process by which SSA determines whether beneficiaries are capable of managing their benefits, with some evidence suggesting that underdetection of incapable recipients may be a particular problem.

The importance of creating as accurate a process as possible for incapability determinations is underscored by the consequences of incorrectly identifying recipients either as incapable when they can manage their benefits or as capable when they cannot. Failure to identify beneficiaries who are incapable of managing their funds means abandoning a vulnerable population to potential homelessness, hunger, and disease.

Informing Social Security's Process for Financial Capability Determination considers capability determination processes used by other similar benefit programs, abilities required to manage, and direct the management of, benefits, and effective methods and measures for assessing capability. This report evaluates SSA's capability determination process for adult beneficiaries and provides recommendations for improving the accuracy and efficiency of the agency's policy and procedures for making these determinations.

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Informing Social Security's Process for Financial Capability Determination

The United States prides itself on being a nation of immigrants, and the country has a long history of successfully absorbing people from across the globe. The integration of immigrants and their children contributes to our economic vitality and our vibrant and ever changing culture. We have offered opportunities to immigrants and their children to better themselves and to be fully incorporated into our society and in exchange immigrants have become Americans - embracing an American identity and citizenship, protecting our country through service in our military, fostering technological innovation, harvesting its crops, and enriching everything from the nation's cuisine to its universities, music, and art.

Today, the 41 million immigrants in the United States represent 13.1 percent of the U.S. population. The U.S.-born children of immigrants, the second generation, represent another 37.1 million people, or 12 percent of the population. Thus, together the first and second generations account for one out of four members of the U.S. population. Whether they are successfully integrating is therefore a pressing and important question. Are new immigrants and their children being well integrated into American society, within and across generations? Do current policies and practices facilitate their integration? How is American society being transformed by the millions of immigrants who have arrived in recent decades?

To answer these questions, this new report from the National Academies of Sciences, Engineering, and Medicine summarizes what we know about how immigrants and their descendants are integrating into American society in a range of areas such as education, occupations, health, and language.

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The Integration of Immigrants into American Society

To examine the science, policy, and practice surrounding supporting family and community investments in young children globally and children in acute disruptions, the National Academies of Sciences, Engineering, and Medicine held a workshop in partnership with the Ethiopian Academy of Sciences in Addis Ababa, Ethiopia, from July 27-29, 2015. The workshop examined topics related to supporting family and community investments in young children globally. Examples of types of investments included financial and human capital. Participants also discussed how systems can better support children, families, and communities through acute disruptions such as the Ebola outbreak. Over the course of the 3-day workshop, researchers, policy makers, program practitioners, funders, young influencers, and other experts from 19 countries discussed how best to support family and community investments across areas of health, education, nutrition, social protection, and other service domains. This report summarizes the presentations and discussions from the workshop.

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Supporting Family and Community Investments in Young Children Globally: Summary of a Joint Workshop by the National Academies of Sciences, Engineering, and Medicine and the Ethiopian Academy of Sciences

On November 19, 2015, the Forum on Promoting Children's Cognitive, Affective, and Behavioral Health of the National Academies of Sciences, Engineering, and Medicine cohosted a webinar with the American Academy of Pediatrics on prevention and intervention methods to address the development of clinical depression in children and adolescents. The webinar featured three presentations focused on various opportunities to identify and intervene in developing cases of clinical depression within current health care settings, viewing the detection and care of depression as a series of steps that a practice could take.

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Identifying Opportunities for Prevention and Intervention in the Youth Depression Cascade: Workshop in Brief

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Recent Fertility Trends in Sub-Saharan Africa: Workshop Summary

The US Global Change Research Program (USGCRP) is a collection of 13 Federal entities charged by law to assist the United States and the world to understand, assess, predict, and respond to human-induced and natural processes of global change. As the understanding of global change has evolved over the past decades and as demand for scientific information on global change has increased, the USGCRP has increasingly focused on research that can inform decisions to cope with current climate variability and change, to reduce the magnitude of future changes, and to prepare for changes projected over coming decades.

Overall, the current breadth and depth of research in these agencies is insufficient to meet the country's needs, particularly to support decision makers. This report provides a rationale for evaluating current program membership and capabilities and identifying potential new agencies and departments in the hopes that these changes will enable the program to more effectively inform the public and prepare for the future. It also offers actionable recommendations for adjustments to the methods and procedures that will allow the program to better meet its stated goals.

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Enhancing Participation in the U.S. Global Change Research Program

The workshop summarized in this report was organized as part of a study sponsored by the Substance Abuse and Mental Health Services Administration (SAMHSA) and the Office of the Assistant Secretary for Planning and Evaluation of the U.S. Department of Health and Human Services, with the goal of assisting SAMHSA in its responsibilities of expanding the collection of behavioral health data in several areas. The workshop brought together experts in child mental health, psychiatric epidemiology and survey methods to facilitate discussion of the most suitable measures and mechanisms for producing estimates of serious emotional disturbance in children, which are necessary to enable the distribution of block grants that support state-level mental health services for children. The report discusses existing measures and data on mental disorders and functional impairment, challenges associated with collecting these data in large-scale population-based studies, as well as study design and estimation options.

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Measuring Serious Emotional Disturbance in Children: Workshop Summary

The U.S. Department of Agriculture Economic Research Service (USDA/ERS) maintains four highly related but distinct geographic classification systems to designate areas by the degree to which they are rural. The original urban-rural code scheme was developed by the ERS in the 1970s. Rural America today is very different from the rural America of 1970 described in the first rural classification report.

At that time migration to cities and poverty among the people left behind was a central concern. The more rural a residence, the more likely a person was to live in poverty, and this relationship held true regardless of age or race. Since the 1970s the interstate highway system was completed and broadband was developed. Services have become more consolidated into larger centers. Some of the traditional rural industries, farming and mining, have prospered, and there has been rural amenity-based in-migration. Many major structural and economic changes have occurred during this period. These factors have resulted in a quite different rural economy and society since 1970.

In April 2015, the Committee on National Statistics convened a workshop to explore the data, estimation, and policy issues for rationalizing the multiple classifications of rural areas currently in use by the Economic Research Service (ERS). Participants aimed to help ERS make decisions regarding the generation of a county rural-urban scale for public use, taking into consideration the changed social and economic environment. This report summarizes the presentations and discussions from the workshop.

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Rationalizing Rural Area Classifications for the Economic Research Service: A Workshop Summary

In 1982 the Census Bureau requested the Committee on National Statistics to establish a panel to suggest research and experiments, to recommend improved methods, and to guide the Census Bureau on technical problems in appraising contending methods with regard to the conduct of the decennial census. In response, the panel produced an interim report that focused on recommendations for improvements in census methodology that warranted early investigation and testing. This report updates and expands the ideas and conclusions about decennial census methodology.

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The Bicentennial Census: New Directions for Methodology in 1990: 30th Anniversary Edition

The Patient Protection and Affordable Care Act (ACA), which was signed into law in 2010, has several provisions that could greatly improve the behavioral health of children and adolescents in the United States. It requires that many insurance plans cover mental health and substance use disorder services, rehabilitative services to help support people with behavioral health challenges, and preventive services like behavioral assessments for children and depression screening for adults. These and other provisions provide an opportunity to confront the many behavioral health challenges facing youth in America.

To explore how the ACA and other aspects of health care reform can support innovations to improve children's behavioral health and sustain those innovations over time, the Forum on Promoting Children's Cognitive, Affective, and Behavioral Health held a workshop on April 1-2, 2015. The workshop explicitly addressed the behavioral health needs of all children, including those with special health needs. It also took a two-generation approach, looking at the programs and services that support not only children but also parents and families. This report summarizes the presentations and discussions of this workshop.

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Opportunities to Promote Children's Behavioral Health: Health Care Reform and Beyond: Workshop Summary

Reliable and valid forensic science analytic techniques are critical to a credible, fair, and evidence-based criminal justice system. There is widespread agreement that the scientific foundation of some currently available forensic science methods needs strengthening and that additional, more efficient techniques are urgently needed. These needs can only be met through sustained research programs explicitly designed to ensure and improve the reliability and validity of current methods and to foster the development and use of new and better techniques. This task is challenging due to the broad nature of the field.

Concerns have been raised repeatedly about the ability of the criminal justice system to collect and analyze evidence efficiently and to be fair in its verdicts. Although significant progress has been made in some forensic science disciplines, the forensic science community still faces many challenges. Federal leadership, particularly in regard to research and the scientific validation of forensic science methods, is needed to help meet the pressing issues facing state and local jurisdictions.

This report reviews the progress made by the National Institute of Justice (NIJ) to advance forensic science research since the 2009 report, Strengthening Forensic Science in the United States: A Path Forward and the 2010 report, Strengthening the National Institute of Justice . Support for Forensic Science Research examines the ways in which NIJ develops its forensic science research priorities and communicates those priorities as well as its findings to the scientific and forensic practitioner communities in order to determine the impact of NIJ forensic science research programs and how that impact can be enhanced.

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Support for Forensic Science Research: Improving the Scientific Role of the National Institute of Justice

On July 27-29, 2015, the Forum on Investing in Young Children Globally, in partnership with the Ethiopian Academy of Sciences, held a workshop in Addis Ababa, Ethiopia, to examine topics related to supporting family and community investments in young children globally. In addressing the specific circumstances of acute disruptions, workshop participants discussed lessons learned from examples across natural disasters, human-induced disasters, and outbreaks and suggested targeted areas for policy action aimed at strengthening investments and minimizing the negative impacts of acute disruptions on the health and well-being of children in the future. This brief summary of the presentations and discussions at the workshop highlights the major issues raised by individual workshop participants, including suggestions for future discussion and action.

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Supporting Family and Community Investments in Young Children Globally: Workshop in Brief

Does the public trust science? Scientists? Scientific organizations? What roles do trust and the lack of trust play in public debates about how science can be used to address such societal concerns as childhood vaccination, cancer screening, and a warming planet? What could happen if social trust in science or scientists faded? These types of questions led the Roundtable on Public Interfaces of the Life Sciences of the National Academies of Sciences, Engineering, and Medicine to convene a 2-day workshop on May 5-6, 2015 on public trust in science.

This report explores empirical evidence on public opinion and attitudes toward life sciences as they relate to societal issues, whether and how contentious debate about select life science topics mediates trust, and the roles that scientists, business, media, community groups, and other stakeholders play in creating and maintaining public confidence in life sciences. Does the Public Trust Science? Trust and Confidence at the Interfaces of the Life Sciences and Society highlights research on the elements of trust and how to build, mend, or maintain trust; and examine best practices in the context of scientist engagement with lay audiences around social issues.

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Trust and Confidence at the Interfaces of the Life Sciences and Society: Does the Public Trust Science? A Workshop Summary

Recent demographic trends in the Latin American and Caribbean (LAC) region will shape the growth and age composition of its populations for decades to come. The rapid mortality decline that began during the 1950s, and the more recent and even sharper reduction in fertility, will produce unusually high rates of growth of the older population, a large change in overall population age composition, and significant increases in the ratio of older to younger population. According to the 2013 United Nations projections, the number of people aged 60 and over in LAC is expected to increase from 59 million in 2010 to 196 million in 2050, and the number of people aged 80 and over will increase from 8.6 million to more than 44 million during the same period.

To explore the process of rapid aging in the LAC, a workshop took place at the National Academy of Medicine in May 2015. Participants of the workshop presented scientific research emphasizing what is unique about aging in LAC and what is similar to other processes around the world, highlighted the main areas where knowledge of the aging process in LAC is insufficient and new research is required, and proposed data collection that will produce information for policymaking while being responsive to the needs of the research community for harmonized, highly comparable information. The workshop afforded participants an opportunity to consider strategies for articulating data collection and research in the region so that country-based teams can reap the benefits from being part of a larger enterprise while simultaneously maintaining their own individuality and responding to the particular needs of each country. Strengthening the Scientific Foundation for Policymaking to Meet the Challenges of Aging in Latin America and the Caribbean summarizes the presentations and discussions of the workshop.

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Strengthening the Scientific Foundation for Policymaking to Meet the Challenges of Aging in Latin America and the Caribbean: Summary of a Workshop

The U.S. population is aging. Social Security projections suggest that between 2013 and 2050, the population aged 65 and over will almost double, from 45 million to 86 million. One key driver of population aging is ongoing increases in life expectancy. Average U.S. life expectancy was 67 years for males and 73 years for females five decades ago; the averages are now 76 and 81, respectively. It has long been the case that better-educated, higher-income people enjoy longer life expectancies than less-educated, lower-income people. The causes include early life conditions, behavioral factors (such as nutrition, exercise, and smoking behaviors), stress, and access to health care services, all of which can vary across education and income.

Our major entitlement programs – Medicare, Medicaid, Social Security, and Supplemental Security Income – have come to deliver disproportionately larger lifetime benefits to higher-income people because, on average, they are increasingly collecting those benefits over more years than others. This report studies the impact the growing gap in life expectancy has on the present value of lifetime benefits that people with higher or lower earnings will receive from major entitlement programs. The analysis presented in The Growing Gap in Life Expectancy by Income goes beyond an examination of the existing literature by providing the first comprehensive estimates of how lifetime benefits are affected by the changing distribution of life expectancy. The report also explores, from a lifetime benefit perspective, how the growing gap in longevity affects traditional policy analyses of reforms to the nation’s leading entitlement programs. This in-depth analysis of the economic impacts of the longevity gap will inform debate and assist decision makers, economists, and researchers.

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The Growing Gap in Life Expectancy by Income: Implications for Federal Programs and Policy Responses

Research has identified many behavioral, social, and biological factors that are associated with healthy aging. Less well understood are possible causal relationships between such factors and positive aging outcomes or the mechanisms through which these factors may influence the aging process. Improved understanding of these relationships is needed to support the design of interventions to promote healthy outcomes at midlife and older ages.

On June 11-12, 2015, the Board on Behavioral, Cognitive, and Sensory Sciences held a workshop to explore research strategies and ways to build on existing knowledge about influences on aging. During the workshop, presenters reviewed what is known about three exemplar factors that research has demonstrated are associated with healthy aging: optimism, marital satisfaction, and educational attainment; subsequent discussions focused on possible research designs to expand understanding of causal relationships and the mechanisms through which such factors influence aging, including longitudinal studies, molecular and quantitative genetic approaches, and experimental approaches. This report provides a brief summary of the workshop discussions.

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Understanding Pathways to Successful Aging: How Social and Behavioral Factors Affect Health at Older Ages: Workshop in Brief

Children are already learning at birth, and they develop and learn at a rapid pace in their early years. This provides a critical foundation for lifelong progress, and the adults who provide for the care and the education of young children bear a great responsibility for their health, development, and learning. Despite the fact that they share the same objective - to nurture young children and secure their future success - the various practitioners who contribute to the care and the education of children from birth through age 8 are not acknowledged as a workforce unified by the common knowledge and competencies needed to do their jobs well.

Transforming the Workforce for Children Birth Through Age 8 explores the science of child development, particularly looking at implications for the professionals who work with children. This report examines the current capacities and practices of the workforce, the settings in which they work, the policies and infrastructure that set qualifications and provide professional learning, and the government agencies and other funders who support and oversee these systems. This book then makes recommendations to improve the quality of professional practice and the practice environment for care and education professionals. These detailed recommendations create a blueprint for action that builds on a unifying foundation of child development and early learning, shared knowledge and competencies for care and education professionals, and principles for effective professional learning.

Young children thrive and learn best when they have secure, positive relationships with adults who are knowledgeable about how to support their development and learning and are responsive to their individual progress. Transforming the Workforce for Children Birth Through Age 8 offers guidance on system changes to improve the quality of professional practice, specific actions to improve professional learning systems and workforce development, and research to continue to build the knowledge base in ways that will directly advance and inform future actions. The recommendations of this book provide an opportunity to improve the quality of the care and the education that children receive, and ultimately improve outcomes for children.

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Transforming the Workforce for Children Birth Through Age 8: A Unifying Foundation

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Professional Learning for the Care and Education Workforce

The past half-century has witnessed a dramatic increase in the scale and complexity of scientific research. The growing scale of science has been accompanied by a shift toward collaborative research, referred to as "team science." Scientific research is increasingly conducted by small teams and larger groups rather than individual investigators, but the challenges of collaboration can slow these teams' progress in achieving their scientific goals. How does a team-based approach work, and how can universities and research institutions support teams?

Enhancing the Effectiveness of Team Science synthesizes and integrates the available research to provide guidance on assembling the science team; leadership, education and professional development for science teams and groups. It also examines institutional and organizational structures and policies to support science teams and identifies areas where further research is needed to help science teams and groups achieve their scientific and translational goals. This report offers major public policy recommendations for science research agencies and policymakers, as well as recommendations for individual scientists, disciplinary associations, and research universities. Enhancing the Effectiveness of Team Science will be of interest to university research administrators, team science leaders, science faculty, and graduate and postdoctoral students.

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Enhancing the Effectiveness of Team Science

Tobacco use has declined because of measures such as high taxes on tobacco products and bans on advertising, but worldwide there are still more than one billion people who regularly use tobacco, including many who purchase products illicitly. By contrast to many other commodities, taxes comprise a substantial portion of the retail price of cigarettes in the United States and most other nations. Large tax differentials between jurisdictions increase incentives for participation in existing illicit tobacco markets. In the United States, the illicit tobacco market consists mostly of bootlegging from low-tax states to high-tax states and is less affected by large-scale smuggling or illegal production as in other countries. In the future, nonprice regulation of cigarettes - such as product design, formulation, and packaging - could in principle, contribute to the development of new types of illicit tobacco markets.

Understanding the U.S. Illicit Tobacco Market reviews the nature of illicit tobacco markets, evidence for policy effects, and variations among different countries with a focus on implications for the United States. This report estimates the portion of the total U.S. tobacco market represented by illicit sales has grown in recent years and is now between 8.5 percent and 21 percent. This represents between 1.24 to 2.91 billion packs of cigarettes annually and between $2.95 billion and $6.92 billion in lost gross state and local tax revenues.

Understanding the U.S. Illicit Tobacco Market describes the complex system associated with illicit tobacco use by exploring some of the key features of that market - the cigarette supply chain, illicit procurement schemes, the major actors in the illicit trade, and the characteristics of users of illicit tobacco. This report draws on domestic and international experiences with the illicit tobacco trade to identify a range of possible policy and enforcement interventions by the U.S. federal government and/or states and localities.

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Understanding the U.S. Illicit Tobacco Market: Characteristics, Policy Context, and Lessons from International Experiences

National Center for Science and Engineering Statistics (NCSES) of the National Science Foundation is responsible for national reporting of the research and development (R&D) activities that occur in all sectors of the United States economy. For most sectors, including the business and higher education sectors, NCSES collects data on these activities on a regular basis. However, data on R&D within the nonprofit sector have not been collected in 18 years, a time period which has seen dynamic and rapid growth of the sector. NCSES decided to design and implement a new survey of nonprofits, and commissioned this workshop to provide a forum to discuss conceptual and design issues and methods.

Measuring Research and Development Expenditures in the U.S. Nonprofit Sector: Conceptual and Design Issues summarizes the presentations and discussion of the workshop. This report identifies concepts and issues for the design of a survey of R&D expenditures made by nonprofit organizations, considering the goals, content, statistical methodology, data quality, and data products associated with this data collection. The report also considers the broader usefulness of the data for understanding the nature of the nonprofit sector and their R&D activities. Measuring Research and Development Expenditures in the U. S. Nonprofit Sector will help readers understand the role of nonprofit sector given its enormous size and scope as well as its contribution to identifying new forms of R&D beyond production processes and new technology.

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Measuring Research and Development Expenditures in the U.S. Nonprofit Sector: Conceptual and Design Issues: Summary of a Workshop

Every year, the U.S. Army must select from an applicant pool in the hundreds of thousands to meet annual enlistment targets, currently numbering in the tens of thousands of new soldiers. A critical component of the selection process for enlisted service members is the formal assessments administered to applicants to determine their performance potential. Attrition for the U.S. military is hugely expensive. Every recruit that does not make it through basic training or beyond a first enlistment costs hundreds of thousands of dollars. Academic and other professional settings suffer similar losses when the wrong individuals are accepted into the wrong schools and programs or jobs and companies. Picking the right people from the start is becoming increasingly important in today's economy and in response to the growing numbers of applicants. Beyond cognitive tests of ability, what other attributes should selectors be considering to know whether an individual has the talent and the capability to perform as well as the mental and psychological drive to succeed?

Measuring Human Capabilities: An Agenda for Basic Research on the Assessment of Individual and Group Performance Potential for Military Accession examines promising emerging theoretical, technological, and statistical advances that could provide scientifically valid new approaches and measurement capabilities to assess human capability. This report considers the basic research necessary to maximize the efficiency, accuracy, and effective use of human capability measures in the military's selection and initial occupational assignment process. The research recommendations of Measuring Human Capabilities will identify ways to supplement the Army's enlisted soldier accession system with additional predictors of individual and collective performance. Although the primary audience for this report is the U.S. military, this book will be of interest to researchers of psychometrics, personnel selection and testing, team dynamics, cognitive ability, and measurement methods and technologies. Professionals interested in of the foundational science behind academic testing, job selection, and human resources management will also find this report of interest.

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Measuring Human Capabilities: An Agenda for Basic Research on the Assessment of Individual and Group Performance Potential for Military Accession

On April 1-2, 2014, the Board on Children, Youth, and Families of the Institute of Medicine and the National Research Council held a 2-day workshop to discuss the successes and challenges of scaling family-focused interventions. A range of settings involved in preventive family-focused interventions were highlighted, including primary care settings, schools, homes, and on the Web. Collectively this knowledge will be used to explore new and innovative ways to broaden the reach of effective programs and to generate alternative paradigms for strengthening families. This brief summary of the workshop highlights topics raised by presenters and participants.

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Strategies for Scaling Tested and Effective Family-Focused Preventive Interventions to Promote Children's Cognitive, Affective, and Behavioral Health: Workshop in Brief

With more than 200 prevention-centered, evidence-based health interventions in their toolbox, pediatric health practitioners stand to reap a bounty of benefits for their clients and communities. But how should all these data be harvested and evaluated, particularly in light of the changes introduced by the Affordable Care Act and the Mental Health Parity and Addiction Equity Act of 2008, as well as reduced funding, implementation barriers, and the demands of balancing public health against individual patient treatment choices?

To address these questions, the Institute of Medicine and the National Research Council Forum on Promoting Children's Cognitive, Affective, and Behavioral Health hosted the workshop "Harvesting the Scientific Investment in Prevention Science to Promote Children's Cognitive, Affective, and Behavioral Health" from June 16â€"17, 2014. This report summarizes the presentation and discussions of the workshop.

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Harvesting the Scientific Investment in Prevention Science to Promote Children's Cognitive, Affective, and Behavioral Health: Workshop in Brief

A high percentage of defense systems fail to meet their reliability requirements. This is a serious problem for the U.S. Department of Defense (DOD), as well as the nation. Those systems are not only less likely to successfully carry out their intended missions, but they also could endanger the lives of the operators. Furthermore, reliability failures discovered after deployment can result in costly and strategic delays and the need for expensive redesign, which often limits the tactical situations in which the system can be used. Finally, systems that fail to meet their reliability requirements are much more likely to need additional scheduled and unscheduled maintenance and to need more spare parts and possibly replacement systems, all of which can substantially increase the life-cycle costs of a system.

Beginning in 2008, DOD undertook a concerted effort to raise the priority of reliability through greater use of design for reliability techniques, reliability growth testing, and formal reliability growth modeling, by both the contractors and DOD units. To this end, handbooks, guidances, and formal memoranda were revised or newly issued to reduce the frequency of reliability deficiencies for defense systems in operational testing and the effects of those deficiencies. Reliability Growth evaluates these recent changes and, more generally, assesses how current DOD principles and practices could be modified to increase the likelihood that defense systems will satisfy their reliability requirements. This report examines changes to the reliability requirements for proposed systems; defines modern design and testing for reliability; discusses the contractor's role in reliability testing; and summarizes the current state of formal reliability growth modeling. The recommendations of Reliability Growth will improve the reliability of defense systems and protect the health of the valuable personnel who operate them.

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Reliability Growth: Enhancing Defense System Reliability

The American Community Survey (ACS) was conceptualized as a replacement to the census long form, which collected detailed population and housing data from a sample of the U.S. population, once a decade, as part of the decennial census operations. The long form was traditionally the main source of socio-economic information for areas below the national level. The data provided for small areas, such as counties, municipalities, and neighborhoods is what made the long form unique, and what makes the ACS unique today. Since the successful transition from the decennial long form in 2005, the ACS has become an invaluable resource for many stakeholders, particularly for meeting national and state level data needs. However, due to inadequate sample sizes, a major challenge for the survey is producing reliable estimates for smaller geographic areas, which is a concern because of the unique role fulfilled by the long form, and now the ACS, of providing data with a geographic granularity that no other federal survey could provide. In addition to the primary challenge associated with the reliability of the estimates, this is also a good time to assess other aspects of the survey in order to identify opportunities for refinement based on the experience of the first few years.

Realizing the Potential of the American Community Survey provides input on ways of improving the ACS, focusing on two priority areas: identifying methods that could improve the quality of the data available for small areas, and suggesting changes that would increase the survey's efficiency in responding to new data needs. This report considers changes that the ACS office should consider over the course of the next few years in order to further improve the ACS data. The recommendations of Realizing the Potential of the American Community Survey will help the Census Bureau improve performance in several areas, which may ultimately lead to improved data products as the survey enters its next decade.

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Realizing the Potential of the American Community Survey: Challenges, Tradeoffs, and Opportunities

Measuring the Risks and Causes of Premature Death is the summary of two workshops conducted by The Committee on Population of the National Research Council at the National Academies to address the data sources, science and future research needs to understand the causes of premature mortality in the United States. The workshops reviewed previous work in the field in light of new data generated as part of the work of the NRC Panel on Understanding Divergent Trends in Longevity in High-Income Countries (NRC, 2011) and the NRC/IOM Panel on Understanding Cross-National Differences Among High-Income Countries (NRC/IOM, 2013). The workshop presentations considered the state of the science of measuring the determinants of the causes of premature death, assessed the availability and quality of data sources, and charted future courses of action to improve the understanding of the causes of premature death. Presenters shared their approaches to and results of measuring premature mortality and specific risk factors, with a particular focus on those factors most amenable to improvement through public health policy. This report summarizes the presentations and discussion of both workshops.

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Measuring the Risks and Causes of Premature Death: Summary of Workshops

Young adulthood - ages approximately 18 to 26 - is a critical period of development with long-lasting implications for a person's economic security, health and well-being. Young adults are key contributors to the nation's workforce and military services and, since many are parents, to the healthy development of the next generation. Although 'millennials' have received attention in the popular media in recent years, young adults are too rarely treated as a distinct population in policy, programs, and research. Instead, they are often grouped with adolescents or, more often, with all adults. Currently, the nation is experiencing economic restructuring, widening inequality, a rapidly rising ratio of older adults, and an increasingly diverse population. The possible transformative effects of these features make focus on young adults especially important. A systematic approach to understanding and responding to the unique circumstances and needs of today's young adults can help to pave the way to a more productive and equitable tomorrow for young adults in particular and our society at large.

Investing in The Health and Well-Being of Young Adults describes what is meant by the term young adulthood, who young adults are, what they are doing, and what they need. This study recommends actions that nonprofit programs and federal, state, and local agencies can take to help young adults make a successful transition from adolescence to adulthood. According to this report, young adults should be considered as a separate group from adolescents and older adults. Investing in The Health and Well-Being of Young Adults makes the case that increased efforts to improve high school and college graduate rates and education and workforce development systems that are more closely tied to high-demand economic sectors will help this age group achieve greater opportunity and success. The report also discusses the health status of young adults and makes recommendations to develop evidence-based practices for young adults for medical and behavioral health, including preventions.

What happens during the young adult years has profound implications for the rest of the life course, and the stability and progress of society at large depends on how any cohort of young adults fares as a whole. Investing in The Health and Well-Being of Young Adults will provide a roadmap to improving outcomes for this age group as they transition from adolescence to adulthood.

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Investing in the Health and Well-Being of Young Adults

Over the past few decades there have been major successes in creating evidence-based interventions to improve the cognitive, affective, and behavioral health of children. Many of these interventions have been put into practice at the local, state, or national level. To reap what has been learned from such implementation, and to explore how new legislation and policies as well as advances in technology and analytical methods can help drive future implementation, the Institute of Medicine-National Research Council Forum on Promoting Children's Cognitive, Affective, and Behavioral Health held the workshop "Harvesting the Scientific Investment in Prevention Science to Promote Children's Cognitive, Affective, and Behavioral Health" in Washington, DC, on June 16 and 17, 2014.

The workshop featured panel discussions of system-level levers and blockages to the broad implementation of interventions with fidelity, focusing on policy, finance, and method science; the role of scientific norms, implementation strategies, and practices in care quality and outcomes at the national, state, and local levels; and new methodological directions. The workshop also featured keynote presentations on the role of economics and policy in scaling interventions for children's behavioral health, and making better use of evidence to design informed and more efficient children's mental health systems. Harvesting the Scientific Investment in Prevention Science to Promote Children's Cognitive, Affective, and Behavioral Health summarizes the presentations and discussion of the workshop.

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Harvesting the Scientific Investment in Prevention Science to Promote Children's Cognitive, Affective, and Behavioral Health: Workshop Summary

Identifying the Culprit: Assessing Eyewitness Identification makes the case that better data collection and research on eyewitness identification, new law enforcement training protocols, standardized procedures for administering line-ups, and improvements in the handling of eyewitness identification in court can increase the chances that accurate identifications are made. This report explains the science that has emerged during the past 30 years on eyewitness identifications and identifies best practices in eyewitness procedures for the law enforcement community and in the presentation of eyewitness evidence in the courtroom. In order to continue the advancement of eyewitness identification research, the report recommends a focused research agenda.

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Identifying the Culprit: Assessing Eyewitness Identification

The United States Department of Agriculture's (USDA's) Economic Research Service's (ERS) Food Availability Data System includes three distinct but related data series on food and nutrient availability for consumption. The data serve as popular proxies for actual consumption at the national level for over 200 commodities (e.g., fresh spinach, beef, and eggs). The core Food Availability (FA) data series provides data on the amount of food available, per capita, for human consumption in the United States with data back to 1909 for many commodities. The Loss-Adjusted Food Availability (LAFA) data series is derived from the FA data series by adjusting for food spoilage, plate waste, and other losses to more closely approximate 4 actual intake. The LAFA data provide daily estimates of the per capita availability amounts adjusted for loss (e.g., in pounds, ounces, grams, and gallons as appropriate), calories, and food pattern equivalents (i.e., "servings") of the five major food groups (fruit, vegetables, grains, meat, and dairy) available for consumption plus the amounts of added sugars and sweeteners and added fats and oils available for consumption. This fiscal year, as part of its initiative to systematically review all of its major data series, ERS decided to review the FADS data system. One of the goals of this review is to advance the knowledge and understanding of the measurement and technical aspects of the data supporting FADS so the data can be maintained and improved.

Data and Research to Improve the U.S. Food Availability System and Estimates of Food Loss is the summary of a workshop convened by the Committee on National Statistics of the National Research Council and the Food and Nutrition Board of the Institute of Medicine to advance knowledge and understanding of the measurement and technical aspects of the data supporting the LAFA data series so that these data series and subsequent food availability and food loss estimates can be maintained and improved. The workshop considered such issues as the effects of termination of selected Census Bureau and USDA data series on estimates for affected food groups and commodities; the potential for using other data sources, such as scanner data, to improve estimates of food availability; and possible ways to improve the data on food loss at the farm and retail levels and at restaurants. This report considers knowledge gaps, data sources that may be available or could be generated to fill gaps, what can be learned from other countries and international organizations, ways to ensure consistency of treatment of commodities across series, and the most promising opportunities for new data for the various food availability series.

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Data and Research to Improve the U.S. Food Availability System and Estimates of Food Loss: A Workshop Summary

In recent years, as science becomes increasingly international and collaborative, the importance of projects that involve research teams and research subjects from different countries has grown markedly. Such teams often cross disciplinary, cultural, geographic and linguistic borders as well as national ones. Successfully planning and carrying out such efforts can result in substantial advantages for both science and scientists. The participating researchers, however, also face significant intellectual, bureaucratic, organizational and interpersonal challenges.

Building Infrastructure for International Collaborative Research in the Social and Behavioral Sciences is the summary of a workshop convened by the National Research Council's Committee on International Collaborations in Social and Behavioral Sciences in September 2013 to identify ways to reduce impediments and to increase access to cross-national research collaborations among a broad range of American scholars in the behavioral and social sciences (and education), especially early career scholars. Over the course of two and a half days, individuals from universities and federal agencies, professional organizations, and other parties with interests in international collaboration in the behavior and social sciences and education made presentations and participated in discussions. They came from diverse fields including cognitive psychology, developmental psychology, comparative education, educational anthropology, sociology, organizational psychology, the health sciences, international development studies, higher education administration, and international exchange.

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Building Infrastructure for International Collaborative Research in the Social and Behavioral Sciences: Summary of a Workshop

All reports in this set are available to purchase separately.

Every day in the United States, children and adolescents are victims of commercial sexual exploitation and sex trafficking. These are not only illegal activities, but also forms of violence and abuse that result in immediate and long-term physical, mental, and emotional harm to victims and survivors.

In 2013, the Institute of Medicine/National Research Council released the report Confronting Commercial Sexual Exploitation and Sex Trafficking of Minors in the United States . The report found that the United States is in the very early stages of recognizing, understanding, and developing solutions for these crimes.

Providers of victim and support services, health care providers, and the legal community all have important roles to play in responding to commercial sexual exploitation and sex trafficking of minors in the United States. Their knowledge and ability to identify victims, investigate cases, and make appropriate referrals is crucial to the development of an overall response to these crimes. These practitioner guides provide a summary of information from the original report that is most relevant to individuals within each sector who interact in some way with victims, survivors, and perpetrators of commercial sexual exploitation and sex trafficking of minors.

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Confronting Commercial Sexual Exploitation and Sex Trafficking of Minors: 4-Volume Set

In the past decade, a number of state, local, and tribal jurisdictions have begun to take significant steps to overhaul their juvenile justice systems - for example, reducing the use of juvenile detention and out-of-home placement, bringing greater attention to racial and ethnic disparities, looking for ways to engage affected families in the process, and raising the age at which juvenile court jurisdiction ends. These changes are the result of heightening awareness of the ineffectiveness of punitive practices and accumulating knowledge about adolescent development. Momentum for reform is growing. However, many more state, local, and tribal jurisdictions need assistance, and practitioners in the juvenile justice field are looking for guidance from the federal government, particularly from the Office of Juvenile Justice and Delinquency Prevention (OJJDP) in the Department of Justice.

Implementing Juvenile Justice Reform identifies and prioritizes strategies and policies to effectively facilitate reform of the juvenile justice system and develop an implementation plan for OJJDP. Based on the 2013 report Reforming Juvenile Justice , this report is designed to provide specific guidance to OJJDP regarding the steps that it should take, both internally and externally, to facilitate juvenile justice reform grounded in knowledge about adolescent development. The report identifies seven hallmarks of a developmental approach to juvenile justice to guide system reform: accountability without criminalization, alternatives to justice system involvement, individualized response based on needs and risks, confinement only when necessary for public safety, genuine commitment to fairness, sensitivity to disparate treatment, and family engagement. Implementing Juvenile Justice Reform outlines how these hallmarks should be incorporated into policies and practices within OJJDP, as well as in actions extended to state, local, and tribal jurisdictions to achieve the goals of the juvenile justice system through a developmentally informed approach.

This report sets forth a detailed and prioritized strategic plan for the federal government to support and facilitate developmentally oriented juvenile justice reform. The pivotal component of the plan is to strengthen the role, capacity, and commitment of OJJDP, the lead federal agency in the field. By carrying out the recommendations of Implementing Juvenile Justice Reform , the federal government will both reaffirm and advance the promise of the Juvenile Justice and Delinquency Prevention Act.

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Implementing Juvenile Justice Reform: The Federal Role

Law enforcement professionals, attorneys, and judges all have important roles to play in responding to commercial sexual exploitation and sex trafficking of minors in the United States. Their knowledge and ability to identify victims, investigate cases, and make appropriate referrals is crucial to the development of an overall response to these crimes.

This Guide for the Legal Sector provides a summary of information from the original report that is most relevant to individuals within the legal sector who interact in some way with victims, survivors, and perpetrators of commercial sexual exploitation and sex trafficking of minors. This includes federal, state, county, local, and tribal law enforcement agencies; police officers and investigators; probation officers; parole officers; corrections officers; prosecutors and defense attorneys; victim advocates; and judges.

This guide includes definitions of key terms and an overview of risk factors and consequences; noteworthy examples of efforts by law enforcement personnel, attorneys, the juvenile and criminal justice systems, and the judiciary; multisector and interagency efforts in which the legal sector plays an important role; and recommendations aimed at identifying, preventing, and responding to these crimes.

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Confronting Commercial Sexual Exploitation and Sex Trafficking of Minors in the United States: A Guide for the Legal Sector

People's bonds, associations and networks - as well as the civil, political, and institutional characteristics of the society in which they live - can be powerful drivers affecting the quality of life among a community's, a city's, or a nation's inhabitants and their ability to achieve both individual and societal goals. Civic engagement, social cohesion, and other dimensions of social capital affect social, economic and health outcomes for individuals and communities. Can these be measured, and can federal surveys contribute toward this end? Can this information be collected elsewhere, and if so, how should it be collected?

Civic Engagement and Social Cohesion identifies measurement approaches that can lead to improved understanding of civic engagement, social cohesion, and social capital - and their potential role in explaining the functioning of society. With the needs of data users in mind, this report examines conceptual frameworks developed in the literature to determine promising measures and measurement methods for informing public policy discourse. The report identifies working definitions of key terms; advises on the feasibility and specifications of indicators relevant to analyses of social, economic, and health domains; and assesses the strength of the evidence regarding the relationship between these indicators and observed trends in crime, employment, and resilience to shocks such as natural disasters. Civic Engagement and Social Cohesion weighs the relative merits of surveys, administrative records, and non-government data sources, and considers the appropriate role of the federal statistical system. This report makes recommendations to improve the measurement of civic health through population surveys conducted by the government and identifies priority areas for research, development, and implementation.

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Civic Engagement and Social Cohesion: Measuring Dimensions of Social Capital to Inform Policy

Natural gas in deep shale formations, which can be developed by hydraulic fracturing and associated technologies (often collectively referred to as "fracking") is dramatically increasing production of natural gas in the United States, where significant gas deposits exist in formations that underlie many states. Major deposits of shale gas exist in many other countries as well. Proponents of shale gas development point to several kinds of benefits, for instance, to local economies and to national "energy independence". Shale gas development has also brought increasing expression of concerns about risks, including to human health, environmental quality, non-energy economic activities in shale regions, and community cohesion. Some of these potential risks are beginning to receive careful evaluation; others are not. Although the risks have not yet been fully characterized or all of them carefully analyzed, governments at all levels are making policy decisions, some of them hard to reverse, about shale gas development and/or how to manage the risks.

Risks and Risk Governance in Shale Gas Development is the summary of two workshops convened in May and August 2013 by the National Research Council's Board on Environmental Change and Society to consider and assess claims about the levels and types of risk posed by shale gas development and about the adequacy of existing governance procedures. Participants from engineering, natural, and social scientific communities examined the range of risks and of social and decision-making issues in risk characterization and governance related to gas shale development. Central themes included risk governance in the context of (a) risks that emerge as shale gas development expands, and (b) incomplete or declining regulatory capacity in an era of budgetary stringency. This report summarizes the presentations on risk issues raised in the first workshop, the risk management and governance concepts presented at the second workshop, and the discussions at both workshops.

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Risks and Risk Governance in Shale Gas Development: Summary of Two Workshops

Over the last three decades, researchers have made remarkable progress in creating and testing family-focused programs aimed at fostering the cognitive, affective, and behavioral health of children. These programs include universal interventions, such as those for expecting or new parents, and workshops for families whose children are entering adolescence, as well as programs targeted to especially challenged parents, such as low-income single teens about to have their first babies, or the parents of children with autism. Some family-focused programs have been shown to foster significantly better outcomes in children, including enhanced educational performance, and reduced rates of teen pregnancy, substance abuse, and child conduct and delinquency, as well as reduced child abuse. The favorable cost-benefit ratios of some of these programs are due, in part, to the multiple and far-ranging effects that family-focused prevention programs targeting children can have. Other family-focused programs have shown success in smaller academic studies but have not been widely applied, or have not worked as effectively or failed when applied to more diverse real-world settings.

Strategies for Scaling Effective Family-Focused Preventive Interventions to Promote Children's Cognitive, Affective, and Behavioral Health is the summary of a workshop convened by the Institute of Medicine Forum on Promoting Children's Cognitive, Affective, and Behavioral Health to explore effective preventive interventions for youth that can modify risk and promote protective factors that are linked to mental, emotional, and behavioral health, and how to apply this existing knowledge. Based on the 2009 report Preventing Mental, Emotional, and Behavioral Disorders Among Young People , this report considers how to build a stronger research and practice base around the development and implementation of programs, practices, and policies that foster children's health and well-being across the country, while engaging multi-sectorial stakeholders. While research has advanced understanding of risk, promotive, and protective factors in families that influence the health and well-being of youth, a challenge remains to provide family-focused interventions across child and adolescent development at sufficient scale and reach to significantly reduce the incidence and prevalence of negative cognitive, affective, and behavioral outcomes in children and adolescents nationwide, as well as to develop widespread demand for effective programs by end users. This report explores new and innovative ways to broaden the reach and demand for effective programs and to generate alternative paradigms for strengthening families.

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Strategies for Scaling Effective Family-Focused Preventive Interventions to Promote Children's Cognitive, Affective, and Behavioral Health: Workshop Summary

Sociality, Hierarchy, Health: Comparative Biodemography is a collection of papers that examine cross-species comparisons of social environments with a focus on social behaviors along with social hierarchies and connections, to examine their effects on health, longevity, and life histories. This report covers a broad spectrum of nonhuman animals, exploring a variety of measures of position in social hierarchies and social networks, drawing links among these factors to health outcomes and trajectories, and comparing them to those in humans. Sociality, Hierarchy, Health revisits both the theoretical underpinnings of biodemography and the empirical findings that have emerged over the past two decades.

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Sociality, Hierarchy, Health: Comparative Biodemography: A Collection of Papers

Population surveys traditionally collect information from respondents about their circumstances, behaviors, attitudes, and other characteristics. In recent years, many surveys have been collecting not only questionnaire answers, but also biologic specimens such as blood samples, saliva, and buccal swabs, from which a respondent's DNA can be ascertained along with other biomarkers (e.g., the level of a certain protein in the blood). The National Health and Nutrition Examination Survey (NHANES), sponsored by the National Center for Health Statistics (NCHS), has been collecting and storing genetic specimens since 1991, and other surveys, such as the Health and Retirement Study (HRS) funded by the National Institute on Aging, have followed suit. In order to give their informed consent to participate in a survey, respondents need to know the disposition and use of their data. Will their data be used for one research project and then destroyed, or will they be archived for secondary use? Sponsors of repeated cross-sectional surveys, such as NHANES, and of longitudinal surveys that follow panels of individuals over time, such as HRS, generally want to retain data for a wide range of secondary uses, many of which are not explicitly foreseen at the time of data collection. They typically inform respondents that their data will be stored in a secure manner and may be provided to researchers with suitable protections against individual identification.

The addition of biologic specimens to a survey adds complications for storing, protecting, and providing access to such data and measurements made from them. There are also questions of whether, when, and for which biologic measurements the results should be reported back to individual respondents. Recently, the cost of full genomic sequencing has plummeted, and research findings are beginning to accumulate that bear up under replication and that potentially have clinical implications for a respondent. For example, knowing that one possesses a certain gene or gene sequence might suggest that one should seek a certain kind of treatment or genetic counseling or inform one's blood relatives. Biomedical research studies, in which participants are asked to donate tissues for genetic studies and are usually told that they will not be contacted with any results, are increasingly confronting the issue of when and which DNA results to return to participants.

Issues in Returning Individual Results from Genome Research Using Population-Based Banked Specimens, with a Focus on the National Health and Nutrition Examination Survey is the summary of a workshop convened in February 2013 by the Committee on National Statistics in the Division of Behavioral and Social Sciences and Education of the National Research Council. This report considers how population surveys, in particular NHANES, should implement the reporting of results from genomic research using stored specimens and address informed consent for future data collection as well as for the use of banked specimens covered by prior informed consent agreements. The report will be of interest to survey organizations that include or contemplate including the collection of biologic specimens in population surveys for storing for genetic research. The issues involved are important for advancing social, behavioral, and biomedical knowledge while appropriately respecting and protecting individual survey respondents.

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Issues in Returning Individual Results from Genome Research Using Population-Based Banked Specimens, with a Focus on the National Health and Nutrition Examination Survey: Workshop Summary

The National Children's Study (NCS) was authorized by the Children's Health Act of 2000 and is being implemented by a dedicated Program Office in the Eunice Kennedy Shriver National Institute of Child Health and Human Development (NICHD). The NCS is planned to be a longitudinal observational birth cohort study to evaluate the effects of chronic and intermittent exposures on child health and development in the U.S.. The NCS would be the first study to collect a broad range of environmental exposure measures for a national probability sample of about 100,000 children, followed from birth or before birth to age 21.

Detailed plans for the NCS were developed by 2007 and reviewed by a National Research Council / Institute of Medicine panel. At that time, sample recruitment for the NCS Main Study was scheduled to begin in 2009 and to be completed within about 5 years. However, results from the initial seven pilot locations, which recruited sample cases in 2009-2010, indicated that the proposed household-based recruitment approach would be more costly and time consuming than planned. In response, the Program Office implemented a number of pilot tests in 2011 to evaluate alternative recruitment methods and pilot testing continues to date.

At the request of Congress, The National Children's Study 2014 reviews the revised study design and proposed methodologies for the NCS Main Study. This report assesses the study's plan to determine whether it is likely to produce scientifically sound results that are generalizable to the United States population and appropriate subpopulations. The report makes recommendations about the overall study framework, sample design, timing, content and need for scientific expertise and oversight.

The National Children's Study has the potential to add immeasurably to scientific knowledge about the impact of environmental exposures, broadly defined, on children's health and development in the United States. The recommendations of this report will help the NCS will achieve its intended objective to examine the effects of environmental influences on the health and development of American children.

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The National Children's Study 2014: An Assessment

Bullying - long tolerated as just a part of growing up - finally has been recognized as a substantial and preventable health problem. Bullying is associated with anxiety, depression, poor school performance, and future delinquent behavior among its targets, and reports regularly surface of youth who have committed suicide at least in part because of intolerable bullying. Bullying also can have harmful effects on children who bully, on bystanders, on school climates, and on society at large. Bullying can occur at all ages, from before elementary school to after high school. It can take the form of physical violence, verbal attacks, social isolation, spreading rumors, or cyberbullying. Increased concern about bullying has led 49 states and the District of Columbia to enact anti-bullying legislation since 1999. In addition, research on the causes, consequences, and prevention of bullying has expanded greatly in recent decades. However, major gaps still exist in the understanding of bullying and of interventions that can prevent or mitigate the effects of bullying.

Building Capacity to Reduce Bullying is the summary of a workshop convened by the Board on Children, Youth, and Families of the Institute of Medicine and National Research Council in April 2014 to identify the conceptual models and interventions that have proven effective in decreasing bullying, examine models that could increase protective factors and mitigate the negative effects of bullying, and explore the appropriate roles of different groups in preventing bullying. This report reviews research on bullying prevention and intervention efforts as well as efforts in related areas of research and practice, implemented in a range of contexts and settings, including schools, peers, families, communities, laws and public policies, and technology. Building Capacity to Reduce Bullying considers how involvement or lack of involvement by these sectors influences opportunities for bullying, and appropriate roles for these sectors in preventing bullying. This report highlights current research on bullying prevention, considers what works and what does not work, and derives lessons learned.

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Building Capacity to Reduce Bullying: Workshop Summary

Since the 1950s, under congressional mandate, the U.S. National Science Foundation (NSF) - through its National Center for Science and Engineering Statistics (NCSES) and predecessor agencies - has produced regularly updated measures of research and development expenditures, employment and training in science and engineering, and other indicators of the state of U.S. science and technology. A more recent focus has been on measuring innovation in the corporate sector. NCSES collects its own data on science, technology, and innovation (STI) activities and also incorporates data from other agencies to produce indicators that are used for monitoring purposes - including comparisons among sectors, regions, and with other countries - and for identifying trends that may require policy attention and generate research needs. NCSES also provides extensive tabulations and microdata files for in-depth analysis.

Capturing Change in Science, Technology, and Innovation assesses and provides recommendations regarding the need for revised, refocused, and newly developed indicators of STI activities that would enable NCSES to respond to changing policy concerns. This report also identifies and assesses both existing and potential data resources and tools that NCSES could exploit to further develop its indicators program. Finally, the report considers strategic pathways for NCSES to move forward with an improved STI indicators program. The recommendations offered in Capturing Change in Science, Technology, and Innovation are intended to serve as the basis for a strategic program of work that will enhance NCSES's ability to produce indicators that capture change in science, technology, and innovation to inform policy and optimally meet the needs of its user community.

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Capturing Change in Science, Technology, and Innovation: Improving Indicators to Inform Policy

Every day in the United States, children and adolescents are victims of commercial sexual exploitation and sex trafficking. These are not only illegal activities, but also forms of violence and abuse that result in immediate and long-term physical, mental, and emotional harm to victims and survivors. In 2013, the Institute of Medicine/National Research Council released the report Confronting Commercial Sexual Exploitation and Sex Trafficking of Minors in the United States . The report found that the United States is in the very early stages of recognizing, understanding, and developing solutions for these crimes.

Health care professionals need to be able to recognize past, ongoing, or potential victimization by commercial sexual exploitation and sex trafficking among the youth in their care. Failure to do so increases the possibility that those at risk may become victims, and victims may miss opportunities for assistance and remain vulnerable to further exploitation and abuse.

This Guide for the Health Care Sector provides a summary of information from the original report that is most relevant to individuals who and settings that see children and adolescents for prevention and treatment of injury, illness, and disease. This includes physicians, nurses, advanced practice nurses, physician assistants, mental health professionals, and dentists who practice in settings such as emergency departments, urgent care, primary care clinics, adolescent medicine clinics, school clinics, shelters, community health centers, and dental clinics among others.

This guide includes definitions of key terms and an overview of risk factors and consequences; barriers to identifying victims and survivors as well as opportunities for overcoming these barriers; examples of current practices in the health care sector; and recommendations aimed at identifying, preventing, and responding to these crimes.

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Confronting Commercial Sexual Exploitation and Sex Trafficking of Minors in the United States: A Guide for the Health Care Sector

The United States Army faces a variety of challenges to maintain a ready and capable force into the future. Missions are increasingly diverse, ranging from combat and counterinsurgency to negotiation, reconstruction, and stability operations, and require a variety of personnel and skill sets to execute. Missions often demand rapid decision-making and coordination with others in novel ways, so that personnel are not simply following a specific set of tactical orders but rather need to understand broader strategic goals and choose among courses of action. Like any workforce, the Army is diverse in terms of demographic characteristics such as gender and race, with increasing pressure to ensure equal opportunities across all demographic parties. With these challenges comes the urgent need to better understand how contextual factors influence soldier and small unit behavior and mission performance.

Recognizing the need to develop a portfolio of research to better understand the influence of social and organizational factors on the behavior of individuals and small units, the U.S. Army Research Institute (ARI) requested the National Research Council's Board on Behavioral, Cognitive, and Sensory Sciences to outline a productive and innovative collection of future basic science research projects to improve Amy mission performance for immediate implementation and lasting over the next 10-20 years. This report presents recommendations for a program of basic scientific research on the roles of social and organizational contextual factors, such as organizational institutions, culture, and norms, as determinants and moderators of the performance of individual soldiers and small units.

The Context of Military Environments: Basic Research Opportunities on Social and Organizational Factors synthesizes and assesses basic research opportunities in the behavioral and social sciences related to social and organizational factors that comprise the context of individual and small unit behavior in military environments. This report focuses on tactical operations of small units and their leaders, to include the full spectrum of unique military environments including: major combat operations, stability/support operations, peacekeeping, and military observer missions, as well as headquarters support units. This report identifies key contextual factors that shape individual and small unit behavior and assesses the state of the science regarding these factors. The Context of Military Environments recommends an agenda for ARI's future research in order to maximize the effectiveness of U.S. Army personnel policies and practices of selection, recruitment, and assignment as well as career development in training and leadership. The report also specifies the basic research funding level needed to implement the recommended agenda for future ARI research.

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The Context of Military Environments: An Agenda for Basic Research on Social and Organizational Factors Relevant to Small Units

The Earth's population, currently 7.2 billion, is expected to rise at a rapid rate over the next 40 years. Current projections state that the Earth will need to support 9.6 billion people by the year 2050, a figure that climbs to nearly 11 billion by the year 2100. At the same time, most people envision a future Earth with a greater average standard of living than we currently have - and, as a result, greater consumption of our planetary resources. How do we prepare our planet for a future population of 10 billion? How can this population growth be achieved in a manner that is sustainable from an economic, social, and environmental perspective?

Can Earth's and Society's Systems Meet the Needs of 10 Billion People? is the summary of a multi-disciplinary workshop convened by the National Academies in October 2013 to explore how to increase the world's population to 10 billion in a sustainable way while simultaneously increasing the well-being and standard of living for that population. This report examines key issues in the science of sustainability that are related to overall human population size, population growth, aging populations, migration toward cities, differential consumption, and land use change, by different subpopulations, as viewed through the lenses of both social and natural science.

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Can Earth's and Society's Systems Meet the Needs of 10 Billion People? : Summary of a Workshop

On April 9-10, 2014, the Board on Children, Youth, and Families of the Institute of Medicine and the National Research Council held a 2-day workshop titled "Building Capacity to Reduce Bullying and Its Impact on Youth Across the Lifecourse." The purpose of this workshop was to bring together representatives of key sectors involved in bullying prevention to identify the conceptual models and interventions that have proved effective in decreasing bullying, to examine models that could increase protective factors and mitigate the negative effects of bullying, and to explore the appropriate roles of different groups in preventing bullying. This report summarizes the presentations and discussion of the workshop.

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Building Capacity to Reduce Bullying: Workshop in Brief

Microbial forensics is a scientific discipline dedicated to analyzing evidence from a bioterrorism act, biocrime, or inadvertent microorganism or toxin release for attribution purposes. This emerging discipline seeks to offer investigators the tools and techniques to support efforts to identify the source of a biological threat agent and attribute a biothreat act to a particular person or group. Microbial forensics is still in the early stages of development and faces substantial scientific challenges to continue to build capacity.

The unlawful use of biological agents poses substantial dangers to individuals, public health, the environment, the economies of nations, and global peace. It also is likely that scientific, political, and media-based controversy will surround any investigation of the alleged use of a biological agent, and can be expected to affect significantly the role that scientific information or evidence can play. For these reasons, building awareness of and capacity in microbial forensics can assist in our understanding of what may have occurred during a biothreat event, and international collaborations that engage the broader scientific and policy-making communities are likely to strengthen our microbial forensics capabilities. One goal would be to create a shared technical understanding of the possibilities - and limitations - of the scientific bases for microbial forensics analysis.

Science Needs for Microbial Forensics: Developing Initial International Research Priorities , based partly on a workshop held in Zabgreb, Croatia in 2013, identifies scientific needs that must be addressed to improve the capabilities of microbial forensics to investigate infectious disease outbreaks and provide evidence of sufficient quality to support legal proceedings and the development of government policies. This report discusses issues of sampling, validation, data sharing, reference collection, research priorities, global disease monitoring, and training and education to promote international collaboration and further advance the field.

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Science Needs for Microbial Forensics: Developing Initial International Research Priorities

Commercial sexual exploitation and sex trafficking of minors in the United States are frequently overlooked, misunderstood, and unaddressed domestic problems. In the past decade, they have received increasing attention from advocates, the media, academics, and policy makers. However, much of this attention has focused internationally. This international focus has overshadowed the reality that commercial sexual exploitation and sex trafficking of minors also occur every day within the United States. Commercial sexual exploitation and sex trafficking of minors not only are illegal activities, but also result in immediate and long-term physical, mental, and emotional harm to victims and survivors. A nation that is unaware of these problems or disengaged from solving them unwittingly contributes to the ongoing abuse of minors and all but ensures that these crimes will remain marginalized and misunderstood.

The 2013 Institute of Medicine and the National Research Council report Confronting Commercial Sexual Exploitation and Sex Trafficking of Minors in the United States increases awareness and understanding of the crucial problem of commercial sexual exploitation and sex trafficking of minors in the United States. By examining emerging strategies for preventing and identifying these crimes, for assisting and supporting victims and survivors, and for addressing exploiters and traffickers, that report offers a path forward through recommendations designed to increase awareness and understanding and to support efforts to prevent, identify, and respond to these crimes.

Confronting Commercial Sexual Exploitation and Sex Trafficking of Minors in the United States: A Guide for Providers of Victim and Support Services offers a more concise and focused perspective on the problem and emerging solutions for providers of victim and support services for children and adolescents. These service providers include policy makers, leaders, practitioners, organizations, and programs at the local, state, and federal levels. This guide will be a valuable resource for them, and for child welfare and child protective services, other agencies and programs within the state and federal governments (e.g., the U.S. Department of Justice's Office for Victims of Crime), and nongovernmental organizations.

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Confronting Commercial Sexual Exploitation and Sex Trafficking of Minors in the United States: A Guide for Providers of Victim and Support Services

After decades of stability from the 1920s to the early 1970s, the rate of imprisonment in the United States more than quadrupled during the last four decades. The U.S. penal population of 2.2 million adults is by far the largest in the world. Just under one-quarter of the world's prisoners are held in American prisons. The U.S. rate of incarceration, with nearly 1 out of every 100 adults in prison or jail, is 5 to 10 times higher than the rates in Western Europe and other democracies. The U.S. prison population is largely drawn from the most disadvantaged part of the nation's population: mostly men under age 40, disproportionately minority, and poorly educated. Prisoners often carry additional deficits of drug and alcohol addictions, mental and physical illnesses, and lack of work preparation or experience. The growth of incarceration in the United States during four decades has prompted numerous critiques and a growing body of scientific knowledge about what prompted the rise and what its consequences have been for the people imprisoned, their families and communities, and for U.S. society.

The Growth of Incarceration in the United States examines research and analysis of the dramatic rise of incarceration rates and its affects. This study makes the case that the United States has gone far past the point where the numbers of people in prison can be justified by social benefits and has reached a level where these high rates of incarceration themselves constitute a source of injustice and social harm.

The Growth of Incarceration in the United States recommends changes in sentencing policy, prison policy, and social policy to reduce the nation's reliance on incarceration. The report also identifies important research questions that must be answered to provide a firmer basis for policy. The study assesses the evidence and its implications for public policy to inform an extensive and thoughtful public debate about and reconsideration of policies.

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The Growth of Incarceration in the United States: Exploring Causes and Consequences

The Bureau of Justice Statistics' (BJS) National Crime Victimization Survey (NCVS) measures the rates at which Americans are victims of crimes, including rape and sexual assault, but there is concern that rape and sexual assault are undercounted on this survey. BJS asked the National Research Council to investigate this issue and recommend best practices for measuring rape and sexual assault on their household surveys. Estimating the Incidence of Rape and Sexual Assault concludes that it is likely that the NCVS is undercounting rape and sexual assault. The most accurate counts of rape and sexual assault cannot be achieved without measuring them separately from other victimizations, the report says. It recommends that BJS develop a separate survey for measuring rape and sexual assault. The new survey should more precisely define ambiguous words such as "rape," give more privacy to respondents, and take other steps that would improve the accuracy of responses. Estimating the Incidence of Rape and Sexual Assault takes a fresh look at the problem of measuring incidents of rape and sexual assault from the criminal justice perspective. This report examines issues such as the legal definitions in use by the states for these crimes, best methods for representing the definitions in survey instruments so that their meaning is clear to respondents, and best methods for obtaining as complete reporting as possible of these crimes in surveys, including methods whereby respondents may report anonymously.

Rape and sexual assault are among the most injurious crimes a person can inflict on another. The effects are devastating, extending beyond the initial victimization to consequences such as unwanted pregnancy, sexually transmitted infections, sleep and eating disorders, and other emotional and physical problems. Understanding the frequency and context under which rape and sexual assault are committed is vital in directing resources for law enforcement and support for victims. These data can influence public health and mental health policies and help identify interventions that will reduce the risk of future attacks. Sadly, accurate information about the extent of sexual assault and rape is difficult to obtain because most of these crimes go unreported to police. Estimating the Incidence of Rape and Sexual Assault focuses on methodology and vehicles used to measure rape and sexual assaults, reviews potential sources of error within the NCVS survey, and assesses the training and monitoring of interviewers in an effort to improve reporting of these crimes.

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Estimating the Incidence of Rape and Sexual Assault

Proposed Revisions to the Common Rule for the Protection of Human Subjects in the Behavioral and Social Sciences examines how to update human subjects protections regulations so that they effectively respond to current research contexts and methods. With a specific focus on social and behavioral sciences, this consensus report aims to address the dramatic alterations in the research landscapes that institutional review boards (IRBs) have come to inhabit during the past 40 years. The report aims to balance respect for the individual persons whose consent to participate makes research possible and respect for the social benefits that productive research communities make possible.

The ethics of human subjects research has captured scientific and regulatory attention for half a century. To keep abreast of the universe of changes that factor into the ethical conduct of research today, the Department of Health and Human Services published an Advance Notice of Proposed Rulemaking (ANPRM) in July 2011. Recognizing that widespread technological and societal transformations have occurred in the contexts for and conduct of human research since the passage of the National Research Act of 1974, the ANPRM revisits the regulations mandated by the Act in a correspondingly comprehensive manner. Its proposals aim to modernize the Common Rule and to improve the efficiency of the work conducted under its auspices. Proposed Revisions to the Common Rule for the Protection of Human Subjects in the Behavioral and Social Sciences identifies issues raised in the ANPRM that are critical and feasible for the federal government to address for the protection of participants and for the advancement of the social and behavioral sciences. For each identified issue, this report provides guidance for IRBs on techniques to address it, with specific examples and best practice models to illustrate how the techniques would be applied to different behavioral and social sciences research procedures.

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Proposed Revisions to the Common Rule for the Protection of Human Subjects in the Behavioral and Social Sciences

Each year, child protective services receive reports of child abuse and neglect involving six million children, and many more go unreported. The long-term human and fiscal consequences of child abuse and neglect are not relegated to the victims themselves—they also impact their families, future relationships, and society. In 1993, the National Research Council (NRC) issued the report, Under-standing Child Abuse and Neglect , which provided an overview of the research on child abuse and neglect. New Directions in Child Abuse and Neglect Research updates the 1993 report and provides new recommendations to respond to this public health challenge. According to this report, while there has been great progress in child abuse and neglect research, a coordinated, national research infrastructure with high-level federal support needs to be established and implemented immediately.

New Directions in Child Abuse and Neglect Research recommends an actionable framework to guide and support future child abuse and neglect research. This report calls for a comprehensive, multidisciplinary approach to child abuse and neglect research that examines factors related to both children and adults across physical, mental, and behavioral health domains—including those in child welfare, economic support, criminal justice, education, and health care systems—and assesses the needs of a variety of subpopulations. It should also clarify the causal pathways related to child abuse and neglect and, more importantly, assess efforts to interrupt these pathways. New Directions in Child Abuse and Neglect Research identifies four areas to look to in developing a coordinated research enterprise: a national strategic plan, a national surveillance system, a new generation of researchers, and changes in the federal and state programmatic and policy response.

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New Directions in Child Abuse and Neglect Research

The aging of the population of the United States is occurring at a time of major economic and social changes. These economic changes include consideration of increases in the age of eligibility for Social Security and Medicare and possible changes in benefit levels. Furthermore, changes in the social context in which older individuals and families function may well affect the nature of key social relationships and institutions that define the environment for older persons. Sociology offers a knowledge base, a number of useful analytic approaches and tools, and unique theoretical perspectives that can facilitate understanding of these demographic, economic, and social changes and, to the extent possible, their causes, consequences and implications.

New Directions in the Sociology of Aging evaluates the recent contributions of social demography, social epidemiology and sociology to the study of aging and identifies promising new research directions in these sub-fields. Included in this study are nine papers prepared by experts in sociology, demography, social genomics, public health, and other fields, that highlight the broad array of tools and perspectives that can provide the basis for further advancing the understanding of aging processes in ways that can inform policy. This report discusses the role of sociology in what is a wide-ranging and diverse field of study; a proposed three-dimensional conceptual model for studying social processes in aging over the life cycle; a review of existing databases, data needs and opportunities, primarily in the area of measurement of interhousehold and intergenerational transmission of resources, biomarkers and biosocial interactions; and a summary of roadblocks and bridges to transdisciplinary research that will affect the future directions of the field of sociology of aging.

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New Directions in the Sociology of Aging

Section 141 of The Healthy, Hunger-Free Kids Act of 20101 provides funding for a research program on the causes and consequences of childhood hunger and food insecurity, and the characteristics of households with childhood hunger and food insecurity, with a particular focus on efforts to improve the knowledge base regarding contributing factors, geographic distribution, programmatic effectiveness, public health and medical costs, and consequences for child development, well-being, and educational attainment. The Economic Research Service and Food and Nutrition Service of the US Department of Agriculture conducted two outreach efforts to obtain input from the research community and other stakeholders to help focus on areas and methods with the greatest research potential. First, Food and Nutrition Service sought written comments to selected questions through publication of a Federal Register Notice. The second option was to convene a workshop under the auspices of the Committee on National Statistics of the National Research Council and the Food and Nutrition Board of the Institute of Medicine.

Research Opportunities Concerning the Causes and Consequences of Child Food Insecurity and Hunger is the summary of that workshop, convened in Fall 2012 to examine research gaps and opportunities to advance understanding of the causes and consequences of child hunger in the United States. This report reviews the adequacy of current knowledge, identifies substantial research gaps, and considers data availability of economic, health, social, cultural, demographic, and other factors that contribute to childhood hunger or food insecurity. It also considers the geographic distribution of childhood hunger and food insecurity; the extent to which existing federal assistance programs reduce childhood hunger and food insecurity; childhood hunger and food insecurity persistence, and the extent to which it is due to gaps in program coverage; and the inability of potential participants to access programs, or the insufficiency of program benefits or services.

Research Opportunities Concerning the Causes and Consequences of Child Food Insecurity and Hunger will be a resource to inform discussions about the public health and medical costs of childhood hunger and food insecurity through its focus on determinants of child food insecurity and hunger, individual, community, and policy responses to hunger, impacts of child food insecurity and hunger, and measurement and surveillance issues.

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Research Opportunities Concerning the Causes and Consequences of Child Food Insecurity and Hunger: Workshop Summary

Subjective well-being refers to how people experience and evaluate their lives and specific domains and activities in their lives. This information has already proven valuable to researchers, who have produced insights about the emotional states and experiences of people belonging to different groups, engaged in different activities, at different points in the life course, and involved in different family and community structures. Research has also revealed relationships between people's self-reported, subjectively assessed states and their behavior and decisions. Research on subjective well-being has been ongoing for decades, providing new information about the human condition. During the past decade, interest in the topic among policy makers, national statistical offices, academic researchers, the media, and the public has increased markedly because of its potential for shedding light on the economic, social, and health conditions of populations and for informing policy decisions across these domains.

Subjective Well-Being: Measuring Happiness, Suffering, and Other Dimensions of Experience explores the use of this measure in population surveys. This report reviews the current state of research and evaluates methods for the measurement. In this report, a range of potential experienced well-being data applications are cited, from cost-benefit studies of health care delivery to commuting and transportation planning, environmental valuation, and outdoor recreation resource monitoring, and even to assessment of end-of-life treatment options.

Subjective Well-Being finds that, whether used to assess the consequence of people's situations and policies that might affect them or to explore determinants of outcomes, contextual and covariate data are needed alongside the subjective well-being measures. This report offers guidance about adopting subjective well-being measures in official government surveys to inform social and economic policies and considers whether research has advanced to a point which warrants the federal government collecting data that allow aspects of the population's subjective well-being to be tracked and associated with changing conditions.

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Subjective Well-Being: Measuring Happiness, Suffering, and Other Dimensions of Experience

Developing New National Data on Social Mobility summarizes a workshop convened in June 2013 to consider options for a design for a new national survey on social mobility. The workshop was sponsored by the National Science Foundation and convened by the Committee on Population and the Committee on National Statistics Division of Behavioral and Social Sciences and Education of the National Research Council. Scientific experts from a variety of social and behavioral disciplines met to plan a new national survey on social mobility that will provide the first definitive evidence on recent and long-term trends in social mobility, with the objectives of coming to an understanding of the substantial advances in the methods and statistics for modeling mobility, in survey methodology and population-based survey experiments, in opportunities to merge administrative and survey data, and in the techniques of measuring race, class, education, and income. The workshop also focused on documenting the state of understanding of the mechanisms through which inequality is generated in the past four decades.

In the absence of a survey designed and dedicated to the collection of information to assess the status of social mobility, a wide variety of data sources designed for other purposes have been pressed into service in order to illuminate the state of social mobility and its trends. Developing New National Data on Social Mobility discusses the key decision points associated with launching a new national level survey of social mobility. This report considers various aspects of a major new national survey, including identifying relevant new theoretical perspectives and technical issues that have implications for modeling, measurement, and data collection.

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Developing New National Data on Social Mobility: A Workshop Summary

Every day in the United States, children and adolescents are victims of commercial sexual exploitation and sex trafficking. Despite the serious and long-term consequences for victims as well as their families, communities, and society, efforts to prevent, identify, and respond to these crimes are largely under supported, inefficient, uncoordinated, and unevaluated.

Confronting Commercial Sexual Exploitation and Sex Trafficking of Minors in the United States examines commercial sexual exploitation and sex trafficking of U.S. citizens and lawful permanent residents of the United States under age 18. According to this report, efforts to prevent, identify, and respond to these crimes require better collaborative approaches that build upon the capabilities of people and entities from a range of sectors. In addition, such efforts need to confront demand and the individuals who commit and benefit from these crimes. The report recommends increased awareness and understanding, strengthening of the law's response, strengthening of research to advance understanding and to support the development of prevention and intervention strategies, support for multi-sector and interagency collaboration, and creation of a digital information-sharing platform.

A nation that is unaware of these problems or disengaged from solutions unwittingly contributes to the ongoing abuse of minors. If acted upon in a coordinated and comprehensive manner, the recommendations of Confronting Commercial Sexual Exploitation and Sex Trafficking of Minors in the United States can help advance and strengthen the nation's emerging efforts to prevent, identify, and respond to commercial sexual exploitation and sex trafficking of minors in the United States.

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Confronting Commercial Sexual Exploitation and Sex Trafficking of Minors in the United States

In 2010, more than 105,000 people were injured or killed in the United States as the result of a firearm-related incident. Recent, highly publicized, tragic mass shootings in Newtown, CT; Aurora, CO; Oak Creek, WI; and Tucson, AZ, have sharpened the American public's interest in protecting our children and communities from the harmful effects of firearm violence. While many Americans legally use firearms for a variety of activities, fatal and nonfatal firearm violence poses a serious threat to public safety and welfare.

In January 2013, President Barack Obama issued 23 executive orders directing federal agencies to improve knowledge of the causes of firearm violence, what might help prevent it, and how to minimize its burden on public health. One of these orders directed the Centers for Disease Control and Prevention (CDC) to, along with other federal agencies, immediately begin identifying the most pressing problems in firearm violence research. The CDC and the CDC Foundation asked the IOM, in collaboration with the National Research Council, to convene a committee tasked with developing a potential research agenda that focuses on the causes of, possible interventions to, and strategies to minimize the burden of firearm-related violence. Priorities for Research to Reduce the Threat of Firearm-Related Violence focuses on the characteristics of firearm violence, risk and protective factors, interventions and strategies, the impact of gun safety technology, and the influence of video games and other media.

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Priorities for Research to Reduce the Threat of Firearm-Related Violence

For many household surveys in the United States, responses rates have been steadily declining for at least the past two decades. A similar decline in survey response can be observed in all wealthy countries. Efforts to raise response rates have used such strategies as monetary incentives or repeated attempts to contact sample members and obtain completed interviews, but these strategies increase the costs of surveys. This review addresses the core issues regarding survey nonresponse. It considers why response rates are declining and what that means for the accuracy of survey results. These trends are of particular concern for the social science community, which is heavily invested in obtaining information from household surveys. The evidence to date makes it apparent that current trends in nonresponse, if not arrested, threaten to undermine the potential of household surveys to elicit information that assists in understanding social and economic issues. The trends also threaten to weaken the validity of inferences drawn from estimates based on those surveys. High nonresponse rates create the potential or risk for bias in estimates and affect survey design, data collection, estimation, and analysis.

The survey community is painfully aware of these trends and has responded aggressively to these threats. The interview modes employed by surveys in the public and private sectors have proliferated as new technologies and methods have emerged and matured. To the traditional trio of mail, telephone, and face-to-face surveys have been added interactive voice response (IVR), audio computer-assisted self-interviewing (ACASI), web surveys, and a number of hybrid methods. Similarly, a growing research agenda has emerged in the past decade or so focused on seeking solutions to various aspects of the problem of survey nonresponse; the potential solutions that have been considered range from better training and deployment of interviewers to more use of incentives, better use of the information collected in the data collection, and increased use of auxiliary information from other sources in survey design and data collection. Nonresponse in Social Science Surveys: A Research Agenda also documents the increased use of information collected in the survey process in nonresponse adjustment.

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Nonresponse in Social Science Surveys: A Research Agenda

As an all-volunteer service accepting applications from nearly 400,000 potential recruits annually from across the U.S. population, the U.S. military must accurately and efficiently assess the individual capability of each recruit for the purposes of selection, job classification, and unit assignment. New Directions for Assessing Performance Potential of Individuals and Groups is the summary of a workshop held April 3-4, 2013 to examine the future of military entrance assessments. This workshop was a part of the first phase of a larger study that will investigate cutting-edge research into the measurement of both individual capabilities and group composition in order to identify future research directions that may lead to improved assessment and selection of enlisted personnel for the U.S. Army. The workshop brought together scientists from a variety of relevant areas to focus on cognitive and noncognitive attributes that can be used in the initial testing and assignment of enlisted personnel. This report discusses the evolving goals of candidate testing, emerging constructs and theory, and ethical implications of testing methods.

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New Directions in Assessing Performance Potential of Individuals and Groups: Workshop Summary

The Children's Health Act mandated the National Children's Study (NCS) in 2000 with one of its purposes being to authorize the National Institute of Child Health and Human Development (NICHD) to study the environmental influences (including physical, chemical, biological, and psychosocial) on children's health and development. The NCS examines all aspects of the environment including air, water, diet, noise, family dynamics, and genetics, on the growth, development, and health of children across the United States, for a period of 21 years. The purpose of NCS is to improve the health and well-being of children and to contribute to understanding the role of these factors on health and disease.

The research plan for the NCS was developed from 2005 to 2007 in collaboration among the Interagency Coordinating Committee, the NCS Advisory Committee, the NCS Program Office, Westat, the Vanguard Center principal investigators, and federal scientists. The current design of the study, however, uses a separate pilot to assess quality of scientific output, logistics, and operations and a "Main Study" to examine exposure-outcome relationships. The NCS proposed the use of a multilayered cohort approach for the Main Study, which was one of the topics for discussion at the workshop that is the subject of this publication.

In the fall of 2012, NICHD requested that the Committee on National Statistics (CNSTAT) of the NRC and the IOM convene a joint workshop, to be led by CNSTAT. The workshop was to focus on issues related to the overall design (including the framework for implementation) of the NCS. The committee was provided a background paper which it used to select the challenges that were discussed at the workshop. Design of the National Children's Study: A Workshop Summary presents an overview of the workshop held on January 11, 2013. The publication includes summaries of the four sessions of the workshop, a list of participants, and the agenda.

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Design of the National Children's Study: A Workshop Summary

On July 26, 2011, the U.S. Department of Health and Human Services issued an advance notice of proposed rulemaking (ANPRM) with the purpose of soliciting comments on how current regulations for protecting research participants could be modernized and revised. The rationale for revising the regulations was as follows: this ANPRM seeks comment on how to better protect human subjects who are involved in research, while facilitating valuable research and reducing burden, delay, and ambiguity for investigators. The current regulations governing human subjects research were developed years ago when research was predominantly conducted at universities, colleges, and medical institutions, and each study generally took place at only a single site. Although the regulations have been amended over the years, they have not kept pace with the evolving human research enterprise, the proliferation of multisite clinical trials and observational studies, the expansion of health services research, research in the social and behavioral sciences, and research involving databases, the Internet, and biological specimen repositories, and the use of advanced technologies, such as genomics.

Proposed Revisions to the Common Rule: Perspectives of Social and Behavioral Scientists: Workshop Summary focuses on six broad topic areas: 1. Evidence on the functioning of the Common Rule and of institutional review boards (IRBs), to provide context for the proposed revisions. 2. The types and levels of risks and harms encountered in social and behavioral sciences, and issues related to the severity and probability of harm, because the ANPRM asks for input on calibration of levels of review to levels of risk. 3. The consent process and special populations, because new rules have been proposed to improve informed consent (e.g., standard consent form, consent for future uses of biospecimens, and re-consenting for further use of existing research data). 4. Issues related to the protection of research participants in studies that involve use of existing data and data sharing, because the ANPRM proposed applying standards for protecting the privacy of healthcare data to research data. 5. Multidisciplinary and multisite studies, because the ANPRM proposed a revision to the regulations that would allow multisite studies to be covered by a single IRB. 6. The purview and roles of IRBs, because the ANPRM included possible revisions to categories of research that could entail changes in IRB oversight.

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Proposed Revisions to the Common Rule: Perspectives of Social and Behavioral Scientists: Workshop Summary

National Patterns of R&D Resources is an annual report issued by the National Center for Science and Engineering Statistics (NCSES) of the National Science Foundation, which provides a national view of current 'patterns' in funding of R&D activities in government, industry, academia, federally funded research and development centers, and non-profits. Total R&D funds are broken out at the national level by type of provider, type of recipient, and whether the R&D is basic, applied, or developmental. These patterns are compared both longitudinally versus historical R&D amounts, and internationally.

This report series, which is based on input from several censuses and surveys, is used to formulate policies that, e.g., might increase incentives to support different types, sources, or recipients of R&D than is currently the case. To communicate these R&D patterns, each report is composed of a set of tabulations of national R&D disaggregated by type of donor, type of recipient, and type of R&D. While this satisfies many key user groups, the question was whether some modifications of the report could attract a wider user community and at the same time provide more useful information for current users.

National Patterns of R&D Resources: Future Directions for Content and Methods addresses the following questions: (1) what additional topics and tabulations could be presented without modifying the current portfolio of R&D censuses and surveys, (2) what additional topics and tabulations might be presented by expanding these current data collections, (3) what could be done to enhance international comparability of the tabulations, (4) since much of the information on non-profit R&D providers and recipients is estimated from 15 year-old data, what impact might this be having on the quality of the associated National Patterns tabulations, (5) what statistical models could be used to support the issuance R&D estimates at state-level and geographic regions below the national level, (6) what use could be made from the recent development of administrative sources of R&D information, and finally, (7) what graphical tools could be added to the current tabulations to enhance the communication of R&D patterns to the users of this series of publications.

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National Patterns of R&D Resources: Future Directions for Content and Methods: Summary of a Workshop

Over the past four decades, the rate of incarceration in the United States has skyrocketed to unprecedented heights, both historically and in comparison to that of other developed nations. At far higher rates than the general population, those in or entering U.S. jails and prisons are prone to many health problems. This is a problem not just for them, but also for the communities from which they come and to which, in nearly all cases, they will return.

Health and Incarceration is the summary of a workshop jointly sponsored by the National Academy of Sciences(NAS) Committee on Law and Justice and the Institute of Medicine(IOM) Board on Health and Select Populations in December 2012. Academics, practitioners, state officials, and nongovernmental organization representatives from the fields of healthcare, prisoner advocacy, and corrections reviewed what is known about these health issues and what appear to be the best opportunities to improve healthcare for those who are now or will be incarcerated. The workshop was designed as a roundtable with brief presentations from 16 experts and time for group discussion. Health and Incarceration reviews what is known about the health of incarcerated individuals, the healthcare they receive, and effects of incarceration on public health. This report identifies opportunities to improve healthcare for these populations and provides a platform for visions of how the world of incarceration health can be a better place.

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Health and Incarceration: A Workshop Summary

Coal mine disasters in the United States are relatively rare events; many of the roughly 50,000 miners underground will never have to evacuate a mine in an emergency during their careers. However, for those that do, the consequences have the potential to be devastating. U.S. mine safety practices have received increased attention in recent years because of the highly publicized coal mine disasters in 2006 and 2010. Investigations have centered on understanding both how to prevent or mitigate emergencies and what capabilities are needed by miners to self-escape to a place of safety successfully. This report focuses on the latter - the preparations for self-escape.

In the wake of 2006 disasters, the U.S. Congress passed the Mine Improvement and New Emergency Response Act of 2006 (MINER Act), which was designed to strengthen existing mine safety regulations and set forth new measures aimed at improving accident preparedness and emergency response in underground coal mines. Since that time, the efforts of the National Institute of Occupational Safety and Health (NIOSH) and the Mine Safety and Health Administration (MSHA) have contributed to safety improvements in the mining industry. However, the Upper Big Branch mine explosion in 2010 served as a reminder to remain ever vigilant on improving the prevention of mine disasters and preparations to help miners survive in the event of emergencies.

This study was set in the context of human-systems integration (HSI), a systems approach that examines the interaction of people, tasks, and equipment and technology in the pursuit of a goal. It recognizes this interaction occurs within, and is influenced by, the broader environmental context. A key premise of human-systems integration is that much important information is lost when the various tasks within a system are considered individually or in isolation rather than in interaction with the whole system. Improving Self-Escape from Underground Coal Mines , the task of self-escape is part of the mine safety system.

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Improving Self-Escape from Underground Coal Mines

Adolescence is a distinct, yet transient, period of development between childhood and adulthood characterized by increased experimentation and risk-taking, a tendency to discount long-term consequences, and heightened sensitivity to peers and other social influences. A key function of adolescence is developing an integrated sense of self, including individualization, separation from parents, and personal identity. Experimentation and novelty-seeking behavior, such as alcohol and drug use, unsafe sex, and reckless driving, are thought to serve a number of adaptive functions despite their risks.

Research indicates that for most youth, the period of risky experimentation does not extend beyond adolescence, ceasing as identity becomes settled with maturity. Much adolescent involvement in criminal activity is part of the normal developmental process of identity formation and most adolescents will mature out of these tendencies. Evidence of significant changes in brain structure and function during adolescence strongly suggests that these cognitive tendencies characteristic of adolescents are associated with biological immaturity of the brain and with an imbalance among developing brain systems. This imbalance model implies dual systems: one involved in cognitive and behavioral control and one involved in socio-emotional processes. Accordingly adolescents lack mature capacity for self-regulations because the brain system that influences pleasure-seeking and emotional reactivity develops more rapidly than the brain system that supports self-control. This knowledge of adolescent development has underscored important differences between adults and adolescents with direct bearing on the design and operation of the justice system, raising doubts about the core assumptions driving the criminalization of juvenile justice policy in the late decades of the 20th century.

It was in this context that the Office of Juvenile Justice and Delinquency Prevention (OJJDP) asked the National Research Council to convene a committee to conduct a study of juvenile justice reform. The goal of Reforming Juvenile Justice: A Developmental Approach was to review recent advances in behavioral and neuroscience research and draw out the implications of this knowledge for juvenile justice reform, to assess the new generation of reform activities occurring in the United States, and to assess the performance of OJJDP in carrying out its statutory mission as well as its potential role in supporting scientifically based reform efforts.

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Reforming Juvenile Justice: A Developmental Approach

Four principles are fundamental for a federal statistical agency: relevance to policy issues, credibility among data users, trust among data providers, and independence from political and other undue external influence. Principles and Practices for a Federal Statistical Agency: Fifth Edition explains these four principles in detail.

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Principles and Practices for a Federal Statistical Agency: Fifth Edition

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Who Are These People?: A Guide for Child Care Professionals

As mandated by the Global Change Research Act (GCRA), the U.S. Global Change Research Program is currently producing a "National Climate Assessment" (NCA). The NCA is a report to inform the President, the Congress, and the American people about the current state of scientific knowledge regarding climate change effects on U.S. regions and key sectors, now and in the coming decades. This document contains an evaluation of the draft NCA report, presented through consensus responses to the Panel's Task Statement questions, and through a large collection of individual Panel member comments and suggestions for specific chapters, statements, figures, etc. While focusing primarily on practical suggestions for immediately improving the current draft, the Panel also raises some broader considerations about fundamental approaches used in certain parts of the NCA report, and about the scope of USGCRP research that underlies the NCA findings. Some suggestions can be viewed as longer-term advice for future versions of NCA work.

This NCA has been a significantly more ambitious effort than previous assessments, in terms of the scope of topics addressed and the breadth of public engagement processes involved. Some of the important new areas include the use of "traceable accounts," the articulation of needs for future research and a vision for an ongoing assessment process, the outreach efforts to help various stakeholders define their climate-related information needs, and the initial (though incomplete) effort to assess the current state of climate change response activities around the nation. Given the current state of the science and the scope of resources available, we believe the NCA did a reasonable job of fulfilling its charge overall. Although more needs to be done to fully meet the nation's needs for information and guidance, such needs cannot be met without an expanded research effort on the part of the USGCRP and future assessments.

The Panel suggests that the NCA report would be improved by addressing the numerous specific problems and concerns and the more cross-cutting issues raised in the consensus answers to the Task Statement questions—which include, for instance, the need to:

1. provide a clear overarching framework for the report that helps readers understand climate change as part of a complex system with interacting physical, biological, and human social/economic dimensions, and offers practical guidance on using iterative risk management strategies to make decisions in the face of large uncertainties; 2. clearly acknowledge how climate change affects and is affected by other types of major global environmental changes and other societal developments; 3. offer an explicit discussion about the uncertainties associated with the regional model projections presented in the NCA draft; 4. take full advantage of the e-book format planned for this document through strategic use of hyperlinks among different parts of the report and other innovative approaches that help guide the experience of the NCA's diverse audiences.

As the nation continues to engage with the threats, opportunities, and surprises of climate change in its many manifestations, the 2013 NCA should prove to be a valuable resource, as a summary of the state of knowledge about climate change and its implications for the American people.

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A Review of the Draft 2013 National Climate Assessment

Following a 2011 report by the National Research Council (NRC) on successful K-12 education in science, technology, engineering, and mathematics (STEM), Congress asked the National Science Foundation to identify methods for tracking progress toward the report's recommendations. In response, the NRC convened the Committee on an Evaluation Framework for Successful K-12 STEM Education to take on this assignment. The committee developed 14 indicators linked to the 2011 report's recommendations. By providing a focused set of key indicators related to students' access to quality learning, educator's capacity, and policy and funding initiatives in STEM, the committee addresses the need for research and data that can be used to monitor progress in K-12 STEM education and make informed decisions about improving it.

The recommended indicators provide a framework for Congress and relevant deferral agencies to create and implement a national-level monitoring and reporting system that: assesses progress toward key improvements recommended by a previous National Research Council (2011) committee; measures student knowledge, interest, and participation in the STEM disciplines and STEM-related activities; tracks financial, human capital, and material investments in K-12 STEM education at the federal, state, and local levels; provides information about the capabilities of the STEM education workforce, including teachers and principals; and facilitates strategic planning for federal investments in STEM education and workforce development when used with labor force projections. All 14 indicators explained in this report are intended to form the core of this system. Monitoring Progress Toward Successful K-12 STEM Education: A Nation Advancing? summarizes the 14 indicators and tracks progress towards the initial report's recommendations.

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Monitoring Progress Toward Successful K-12 STEM Education: A Nation Advancing?

The United States is among the wealthiest nations in the world, but it is far from the healthiest. Although life expectancy and survival rates in the United States have improved dramatically over the past century, Americans live shorter lives and experience more injuries and illnesses than people in other high-income countries. The U.S. health disadvantage cannot be attributed solely to the adverse health status of racial or ethnic minorities or poor people: even highly advantaged Americans are in worse health than their counterparts in other, "peer" countries.

In light of the new and growing evidence about the U.S. health disadvantage, the National Institutes of Health asked the National Research Council (NRC) and the Institute of Medicine (IOM) to convene a panel of experts to study the issue. The Panel on Understanding Cross-National Health Differences Among High-Income Countries examined whether the U.S. health disadvantage exists across the life span, considered potential explanations, and assessed the larger implications of the findings.

U.S. Health in International Perspective presents detailed evidence on the issue, explores the possible explanations for the shorter and less healthy lives of Americans than those of people in comparable countries, and recommends actions by both government and nongovernment agencies and organizations to address the U.S. health disadvantage.

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U.S. Health in International Perspective: Shorter Lives, Poorer Health

The U.S. Department of Homeland Security (DHS) is responsible for securing and managing the nation's borders. Over the past decade, DHS has dramatically stepped up its enforcement efforts at the U.S.-Mexico border, increasing the number of U.S. Border patrol (USBP) agents, expanding the deployment of technological assets, and implementing a variety of "consequence programs" intended to deter illegal immigration. During this same period, there has also been a sharp decline in the number of unauthorized migrants apprehended at the border.

Trends in total apprehensions do not, however, by themselves speak to the effectiveness of DHS's investments in immigration enforcement. In particular, to evaluate whether heightened enforcement efforts have contributed to reducing the flow of undocumented migrants, it is critical to estimate the number of border-crossing attempts during the same period for which apprehensions data are available. With these issues in mind, DHS charged the National Research Council (NRC) with providing guidance on the use of surveys and other methodologies to estimate the number of unauthorized crossings at the U.S.-Mexico border, preferably by geographic region and on a quarterly basis. Options for Estimating Illegal Entries at the U.S.-Mexico Border focuses on Mexican migrants since Mexican nationals account for the vast majority (around 90 percent) of attempted unauthorized border crossings across the U.S.-Mexico border.

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Options for Estimating Illegal Entries at the U.S.-Mexico Border

U.S. agencies with responsibilities for enforcing equal employment opportunity laws have long relied on detailed information that is obtained from employers on employment in job groups by gender and race/ethnicity for identifying the possibility of discriminatory practices. The U.S. Equal Employment Opportunity Commission (EEOC), the Office of Federal Contract Compliance programs of the U.S. Department of Labor, and the Civil Rights Division of the U.S. Department of Justice have developed processes that use these employment data as well as other sources of information to target employers for further investigation and to perform statistical analysis that is used in enforcing the anti-discrimination laws. The limited data from employers do not include (with a few exceptions) the ongoing measurement of possible discrimination in compensation.

The proposed Paycheck Fairness Act of 2009 would have required EEOC to issue regulations mandating that employers provide the EEOC with information on pay by the race, gender, and national origin of employees. The legislation was not enacted. If the legislation had become law, the EEOC would have been required to confront issues regarding currently available and potential data sources, methodological requirements, and appropriate statistical techniques for the measurement and collection of employer pay data.

The panel concludes that the collection of earnings data would be a significant undertaking for the EEOC and that there might be an increased reporting burden on some employers. Currently, there is no clearly articulated vision of how the data on wages could be used in the conduct of the enforcement responsibilities of the relevant agencies. Collecting Compensation Data from Employers gives recommendations for targeting employers for investigation regarding their compliance with antidiscrimination laws.

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Collecting Compensation Data from Employers

In June 2012, the Committee on National Statistics (sponsored by the U.S. Census Bureau) convened a Workshop on the Benefits (and Burdens) of the American Community Survey (ACS)—the detailed demographic and economic survey that began full-scale data collection in 2005 and that replaced the traditional "long form" in the 2010 census. ACS data are used by numerous federal agencies to administer programs, yet the ACS only moved from abstraction to reality for most users in 2010, when the first ACS estimates for small areas (based on 5 years of collected data) were made available. Hence, the workshop marked the opportunity to develop a picture of the breadth of the nonfederal user base of the ACS—among them, the media, policy research and evaluation groups (that distill ACS results for the media and broader public), state and local agencies, businesses and economic development organizations, and local and regional planning authorities—and to gather information on users' experiences with the first full releases of ACS products.

In addition to covering innovative uses of the information now available on a continuous basis in the ACS, the workshop gave expression to the challenges and burdens associated with the survey: the time burden places on respondents, the challenges of explaining and interpreting estimates with increased levels of variability, and the privacy and confidentiality implications of some of the ACS content. Benefits, Burdens, and Prospects of the American Community Survey: Summary of a Workshop provides a factual summary of the workshop proceedings and hints at the contours of the ACS user constituency, providing important input to the ongoing review and refinement of the ACS program.

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Benefits, Burdens, and Prospects of the American Community Survey: Summary of a Workshop

The Consumer Expenditure (CE) surveys are the only source of information on the complete range of consumers' expenditures and incomes in the United States, as well as the characteristics of those consumers. The CE consists of two separate surveys: (1) a national sample of households interviewed five times at three-month intervals; and (2) a separate national sample of households that complete two consecutive one-week expenditure diaries. For more than 40 years, these surveys, the responsibility of the Bureau of Labor Statistics (BLS), have been the principal source of knowledge about changing patterns of consumer spending in the U.S. population.

In February 2009, BLS initiated the Gemini Project, the aim of which is to redesign the CE surveys to improve data quality through a verifiable reduction in measurement error with a particular focus on underreporting. The Gemini Project initiated a series of information-gathering meetings, conference sessions, forums, and workshops to identify appropriate strategies for improving CE data quality. As part of this effort, BLS requested the National Research Council's Committee on National Statistics (CNSTAT) to convene an expert panel to build on the Gemini Project by conducting further investigations and proposing redesign options for the CE surveys.

The charge to the Panel on Redesigning the BLS Consumer Expenditure Surveys includes reviewing the output of a Gemini-convened data user needs forum and methods workshop and convening its own household survey producers workshop to obtain further input. In addition, the panel was tasked to commission options from contractors for consideration in recommending possible redesigns. The panel was further asked by BLS to create potential redesigns that would put a greater emphasis on proactive data collection to improve the measurement of consumer expenditures. Measuring What We Spend summarizes the deliberations and activities of the panel, discusses the conclusions about the uses of the CE surveys and why a redesign is needed, as well as recommendations for the future.

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Measuring What We Spend: Toward a New Consumer Expenditure Survey

Climate change can reasonably be expected to increase the frequency and intensity of a variety of potentially disruptive environmental events—slowly at first, but then more quickly. It is prudent to expect to be surprised by the way in which these events may cascade, or have far-reaching effects. During the coming decade, certain climate-related events will produce consequences that exceed the capacity of the affected societies or global systems to manage; these may have global security implications. Although focused on events outside the United States, Climate and Social Stress: Implications for Security Analysis recommends a range of research and policy actions to create a whole-of-government approach to increasing understanding of complex and contingent connections between climate and security, and to inform choices about adapting to and reducing vulnerability to climate change.

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Climate and Social Stress: Implications for Security Analysis

The United States has seen major advances in medical care during the past decades, but access to care at an affordable cost is not universal. Many Americans lack health care insurance of any kind, and many others with insurance are nonetheless exposed to financial risk because of high premiums, deductibles, co-pays, limits on insurance payments, and uncovered services. One might expect that the U.S. poverty measure would capture these financial effects and trends in them over time. Yet the current official poverty measure developed in the early 1960s does not take into account significant increases and variations in medical care costs, insurance coverage, out-of-pocket spending, and the financial burden imposed on families and individuals. Although medical costs consume a growing share of family and national income and studies regularly document high rates of medical financial stress and debt, the current poverty measure does not capture the consequences for families' economic security or their income available for other basic needs.

In 1995, a panel of the National Research Council (NRC) recommended a new poverty measure, which compares families' disposable income to poverty thresholds based on current spending for food, clothing, shelter, utilities, and a little more. The panel's recommendations stimulated extensive collaborative research involving several government agencies on experimental poverty measures that led to a new research Supplemental Poverty Measure (SPM), which the U.S. Census Bureau first published in November 2011 and will update annually. Analyses of the effects of including and excluding certain factors from the new SPM showed that, were it not for the cost that families incurred for premiums and other medical expenses not covered by health insurance, 10 million fewer people would have been poor according to the SPM.

The implementation of the patient Protection and Affordable Care Act (ACA) provides a strong impetus to think rigorously about ways to measure medical care economic burden and risk, which is the basis for Medical Care Economic Risk . As new policies - whether part of the ACA or other policies - are implemented that seek to expand and improve health insurance coverage and to protect against the high costs of medical care relative to income, such measures will be important to assess the effects of policy changes in both the short and long term on the extent of financial burden and risk for the population, which are explained in this report.

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Medical Care Economic Risk: Measuring Financial Vulnerability from Spending on Medical Care

The United States is in the midst of a major demographic shift. In the coming decades, people aged 65 and over will make up an increasingly large percentage of the population: The ratio of people aged 65+ to people aged 20-64 will rise by 80%. This shift is happening for two reasons: people are living longer, and many couples are choosing to have fewer children and to have those children somewhat later in life. The resulting demographic shift will present the nation with economic challenges, both to absorb the costs and to leverage the benefits of an aging population.

Aging and the Macroeconomy: Long-Term Implications of an Older Population presents the fundamental factors driving the aging of the U.S. population, as well as its societal implications and likely long-term macroeconomic effects in a global context. The report finds that, while population aging does not pose an insurmountable challenge to the nation, it is imperative that sensible policies are implemented soon to allow companies and households to respond. It offers four practical approaches for preparing resources to support the future consumption of households and for adapting to the new economic landscape.

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Aging and the Macroeconomy: Long-Term Implications of an Older Population

The development of technologies to modify natural human physical and cognitive performance is one of increasing interest and concern, especially among military services that may be called on to defeat foreign powers with enhanced warfighter capabilities. Human performance modification (HPM) is a general term that can encompass actions ranging from the use of "natural" materials, such as caffeine or khat as a stimulant, to the application of nanotechnology as a drug delivery mechanism or in an invasive brain implant. Although the literature on HPM typically addresses methods that enhance performance, another possible focus is methods that degrade performance or negatively affect a military force's ability to fight.

Advances in medicine, biology, electronics, and computation have enabled an increasingly sophisticated ability to modify the human body, and such innovations will undoubtedly be adopted by military forces, with potential consequences for both sides of the battle lines. Although some innovations may be developed for purely military applications, they are increasingly unlikely to remain exclusively in that sphere because of the globalization and internationalization of the commercial research base.

Based on its review of the literature, the presentations it received and on its own expertise, the Committee on Assessing Foreign Technology Development in Human Performance Modification chose to focus on three general areas of HPM: human cognitive modification as a computational problem, human performance modification as a biological problem, and human performance modification as a function of the brain-computer interface. Human Performance Modification: Review of Worldwide Research with a View to the Future summarizes these findings.

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Human Performance Modification: Review of Worldwide Research with a View to the Future

Using Science as Evidence in Public Policy encourages scientists to think differently about the use of scientific evidence in policy making. This report investigates why scientific evidence is important to policy making and argues that an extensive body of research on knowledge utilization has not led to any widely accepted explanation of what it means to use science in public policy. Using Science as Evidence in Public Policy identifies the gaps in our understanding and develops a framework for a new field of research to fill those gaps. For social scientists in a number of specialized fields, whether established scholars or Ph.D. students, Using Science as Evidence in Public Policy shows how to bring their expertise to bear on the study of using science to inform public policy. More generally, this report will be of special interest to scientists who want to see their research used in policy making, offering guidance on what is required beyond producing quality research, beyond translating results into more understandable terms, and beyond brokering the results through intermediaries, such as think tanks, lobbyists, and advocacy groups. For administrators and faculty in public policy programs and schools, Using Science as Evidence in Public Policy identifies critical elements of instruction that will better equip graduates to promote the use of science in policy making.

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Using Science as Evidence in Public Policy

The National School Lunch and School Breakfast Programs, administered by the Food and Nutrition Service (FNS) of the U.S. Department of Agriculture (USDA), are key components of the nation's food security safety net, providing free or low-cost meals to millions of schoolchildren each day. To qualify their children each year for free or reduced-price meals, many families must submit applications that school officials distribute and review. To reduce this burden on families and schools and to encourage more children to partake of nutritious meals, USDA regulations allow school districts to operate their meals programs under special provisions that eliminate the application process and other administrative procedures in exchange for providing free meals to all students enrolled in one or more school in a district.

FNS asked the National Academies' Committee on National Statistics and Food and Nutrition Board to convene a panel of experts to investigate the technical and operational feasibility of using data from the continuous American Community Survey (ACS) to estimate students eligible for free and reduced-price meals for schools and school districts. The ACS eligibility estimates would be used to develop "claiming percentages" that, if sufficiently accurate, would determine the USDA reimbursements to districts for schools that provided free meals to all students under a new special provision that eliminated the ongoing base-year requirements of current provisions.

Using American Community Survey Data to Expand Access to the School Meals Program was conducted in two phases. It first issued an interim report (National Research Council, 2010), describing its planned approach for assessing the utility of ACS-based estimates for a special provision to expand access to free school meals. This report is the final phase which presents the panel's findings and recommendations.

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Using American Community Survey Data to Expand Access to the School Meals Programs

The American Time Use Survey (ATUS), conducted by the Bureau of Labor Statistics, included a subjective well-being (SWB) module in 2010 and 2012. The module, funded by the National Institute on Aging (NIA), is being considered for inclusion in the ATUS for 2013. The National Research Council was asked to evaluate measures of self-reported well-being and offer guidance about their adoption in official government surveys. The charge for the study included an interim report to consider the usefulness of the ATUS SWB module, specifically the value of continuing it for at least one more wave. Among the key points raised in this report are the value, methodological benefits, and cost and effects on the ATUS and new opportunities.

Research on subjective or self-reported well-being has been ongoing for several decades, with the past few years seeing an increased interest by some countries in using SWB measures to evaluate government policies and provide a broader assessment of the health of a society than is provided by such standard economic measures as gross domestic product. NIA asked the panel to prepare an interim report on the usefulness of the SWB module of the ATUS, with a view as to the utility of continuing the module in 2013.

The Subjective Well-Being Module of the American Time Use Survey is intended to fulfill only one narrow aspect of the panel's broader task. It provides an overview of the ATUS and the SWB module, a brief discussion of research applications to date, and a preliminary assessment of the value of SWB module data. The panel's final report will address issues of whether research has advanced to the point that SWB measures-and which kinds of measures-should be regularly included in major surveys of official statistical agencies to help inform government economic and social policies.

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The Subjective Well-Being Module of the American Time Use Survey: Assessment for Its Continuation

The scientific work of women is often viewed through a national or regional lens, but given the growing worldwide connectivity of most, if not all, scientific disciplines, there needs to be recognition of how different social, political, and economic mechanisms impact women's participation in the global scientific enterprise. Although these complex sociocultural factors often operate in different ways in various countries and regions, studies within and across nations consistently show inverse correlations between levels in the scientific and technical career hierarchy and the number of women in science: the higher the positions, the fewer the number of women. Understanding these complex patterns requires interdisciplinary and international approaches. In April 2011, a committee overseen by the National Academies' standing Committee on Women in Science, Engineering, and Medicine (CWSEM) convened a workshop entitled, "Blueprint for the Future: Framing the Issues of Women in Science in a Global Context" in Washington, D.C.

CWSEM's goals are to coordinate, monitor, and advocate action to increase the participation of women in science, engineering, and medicine. The scope of the workshop was limited to women's participation in three scientific disciplines: chemistry, computer science, mathematics, and statistics. The workshop presentations came from a group of scholars and professionals who have been working for several years on documenting, analyzing, and interpreting the status of women in selected technical fields around the world. Examination of the three disciplines-chemistry, computer science, and mathematics and statistics-can be considered a first foray into collecting and analyzing information that can be replicated in other fields.

The complexity of studying science internationally cannot be underestimated, and the presentations demonstrate some of the evidentiary and epistemological challenges that scholars and professionals face in collecting and analyzing data from many different countries and regions. Blueprint for the Future: Framing the Issues of Women in Science in a Global Context summarizes the workshop presentations, which provided an opportunity for dialogue about the issues that the authors have been pursuing in their work to date.

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Blueprint for the Future: Framing the Issues of Women in Science in a Global Context: Summary of a Workshop

Among the poorest and least developed regions in the world, sub-Saharan Africa has long faced a heavy burden of disease, with malaria, tuberculosis, and, more recently, HIV being among the most prominent contributors to that burden. Yet in most parts of Africa-and especially in those areas with the greatest health care needs-the data available to health planners to better understand and address these problems are extremely limited. The vast majority of Africans are born and will die without being recorded in any document or spearing in official statistics. With few exceptions, African countries have no civil registration systems in place and hence are unable to continuously generate vital statistics or to provide systematic information on patterns of cause of death, relying instead on periodic household-level surveys or intense and continuous monitoring of small demographic surveillance sites to provide a partial epidemiological and demographic profile of the population.

In 1991 the Committee on Population of the National Academy of Sciences organized a workshop on the epidemiological transition in developing countries. The workshop brought together medical experts, epidemiologists, demographers, and other social scientists involved in research on the epidemiological transition in developing countries to discuss the nature of the ongoing transition, identify the most important contributors to the overall burden of disease, and discuss how such information could be used to assist policy makers in those countries to establish priorities with respect to the prevention and management of the main causes of ill health.

This report summarizes the presentations and discussions from a workshop convened in October 2011 that featured invited speakers on the topic of epidemiological transition in sub-Saharan Africa. The workshop was organized by a National Research Council panel of experts in various aspects of the study of epidemiological transition and of sub-Saharan data sources. The Continuing Epidemiological Transition in Sub-Saharan Africa serves as a factual summary of what occurred at the workshop in October 2011.

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The Continuing Epidemiological Transition in Sub-Saharan Africa: A Workshop Summary

From Neurons to Neighborhoods: An Update: Workshop Summary is based on the original study From Neurons to Neighborhoods: Early Childhood Development , which released in October of 2000. From the time of the original publication's release, much has occurred to cause a fundamental reexamination of the nation's response to the needs of young children and families, drawing upon a wealth of scientific knowledge that has emerged in recent decades. The study shaped policy agendas and intervention efforts at national, state, and local levels. It captured a gratifying level of attention in the United States and around the world and has helped to foster a highly dynamic and increasingly visible science of early childhood development. It contributed to a growing public understanding of the foundational importance of the early childhood years and has stimulated a global conversation about the unmet needs of millions of young children.

Ten years later, the Board on Children, Youth, and Families of the Institute of Medicine (IOM) and the National Research Council (NRC) held a 2-day workshop in Washington, D.C., to review and commemorate a decade of advances related to the mission of the report. The workshop began with a series of highly interactive breakout sessions in which experts in early childhood development examined the four organizing themes of the original report and identified both measurable progress and remaining challenges. The second day of the workshop, speakers chosen for their diverse perspectives on early childhood research and policy issues discussed how to build on the accomplishments of the past decade and to launch the next era in early childhood science, policy, and practice.

From Neurons to Neighborhoods: An Update: Workshop Summar y emphasizes that there is a single, integrated science of early childhood development despite the extent to which it is carved up and divided among a diversity of professional disciplines, policy sectors, and service delivery systems. While much work still remains to be done to reach this goal, the 2010 workshop demonstrated both the promise of this integrated science and the rich diversity of contributions to that science.

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From Neurons to Neighborhoods: An Update: Workshop Summary

The education system in the United States is continually challenged to adapt and improve, in part because its mission has become far more ambitious than it once was. At the turn of the 20th century, less than one-tenth of students enrolled were expected to graduate from high school. Today, most people expect schools to prepare all students to succeed in postsecondary education and to prosper in a complex, fast-changing global economy. Goals have broadened to include not only rigorous benchmarks in core academic subjects, but also technological literacy and the subtler capacities known as 21st-century skills.

To identify the most important measures for education and other issues and provide quality data on them to the American people, Congress authorized the creation of a Key National Indicators System (KNIS). This system will be a single Web-based information source designed to help policy makers and the public better assess the position and progress of the nation across a wide range of areas. Identifying the right set of indicators for each area is not a small challenge. To serve their purpose of providing objective information that can encourage improvement and innovation, the indicators need to be valid and reliable but they also need to capture the report committee's aspirations for education.

This report describes a workshop, planned under the aegis of the Board on Testing and Assessment and the Committee on National Statistics of the National Research Council. Key National Education Indicators is a summary of the meeting of a group with extensive experience in research, public policy, and practice. The goal of the workshop was not to make a final selection of indicators, but to take an important first step by clearly identifying the parameters of the challenge.

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Key National Education Indicators: Workshop Summary

The population of the United States is growing inexorably older. With birth rates historically low and life expectancy continuing to rise, the age distribution of the population in the United States is growing steadily older. This demographic shift is occurring at a time of major economic and social changes, which have important implications for the growing elderly population. Other changes, such as the move away from defined-benefit toward defined-contribution retirement plans, changes in some corporate and municipal pension plans as a result of market pressures, and the 2008 financial crisis precipitated by the crash of the housing market, all have economic implications for older people. They are also likely to make it more difficult for certain groups of future retirees to find their retirements at the level that they had planned and would like.

To deal effectively with the challenges created by population aging, it is vital to first understand these demographic, economic, and social changes and, to the extent possible, their causes, consequences, and implications. Sociology offers a knowledge base, a number of useful analytic approaches and tools, and unique theoretical perspectives that can be important aids to this task.

The Panel on New Directions in Social Demography, Social Epidemiology, and the Sociology of Aging was established in August 2010 under the auspices of the Committee on Population of the National Research Council to prepare a report that evaluates the recent contributions of social demography, social epidemiology, and sociology to the study of aging and seeks to identify promising new research in these fields. Perspectives on the Future of the Sociology of Aging provides candid and critical comments that will assist the institution in making the final published volume as sound as possible and to ensure that the volume meets institutional standards for objectivity, evidence, and responsiveness to the study charge.

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Perspectives on the Future of the Sociology of Aging

The population of Asia is growing both larger and older. Demographically the most important continent on the world, Asia's population, currently estimated to be 4.2 billion, is expected to increase to about 5.9 billion by 2050. Rapid declines in fertility, together with rising life expectancy, are altering the age structure of the population so that in 2050, for the first time in history, there will be roughly as many people in Asia over the age of 65 as under the age of 15.

It is against this backdrop that the Division of Behavioral and Social Research at the U.S. National Institute on Aging (NIA) asked the National Research Council (NRC), through the Committee on Population, to undertake a project on advancing behavioral and social research on aging in Asia.

Aging in Asia: Findings from New and Emerging Data Initiatives is a peer-reviewed collection of papers from China, India, Indonesia, Japan, and Thailand that were presented at two conferences organized in conjunction with the Chinese Academy of Sciences, Indian National Science Academy, Indonesian Academy of Sciences, and Science Council of Japan; the first conference was hosted by the Chinese Academy of Social Sciences in Beijing, and the second conference was hosted by the Indian National Science Academy in New Delhi. The papers in the volume highlight the contributions from new and emerging data initiatives in the region and cover subject areas such as economic growth, labor markets, and consumption; family roles and responsibilities; and labor markets and consumption.

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Aging in Asia: Findings from New and Emerging Data Initiatives

For the past decade, the U.S. Marine Corps and its sister services have been engaged in what has been termed "hybrid warfare," which ranges from active combat to civilian support. Hybrid warfare typically occurs in environments where all modes of war are employed, such as conventional weapons, irregular tactics, terrorism, disruptive technologies, and criminality to destabilize an existing order.

In August 2010, the National Research Council established the Committee on Improving the Decision Making Abilities of Small Unit Leaders to produce Improving the Decision Making Abilities of Small Unit Leaders. This report examines the operational environment, existing abilities, and gap to include data, technology, skill sets, training, and measures of effectiveness for small unit leaders in conducting enhanced company operations (ECOs) in hybrid engagement, complex environments. Improving the Decision Making Abilities of Small Unit Leaders also determines how to understand the decision making calculus and indicators of adversaries.

Improving the Decision Making Abilities of Small Unit Leaders recommends operational and technical approaches for improving the decision making abilities of small unit leaders, including any acquisition and experimentation efforts that can be undertaken by the Marine Corps and/or by other stakeholders aimed specifically at improving the decision making of small unit leaders. This report recommends ways to ease the burden on small unit leaders and to better prepare the small unit leader for success. Improving the Decision Making Abilities of Small Unit Leaders also indentifies a responsible organization to ensure that training and education programs are properly developed, staffed, operated, evaluated, and expanded.

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Improving the Decision Making Abilities of Small Unit Leaders

In 1993 the National Research Council released its landmark report Understanding Child Abuse and Neglect (NRC, 1993). That report identified child maltreatment as a devastating social problem in American society. Nearly 20 years later, on January 30-31, 2012, the Institute of Medicine (IOM) and NRC's Board on Children, Youth and Families help a workshop, Child Maltreatment Research, Policy, and Practice for the Next Generation , to review the accomplishments of the past two decades of research related to child maltreatment and the remaining gaps. "There have been many exciting research discoveries since the '93 report, but we also want people to be thinking about what is missing," said Anne Petersen, research professor at the Center for Human Growth and Development at the University of Michigan and chair of the panel that produced the report.

Child Maltreatment Research, Policy, and Practice for the Next Decade: Workshop Summary covers the workshop that brought together many leading U.S. child maltreatment researchers for a day and a half of presentations and discussions. Presenters reviewed research accomplishments, identified gaps that remain in knowledge, and consider potential research priorities. Child Maltreatment Research, Policy, and Practice for the Next Decade: Workshop Summary also covers participant suggestions for future research priorities, policy actions, and practices that would enhance understanding of child maltreatment and efforts to reduce and respond to it. A background paper highlighting major research advances since the publication of the 1993 NRC report was prepared by an independent consultant to inform the workshop discussions.

This summary is an essential resource for any workshop attendees, policy makers, researchers, educators, healthcare providers, parents, and advocacy groups.

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Child Maltreatment Research, Policy, and Practice for the Next Decade: Workshop Summary

In the early 1990s, the Census Bureau proposed a program of continuous measurement as a possible alternative to the gathering of detailed social, economic, and housing data from a sample of the U.S. population as part of the decennial census. The American Community Survey (ACS) became a reality in 2005, and has included group quarters (GQ)-such places as correctional facilities for adults, student housing, nursing facilities, inpatient hospice facilities, and military barracks-since 2006, primarily to more closely replicate the design and data products of the census long-form sample.

The decision to include group quarters in the ACS enables the Census Bureau to provide a comprehensive benchmark of the total U.S. population (not just those living in households). However, the fact that the ACS must rely on a sample of what is a small and very diverse population, combined with limited funding available for survey operations, makes the ACS GQ sampling, data collection, weighting, and estimation procedures more complex and the estimates more susceptible to problems stemming from these limitations. The concerns are magnified in small areas, particularly in terms of detrimental effects on the total population estimates produced for small areas.

Small Populations, Large Effects provides an in-depth review of the statistical methodology for measuring the GQ population in the ACS. This report addresses difficulties associated with measuring the GQ population and the rationale for including GQs in the ACS. Considering user needs for ACS data and of operational feasibility and compatibility with the treatment of the household population in the ACS, the report recommends alternatives to the survey design and other methodological features that can make the ACS more useful for users of small-area data.

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Small Populations, Large Effects: Improving the Measurement of the Group Quarters Population in the American Community Survey

Many studies during the past few decades have sought to determine whether the death penalty has any deterrent effect on homicide rates. Researchers have reached widely varying, even contradictory, conclusions. Some studies have concluded that the threat of capital punishment deters murders, saving large numbers of lives; other studies have concluded that executions actually increase homicides; still others, that executions have no effect on murder rates. Commentary among researchers, advocates, and policymakers on the scientific validity of the findings has sometimes been acrimonious.

Against this backdrop, the National Research Council report Deterrence and the Death Penalty assesses whether the available evidence provides a scientific basis for answering questions of if and how the death penalty affects homicide rates. This new report from the Committee on Law and Justice concludes that research to date on the effect of capital punishment on homicide rates is not useful in determining whether the death penalty increases, decreases, or has no effect on these rates. The key question is whether capital punishment is less or more effective as a deterrent than alternative punishments, such as a life sentence without the possibility of parole. Yet none of the research that has been done accounted for the possible effect of noncapital punishments on homicide rates. The report recommends new avenues of research that may provide broader insight into any deterrent effects from both capital and noncapital punishments.

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Deterrence and the Death Penalty

The United States is responsible for nearly one-fifth of the world's energy consumption. Population growth, and the associated growth in housing, commercial floor space, transportation, goods, and services is expected to cause a 0.7 percent annual increase in energy demand for the foreseeable future. The energy used by the commercial and residential sectors represents approximately 40 percent of the nation's total energy consumption, and the share of these two sectors is expected to increase in the future. The Commercial Buildings Energy Consumption Survey (CBECS) and Residential Energy Consumption Survey (RECS) are two major surveys conducted by the Energy Information Administration. The surveys are the most relevant sources of data available to researchers and policy makers on energy consumption in the commercial and residential sectors. Many of the design decisions and operational procedures for the CBECS and RECS were developed in the 1970s and 1980s, and resource limitations during much of the time since then have prevented EIA from making significant changes to the data collections. Effective Tracking of Building Energy Use makes recommendations for redesigning the surveys based on a review of evolving data user needs and an assessment of new developments in relevant survey methods.

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Effective Tracking of Building Energy Use: Improving the Commercial Buildings and Residential Energy Consumption Surveys

The National Institute on Disability and Rehabilitation Research (NIDRR) is the principal federal agency supporting applied research, training, and development to improve the lives of individuals with disabilities. NIDRR's mission is to generate new knowledge and promote its effective use in improving the ability of persons with disabilities to perform activities of their choice in the community, as well as to expand society's capacity to provide full opportunities and accommodations for its citizens with disabilities.

NIDRR prides itself on being proactive in establishing program performance measures and developing accountability data systems to track the progress of its grantees. An electronic annual reporting system is used to collect data from grantees on many aspects of grant operation and outputs. Various formative and summative evaluation approaches have been used to assess the quality of the performance and results of the agency's research portfolio and its grantees. Prompted by the need to provide more data on its program results, in 2009 NIDRR requested that the National Research Council (NRC) conduct an external evaluation of some of the agency's key processes and assess the quality of outputs produced by NIDRR grantees (National Institute on Disability and Rehabilitation Research, 2009a). Review of Disability and Rehabilitation Research presents the results of that evaluation.

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Review of Disability and Rehabilitation Research: NIDRR Grantmaking Processes and Products

The National Center for Science and Engineering Statistics (NCSES), at the U.S. National Foundation, is 1 of 14 major statistical agencies in the federal government, of which at least 5 collect relevant information on science, technology, and innovation activities in the United States and abroad. The America COMPETES Reauthorization Act of 2010 expanded and codified NCSES's role as a U.S. federal statistical agency. Important aspects of the agency's mandate include collection, acquisition, analysis, and reporting and dissemination of data on research and development trends, on U.S. competitiveness in science, technology, and research and development, and on the condition and progress of U.S. science, technology, engineering, and mathematics (STEM) education. Improving Measures of Science, Technology and Innovation: Interim Report examines the status of the NCSES's science, technology, and innovation (STI) indicators. This report assesses and provides recommendations regarding the need for revised, refocused, and newly developed indicators designed to better reflect fundamental and rapid changes that are reshaping global science, technology and innovation systems. The book also determines the international scope of STI indicators and the need for developing new indicators that measure developments in innovative activities in the United States and abroad, and Offers foresight on the types of data, metrics and indicators that will be particularly influential in evidentiary policy decision-making for years to come. In carrying out its charge, the authoring panel undertook a broad and comprehensive review of STI indicators from different countries, including Japan, China, India and several countries in Europe, Latin America and Africa. Improving Measures of Science, Technology, and Innovation makes recommendations for near-term action by NCSES along two dimensions: (1) development of new policy-relevant indicators that are based on NCSES survey data or on data collections at other statistical agencies; and (2) exploration of new data extraction and management tools for generating statistics, using automated methods of harvesting unstructured or scientometric data and data derived from administrative records.

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Improving Measures of Science, Technology, and Innovation: Interim Report

Early childhood care and education (ECCE) settings offer an opportunity to provide children with a solid beginning in all areas of their development. The quality and efficacy of these settings depend largely on the individuals within the ECCE workforce. Policy makers need a complete picture of ECCE teachers and caregivers in order to tackle the persistent challenges facing this workforce. The IOM and the National Research Council hosted a workshop to describe the ECCE workforce and outline its parameters. Speakers explored issues in defining and describing the workforce, the marketplace of ECCE, the effects of the workforce on children, the contextual factors that shape the workforce, and opportunities for strengthening ECCE as a profession.

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The Early Childhood Care and Education Workforce: Challenges and Opportunities: A Workshop Report

Immigration enforcement is carried out by a complex legal and administrative system, operating under frequently changing legislative mandates and policy guidance, with authority and funding spread across several agencies in two executive departments and the courts. The U.S. Department of Homeland Security (DHS) is responsible for conducting immigration enforcement both at the border and in the United States; the U.S. Department of Justice (DOJ) is responsible for conducting immigration removal procedures and criminal trials and for prosecuting people charged with immigration-related crimes. DOJ confronts at least five technical challenges to modeling its resource needs for immigration enforcement that are specific to the immigration enforcement system. Despite the inherent limitations, budgeting for immigration enforcement can be improved by changing the method for budgeting.

Budgeting for Immigration Enforcement addresses how to improve budgeting for the federal immigration enforcement system, specifically focusing on the parts of that system that are operated and funded by the U.S. Department of Justice (DOJ). The report recommends that DOJ establish policy-level procedures to plan and coordinate policy planning and implementation to improve performance of the immigration enforcement system. The report also recommends that DOJ and DHS accelerate their design of an integrated capacity to track cases and project immigration enforcement activity. Policy makers and others who are interested in how the nation's immigration enforcement system is organized and operates also will find it useful.

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Budgeting for Immigration Enforcement: A Path to Better Performance

The National Research Council (NRC) was asked by the National Defense Intelligence College (NDIC) to convene a committee to review the curriculum and syllabi for their proposed master of science degree in science and technology intelligence. The NRC was asked to review the material provided by the NDIC and offer advice and recommendations regarding the program's structure and goals of the Master of Science and Technology Intelligence (MS&TI) program.

The Committee for the Review of the Master's Degree Program for Science and Technology Professionals convened in May 2011, received extensive briefings and material from the NDIC faculty and administrators, and commenced a detailed review of the material. This letter report contains the findings and recommendations of the committee.

Review of the National Defense Intelligence College's Master's Degree in Science and Technology Intelligence centers on two general areas. First, the committee found that the biological sciences and systems engineering were underrepresented in the existing program structure. Secondly, the committee recommends that the NDIC faculty restructure the program and course learning objectives to focus more specifically on science and technology, with particular emphasis on the empirical measurement of student achievement. Given the dynamic and ever-changing nature of science and technology, the syllabi should continue to evolve as change occurs.

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Review of the National Defense Intelligence College's Master's Degree in Science and Technology Intelligence

Nearly everyone experiences fatigue, but some professions—such as aviation, medicine and the military—demand alert, precise, rapid, and well-informed decision making and communication with little margin for error. The potential for fatigue to negatively affect human performance is well established. Concern about this potential in the aviation context extends back decades, with both airlines and pilots agreeing that fatigue is a safety concern. A more recent consideration is whether and how pilot commuting, conducted in a pilot's off-duty time, may affect fatigue during flight duty. In summer 2010 the U.S. Congress directed the Federal Aviation Administration (FAA) to update the federal regulations that govern pilot flight and duty time, taking into account recent research related to sleep and fatigue. As part of their directive, Congress also instructed FAA to have the National Academy of Sciences conduct a study on the effects of commuting on pilot fatigue. The Effects of Commuting on Pilot Fatigue reviews research and other information related to the prevalence and characteristics of commuting; to the science of sleep, fatigue, and circadian rhythms; to airline and regulatory oversight policies; and to pilot and airline practices.

The Effects of Commuting on Pilot Fatigue discusses the policy, economic, and regulatory issues that affect pilot commuting, and outlines potential next steps, including recommendations for regulatory or administrative actions, or further research by the FAA.

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The Effects of Commuting on Pilot Fatigue

The Reference Manual on Scientific Evidence, Third Edition , assists judges in managing cases involving complex scientific and technical evidence by describing the basic tenets of key scientific fields from which legal evidence is typically derived and by providing examples of cases in which that evidence has been used.

First published in 1994 by the Federal Judicial Center, the Reference Manual on Scientific Evidence has been relied upon in the legal and academic communities and is often cited by various courts and others. Judges faced with disputes over the admissibility of scientific and technical evidence refer to the manual to help them better understand and evaluate the relevance, reliability and usefulness of the evidence being proffered. The manual is not intended to tell judges what is good science and what is not. Instead, it serves to help judges identify issues on which experts are likely to differ and to guide the inquiry of the court in seeking an informed resolution of the conflict.

The core of the manual consists of a series of chapters (reference guides) on various scientific topics, each authored by an expert in that field. The topics have been chosen by an oversight committee because of their complexity and frequency in litigation. Each chapter is intended to provide a general overview of the topic in lay terms, identifying issues that will be useful to judges and others in the legal profession. They are written for a non-technical audience and are not intended as exhaustive presentations of the topic. Rather, the chapters seek to provide judges with the basic information in an area of science, to allow them to have an informed conversation with the experts and attorneys.

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Reference Manual on Scientific Evidence: Third Edition

Federal household surveys today face several significant challenges including: increasing costs of data collection, declining response rates, perceptions of increasing response burden, inadequate timeliness of estimates, discrepant estimates of key indicators, inefficient and considerable duplication of some survey content, and instances of gaps in needed research and analysis. The Workshop on the Future of Federal Household Surveys, held at the request of the U.S. Census Bureau, was designed to address the increasing concern among many members of the federal statistical system that federal household data collections in their current form are unsustainable. The workshop brought together leaders in the statistical community to discuss opportunities for enhancing the relevance, quality, and cost-effectiveness of household surveys sponsored by the federal statistical system.

The Future of Federal Household Surveys is a factual summary of the presentations and related discussions that transpired during the workshop. This summary includes a number of solutions that range from methodological approaches, such as the use of administrative data, to emphasis on interagency cooperative efforts.

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The Future of Federal Household Surveys: Summary of a Workshop

TRB Special Report 304: How We Travel: A Sustainable National Program for Travel Data assesses the current state of travel data at the federal, state, and local levels and defines an achievable and sustainable travel data system that could support public and private transportation decision making. The committee that developed the report recommends the organization of a National Travel Data Program built on a core of essential passenger and freight travel data sponsored at the federal level and well integrated with travel data collected by states, metropolitan planning organizations, transit and other local agencies, and the private sector.

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How We Travel: A Sustainable National Program for Travel Data

Every day, in households across the country, people engage in behavior to improve their current health, recover from disease and injury, or cope with chronic, debilitating conditions. Innovative computer and information systems may help these people manage health concerns, monitor important indicators of their health, and communicate with their formal and informal caregivers. Human factors is an engineering science dedicated to understanding and improving the way people use technology and other things in the environment.

Consumer Health Information Technology in the Home introduces designers and developers to the practical realities and complexities of managing health at home. It provides guidance and human factors design considerations that will help designers and developers create consumer health IT applications that are useful resources to achieve better health.

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Consumer Health Information Technology in the Home: A Guide for Human Factors Design Considerations

The National Institute on Disability and Rehabilitation Research funds applied research and development to improve the lives and functioning of persons with disabilities. At the request of the National Institute on Disability and Rehabilitation Research (NIDRR) within the Office of Special Education and Rehabilitative Services, U.S. Department of Education, the Board on Human-Systems Integration of the National Research Council (NRC) convened a committee to conduct an evaluation of aspects of NIDRR's program. Specifically, the committee was charged to assess the NIDRR priority-setting, peer review, and grant management processes, and to develop an overall framework and evaluation design for the review of grantee outputs for a sample of 30 grantees. External Evaluation of the National Institute on Disability and Rehabilitation Research and Its Grantees Letter Report discusses the procedures the committee used in its output evaluation, its assessment of those procedures, and recommendations for future evaluations. This report works to improve future evaluation practices and ensure that evaluation results optimally inform NIDRR's efforts to maximize the impact of its research grants. Additionally, it offers conclusions, recommendations, and suggestions on defining evaluation objectives, strengthening the output assessment, and using NIDRR's Annual Performance Reports system to capture data for future evaluations.

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External Evaluation of the National Institute on Disability and Rehabilitation Research and Its Grantees: Letter Report

On May 8, 2009, the symposium, The Federal Statistical System: Recognizing Its Contributions, Moving It Forward was held in Washington, DC. One of the topics considered at that symposium was the health of innovation in the federal statistical system. A consequence of the symposium was an agreement by the Committee on National Statistics to hold a workshop on the future of innovation in the federal statistical system. This workshop was held on June 29, 2010.

The original statement of task for the workshop focused on three challenges to the statistical system: (1) the obstacles to innovative, focused research and development initiatives that could make statistical programs more cost effective; (2) a gap between emerging data visualization and communications technologies and the ability of statistical agencies to understand and capitalize on these developments for their data dissemination programs; and (3) the maturation of the information technology (IT) discipline and the difficulties confronting individual agencies in keeping current with best practice in IT regarding data confidentiality.

This report, Facilitating Innovation in the Federal Statistical System, is a descriptive summary of what transpired at the workshop. It is therefore limited to the views and opinions of the workshop participants. However, it does not strictly follow the agenda of the workshop, which had four sessions. Instead, it is organized around the themes of the discussions, which migrated across the four sessions.

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Facilitating Innovation in the Federal Statistical System: Summary of a Workshop

During the last 25 years, life expectancy at age 50 in the United States has been rising, but at a slower pace than in many other high-income countries, such as Japan and Australia. This difference is particularly notable given that the United States spends more on health care than any other nation. Concerned about this divergence, the National Institute on Aging asked the National Research Council to examine evidence on its possible causes. According to Explaining Divergent Levels of Longevity in High-Income Countries , the nation's history of heavy smoking is a major reason why lifespans in the United States fall short of those in many other high-income nations. Evidence suggests that current obesity levels play a substantial part as well. The book reports that lack of universal access to health care in the U.S. also has increased mortality and reduced life expectancy, though this is a less significant factor for those over age 65 because of Medicare access. For the main causes of death at older ages—cancer and cardiovascular disease—available indicators do not suggest that the U.S. health care system is failing to prevent deaths that would be averted elsewhere. In fact, cancer detection and survival appear to be better in the U.S. than in most other high-income nations, and survival rates following a heart attack also are favorable. Explaining Divergent Levels of Longevity in High-Income Countries identifies many gaps in research. For instance, while lung cancer deaths are a reliable marker of the damage from smoking, no clear-cut marker exists for obesity, physical inactivity, social integration, or other risks considered in this book. Moreover, evaluation of these risk factors is based on observational studies, which—unlike randomized controlled trials—are subject to many biases.

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Explaining Divergent Levels of Longevity in High-Income Countries

In the United States, health care devices, technologies, and practices are rapidly moving into the home. The factors driving this migration include the costs of health care, the growing numbers of older adults, the increasing prevalence of chronic conditions and diseases and improved survival rates for people with those conditions and diseases, and a wide range of technological innovations. The health care that results varies considerably in its safety, effectiveness, and efficiency, as well as in its quality and cost.

Health Care Comes Home reviews the state of current knowledge and practice about many aspects of health care in residential settings and explores the short- and long-term effects of emerging trends and technologies. By evaluating existing systems, the book identifies design problems and imbalances between technological system demands and the capabilities of users. Health Care Comes Home recommends critical steps to improve health care in the home. The book's recommendations cover the regulation of health care technologies, proper training and preparation for people who provide in-home care, and how existing housing can be modified and new accessible housing can be better designed for residential health care. The book also identifies knowledge gaps in the field and how these can be addressed through research and development initiatives.

Health Care Comes Home lays the foundation for the integration of human health factors with the design and implementation of home health care devices, technologies, and practices. The book describes ways in which the Agency for Healthcare Research and Quality (AHRQ), the U.S. Food and Drug Administration (FDA), and federal housing agencies can collaborate to improve the quality of health care at home. It is also a valuable resource for residential health care providers and caregivers.

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Health Care Comes Home: The Human Factors

As the United States continues to be a nation of immigrants and their children, the nation's school systems face increased enrollments of students whose primary language is not English. With the 2001 reauthorization of the Elementary and Secondary Education Act (ESEA) in the No Child Left Behind Act (NCLB), the allocation of federal funds for programs to assist these students to be proficient in English became formula-based: 80 percent on the basis of the population of children with limited English proficiency1 and 20 percent on the basis of the population of recently immigrated children and youth. Title III of NCLB directs the U.S. Department of Education to allocate funds on the basis of the more accurate of two allowable data sources: the number of students reported to the federal government by each state education agency or data from the American Community Survey (ACS). The department determined that the ACS estimates are more accurate, and since 2005, those data have been basis for the federal distribution of Title III funds. Subsequently, analyses of the two data sources have raised concerns about that decision, especially because the two allowable data sources would allocate quite different amounts to the states. In addition, while shortcomings were noted in the data provided by the states, the ACS estimates were shown to fluctuate between years, causing concern among the states about the unpredictability and unevenness of program funding. In this context, the U.S. Department of Education commissioned the National Research Council to address the accuracy of the estimates from the two data sources and the factors that influence the estimates. The resulting book also considers means of increasing the accuracy of the data sources or alternative data sources that could be used for allocation purposes.

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Allocating Federal Funds for State Programs for English Language Learners

Sponsored by the Census Bureau and charged to evaluate the 2010 U.S. census with an eye toward suggesting research and development for the 2020 census, the Panel to Review the 2010 Census uses this first interim report to suggest general priorities for 2020 research. Although the Census Bureau has taken some useful organizational and administrative steps to prepare for 2020, the panel offers three core recommendations, and suggests the Census Bureau take and assertive, aggressive approach to 2020 planning rather than casting possibilities purely as hypothetical.

The first recommendation on research and development suggests four broad topic areas for research early in the decade. Second, the report suggest that the Bureau take an aggressive, assertive posture toward research in these priority areas. Third, it identifies the setting of bold goals as essential to underscoring the need for serious reengineering and building commitment to change.

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Change and the 2020 Census: Not Whether But How

The economic crisis that began in 2008 has had a significant impact on the well-being of certain segments of the population and its disruptive effects can be expected to last well into the future. The National Institute on Aging (NIA), which is concerned with this issue as it affects the older population in the United States, asked the National Research Council to review existing and ongoing research and to delineate the nature and dimensions of potential scientific inquiry in this area.

The Committee on Population thus established the Steering Committee on the Challenges of Assessing the Impact of Severe Economic Recession the Elderly to convene a meeting of experts to discuss these issues. The primary purpose of the workshop was to help NIA gain insight into the kinds of questions that it should be asking, the research that it should be supporting, and the data that it should be collecting. Attendees included invited experts in the fields of economics, sociology, and epidemiology; staff from NIA and the Social Security Administration (SSA); and staff from the National Academies.

This report highlights the major issues that were raised in the workshop presentations and discussion.

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Assessing the Impact of Severe Economic Recession on the Elderly: Summary of a Workshop

Today's world of rapid social, technological, and behavioral change provides new opportunities for communications with few limitations of time and space. Through these communications, people leave behind an ever-growing collection of traces of their daily activities, including digital footprints provided by text, voice, and other modes of communication. Meanwhile, new techniques for aggregating and evaluating diverse and multimodal information sources are available to security services that must reliably identify communications indicating a high likelihood of future violence.

In the context of this changed and changing world of communications and behavior, the Board on Behavioral, Cognitive, and Sensory Sciences of the National Research Council presents this volume of three papers as one portion of the vast subject of threatening communications and behavior. The papers review the behavioral and social sciences research on the likelihood that someone who engages in abnormal and/or threatening communications will actually then try to do harm. The focus is on how the scientific knowledge can inform and advance future research on threat assessments, in part by considering the approaches and techniques used to analyze communications and behavior in the dynamic context of today's world.

The papers in the collection were written within the context of protecting high-profile public figures from potential attach or harm. The research, however, is broadly applicable to U.S. national security including potential applications for analysis of communications from leaders of hostile nations and public threats from terrorist groups. This work highlights the complex psychology of threatening communications and behavior, and it offers knowledge and perspectives from multiple domains that contribute to a deeper understanding of the value of communications in predicting and preventing violent behaviors.

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Threatening Communications and Behavior: Perspectives on the Pursuit of Public Figures

Demographic changes, immigration, economic upheavals, and changing societal mores are creating new and altered structures, processes, and relationships in American families today. As families undergo rapid change, family science is at the brink of a new and exciting integration across methods, disciplines, and epistemological perspectives. The purpose of The Science of Research on Families: A Workshop, held in Washington, DC, on July 13-14, 2010, was to examine the broad array of methodologies used to understand the impact of families on children's health and development. It sought to explore individual disciplinary contributions and the ways in which different methodologies and disciplinary perspectives could be combined in the study of families. Toward an Integrated Science of Research on Families documents the information presented in the workshop presentations and discussions. The report explores the idea of family research as being both basic and applied, offering opportunities for learning as well as intervention. It discusses research as being most useful when organized around particular problems, such as obesity or injury prevention. Toward an Integrated Science of Research on Families offers a problem-oriented approach that can guide a broad-based research program that extends across funders, institutions, and scientific disciplines.

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Toward an Integrated Science of Research on Families: Workshop Report

In February 2010, the National Research Council convened a workshop to investigate the feasibility of developing well-grounded common metrics to advance behavioral and social science research, both in terms of advancing the development of theory and increasing the utility of research for policy and practice.

The Workshop on Advancing Social Science Theory: The Importance of Common Metrics had three goals:

  • To examine the benefits and costs involved in moving from metric diversity to greater standardization, both in terms of advancing the development of theory and increasing the utility of research for policy and practice.
  • To consider whether a set of criteria can be developed for understanding when the measurement of a particular construct is ready to be standardized.
  • To explore how the research community can foster a move toward standardization when it appears warranted.

This book is a summary of the two days of presentations and discussions that took place during the workshop.

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The Importance of Common Metrics for Advancing Social Science Theory and Research: A Workshop Summary

This report from the Panel on Communicating National Science Foundation (NSF) Science and Engineering Information to Data Users recommends action by the National Center for Science and Engineering Statistics (SRS) on four key issues: data content and presentation; meeting changing storage and retrieval standards; understanding data users and their emerging needs; and data accessibility.

This report also includes a summary of the workshop that focused on the several aspects of the NCSES's current approaches to communicating and disseminating statistical information -- including NCSES's information products, website, and database systems. It included presentations from NCSES staff and representatives of key use groups -- including the academic research, private nonprofit research, and federal government policy making communities.

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Communicating National Science Foundation Science and Engineering Information to Data Users: Letter Report

The intelligence community (IC) plays an essential role in the national security of the United States. Decision makers rely on IC analyses and predictions to reduce uncertainty and to provide warnings about everything from international diplomatic relations to overseas conflicts. In today's complex and rapidly changing world, it is more important than ever that analytic products be accurate and timely. Recognizing that need, the IC has been actively seeking ways to improve its performance and expand its capabilities. In 2008, the Office of the Director of National Intelligence (ODNI) asked the National Research Council (NRC) to establish a committee to synthesize and assess evidence from the behavioral and social sciences relevant to analytic methods and their potential application for the U.S. intelligence community. In Intelligence Analysis for Tomorrow: Advances from the Behavioral and Social Sciences , the NRC offers the Director of National Intelligence (DNI) recommendations to address many of the IC's challenges. Intelligence Analysis for Tomorrow asserts that one of the most important things that the IC can learn from the behavioral and social sciences is how to characterize and evaluate its analytic assumptions, methods, technologies, and management practices. Behavioral and social scientific knowledge can help the IC to understand and improve all phases of the analytic cycle: how to recruit, select, train, and motivate analysts; how to master and deploy the most suitable analytic methods; how to organize the day-to-day work of analysts, as individuals and teams; and how to communicate with its customers. The report makes five broad recommendations which offer practical ways to apply the behavioral and social sciences, which will bring the IC substantial immediate and longer-term benefits with modest costs and minimal disruption.

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Intelligence Analysis for Tomorrow: Advances from the Behavioral and Social Sciences

The U.S. intelligence community (IC) is a complex human enterprise whose success depends on how well the people in it perform their work. Although often aided by sophisticated technologies, these people ultimately rely on their own intellect to identify, synthesize, and communicate the information on which the nation's security depends. The IC's success depends on having trained, motivated, and thoughtful people working within organizations able to understand, value, and coordinate their capabilities. Intelligence Analysis provides up-to-date scientific guidance for the intelligence community (IC) so that it might improve individual and group judgments, communication between analysts, and analytic processes. The papers in this volume provide the detailed evidentiary base for the National Research Council's report, Intelligence Analysis for Tomorrow: Advances from the Behavioral and Social Sciences . The opening chapter focuses on the structure, missions, operations, and characteristics of the IC while the following 12 papers provide in-depth reviews of key topics in three areas: analytic methods, analysts, and organizations. Informed by the IC's unique missions and constraints, each paper documents the latest advancements of the relevant science and is a stand-alone resource for the IC's leadership and workforce. The collection allows readers to focus on one area of interest (analytic methods, analysts, or organizations) or even one particular aspect of a category. As a collection, the volume provides a broad perspective of the issues involved in making difficult decisions, which is at the heart of intelligence analysis.

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Intelligence Analysis: Behavioral and Social Scientific Foundations

Sociocultural Data to Accomplish Department of Defense Missions: Toward a Unified Social Framework summarizes presentations and discussions that took place on August 16-17, 2010, at a National Research Council public workshop sponsored by the Office of Naval Research. The workshop addressed the variables and complex interaction of social and cultural factors that influence human behavior, focusing on potential applications to the full spectrum of military operations.

The workshop's keynote address by Major General Michael T. Flynn, U.S. Army, provided critical context about the cultural situation and needs of the military operating in Afghanistan. Additional presentations were divided into four panels to address the diverse missions encountered by the U.S. military worldwide. The workshop concluded with a final panel to discuss the strengths and weaknesses of different methods of acquiring and using relevant data and knowledge to accomplish these missions. The panel topics and presenters are listed below:

  • Conflict Is Local: Mapping the Sociocultural Terrain David Kennedy, Hsinchun Chen, and Kerry Patton
  • Bridging Sociocultural Gaps in Cooperative Relationships Robert Rubinstein, Alan Fiske, and Donal Carbaugh
  • Building Partner Capacity with Sociocultural Awareness Jeffrey Sanchez-Burks and Shinobu Kitayama
  • The Art of Sociocultural Persuasion Jeanne Brett, James Dillard, and Brant R. Burleson
  • Tools, Methods, Frameworks, and Models Mark Bevir, Laura A. McNamara, Robert G. Sargent, and Jessica Glicken Turnley

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Sociocultural Data to Accomplish Department of Defense Missions: Toward a Unified Social Framework: Workshop Summary

The potential for fatigue to negatively affect human performance is well established. Concern about this potential in the aviation context extends back decades, with both airlines and pilots agreeing that fatigue is a safety concern. A more recent consideration is whether and how pilot commuting, conducted in a pilot's off-duty time, may affect fatigue. The National Academy of Sciences was asked to review available information related to the prevalence and characteristics of pilot commuting; sleep, fatigue, and circadian rhythms; airline and regulatory oversight policies; and pilot and airline practices. This interim report summarizes the committee's review to date of the available information. The final report will present a final review, along with the committee's conclusions and recommendations based on the information available during its deliberations.

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Issues in Commuting and Pilot Fatigue: Interim Report

In 1950 men and women in the United States had a combined life expectancy of 68.9 years, the 12th highest life expectancy at birth in the world. Today, life expectancy is up to 79.2 years, yet the country is now 28th on the list, behind the United Kingdom, Korea, Canada, and France, among others. The United States does have higher rates of infant mortality and violent deaths than in other developed countries, but these factors do not fully account for the country's relatively poor ranking in life expectancy.

International Differences in Mortality at Older Ages: Dimensions and Sources examines patterns in international differences in life expectancy above age 50 and assesses the evidence and arguments that have been advanced to explain the poor position of the United States relative to other countries. The papers in this deeply researched volume identify gaps in measurement, data, theory, and research design and pinpoint areas for future high-priority research in this area.

In addition to examining the differences in mortality around the world, the papers in International Differences in Mortality at Older Ages look at health factors and life-style choices commonly believed to contribute to the observed international differences in life expectancy. They also identify strategic opportunities for health-related interventions. This book offers a wide variety of disciplinary and scholarly perspectives to the study of mortality, and it offers in-depth analyses that can serve health professionals, policy makers, statisticians, and researchers.

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International Differences in Mortality at Older Ages: Dimensions and Sources

Adolescence is a time when youth make decisions, both good and bad, that have consequences for the rest of their lives. Some of these decisions put them at risk of lifelong health problems, injury, or death. The Institute of Medicine held three public workshops between 2008 and 2009 to provide a venue for researchers, health care providers, and community leaders to discuss strategies to improve adolescent health.

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The Science of Adolescent Risk-Taking: Workshop Report

It has become trite to observe that increases in health care costs have become unsustainable. How best for policy to address these increases, however, depends in part on the degree to which they represent increases in the real quantity of medical services as opposed to increased unit prices of existing services. And an even more fundamental question is the degree to which the increased spending actually has purchased improved health. Accounting for Health and Health Care addresses both these issues. The government agencies responsible for measuring unit prices for medical services have taken steps in recent years that have greatly improved the accuracy of those measures. Nonetheless, this book has several recommendations aimed at further improving the price indices.

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Accounting for Health and Health Care: Approaches to Measuring the Sources and Costs of Their Improvement

Following several years of testing and evaluation, the American Community Survey (ACS) was launched in 2005 as a replacement for the census "long form," used to collect detailed social, economic, and housing data from a sample of the U.S. population as part of the decennial census. During the first year of the ACS implementation, the Census Bureau collected data only from households. In 2006 a sample of group quarters (GQs)—such as correctional facilities, nursing homes, and college dorms—was added to more closely mirror the design of the census long-form sample. The design of the ACS relies on monthly samples that are cumulated to produce multiyear estimates based on 1, 3, and 5 years of data. The data published by the Census Bureau for a geographic area depend on the area's size. The multiyear averaging approach enables the Census Bureau to produce estimates that are intended to be robust enough to release for small areas, such as the smallest governmental units and census block groups. However, the sparseness of the GQ representation in the monthly samples affects the quality of the estimates in many small areas that have large GQ populations relative to the total population. The Census Bureau asked the National Research Council to review and evaluate the statistical methods used for measuring the GQ population. This book presents recommendations addressing improvements in the sample design, sample allocation, weighting, and estimation procedures to assist the Census Bureau's work in the very near term, while further research is conducted to address the underlying question of the relative importance and costs of the GQ data collection in the context of the overall ACS design.

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Measuring the Group Quarters Population in the American Community Survey: Interim Report

Randomized clinical trials are the primary tool for evaluating new medical interventions. Randomization provides for a fair comparison between treatment and control groups, balancing out, on average, distributions of known and unknown factors among the participants. Unfortunately, these studies often lack a substantial percentage of data. This missing data reduces the benefit provided by the randomization and introduces potential biases in the comparison of the treatment groups. Missing data can arise for a variety of reasons, including the inability or unwillingness of participants to meet appointments for evaluation. And in some studies, some or all of data collection ceases when participants discontinue study treatment. Existing guidelines for the design and conduct of clinical trials, and the analysis of the resulting data, provide only limited advice on how to handle missing data. Thus, approaches to the analysis of data with an appreciable amount of missing values tend to be ad hoc and variable. The Prevention and Treatment of Missing Data in Clinical Trials concludes that a more principled approach to design and analysis in the presence of missing data is both needed and possible. Such an approach needs to focus on two critical elements: (1) careful design and conduct to limit the amount and impact of missing data and (2) analysis that makes full use of information on all randomized participants and is based on careful attention to the assumptions about the nature of the missing data underlying estimates of treatment effects. In addition to the highest priority recommendations, the book offers more detailed recommendations on the conduct of clinical trials and techniques for analysis of trial data.

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The Prevention and Treatment of Missing Data in Clinical Trials

This report summarizes the proceedings of a workshop convened in June 2010 to critically examine the various databases that could provide national and state-level estimates of low-income uninsured children and could be effectively used as criteria for monitoring children's health insurance coverage.

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Databases for Estimating Health Insurance Coverage for Children: A Workshop Summary

Preparing for the Challenges of Population Aging in Asia discusses the challenges posed by a rapidly aging population and identifies needed research to help policymakers better respond to them. While the percentage of elderly people in nearly every nation is growing, this aging trend is particularly stark in parts of Asia. Projections indicate that the portion of the population age 65 and older will more than triple in China, India, and Indonesia and more than double in Japan between 2000 and 2050, based on data from the United Nations. Moreover, this demographic shift is coinciding with dramatic economic and social changes in Asia, including changing family structures and large-scale migrations from rural to urban areas. These trends raise critical questions about how nations can develop policies that best support health and economic well-being in large and growing populations at older ages. Governments in Asia still have time to determine the best ways to respond to the unfolding demographic transformation, but taking advantage of this window of opportunity will require new research to shed light on the status and needs of the aging population. Currently the research base on aging in this region is relatively underdeveloped. This book identifies several key topics for research to inform public policy, including changing roles in the family; labor force participation, income, and savings; and health and well-being of the public.

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Preparing for the Challenges of Population Aging in Asia: Strengthening the Scientific Basis of Policy Development

Developing credible short-term and long-term projections of Medicare health care costs is critical for public- and private-sector policy planning, but faces challenges and uncertainties. There is uncertainty not only in the underlying economic and demographic assumptions used in projection models, but also in what a policy modeler assumes about future changes in the health status of the population and the factors affecting health status , the extent and pace of scientific and technological breakthroughs in medical care, the preferences of the population for particular kinds of care, the likelihood that policy makers will alter current law and regulations, and how each of these factors relates to health care costs for the elderly population. Given the substantial growth in the Medicare population and the continued increases in Medicare, Medicaid, and private health insurance spending, the availability of well-specified models and analyses that can provide useful information on the likely cost implications of health care policy alternatives is essential. It is therefore timely to review the capabilities and limitations of extant health care cost models and to identify areas for research that offer the most promise to improve modeling, not only of current U.S. health care programs, but also of policy alternatives that may be considered in the coming years. The National Research Council conducted a public workshop focusing on areas of research needed to improve health care cost projections for the Medicare population, and on the strengths and weaknesses of competing frameworks for projecting health care expenditures for the elderly. The workshop considered major classes of projection and simulation models that are currently used and the underlying data sources and research inputs for these models. It also explored areas in which additional research and data are needed to inform model development and health care policy analysis more broadly. The workshop, summarized in this volume, drew people from a wide variety of disciplines and perspectives, including federal agencies, academia, and nongovernmental organizations.

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Improving Health Care Cost Projections for the Medicare Population: Summary of a Workshop

The National Institute of Justice (NIJ) is the nation's primary resource for advancing scientific research, development, and evaluation on crime and crime control and the administration of justice in the United States. Headed by a presidentially appointed director, it is one of the major units in the Office of Justice Programs (OJP) of the U.S. Department of Justice. Under its authorizing legislation, NIJ awards grants and contracts to a variety of public and private organizations and individuals. At the request of NIJ, Strengthening the National Institute of Justice assesses the operations and quality of the full range of its programs. These include social science research, science and technology research and development, capacity building, and technology assistance. The book concludes that a federal research institute such as NIJ is vital to the nation's continuing efforts to control crime and administer justice. No other federal, state, local, or private organization can do what NIJ was created to do. Forty years ago, Congress envisioned a science agency dedicated to building knowledge to support crime prevention and control by developing a wide range of techniques for dealing with individual offenders, identifying injustices and biases in the administration of justice, and supporting more basic and operational research on crime and the criminal justice system and the involvement of the community in crime control efforts. As the embodiment of that vision, NIJ has accomplished a great deal. It has succeeded in developing a body of knowledge on such important topics as hot spots policing, violence against women, the role of firearms and drugs in crime, drug courts, and forensic DNA analysis. It has helped build the crime and justice research infrastructure. It has also widely disseminated the results of its research programs to help guide practice and policy. But its efforts have been severely hampered by a lack of independence, authority, and discretionary resources to carry out its mission.

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Strengthening the National Institute of Justice

The rapid growth of home health care has raised many unsolved issues and will have consequences that are far too broad for any one group to analyze in their entirety. Yet a major influence on the safety, quality, and effectiveness of home health care will be the set of issues encompassed by the field of human factors research—the discipline of applying what is known about human capabilities and limitations to the design of products, processes, systems, and work environments.

To address these challenges, the National Research Council began a multidisciplinary study to examine a diverse range of behavioral and human factors issues resulting from the increasing migration of medical devices, technologies, and care practices into the home. Its goal is to lay the groundwork for a thorough integration of human factors research with the design and implementation of home health care devices, technologies, and practices.

On October 1 and 2, 2009, a group of human factors and other experts met to consider a diverse range of behavioral and human factors issues associated with the increasing migration of medical devices, technologies, and care practices into the home. This book is a summary of that workshop, representing the culmination of the first phase of the study.

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The Role of Human Factors in Home Health Care: Workshop Summary

Despite efforts to reduce drug consumption in the United States over the past 35 years, drugs are just as cheap and available as they have ever been. Cocaine, heroin, and methamphetamines continue to cause great harm in the country, particularly in minority communities in the major cities. Marijuana use remains a part of adolescent development for about half of the country's young people, although there is controversy about the extent of its harm. Given the persistence of drug demand in the face of lengthy and expensive efforts to control the markets, the National Institute of Justice asked the National Research Council to undertake a study of current research on the demand for drugs in order to help better focus national efforts to reduce that demand. This study complements the 2003 book, Informing America's Policy on Illegal Drugs by giving more attention to the sources of demand and assessing the potential of demand-side interventions to make a substantial difference to the nation's drug problems. Understanding the Demand for Illegal Drugs therefore focuses tightly on demand models in the field of economics and evaluates the data needs for advancing this relatively undeveloped area of investigation.

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Understanding the Demand for Illegal Drugs

The National School Lunch Program and the School Breakfast Program, administered by the Food and Nutrition Service of the U.S. Department of Agriculture (USDA), are key components of the nation's food security safety net, providing free or low-cost meals to millions of school-age children each day. Under the most commonly adopted provisions, USDA reimburses districts for meals served on the basis of data collected in a "base year," during which applications are taken. After 3 or 4 years, applications must be taken again to establish new base-year data, unless the district provides evidence that local conditions have not changed. A special provision that does not require applications to be taken every few years would reduce burden, be more attractive to school districts, and potentially increase student participation by expanding access to free meals. To support the development of such a provision, the Food and Nutrition Service asked the National Academies to study the technical and operational issues that arise in using data from the American Community Survey (ACS)—a new continuous survey replacing the long-form survey of the decennial census—to obtain estimates of students who are eligible for free and reduced-price meals for schools and school districts. Such estimates would be used to develop "claiming percentages" that, if sufficiently accurate, would determine federal reimbursements to districts for the schools that provide free meals to all students under a new special provision that eliminates the base-year requirements of current provisions.

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Developing and Evaluating Methods for Using American Community Survey Data to Support the School Meals Programs: Interim Report

Recent years have seen a growing tendency for social scientists to collect biological specimens such as blood, urine, and saliva as part of large-scale household surveys. By combining biological and social data, scientists are opening up new fields of inquiry and are able for the first time to address many new questions and connections. But including biospecimens in social surveys also adds a great deal of complexity and cost to the investigator's task. Along with the usual concerns about informed consent, privacy issues, and the best ways to collect, store, and share data, researchers now face a variety of issues that are much less familiar or that appear in a new light. In particular, collecting and storing human biological materials for use in social science research raises additional legal, ethical, and social issues, as well as practical issues related to the storage, retrieval, and sharing of data. For example, acquiring biological data and linking them to social science databases requires a more complex informed consent process, the development of a biorepository, the establishment of data sharing policies, and the creation of a process for deciding how the data are going to be shared and used for secondary analysis—all of which add cost to a survey and require additional time and attention from the investigators. These issues also are likely to be unfamiliar to social scientists who have not worked with biological specimens in the past. Adding to the attraction of collecting biospecimens but also to the complexity of sharing and protecting the data is the fact that this is an era of incredibly rapid gains in our understanding of complex biological and physiological phenomena. Thus the tradeoffs between the risks and opportunities of expanding access to research data are constantly changing. Conducting Biosocial Surveys offers findings and recommendations concerning the best approaches to the collection, storage, use, and sharing of biospecimens gathered in social science surveys and the digital representations of biological data derived therefrom. It is aimed at researchers interested in carrying out such surveys, their institutions, and their funding agencies.

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Conducting Biosocial Surveys: Collecting, Storing, Accessing, and Protecting Biospecimens and Biodata

Planning for the 2020 census is already beginning. This book from the National Research Council examines several aspects of census planning, including questionnaire design, address updating, non-response follow-up, coverage follow-up, de-duplication of housing units and residents, editing and imputation procedures, and several other census operations. This book recommends that the Census Bureau overhaul its approach to research and development. The report urges the Bureau to set cost and quality goals for the 2020 and future censuses, improving efficiency by taking advantage of new technologies.

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Envisioning the 2020 Census

Gender Differences at Critical Transitions in the Careers of Science, Engineering, and Mathematics Faculty presents new and surprising findings about career differences between female and male full-time, tenure-track, and tenured faculty in science, engineering, and mathematics at the nation's top research universities. Much of this congressionally mandated book is based on two unique surveys of faculty and departments at major U.S. research universities in six fields: biology, chemistry, civil engineering, electrical engineering, mathematics, and physics. A departmental survey collected information on departmental policies, recent tenure and promotion cases, and recent hires in almost 500 departments. A faculty survey gathered information from a stratified, random sample of about 1,800 faculty on demographic characteristics, employment experiences, the allocation of institutional resources such as laboratory space, professional activities, and scholarly productivity.

This book paints a timely picture of the status of female faculty at top universities, clarifies whether male and female faculty have similar opportunities to advance and succeed in academia, challenges some commonly held views, and poses several questions still in need of answers. This book will be of special interest to university administrators and faculty, graduate students, policy makers, professional and academic societies, federal funding agencies, and others concerned with the vitality of the U.S. research base and economy.

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Gender Differences at Critical Transitions in the Careers of Science, Engineering, and Mathematics Faculty

The Commercial Buildings Energy Consumption Survey (CBECS) is a survey of commercial buildings in the United States, mandated by Congress to provide comprehensive information about energy use in commercial buildings. In addition to energy consumption and expenditure data, the survey collects information about building characteristics, such as energy source, physical structure, equipment used, and activities performed, which provides researchers with detailed information about commercial sector energy use and how it relates to building characteristics. The CBECS is the only national source of these data, and is used for energy forecasting, program development, and policy development. At the request of the Energy Information Administration, the National Research Council is conducting a comprehensive 30-month study of the CBECS and the corresponding study of Residential Energy Consumption Survey (RECS). Because plans for the upcoming 2011 round of CBECS must be finalized in the near future, the panel was charged to comment as soon as possible on design and data collection options that would enable the upcoming round of this survey to better support U.S. Department of Energy program information needs, reduce respondent burden, and increase the quality and timeliness of the data. This letter responds to that request, and is limited in scope to discussing issues that the panel believes are realistic to consider in the timeframe leading up to the 2011 data collection. At the conclusion of the study, the panel will deliver its comprehensive report on the overall design and conduct of both CBECS and RECS.

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Commercial Buildings Energy Consumption Survey Letter Report

Information about the characteristics of jobs and the individuals who fill them is valuable for career guidance, reemployment counseling, workforce development, human resource management, and other purposes. To meet these needs, the U.S. Department of Labor (DOL) in 1998 launched the Occupational Information Network (O*NET), which consists of a content model—a framework for organizing occupational data—and an electronic database. The O*NET content model includes hundreds of descriptors of work and workers organized into domains, such as skills, knowledge, and work activities. Data are collected using a classification system that organizes job titles into 1,102 occupations. The National Center for O*NET Development (the O*NET Center) continually collects data related to these occupations. In 2008, DOL requested the National Academies to review O*NET and consider its future directions. In response, the present volume inventories and evaluates the uses of O*NET; explores the linkage of O*NET with the Standard Occupational Classification System and other data sets; and identifies ways to improve O*NET, particularly in the areas of cost-effectiveness, efficiency, and currency.

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A Database for a Changing Economy: Review of the Occupational Information Network (O*NET)

Many low-income families struggle with stable housing and frequently have to move due to foreclosures, rent increases, or other financial setbacks. Children in these families can experience lasting negative effects, especially those who are young and still developing basic learning and social skills. A joint NRC-IOM committee held a workshop in June 2009 to examine these issues, highlight patterns in current research, and discuss how to develop a support system for at-risk children.

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Student Mobility: Exploring the Impacts of Frequent Moves on Achievement: Summary of a Workshop

On September 22-23, 2009, the National Research Council held a workshop on the field evaluation of behavioral and cognitive sciences—based methods and tools for use in the areas of intelligence and counterintelligence. Broadly speaking, the purpose of the workshop was to discuss the best ways to take methods and tools from behavioral science and apply them to work in intelligence operations. More specifically, the workshop focused on the issue of field evaluation—the testing of these methods and tools in the context in which they will be used in order to determine if they are effective in real-world settings. This book is a summary and synthesis of the two days of presentations and discussions that took place during the workshop. The workshop participants included invited speakers and experts from a number of areas related to the behavioral sciences and the intelligence community. The discussions covered such ground as the obstacles to field evaluation of behavioral science tools and methods, the importance of field evaluation, and various lessons learned from experience with field evaluation in other areas.

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Field Evaluation in the Intelligence and Counterintelligence Context: Workshop Summary

Aging populations are generating both challenges and opportunities for societies around the globe. Increases in longevity and improvements in health raise many questions. What steps can be taken to optimize physical and cognitive health and productivity across the life span? How will older people finance their retirement and health care? What will be the macroeconomic implications of an aging population? How will communities be shaped by the shift in age structure? What global interconnections will affect how each society handles the aging of its population? To address these questions, the National Academies organized a symposium, summarized in the present volume, to determine how best to contribute to an evidence-based dialogue on population aging that will shape policies and programs. Presentations in the fields of biology, public health, medicine, informatics, macroeconomics, finance, urban planning, and engineering approached the challenges of aging from many different angles. The presenters reviewed the current state of knowledge in their respective fields, identifying areas of consensus and controversy and delineating the priority questions for further research and policy development.

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Grand Challenges of Our Aging Society: Workshop Summary

Two surveys of the National Science Foundation's Division of Science Resources Statistics (SRS) provide some of the most significant data available to understand research and development spending and policy in the United States. These are the Survey of Federal Funds for Research and Development and the Survey of Federal Science and Engineering Support to Universities, Colleges, and Nonprofit Institutions. These surveys help reach conclusions about fundamental policy questions, such as whether a given field of research is adequately funded, whether funding is balanced among fields, and whether deficiencies in funding may be contributing to a loss of U.S. scientific or economic competitiveness. However, the survey data are of insufficient quality and timeliness to support many of the demands put on them. In addition the surveys are increasingly difficult to conduct in times of constrained resources, and their technological, procedural, and conceptual infrastructure has not been modernized for procedure or content. Data on Federal Research and Development Investments reviews the uses and collection of data on federal funds and federal support for science and technology and recommends future directions for the program based on an assessment of these uses and the adequacy of the surveys. The book also considers the classification structure, or taxonomy, for the fields of science and engineering.

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Data on Federal Research and Development Investments: A Pathway to Modernization

Improving State Voter Registration Databases outlines several actions that are needed to help make voter registration databases capable of sharing information within state agencies and across state lines. These include short-term changes to improve education, dissemination of information, and administrative processes, and long-term changes to make improvements in data collection and entry, matching procedures, and ensure privacy and security.

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Improving State Voter Registration Databases: Final Report

The Survey of Earned Doctorates (SED) collects data on the number and characteristics of individuals receiving research doctoral degrees from all accredited U.S. institutions. The results of this annual survey are used to assess characteristics and trends in doctorate education and degrees. This information is vital for education and labor force planners and researchers in the federal government and in academia. To protect the confidentiality of data, new and more stringent procedures were implemented for the 2006 SED data released in 2007. These procedures suppressed many previously published data elements. The organizations and institutions that had previously relied on these data to assess progress in measure of achievement and equality suddenly found themselves without a yardstick with which to measure progress. Several initiatives were taken to address these concerns, including the workshop summarized in this volume. The goal of the workshop was to address the appropriateness of the decisions that SRS made and to help the agency and data users consider future actions that might permit release of useful data while protecting the confidentiality of the survey responses.

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Protecting and Accessing Data from the Survey of Earned Doctorates: A Workshop Summary

A mismatch between the federal government's revenues and spending, now and in the foreseeable future, requires heavy borrowing, leading to a large and increasing federal debt. That increasing debt raises a serious challenge to all of the goals that various people expect their government to pursue. It also raises questions about the nation's future wealth and whether too much debt could lead to higher interest rates and even to loss of confidence in the nation's long-term ability and commitment to honor its obligations. Many analysts have concluded that the trajectory of the federal budget set by current policies cannot be sustained. In light of these projections, Choosing the Nation's Fiscal Future assesses the options and possibilities for a sustainable federal budget. This comprehensive book considers a range of policy changes that could help put the budget on a sustainable path: reforms to reduce the rate of growth in spending for Medicare and Medicaid; options to reduce the growth rate of Social Security benefits or raise payroll taxes; and changes in many other government spending programs and tax policies. The book also examines how the federal budget process could be revised to be more far sighted and to hold leaders accountable for responsible stewardship of the nation's fiscal future. Choosing the Nation's Fiscal Future will provide readers with a practical framework to assess budget proposals for their consistency with long-term fiscal stability. It will help them assess what policy changes they want, consistent with their own values and their views of the proper role of the government and within the constraints of a responsible national budget. It will show how the perhaps difficult but possible policy changes could be combined to produce a wide range of budget scenarios to bring revenues and spending into alignment for the long term. This book will be uniquely valuable to everyone concerned about the current and projected fiscal health of the nation.

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Choosing the Nation's Fiscal Future

Intangible assets—which include computer software, research and development (R&D), intellectual property, workforce training, and spending to raise the efficiency and brand identification of firms—comprise a subset of services, which, in turn, accounts for three-quarters of all economic activity. Increasingly, intangibles are a principal driver of the competitiveness of U.S.-based firms, economic growth, and opportunities for U.S. workers. Yet, despite these developments, many intangible assets are not reported by companies, and, in the national economic accounts, they are treated as expenses rather than investments. On June 23, 2008, a workshop was held to examine measurement of intangibles and their role in the U.S. and global economies. The workshop, summarized in the present volume, included discussions of a range of policy-relevant topics, including: what intangibles are and how they work; the variety and scale of emerging markets in intangibles; and what the government's role should be in supporting markets and promoting investment in intangibles.

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Intangible Assets: Measuring and Enhancing Their Contribution to Corporate Value and Economic Growth

The deficiencies that many children experience from birth to school age—in health care, nutrition, emotional support, and intellectual stimulation, for example—play a major role in academic achievement gaps that persist for years, as well as in behavior and other problems. There are many intervention programs designed to strengthen families, provide disadvantaged children with the critical elements of healthy development, and prevent adverse experiences that can have lasting negative effects. In a climate of economic uncertainty and tight budgets, hard evidence not only that such interventions provide lasting benefits for children, their families, and society, but also that the benefits translate into savings that outweigh the costs is an extremely important asset in policy discussions. Convincing analysis of benefits and costs would provide a guide to the best ways to spend scarce resources for early childhood programs. Benefit-Cost Analysis for Early Childhood Interventions summarizes a workshop that was held to explore ways to strengthen benefit-cost analysis so it can be used to support effective policy decisions. This book describes the information and analysis that were presented at the workshop and the discussions that ensued.

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Strengthening Benefit-Cost Analysis for Early Childhood Interventions: Workshop Summary

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Experimentation and Testing Plans for the 2010 Census: Letter Report

Improving the Measurement of Late-Life Disability in Population Surveys summarizes a workshop organized to draw upon recent advances to improve the measurement of physical and cognitive disability in population surveys of the elderly population. The book questions whether or not the measures of activities of daily living and instrumental activities of daily living used in many population surveys are sufficient as the primary survey-based indicators of late-life disability. If not, should they be refined or should they be supplemented by other measures of disability in surveys? If yes, in what ways should disability measures be changed or modified to produce population estimates of late-life disability and to monitor trends? The book also discusses what further research is needed to advance this effort.

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Improving the Measurement of Late-Life Disability in Population Surveys: Beyond ADLs and IADLs: Summary of a Workshop

Beginning in 2006, the Census Bureau embarked on a program to reengineer the Survey of Income and Program Participation (SIPP) to reduce its costs and improve data quality and timeliness. The Bureau also requested the National Academies to consider the advantages and disadvantages of strategies for linking administrative records and survey data, taking account of the accessibility of relevant administrative records, the operational feasibility of linking, the quality and usefulness of the linked data, and the ability to provide access to the linked data while protecting the confidentiality of individual respondents. In response, this volume first examines the history of SIPP and reviews the survey's purpose, value, strengths, and weaknesses. The book examines alternative uses of administrative records in a reengineered SIPP and, finally, considers innovations in SIPP design and data collection, including the proposed use of annual interviews with an event history calendar.

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Reengineering the Survey of Income and Program Participation

Vital statistics, the records of birth and death, are a critical national information resource for understanding public health. Over the past few decades, the specific program that gathers the data has evolved into a complex cooperative program between the federal and state governments for social measurement. The Vital Statistics Cooperative Program (VSCP) is currently maintained by the National Center for Health Statistics (NCHS). The U.S. vital statistics system relies on the original information reported by myriad individuals, channeled through varying state and local information systems, and coordinated and processed by a federal statistical agency that has experienced relatively flat funding for many years. The challenges facing the vital statistics system and the continuing importance of the resulting data make it an important topic for examination. A workshop, held by the National Academies and summarized in this volume, considered the importance of adequate vital statistics. In particular, the workshop assessed both current and emerging uses of the data, considered the methodological and organizational features of compiling vital data, and identified possible visions for the vital statistics program.

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Vital Statistics: Summary of a Workshop

Depression is a widespread condition affecting approximately 7.5 million parents in the U.S. each year and may be putting at least 15 million children at risk for adverse health outcomes. Based on evidentiary studies, major depression in either parent can interfere with parenting quality and increase the risk of children developing mental, behavioral and social problems. Depression in Parents, Parenting, and Children highlights disparities in the prevalence, identification, treatment, and prevention of parental depression among different sociodemographic populations. It also outlines strategies for effective intervention and identifies the need for a more interdisciplinary approach that takes biological, psychological, behavioral, interpersonal, and social contexts into consideration.

A major challenge to the effective management of parental depression is developing a treatment and prevention strategy that can be introduced within a two-generation framework, conducive for parents and their children. Thus far, both the federal and state response to the problem has been fragmented, poorly funded, and lacking proper oversight. This study examines options for widespread implementation of best practices as well as strategies that can be effective in diverse service settings for diverse populations of children and their families.

The delivery of adequate screening and successful detection and treatment of a depressive illness and prevention of its effects on parenting and the health of children is a formidable challenge to modern health care systems. This study offers seven solid recommendations designed to increase awareness about and remove barriers to care for both the depressed adult and prevention of effects in the child. The report will be of particular interest to federal health officers, mental and behavioral health providers in diverse parts of health care delivery systems, health policy staff, state legislators, and the general public.

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Depression in Parents, Parenting, and Children: Opportunities to Improve Identification, Treatment, and Prevention

The Bureau of Justice Statistics (BJS) of the U.S. Department of Justice is one of the smallest of the U.S. principal statistical agencies but shoulders one of the most expansive and detailed legal mandates among those agencies. Ensuring the Quality, Credibility, and Relevance of U.S. Justice Statistics examines the full range of BJS programs and suggests priorities for data collection. BJS's data collection portfolio is a solid body of work, well justified by public information needs or legal requirements and a commendable effort to meet its broad mandate given less-than-commensurate fiscal resources. The book identifies some major gaps in the substantive coverage of BJS data, but notes that filling those gaps would require increased and sustained support in terms of staff and fiscal resources. In suggesting strategic goals for BJS, the book argues that the bureau's foremost goal should be to establish and maintain a strong position of independence. To avoid structural or political interference in BJS work, the report suggests changing the administrative placement of BJS within the Justice Department and making the BJS directorship a fixed-term appointment. In its thirtieth year, BJS can look back on a solid body of accomplishment; this book suggests further directions for improvement to give the nation the justice statistics—and the BJS—that it deserves.

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Ensuring the Quality, Credibility, and Relevance of U.S. Justice Statistics

Mental health and substance use disorders among children, youth, and young adults are major threats to the health and well-being of younger populations which often carryover into adulthood. The costs of treatment for mental health and addictive disorders, which create an enormous burden on the affected individuals, their families, and society, have stimulated increasing interest in prevention practices that can impede the onset or reduce the severity of the disorders.

Prevention practices have emerged in a variety of settings, including programs for selected at-risk populations (such as children and youth in the child welfare system), school-based interventions, interventions in primary care settings, and community services designed to address a broad array of mental health needs and populations.

Preventing Mental, Emotional, and Behavioral Disorders Among Young People updates a 1994 Institute of Medicine book, Reducing Risks for Mental Disorders , focusing special attention on the research base and program experience with younger populations that have emerged since that time.

Researchers, such as those involved in prevention science, mental health, education, substance abuse, juvenile justice, health, child and youth development, as well as policy makers involved in state and local mental health, substance abuse, welfare, education, and justice will depend on this updated information on the status of research and suggested directions for the field of mental health and prevention of disorders.

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Preventing Mental, Emotional, and Behavioral Disorders Among Young People: Progress and Possibilities

Socioeconomic conditions are known to be major determinants of health at all stages of life, from pregnancy through childhood and adulthood. "Life-course epidemiology" has added a further dimension to the understanding of the social determinants of health by showing an association between early-life socioeconomic conditions and adult health-related behaviors, morbidity, and mortality. Sensitive and critical periods of development, such as the prenatal period and early childhood, present significant opportunities to influence lifelong health. Yet simply intervening in the health system is insufficient to influence health early in the life course. Community-level approaches to affect key determinants of health are also critical. Many of these issues were raised in the 1995 National Academies book, Children's Health, the Nation's Wealth. The present volume builds upon this earlier book with presentations and examples from the field. Focusing on Children's Health describes the evidence linking early childhood life conditions and adult health; discusses the contribution of the early life course to observed racial and ethnic disparities in health; and highlights successful models that engage both community factors and health care to affect life course development.

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Focusing on Children's Health: Community Approaches to Addressing Health Disparities: Workshop Summary

Scores of talented and dedicated people serve the forensic science community, performing vitally important work. However, they are often constrained by lack of adequate resources, sound policies, and national support. It is clear that change and advancements, both systematic and scientific, are needed in a number of forensic science disciplines to ensure the reliability of work, establish enforceable standards, and promote best practices with consistent application. Strengthening Forensic Science in the United States: A Path Forward provides a detailed plan for addressing these needs and suggests the creation of a new government entity, the National Institute of Forensic Science, to establish and enforce standards within the forensic science community.

The benefits of improving and regulating the forensic science disciplines are clear: assisting law enforcement officials, enhancing homeland security, and reducing the risk of wrongful conviction and exoneration. Strengthening Forensic Science in the United States gives a full account of what is needed to advance the forensic science disciplines, including upgrading of systems and organizational structures, better training, widespread adoption of uniform and enforceable best practices, and mandatory certification and accreditation programs.

While this book provides an essential call-to-action for congress and policy makers, it also serves as a vital tool for law enforcement agencies, criminal prosecutors and attorneys, and forensic science educators.

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Strengthening Forensic Science in the United States: A Path Forward

Social Network Analysis (SNA) is the identification of the relationships and attributes of members, key actors, and groups that social networks comprise. The National Research Council, at the request of the Department of Homeland Security, held a two-day workshop on the use of SNA for the purpose of building community disaster resilience. The workshop, summarized in this volume, was designed to provide guidance to the DHS on a potential research agenda that would increase the effectiveness of SNA for improving community disaster resilience. The workshop explored the state of the art in SNA and its applications in the identification, construction, and strengthening of networks within U.S. communities. Workshop participants discussed current work in SNA focused on characterizing networks; the theories, principles and research applicable to the design or strengthening of networks; the gaps in knowledge that prevent the application of SNA to the construction of networks; and research areas that could fill those gaps. Elements of a research agenda to support the design, development, and implementation of social networks for the specific purpose of strengthening community resilience against natural and human-made disasters were discussed.

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Applications of Social Network Analysis for Building Community Disaster Resilience: Workshop Summary

Advances and major investments in the field of neuroscience can enhance traditional behavioral science approaches to training, learning, and other applications of value to the Army. Neural-behavioral indicators offer new ways to evaluate how well an individual trainee has assimilated mission critical knowledge and skills, and can also be used to provide feedback on the readiness of soldiers for combat. Current methods for matching individual capabilities with the requirements for performing high-value Army assignments do not include neuropsychological, psychophysiological, neurochemical or neurogenetic components; simple neuropsychological testing could greatly improve training success rates for these assignments. Opportunities in Neuroscience for Future Army Applications makes 17 recommendations that focus on utilizing current scientific research and development initiatives to improve performance and efficiency, collaborating with pharmaceutical companies to employ neuropharmaceuticals for general sustainment or enhancement of soldier performance, and improving cognitive and behavioral performance using interdisciplinary approaches and technological investments. An essential guide for the Army, this book will also be of interest to other branches of military, national security and intelligence agencies, academic and commercial researchers, pharmaceutical companies, and others interested in applying the rapid advances in neuroscience to the performance of individual and group tasks.

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Opportunities in Neuroscience for Future Army Applications

The scientific research enterprise is built on a foundation of trust. Scientists trust that the results reported by others are valid. Society trusts that the results of research reflect an honest attempt by scientists to describe the world accurately and without bias. But this trust will endure only if the scientific community devotes itself to exemplifying and transmitting the values associated with ethical scientific conduct. On Being a Scientist was designed to supplement the informal lessons in ethics provided by research supervisors and mentors. The book describes the ethical foundations of scientific practices and some of the personal and professional issues that researchers encounter in their work. It applies to all forms of research—whether in academic, industrial, or governmental settings-and to all scientific disciplines. This third edition of On Being a Scientist reflects developments since the publication of the original edition in 1989 and a second edition in 1995. A continuing feature of this edition is the inclusion of a number of hypothetical scenarios offering guidance in thinking about and discussing these scenarios. On Being a Scientist is aimed primarily at graduate students and beginning researchers, but its lessons apply to all scientists at all stages of their scientific careers.

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On Being a Scientist: A Guide to Responsible Conduct in Research: Third Edition

Since 1992, the Committee on National Statistics (CNSTAT) has produced a book on principles and practices for a federal statistical agency, updating the document every 4 years to provide a current edition to newly appointed cabinet secretaries at the beginning of each presidential administration. This fourth edition presents and comments on four basic principles that statistical agencies must embody in order to carry out their mission fully: (1) They must produce objective data that are relevant to policy issues, (2) they must achieve and maintain credibility among data users, (3) they must achieve and maintain trust among data providers, and (4) they must achieve and maintain a strong position of independence from the appearance and reality of political control. The book also discusses 11 important practices that are means for statistical agencies to live up to the four principles. These practices include a commitment to quality and professional practice and an active program of methodological and substantive research. This fourth edition adds the principle that statistical agencies must operate from a strong position of independence and the practice that agencies must have ongoing internal and external evaluations of their programs.

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Principles and Practices for a Federal Statistical Agency: Fourth Edition

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Health and Safety Needs of Older Workers

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Evaluation of the Reference Manual on Scientific Evidence: Letter Report

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Disaster Risk Management in an Age of Climate Change: A Summary of the April 3, 2008 Workshop of the Disasters Roundtable

The census coverage measurement programs have historically addressed three primary objectives: (1) to inform users about the quality of the census counts; (2) to help identify sources of error to improve census taking, and (3) to provide alternative counts based on information from the coverage measurement program. In planning the 1990 and 2000 censuses, the main objective was to produce alternative counts based on the measurement of net coverage error. For the 2010 census coverage measurement program, the Census Bureau will deemphasize that goal, and is instead planning to focus on the second goal of improving census processes.

This book, which details the findings of the National Research Council's Panel on Coverage Evaluation and Correlation Bias, strongly supports the Census Bureau's change in goal. However, the panel finds that the current plans for data collection, data analysis, and data products are still too oriented towards measurement of net coverage error to fully exploit this new focus. Although the Census Bureau has taken several important steps to revise data collection and analysis procedures and data products, this book recommends further steps to enhance the value of coverage measurement for the improvement of future census processes.

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Coverage Measurement in the 2010 Census

Changes over time in the levels and patterns of crime have significant consequences that affect not only the criminal justice system but also other critical policy sectors. Yet compared with such areas as health status, housing, and employment, the nation lacks timely information and comprehensive research on crime trends. Descriptive information and explanatory research on crime trends across the nation that are not only accurate, but also timely, are pressing needs in the nation's crime-control efforts. In April 2007, the National Research Council held a two-day workshop to address key substantive and methodological issues underlying the study of crime trends and to lay the groundwork for a proposed multiyear NRC panel study of these issues. Six papers were commissioned from leading researchers and discussed at the workshop by experts in sociology, criminology, law, economics, and statistics. The authors revised their papers based on the discussants' comments, and the papers were then reviewed again externally. The six final workshop papers are the basis of this volume, which represents some of the most serious thinking and research on crime trends currently available.

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Understanding Crime Trends: Workshop Report

Designed to protect the privacy of individual student test scores, grades, and other education records, the Family Educational Rights and Privacy Act (FERPA) of 1974 places limits the access of educational researches, and slows research not only in education but also in related fields, such as child welfare and health. Recent trends have converged to greatly increase the supply of data on student performance in public schools. Education policies now emphasize education standards and testing to measure progress toward those standards, as well as rigorous education research. At the same time, private firms and public agencies, including schools, have replaced most paper records with electronic data systems. Although these databases represent a rich source of longitudinal data, researchers' access to the individually identifiable data they contain is limited by the privacy protections of FERPA. To explore possibilities for data access and confidentiality in compliance with FERPA and with the Common Rule for the Protection of Human Subjects, the National Academies and the American Educational Research Association convened the Workshop on Protecting Student Records and Facilitating Education Research in April 2008.

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Protecting Student Records and Facilitating Education Research: A Workshop Summary

In March 2008, the Committee on National Statistics of the National Academies held a workshop to assist the Bureau of Economic Analysis (BEA) with next steps as it develops plans to produce a satellite health care account. This account, designed to improve its measurement of economic activity in the medical care sector, will benefit health care policy.

The purpose of the workshop, summarized in this volume, was to elicit expert guidance on strategies to implement the objectives of the BEA program. The ultimate objectives of the program are to:

  • compile medical care spending information by type of disease-a system more directly useful for measuring health care inputs, outputs, and productivity than current estimates of spending by type of provider;
  • produce a comprehensive set of accounts for health care-sector income, expenditure, and product;
  • develop medical care price and real output measures that will help analysts to break out changes in the delivery of health care from changes in the prices of that care;
  • and coordinate BEA and Centers for Medicare and Medicaid Services (CMS) health expenditure statistics.

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Strategies for a BEA Satellite Health Care Account: Summary of a Workshop

Well-planned and effective assessment can inform teaching and program improvement, and contribute to better outcomes for children. This book affirms that assessments can make crucial contributions to the improvement of children's well-being, but only if they are well designed, implemented effectively, developed in the context of systematic planning, and are interpreted and used appropriately. Otherwise, assessment of children and programs can have negative consequences for both. The value of assessments therefore requires fundamental attention to their purpose and the design of the larger systems in which they are used.

Early Childhood Assessment addresses these issues by identifying the important outcomes for children from birth to age 5 and the quality and purposes of different techniques and instruments for developmental assessments.

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Early Childhood Assessment: Why, What, and How

Emerging Cognitive Neuroscience and Related Technologies , from the National Research Council, identifies and explores several specific research areas that have implications for U.S. national security, and should therefore be monitored consistently by the intelligence community. These areas include:

  • neurophysiological advances in detecting and measuring indicators of psychological states and intentions of individuals
  • the development of drugs or technologies that can alter human physical or cognitive abilities
  • advances in real-time brain imaging
  • breakthroughs in high-performance computing and neuronal modeling that could allow researchers to develop systems which mimic functions of the human brain, particularly the ability to organize disparate forms of data.

As these fields continue to grow, it will be imperative that the intelligence community be able to identify scientific advances relevant to national security when they occur. To do so will require adequate funding, intelligence analysts with advanced training in science and technology, and increased collaboration with the scientific community, particularly academia.

A key tool for the intelligence community, this book will also be a useful resource for the health industry, the military, and others with a vested interest in technologies such as brain imaging and cognitive or physical enhancers.

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Emerging Cognitive Neuroscience and Related Technologies

All U.S. agencies with counterterrorism programs that collect or "mine" personal data—such as phone records or Web sites visited—should be required to evaluate the programs' effectiveness, lawfulness, and impacts on privacy. A framework is offered that agencies can use to evaluate such information-based programs, both classified and unclassified. The book urges Congress to re-examine existing privacy law to assess how privacy can be protected in current and future programs and recommends that any individuals harmed by violations of privacy be given a meaningful form of redress.

Two specific technologies are examined: data mining and behavioral surveillance. Regarding data mining, the book concludes that although these methods have been useful in the private sector for spotting consumer fraud, they are less helpful for counterterrorism because so little is known about what patterns indicate terrorist activity. Regarding behavioral surveillance in a counterterrorist context, the book concludes that although research and development on certain aspects of this topic are warranted, there is no scientific consensus on whether these techniques are ready for operational use at all in counterterrorism.

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Protecting Individual Privacy in the Struggle Against Terrorists: A Framework for Program Assessment

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Ballistic Imaging

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Using the American Community Survey for the National Science Foundation's Science and Engineering Workforce Statistics Programs

This book evaluates the research plan for the NCS, by assessing the scientific rigor of the study and the extent to which it is being carried out with methods, measures, and collection of data and specimens to maximize the scientific yield of the study.

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The National Children's Study Research Plan: A Review

Science and Technology and the Future Development of Societies includes the presentations made at the workshop and summarizes the discussions that followed the presentations. Topics of the workshop included science and society issues, the role of science and engineering in development; obstacles and opportunities in the application of science and technology to development; scientific thinking of decision makers; management and utilization of scientific knowledge; and science, society, and education. This book also provides useful background for the further development of interactions of Western scientists and educators with Iranian specialists.

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Science and Technology and the Future Development of Societies: International Workshop Proceedings

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Behavioral Modeling and Simulation: From Individuals to Societies

It is easy to underestimate how little was known about crimes and victims before the findings of the National Crime Victimization Survey (NCVS) became common wisdom. In the late 1960s, knowledge of crimes and their victims came largely from reports filed by local police agencies as part of the Federal Bureau of Investigation's (FBI) Uniform Crime Reporting (UCR) system, as well as from studies of the files held by individual police departments. Criminologists understood that there existed a "dark figure" of crime consisting of events not reported to the police. However, over the course of the last decade, the effectiveness of the NCVS has been undermined by the demands of conducting an increasingly expensive survey in an effectively flat-line budgetary environment. Surveying Victims: Options for Conducting the National Crime Victimization Survey , reviews the programs of the Bureau of Justice Statistics (BJS.) Specifically, it explores alternative options for conducting the NCVS, which is the largest BJS program. This book describes various design possibilities and their implications relative to three basic goals; flexibility, in terms of both content and analysis; utility for gathering information on crimes that are not well reported to police; and small-domain estimation, including providing information on states or localities. This book finds that, as currently configured and funded, the NCVS is not achieving and cannot achieve BJS's mandated goal to "collect and analyze data that will serve as a continuous indication of the incidence and attributes of crime." Accordingly, Surveying Victims recommends that BJS be afforded the budgetary resources necessary to generate accurate measure of victimization.

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Surveying Victims: Options for Conducting the National Crime Victimization Survey

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State Voter Registration Databases: Immediate Actions and Future Improvements: Interim Report

Over the past five years, business and education groups have issued a series of reports indicating that the skill demands of work are rising, due to rapid technological change and increasing global competition. Researchers have begun to study changing workplace skill demands. Some economists have found that technological change is "skill-biased," increasing demand for highly skilled workers and contributing to the growing gap in wages between college-educated workers and those with less education. However, other studies of workplace skill demands have reached different conclusions. These differences result partly from differences in disciplinary perspective, research methods, and datasets. The findings of all of these strands of research on changing skill demands are limited by available methods and data sources. Because case study research focuses on individual work sites or occupations, its results may not be representative of larger industry or national trends. At a more basic level, there is some disagreement in the literature about how to define "skill". In part because of such disagreements, researchers have used a variety of measures of skill, making it difficult to compare findings from different studies or to accumulate knowledge of skill trends over time. In the context of this increasing discussion, the National Research Council held a workshop to explore the available research evidence related to two important guiding questions: What are the strengths and weaknesses of different research methods and data sources for providing insights about current and future changes in skill demands? What support does the available evidence (given the strengths and weaknesses of the methods and data sources) provide for the proposition that the skills required for the 21st century workplace will be meaningfully different from earlier eras and will require corresponding changes in educational preparation?

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Research on Future Skill Demands: A Workshop Summary

For the past 50 years, the Census Bureau has conducted experiments and evaluations with every decennial census involving field data collection during which alternatives to current census processes are assessed for a subset of the population. An "evaluation" is usually a post hoc analysis of data collected as part of the decennial census processing to determine whether individual steps in the census operated as expected. The 2010 Program for Evaluations and Experiments, known as CPEX, has enormous potential to reduce costs and increase effectiveness of the 2020 census by reducing the initial list of potential research topics from 52 to 6. The panel identified three priority experiments for inclusion in the 2010 census to assist 2020 census planning: (1) an experiment on the use of the Internet for data collection; (2) an experiment on the use of administrative records for various census purposes; and (3) an experiment (or set of experiments) on features of the census questionnaire. They also came up with 11 recommendations to improve efficiency and quality of data collection including allowing use of the Internet for data submission and including one or more alternate questionnaire experiments to examine things such as the representation of race and ethnicity.

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Experimentation and Evaluation Plans for the 2010 Census: Interim Report

The current state of science in violence prevention reveals progress, promise, and a number of remaining challenges. In order to fully examine the issue of global violence prevention, the Institute of Medicine in collaboration with Global Violence Prevention Advocacy, convened a workshop and released the workshop summary entitled, Violence Prevention in Low-and Middle-Income Countries .

The workshop brought together participants with a wide array of expertise in fields related to health, criminal justice, public policy, and economic development, to study and articulate specific opportunities for the U.S. government and other leaders with resources to more effectively support programming for prevention of the many types of violence. Participants highlighted the need for the timely development of an integrated, science-based approach and agenda to support research, clinical practice, program development, policy analysis, and advocacy for violence prevention.

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Violence Prevention in Low- and Middle-Income Countries: Finding a Place on the Global Agenda: Workshop Summary

Human behavior forms the nucleus of military effectiveness. Humans operating in the complex military system must possess the knowledge, skills, abilities, aptitudes, and temperament to perform their roles effectively in a reliable and predictable manner, and effective military management requires understanding of how these qualities can be best provided and assessed. Scientific research in this area is critical to understanding leadership, training and other personnel issues, social interactions and organizational structures within the military.

The U.S. Army Research Institute for the Behavioral and Social Sciences (ARI) asked the National Research Council to provide an agenda for basic behavioral and social research focused on applications in both the short and long-term. The committee responded by recommending six areas of research on the basis of their relevance, potential impact, and timeliness for military needs: intercultural competence; teams in complex environments; technology-based training; nonverbal behavior; emotion; and behavioral neurophysiology. The committee suggests doubling the current budget for basic research for the behavioral and social sciences across U.S. military research agencies. The additional funds can support approximately 40 new projects per year across the committee's recommended research areas.

Human Behavior in Military Contexts includes committee reports and papers that demonstrate areas of stimulating, ongoing research in the behavioral and social sciences that can enrich the military's ability to recruit, train, and enhance the performance of its personnel, both organizationally and in its many roles in other cultures.

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Human Behavior in Military Contexts

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International Collaborations in Behavioral and Social Sciences: Report of a Workshop

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Biosocial Surveys

Every day, about 1,600 people are released from prisons in the United States. Of these 600,000 new releasees every year, about 480,000 are subject to parole or some other kind of postrelease supervision. Prison releasees represent a challenge, both to themselves and to the communities to which they return. Will the releasees see parole as an opportunity to be reintegrated into society, with jobs and homes and supportive families and friends? Or will they commit new crimes or violate the terms of their parole contracts? If so, will they be returned to prison or placed under more stringent community supervision? Will the communities to which they return see them as people to be reintegrated or people to be avoided? And, the institution of parole itself is challenged with three different functions: to facilitate reintegration for parolees who are ready for rehabilitation; to deter crime; and to apprehend those parolees who commit new crimes and return them to prison.

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Parole, Desistance from Crime, and Community Integration

The Agricultural Resource Management Survey (ARMS) is the federal government's primary source of information on the financial condition, production practices, and resource use on farms, as well as the economic well-being of America's farm households. ARMS data are important to the U.S. Department of Agriculture (USDA) and to congressional, administration, and industry decision makers when they must weigh alternative policies and programs that touch the farm sector or affect farm families.

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Understanding American Agriculture: Challenges for the Agricultural Resource Management Survey

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State and Local Government Statistics at a Crossroads

More than 7 million recipients of Social Security benefits have a representative payee—a person or an organization—to receive or manage their benefits. These payees manage Old Age, Survivors and Disability Insurance funds for retirees, surviving spouses, children, and the disabled, and they manage Supplemental Security Income payments to disabled, blind, or elderly people with limited income and resources. More than half of the beneficiaries with a representative payee are minor children; the rest are adults, often elderly, whose mental or physical incapacity prevents them from acting on their own behalf, and people who have been deemed incapable under state guardianship laws. The funds are managed through the Representative Payee Program of the Social Security Administration (SSA). The funds total almost $4 billion a month, and there are more than 5.3 million representative payees. In 2004 Congress required the commissioner of the SSA to conduct a one-time survey to determine how payments to individual and organizational representative payees are being managed and used on behalf of the beneficiaries.1 To carry out this work, the SSA requested a study by the National Academies, which appointed the Committee on Social Security Representative Payees. This report is the result of that study.

Improving the Social Security Representative Payee Program: Serving Beneficiaries and Minimizing Misuse (1) assesses the extent to which representative payees are not performing their duties in accordance with SSA standards for representative payee conduct, (2) explains whether the representative payment policies are practical and appropriate, (3) identifies the types of representative payees that have the highest risk of misuse of benefits, and (4) finds ways to reduce the risk of misuse of benefits and ways to better protect beneficiaries.

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Improving the Social Security Representative Payee Program: Serving Beneficiaries and Minimizing Misuse

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Using the American Community Survey: Benefits and Challenges

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Engaging Privacy and Information Technology in a Digital Age

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Human-System Integration in the System Development Process: A New Look

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Tools and Methods for Estimating Populations at Risk from Natural Disasters and Complex Humanitarian Crises

The Social Security Administration (SSA) provides Social Security Disability Insurance (SSDI) benefits to disabled persons of less than full retirement age and to their dependents. SSA also provides Supplemental Security Income (SSI) payments to disabled persons who are under age 65. For both programs, disability is defined as a "medically determinable physical or mental impairment" that prevents an individual from engaging in any substantial gainful activity and is expected to last at least 12 months or result in death. Assuming that an applicant meets the nonmedical requirements for eligibility (e.g., quarters of covered employment for SSDI; income and asset limits for SSI), the file is sent to the Disability Determination Services (DDS) agency operated by the state in which he or she lives for a determination of medical eligibility. SSA reimburses the states for the full costs of the DDSs. The DDSs apply a sequential decision process specified by SSA to make an initial decision whether a claim should be allowed or denied. If the claim is denied, the decision can be appealed through several levels of administrative and judicial review. On average, the DDSs allow 37 percent of the claims they adjudicate through the five-step process. A third of those denied decide to appeal, and three-quarters of the appeals result in allowances. Nearly 30 percent of the allowances made each year are made during the appeals process after an initial denial. In 2003, the Commissioner of Social Security announced her intent to develop a "new approach" to disability determination. In late 2004, SSA asked the Institute of Medicine (IOM) to help in two areas related to its initiatives to improve the disability decision process: 1) Improvements in the criteria for determining the severity of impairments, and 2) Improvements in the use of medical expertise in the disability decision process. This interim report provides preliminary recommendations addressing the three tasks that relate to medical expertise issues, with a special focus on the appropriate qualifications of medical and psychological experts involved in disability decision making. After further information gathering and analyses of the effectiveness of the disability decision process in identifying those who qualify for benefits and those who do not, the committee may refine its recommendations concerning medical and psychological expertise in the final report. The final report will address a number of issues with potential implications for the qualifications of the medical experts involved in the disability decision process.

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Improving the Social Security Disability Decision Process

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Research and Plans for Coverage Measurement in the 2010 Census: Interim Assessment

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Beyond Bias and Barriers: Fulfilling the Potential of Women in Academic Science and Engineering

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Understanding Business Dynamics: An Integrated Data System for America's Future

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A Strategy for Assessing Science: Behavioral and Social Research on Aging

From a public health perspective, motor vehicle crashes are among the most serious problems facing teenagers. Even after more than six months of being licensed to drive alone, teens are two to three times more likely to be in a fatal crash than are the more experienced drivers. Crash rates are significantly higher for male drivers, and young people in the United States are at greater risk of dying or being injured in an automobile than their peers around the world. In fact, in 2003 motor vehicle crashes was the leading cause of death for youth ages 16-20 in the United States.

Understanding how and why teen motor vehicle crashes happen is key to developing countermeasures to reduce their number. Applying this understanding to the development of prevention strategies holds significant promise for improving safety but many of these efforts are thwarted by a lack of evidence as to which prevention strategies are most effective. Preventing Teen Motor Crashes presents data from a multidisciplinary group that shared information on emerging technology for studying, monitoring, and controlling driving behavior. The book provides an overview of the factual information that was presented, as well as the insights that emerged about the role researchers can play in reducing and preventing teen motor crashes.

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Preventing Teen Motor Crashes: Contributions from the Behavioral and Social Sciences: Workshop Report

Land remote sensing: the use of space-based satellite technologies to obtain information on environmental variables such as land-use and land-covering combination with other types of data can provide information on changes in the Earth's surface and atmosphere that are critical for forecasting and responding to human welfare issues, such as disease outbreaks, food shortages, and floods.

This book summarizes a workshop on the potential contributions of remotely sensed data to land-use and land-cover change and ways to use physical, biological, temporal, and social characteristics of particular locations to support decisions about human welfare. The discussions focused on human health and food security, two aspects of human welfare in which remotely-sensed environmental conditions play a key role. Examples illustrating the possibilities for applying remote sensing for societal benefit are included throughout the report. As a result of the workshop, three themes were identified that, if fostered, could help realize the potential for the application of land remote sensing to decisions about human welfare: (1) integration of spatial data on environmental conditions derived from remote sensing with socioeconomic data; (2) communication between remote sensing scientists and decision makers to determine effective use of land remote sensing data for human welfare issues; and (3) acquisition and access to long-term environmental data and development of capacity to interpret these data.

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Contributions of Land Remote Sensing for Decisions About Food Security and Human Health: Workshop Report

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Once, Only Once, and in the Right Place: Residence Rules in the Decennial Census

In sub-Saharan Africa, older people make up a relatively small fraction of the total population and are supported primarily by family and other kinship networks. They have traditionally been viewed as repositories of information and wisdom, and are critical pillars of the community but as the HIV/AIDS pandemic destroys family systems, the elderly increasingly have to deal with the loss of their own support while absorbing the additional responsibilities of caring for their orphaned grandchildren.

Aging in Sub-Saharan Africa explores ways to promote U.S. research interests and to augment the sub-Saharan governments' capacity to address the many challenges posed by population aging. Five major themes are explored in the book such as the need for a basic definition of "older person," the need for national governments to invest more in basic research and the coordination of data collection across countries, and the need for improved dialogue between local researchers and policy makers.

This book makes three major recommendations: 1) the development of a research agenda 2) enhancing research opportunity and implementation and 3) the translation of research findings.

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Aging in Sub-Saharan Africa: Recommendations for Furthering Research

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Biological, Social, and Organizational Components of Success for Women in Academic Science and Engineering: Report of a Workshop

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Genes, Behavior, and the Social Environment: Moving Beyond the Nature/Nurture Debate

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Community Disaster Resilience: A Summary of the March 20, 2006 Workshop of the Disasters Roundtable

This report is the proceedings of the seventh biennial meeting of the International Human Rights Network of Academies and Scholarly Societies. (The international Network, created in 1993, consists of 70 national academies and scholarly societies around the world that work to address serious science and human rights issues of mutual concern. The Committee on Human Rights of the U.S. National Academies serves as the Network's secretariat.) The meeting was held on May 18 and 20, 2005, at the Royal Society in London. The main events of the meeting were a semipublic symposium, entitled Scientists, Human Rights, and Prospects for the Future, and a workshop on a variety of topics related to science, engineering, and health in the human rights context.

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International Human Rights Network of Academies and Scholarly Societies: Proceedings - Symposium and Seventh Biennial Meeting, London, May 18-20, 2005

U.S. business data are used broadly, providing the building blocks for key national—as well as regional and local—statistics measuring aggregate income and output, employment, investment, prices, and productivity. Beyond aggregate statistics, individual- and firm-level data are used for a wide range of microanalyses by academic researchers and by policy makers. In the United States, data collection and production efforts are conducted by a decentralized system of statistical agencies. This apparatus yields an extensive array of data that, particularly when made available in the form of microdata, provides an unparalleled resource for policy analysis and research on social issues and for the production of economic statistics. However, the decentralized nature of the statistical system also creates challenges to efficient data collection, to containment of respondent burden, and to maintaining consistency of terms and units of measurement. It is these challenges that raise to paramount importance the practice of effective data sharing among the statistical agencies. With this as the backdrop, the Bureau of Economic Analysis (BEA) asked the Committee on National Statistics of the National Academies to convene a workshop to discuss interagency business data sharing. The workshop was held October 21, 2005. This report is a summary of the discussions of that workshop. The workshop focused on the benefits of data sharing to two groups of stakeholders: the statistical agencies themselves and downstream data users. Presenters were asked to highlight untapped opportunities for productive data sharing that cannot yet be exploited because of regulatory or legislative constraints. The most prominently discussed example was that of tax data needed to reconcile the two primary business lists use by the statistical agencies.

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Improving Business Statistics Through Interagency Data Sharing: Summary of a Workshop

Social science research conducted since the late 1970's has contributed greatly to society's ability to mitigate and adapt to natural, technological, and willful disasters. However, as evidenced by Hurricane Katrina, the Indian Ocean tsunami, the September 11, 2001 terrorist attacks on the United States, and other recent events, hazards and disaster research and its application could be improved greatly. In particular, more studies should be pursued that compare how the characteristics of different types of events—including predictability, forewarning, magnitude, and duration of impact—affect societal vulnerability and response. This book includes more than thirty recommendations for the hazards and disaster community.

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Facing Hazards and Disasters: Understanding Human Dimensions

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Snooze... or Lose!: 10 "No-War" Ways to Improve Your Teen's Sleep Habits

The presence and intensity of media influences television, radio, music, computers, films, videos, and the Internet are increasingly recognized as an important part of the social ecology of children and youth, and these influences have become more visible and volatile in recent decades. Research that explores the level and effects of media influences calls for measurements of the quantity and character of exposure to a variety of potentially overlapping media sources, an analysis of the content of the media output, and examination of the social context and relationships that are associated with the media experience. Recognizing the importance of this research, the Board on Children, Youth, and Families, under the auspices of the National Research Council and the Institute of Medicine, and with the sponsorship of the Henry J. Kaiser Family Foundation, held a workshop in March 2006. Its purpose was twofold: to examine the quality of the measures used in studies of the effects of media on children's health and development and to identify gaps in both research and practice. The goal was for a variety of experts to consider steps and strategies that could move this research forward and improve its utility for helping parents, practitioners, and policy makers guide young people in navigating a media-rich environment. Studying Media Effects on Children and Youth provides a summary of that discussion, supplemented with information from two papers prepared for the workshop. It begins with an examination of the potential impact of media exposure, followed by a description of the basic research questions and the methods currently used to study them. Methodological questions and challenges and theoretical approaches are described; they are discussed from the perspective of other kinds of epidemiological research. This report closes with a discussion of future directions for the field.

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Studying Media Effects on Children and Youth: Improving Methods and Measures: Workshop Summary

In 1993, the U.S. Supreme Court in Daubert v. Merrell Dow Pharmaceuticals, Inc., laid out a new test for federal trial judges to use when determining the admissibility of expert testimony. In Daubert, the Court ruled that judges should act as gatekeepers, assessing the reliability of the scientific methodology and reasoning that supports expert testimony. The resulting judicial screening of expert testimony has been particularly consequential. While the Supreme Court sought to bring better science into the courtroom, questions remain about whether the lower courts' application of Daubert accords with scientific practices. This report summarizes discussions held by an ad hoc committee of the The National Academies to consider the impact of Daubert and subsequent Supreme Court opinions and to identify questions for future study.

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Discussion of the Committee on Daubert Standards: Summary of Meetings

Although more women than men participate in higher education in the United States, the same is not true when it comes to pursuing careers in science and engineering. To Recruit and Advance: Women Students and Faculty in Science and Engineering identifies and discusses better practices for recruitment, retention, and promotion for women scientists and engineers in academia. Seeking to move beyond yet another catalog of challenges facing the advancement of women in academic science and engineering, this book describes actions actually taken by universities to improve the situation for women. Serving as a guide, it examines the following:

  • Recruitment of female undergraduates and graduate students.
  • Ways of reducing attrition in science and engineering degree programs in the early undergraduate years.
  • Improving retention rates of women at critical transition points—from undergraduate to graduate student, from graduate student to postdoc, from postdoc to first faculty position.
  • Recruitment of women for tenure-track positions.
  • Increasing the tenure rate for women faculty.
  • Increasing the number of women in administrative positions.

This guide offers numerous solutions that may be of use to other universities and colleges and will be an essential resource for anyone interested in improving the position of women students, faculty, deans, provosts, and presidents in science and engineering.

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To Recruit and Advance: Women Students and Faculty in Science and Engineering

The United States is viewed by the world as a country with plenty of food, yet not all households in America are food secure, meaning access at all times to enough food for an active, healthy life. A proportion of the population experiences food insecurity at some time in a given year because of food deprivation and lack of access to food due to economic resource constraints. Still, food insecurity in the United States is not of the same intensity as in some developing countries. Since 1995 the U.S. Department of Agriculture (USDA) has annually published statistics on the extent of food insecurity and food insecurity with hunger in U.S. households. These estimates are based on a survey measure developed by the U.S. Food Security Measurement Project, an ongoing collaboration among federal agencies, academic researchers, and private organizations. USDA requested the Committee on National Statistics of the National Academies to convene a panel of experts to undertake a two-year study in two phases to review at this 10-year mark the concepts and methodology for measuring food insecurity and hunger and the uses of the measure. In Phase 2 of the study the panel was to consider in more depth the issues raised in Phase 1 relating to the concepts and methods used to measure food security and make recommendations as appropriate. The Committee on National Statistics appointed a panel of 10 experts to examine the above issues. In order to provide timely guidance to USDA, the panel issued an interim Phase 1 report, Measuring Food Insecurity and Hunger: Phase 1 Report. That report presented the panel's preliminary assessments of the food security concepts and definitions; the appropriateness of identifying hunger as a severe range of food insecurity in such a survey-based measurement method; questions for measuring these concepts; and the appropriateness of a household survey for regularly monitoring food security in the U.S. population. It provided interim guidance for the continued production of the food security estimates. This final report primarily focuses on the Phase 2 charge. The major findings and conclusions based on the panel's review and deliberations are summarized.

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Food Insecurity and Hunger in the United States: An Assessment of the Measure

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Valuing Health for Regulatory Cost-Effectiveness Analysis

Scholars—and adults in general—have pondered for centuries the mysterious processes that influence the ways in which children gradually become adults. The development of professional organizations and journals devoted to adolescence, as well as increasing appreciation in academia and the world of policy for the importance of this phase of life, have helped this field catch up with the pace of research on other stages of human development particularly infancy and early childhood. The development of a comprehensive review of research on adolescence depends in large part on the perceived need for such a synthesis and the extent to which different research fields as well as policy and practice would benefit from such an effort. To address these issues, the National Research Council and the Institute of Medicine, through the Board on Children, Youth, and Families, held a two-day workshop in September 2005. The workshop was designed as an opportunity for an interdisciplinary group to explore the different strands of research that contribute to understanding adolescence. In the brief time available, the group was not asked to address the entire range of issues related to adolescent health and development, but rather to provide an initial explanation of issues that a longer term study might address. A Study of Interactions summarizes the major themes discussed at the workshop. It begins with an overview of what adolescence is and current views of the processes that shape development in the second decade of life. It explores the transdisciplinary research issues already presented in this field, as well as issues raised in discussions of goals for the field's future. A closing section describes the presenters' thoughts on the feasibility of launching an in depth contextual study that could more firmly establish connections among the many fields of study concerned with adolescence.

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A Study of Interactions: Emerging Issues in the Science of Adolescence: Workshop Summary

Many election officials look to electronic voting systems as a means for improving their ability to more effectively conduct and administer elections. At the same time, many information technologists and activists have raised important concerns regarding the security of such systems. Policy makers are caught in the midst of a controversy with both political and technological overtones. The public debate about electronic voting is characterized by a great deal of emotion and rhetoric.

Asking the Right Questions About Electronic Voting describes the important questions and issues that election officials, policy makers, and informed citizens should ask about the use of computers and information technology in the electoral process—focusing the debate on technical and policy issues that need resolving. The report finds that while electronic voting systems have improved, federal and state governments have not made the commitment necessary for e-voting to be widely used in future elections. More funding, research, and public education are required if e-voting is to become viable.

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Asking the Right Questions About Electronic Voting

The U.S. Department of Defense (DoD) faces short-term and long-term challenges in selecting and recruiting an enlisted force to meet personnel requirements associated with diverse and changing missions. The DoD has established standards for aptitudes/abilities, medical conditions, and physical fitness to be used in selecting recruits who are most likely to succeed in their jobs and complete the first term of service (generally 36 months). In 1999, the Committee on the Youth Population and Military Recruitment was established by the National Research Council (NRC) in response to a request from the DoD. One focus of the committee's work was to examine trends in the youth population relative to the needs of the military and the standards used to screen applicants to meet these needs. When the committee began its work in 1999, the Army, the Navy, and the Air Force had recently experienced recruiting shortfalls. By the early 2000s, all the Services were meeting their goals; however, in the first half of calendar year 2005, both the Army and the Marine Corps experienced recruiting difficulties and, in some months, shortfalls. When recruiting goals are not being met, scientific guidance is needed to inform policy decisions regarding the advisability of lowering standards and the impact of any change on training time and cost, job performance, attrition, and the health of the force. Assessing Fitness for Military Enlistment examines the current physical, medical, and mental health standards for military enlistment in light of (1) trends in the physical condition of the youth population; (2) medical advances for treating certain conditions, as well as knowledge of the typical course of chronic conditions as young people reach adulthood; (3) the role of basic training in physical conditioning; (4) the physical demands and working conditions of various jobs in today's military services; and (5) the measures that are used by the Services to characterize an individual's physical condition. The focus is on the enlistment of 18- to 24-year-olds and their first term of service.

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Assessing Fitness for Military Enlistment: Physical, Medical, and Mental Health Standards

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Multiple Origins, Uncertain Destinies: Hispanics and the American Future

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Hispanics and the Future of America

By 2030 there will be about 70 million people in the United States who are older than 64. Approximately 26 percent of these will be racial and ethnic minorities. Overall, the older population will be more diverse and better educated than their earlier cohorts. The range of late-life outcomes is very dramatic with old age being a significantly different experience for financially secure and well-educated people than for poor and uneducated people. The early mission of behavioral science research focused on identifying problems of older adults, such as isolation, caregiving, and dementia. Today, the field of gerontology is more interdisciplinary.

When I'm 64 examines how individual and social behavior play a role in understanding diverse outcomes in old age. It also explores the implications of an aging workforce on the economy. The book recommends that the National Institute on Aging focus its research support in social, personality, and life-span psychology in four areas: motivation and behavioral change; socioemotional influences on decision-making; the influence of social engagement on cognition; and the effects of stereotypes on self and others. When I'm 64 is a useful resource for policymakers, researchers and medical professionals.

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When I'm 64

The Institute of Medicine (IOM) Committee on Improving the Disability Decision Process has been working since it first met in January 2005 to develop recommendations to the Social Security Administration (SSA) on how to improve the medical aspects of its disability determination process. By law, Social Security can only pay benefits to those unable to engage in substantial gainful activity because of a "medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than 12 months (emphasis added)." Medical and psychological expertise is critical both in developing the criteria for measuring the severity and functional impact of an impairment or impairments on an applicant's ability to work and in applying the criteria to individual cases where the medical evidence does not clearly meet the criteria in the eyes of a nonmedical disability examiner.

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Improving the Social Security Disability Decision Process: Interim Report

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The Changing Transitions to Adulthood in Developing Countries: Selected Studies

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Expanding Access to Research Data: Reconciling Risks and Opportunities

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Ethical Considerations for Research on Housing-Related Health Hazards Involving Children

Several changes in the United States over the past two decades have implications for diet, nutrition, and food safety, including patterns of food consumption that have produced an increase in overweight and obese Americans and threats to food safety from pathogens and bioterrorism. The changes raise a number of critical policy and research questions: How do differences in food prices and availability or in households' time resources for shopping and food preparation affect what people consume and where they eat? How do factors outside of the household, such as the availability of stores and restaurants, food preparation technology, and food marketing and labeling policies, affect what people are consuming? What effects have food assistance programs had on the nutritional quality of diets and the health of those served by the programs? Where do people buy and consume food and how does food preparation affect food safety? To address these and related questions, the Economic Research Service (ERS) of the U.S. Department of Agriculture (USDA) asked the Committee on National Statistics to convene a panel of experts to provide advice for improving the data infrastructure on food consumption and nutrition. The panel was charged to review data needs to support research and decision making for food and nutrition policies and programs in USDA and to assess the adequacy of the current data infrastructure and recommend enhancements to improve it. The primary basis for the panel's deliberations, given limited resources, was a workshop on Enhancing the Data Infrastructure in Support of Food and Nutrition Programs, Research, and Decision Making, which the panel convened on May 27-28, 2004. This report is based on the discussions at the workshop and the deliberations of the panel. The report outlines key data that are needed to better address questions related to food consumption, diet, and health; discusses the available data and some limitations of those data; and offers recommendations for improvements in those data. The panel was charged to consider USDA data needs for policy making and the focus of the report is on those needs.

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Improving Data to Analyze Food and Nutrition Policies

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Population, Land Use, and Environment: Research Directions

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Improving Evaluation of Anticrime Programs

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Assessment of the Representative Payee Program of the Social Security Administration: Letter Report

Fertility and reproductive health issues more broadly have tended to be of low priority in humanitarian crises. Public attention is drawn by information concerning the magnitude of refugee flows, of death tolls, and of numbers of injuries. Reproductive health has been regarded as a longer term issue that could safely be put on the back burner during the crisis phase of an emergency, when issues of providing adequate food, clean water, and shelter, plus treating acute infectious diseases of crowding, take priority. This report reviews what evidence there is concerning the effects of humanitarian crisis on fertility, with a view to identifying common patterns that may exist across settings and be of value in guiding responses to future crises.

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War, Humanitarian Crises, Population Displacement, and Fertility: A Review of Evidence

The panel convened the Workshop on Improving Racial and Ethnic Data in Health to review information about current private-sector and state data collection practices in light of existing federal, state, and local regulations, laws, and requirements. The workshop presentations featured the perspectives of data users, health care providers, insurance plan representatives, state and local public health officials, and regulatory officials. Participants assessed policies, practices, barriers, and opportunities for collecting racial and ethnic data in their settings, and explored ways that private and state systems can be improved to address data needs. In preparation for the workshop, the panel commissioned four background papers to fill gaps in knowledge of private-sector and state government policies and practices and to address the importance of racial and ethnic data collection. The panel is also examining the role of socioeconomic status regarding health and health care disparities. However, the workshop intended to focus only on racial and ethnic data collection. The panel's final report will contain a full consideration of the collection of racial, ethnic, and socioeconomic status data.

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Improving Racial and Ethnic Data on Health: Report of a Workshop

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Owner-Authorized Handguns: A Workshop Summary

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Designing Nonmarket Accounts for the United States: Interim Report

The US Department of Justice's National Institute of Justice (NIJ) asked the Institute of Medicine (IOM) of The National Academies to conduct a workshop that would examine the interface of the medicolegal death investigation system and the criminal justice system. NIJ was particularly interested in a workshop in which speakers would highlight not only the status and needs of the medicolegal death investigation system as currently administered by medical examiners and coroners but also its potential to meet emerging issues facing contemporary society in America. Additionally, the workshop was to highlight priority areas for a potential IOM study on this topic.

To achieve those goals, IOM constituted the Committee for the Workshop on the Medicolegal Death Investigation System, which developed a workshop that focused on the role of the medical examiner and coroner death investigation system and its promise for improving both the criminal justice system and the public health and health care systems, and their ability to respond to terrorist threats and events. Six panels were formed to highlight different aspects of the medicolegal death investigation system, including ways to improve it and expand it beyond its traditional response and meet growing demands and challenges. This report summarizes the Workshop presentations and discussions that followed them.

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Medicolegal Death Investigation System: Workshop Summary

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Redesigning the U.S. Naturalization Tests: Interim Report

An informative mix of data and discussion, this book presents conclusions and recommendations for policies that can respond to the new conditions shaping America's working families. Among the family and work trends reviewed:

  • Growing population of mothers with young children in the workforce.
  • Increasing reliance of nonparental child care.
  • Growing challenges of families on welfare.
  • Increased understanding of child and adolescent development.

Included in this comprehensive review of the research and data on family leave, child care, and income support issues are: the effects of early child care and school age child care on child development, the impacts of family work policies on child and adolescent well-being and family functioning, the impacts of family work policies on child and adolescent well-being and family functioning the changes to federal and state welfare policy, the emergence of a 24/7 economy, the utilization of paid family leave, and an examination of the ways parental employment affects children as they make their way through childhood and adolescence.

The book also evaluates the support systems available to working families, including family and medical leave, child care options, and tax policies. The committee's conclusions and recommendations will be of interest to anyone concerned with issues affecting the working American family, especially policy makers, program administrators, social scientists, journalist, private and public sector leaders, and family advocates.

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Working Families and Growing Kids: Caring for Children and Adolescents

In Africa many of the refugee flows in recent years have had a strong ethnic dimension; interethnic conflict or conflict between politically powerful groups with minority populations is often an important aspect of who is forced to flee. In most cases the origins of conflict occur in a multiethnic environment, and repatriation (if it happens) occurs in that multiethnic context, with implications for subsequent relationships between the groups in terms of political, economic, and numeric power. As the primary source of recruitment to a population, fertility is an essential component of postconflict restructuring. The disruption of fertility during the disorder of forced migration can itself be seen as part of the disintegration of society and identity; the impact of conflict and flight on reproduction may be an important indicator of the degree of crisis faced by the population. Postcrisis fertility and changes from the reproductive regime prior to the forced migration indicate not only how the population has responded to the multiplicity of changes and traumas, but also its ability to adapt and manipulate its new sociopolitical position. This report focuses on the specific experience of a single persecuted population whose sociopolitical history, along with their underlying marital and fertility regimes, will inevitably condition responses to conflict.

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Fertility of Malian Tamasheq Repatriated Refugees: The Impact of Forced Migration

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International Human Rights Network of Academies and Scholarly Societies: Proceedings - Symposium and Fifth Biennial Meeting, Paris, May 10-11, 2001

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Frameworks for Higher Education in Homeland Security

The challenges for young people making the transition to adulthood are greater today than ever before. Globalization, with its power to reach across national boundaries and into the smallest communities, carries with it the transformative power of new markets and new technology. At the same time, globalization brings with it new ideas and lifestyles that can conflict with traditional norms and values. And while the economic benefits are potentially enormous, the actual course of globalization has not been without its critics who charge that, to date, the gains have been very unevenly distributed, generating a new set of problems associated with rising inequality and social polarization. Regardless of how the globalization debate is resolved, it is clear that as broad global forces transform the world in which the next generation will live and work, the choices that today's young people make or others make on their behalf will facilitate or constrain their success as adults. Traditional expectations regarding future employment prospects and life experiences are no longer valid.

Growing Up Global examines how the transition to adulthood is changing in developing countries, and what the implications of these changes might be for those responsible for designing youth policies and programs, in particular, those affecting adolescent reproductive health. The report sets forth a framework that identifies criteria for successful transitions in the context of contemporary global changes for five key adult roles: adult worker, citizen and community participant, spouse, parent, and household manager.

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Growing Up Global: The Changing Transitions to Adulthood in Developing Countries

It has been clear for at least 50 years the disadvantages that small businesses face in competing for U.S. government contracts. The Small Business Act of 1953 created the Small Business Administration (SBA), an independent agency in the executive branch that counsels and assists specific types of small businesses including firms owned by minorities and other socially and economically disadvantaged individuals and firms owned by women. Women-owned small businesses, however, are underrepresented or substantially underrepresented in some industries.

In 2002, the SBA Office of Federal Contract Assistance for Women Business Owners (CAWBO) organized a draft study containing a preliminary set of approximations of the representation of women-owned small businesses in federal prime contracts over $25,000 by industry. Because of the past legal challenges to race- and gender-conscious contracting programs at the federal and local levels, the SBA asked the Committee on National Statistics of the National Academies to conduct an independent review of relevant data and estimation methods prior to finalizing the CAWBO study.

The Steering Committee on Women-Owned Small Businesses in Federal Contracting was created and charged with holding a workshop to discuss topics including the accuracy of data and methods to estimate the use of women-owned small businesses in federal contracting and the definition of "underrepresentation" and "substantial underrepresentation" in designating industries for which preferential contracting programs might be warranted. Analyzing Information on Women-Owned Small Businesses in Federal Contracting presents the committee's report as well as the recommendations that committees have made.

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Analyzing Information on Women-Owned Small Businesses in Federal Contracting

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Measuring Food Insecurity and Hunger: Phase 1 Report

Since 1992, the Committee on National Statistics (CNSTAT) has produced a book on principles and practices for a federal statistical agency, updating the document every 4 years to provide a current edition to newly appointed cabinet secretaries at the beginning of each presidential administration.

This third edition presents and comments on three basic principles that statistical agencies must embody in order to carry out their mission fully:

(1) They must produce objective data that are relevant to policy issues,

(2) they must achieve and maintain credibility among data users, and

(3) they must achieve and maintain trust among data providers.

The book also discusses 11 important practices that are means for statistical agencies to live up to the four principles. These practices include a commitment to quality and professional practice and an active program of methodological and substantive research.

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Principles and Practices for a Federal Statistical Agency: Third Edition

In the early years of robotics and automated vehicles, the fight was against nature and not against a manifestly intelligent opponent. In military environments, however, where prediction and anticipation are complicated by the existence of an intelligent adversary, it is essential to retain human operators in the control loop. Future combat systems will require operators to control and monitor aerial and ground robotic systems and to act as part of larger teams coordinating diverse robotic systems over multiple echelons. The National Research Council organized a workshop to identify the most important human-related research and design issues from both the engineering and human factors perspectives, and develop a list of fruitful research directions. Interfaces for Ground and Air Military Robots summarizes the presentations and discussions from this workshop.

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Interfaces for Ground and Air Military Robots: Workshop Summary

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Beyond the Market: Designing Nonmarket Accounts for the United States

The Committee on National Statistics (CNSTAT) of the National Research Council (NRC) convened a workshop on June 15-16, 2004, to review federal research on alternative methods for measuring poverty. The workshop had been requested by the U.S. Office of Management and Budget to evaluate progress in moving toward a new measure of poverty, as recommended by the 1995 report, Measuring Poverty: A New Approach. Experimental Poverty Measures is the summary of that workshop. This report discusses which components of alternative measures are methodologically sound and which might need further refinement,toward the goal of narrowing the number of alternative measures that should be considered.

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Experimental Poverty Measures: Summary of a Workshop

Expectations for early learning are very different than they were even as recently as a decade ago. With increased recognition of the intellectual capacities of young children, as well as a growing understanding of how these capacities develop and can be fostered, has come a growing recognition that early childhood education, in both formal and informal settings, may not be helping all children maximize their cognitive capacities. Mathematical and Scientific Development in Early Childhood explores the research in cognition and developmental psychology that sheds light on children's capacity to learn mathematical and scientific ideas. This summary report of the discussions and presentations at the workshop is designed to frame the issues relevant to advancing research useful to the development of research-based curricula for mathematics and science for young children.

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Mathematical and Scientific Development in Early Childhood: A Workshop Summary

International trade plays a substantial role in the economy of the United States. More than 1.6 billion tons of international merchandise was conveyed using the U.S. transportation system in 2001. The need to transport this merchandise raises concerns about the quality of the transportation system and its ability to support this component of freight movement. Measuring International Trade on U.S. Highways evaluates the accuracy and reliability of measuring the ton-miles and value-miles of international trade traffic carried by highway for each state. This report also assesses the accuracy and reliability of the use of diesel fuel data as a measure of international trade traffic by state and identifies needed improvements in long-term data collection programs.

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Measuring International Trade on U.S. Highways

For years proposals for gun control and the ownership of firearms have been among the most contentious issues in American politics. For public authorities to make reasonable decisions on these matters, they must take into account facts about the relationship between guns and violence as well as conflicting constitutional claims and divided public opinion. In performing these tasks, legislators need adequate data and research to judge both the effects of firearms on violence and the effects of different violence control policies.

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Firearms and Violence: A Critical Review

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Hearing Loss: Determining Eligibility for Social Security Benefits

This report examines the portfolio of research and development (R&D) expenditure surveys at the National Science Foundation (NSF), identifying gaps and weaknesses and areas of missing coverage. The report takes an in-depth look at the definition of R&D, the needs and potential uses of NSF's R&D data by a variety of users, the goals of an integrated system of surveys and other data collection activities, and the quality of the data collected in the existing Science Resources Statistics surveys.

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Measuring Research and Development Expenditures in the U.S. Economy

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Children's Health, the Nation's Wealth: Assessing and Improving Child Health

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Critical Perspectives on Racial and Ethnic Differences in Health in Late Life

As the population of older Americans grows, it is becoming more racially and ethnically diverse. Differences in health by racial and ethnic status could be increasingly consequential for health policy and programs. Such differences are not simply a matter of education or ability to pay for health care. For instance, Asian Americans and Hispanics appear to be in better health, on a number of indicators, than White Americans, despite, on average, lower socioeconomic status. The reasons are complex, including possible roles for such factors as selective migration, risk behaviors, exposure to various stressors, patient attitudes, and geographic variation in health care.

This volume, produced by a multidisciplinary panel, considers such possible explanations for racial and ethnic health differentials within an integrated framework. It provides a concise summary of available research and lays out a research agenda to address the many uncertainties in current knowledge. It recommends, for instance, looking at health differentials across the life course and deciphering the links between factors presumably producing differentials and biopsychosocial mechanisms that lead to impaired health.

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Understanding Racial and Ethnic Differences in Health in Late Life: A Research Agenda

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Eliminating Health Disparities: Measurement and Data Needs

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Monitoring Metabolic Status: Predicting Decrements in Physiological and Cognitive Performance

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Measuring Racial Discrimination

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Fairness and Effectiveness in Policing: The Evidence

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Achieving XXcellence in Science: Role of Professional Societies in Advancing Women in Science: Proceedings of a Workshop

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The 2000 Census: Counting Under Adversity

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Forensic Analysis: Weighing Bullet Lead Evidence

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Technology for Adaptive Aging

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Reengineering the 2010 Census: Risks and Challenges

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Evaluating Military Advertising and Recruiting: Theory and Methodology

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Advancing the Federal Research Agenda on Violence Against Women

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Reducing Underage Drinking: A Collective Responsibility

The U.S. Army Test and Evaluation Command (ATEC) is responsible for the operational testing and evaluation of Army systems in development. ATEC

requested that the National Research Council form the Panel on Operational Test Design and Evaluation of the Interim Armored Vehicle (Stryker). The charge to this panel was to explore three issues concerning the IOT plans for the Stryker/SBCT. First, the panel was asked to examine the measures selected to assess the performance and effectiveness of the Stryker/SBCT in comparison both to requirements and to the baseline system. Second, the panel was asked to review the test design for the Stryker/SBCT initial operational test to see whether it is consistent with best practices. Third, the panel was asked to identify the advantages and disadvantages of techniques for combining operational test data with data from other sources and types of use. In a previous report (appended to the current report) the panel presented findings, conclusions, and recommendations pertaining to the first two issues: measures of performance and effectiveness, and test design. In the current report, the panel discusses techniques for combining information.

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Improved Operational Testing and Evaluation and Methods of Combining Test Information for the Stryker Family of Vehicles and Related Army Systems: Phase II Report

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Conflict and Reconstruction in Multiethnic Societies: Proceedings of a Russian-American Workshop

Recent rough estimates are that the U.S. Department of Defense (DoD) spends at least $38 billion a year on the research, development, testing, and evaluation of new defense systems; approximately 40 percent of that cost-at least $16 billion-is spent on software development and testing. There is widespread understanding within DoD that the effectiveness of software-intensive defense systems is often hampered by low-quality software as well as increased costs and late delivery of software components. Given the costs involved, even relatively incremental improvements to the software development process for defense systems could represent a large savings in funds. And given the importance of producing defense software that will carry out its intended function, relatively small improvements to the quality of defense software systems would be extremely important to identify. DoD software engineers and test and evaluation officials may not be fully aware of a range of available techniques, because of both the recent development of these techniques and their origination from an orientation somewhat removed from software engineering, i.e., from a statistical perspective. The panel's charge therefore was to convene a workshop to identify statistical software engineering techniques that could have applicability to DoD systems in development.

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Innovations in Software Engineering for Defense Systems

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Estimating Eligibility and Participation for the WIC Program: Final Report

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Preparing for the Psychological Consequences of Terrorism: A Public Health Strategy

The Panel on Research on Future Census Methods has a broad charge to review the early planning process for the 2010 census. Its work includes observing the operation of the 2000 census, deriving lessons for 2010, and advising on effective evaluations and tests. This is the panel's third report; they have previously issued an interim report offering suggestions on the Census Bureau's evaluation plan for 2000 and a letter report commenting on the bureau's proposed general structure for the 2010 census.

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Planning the 2010 Census: Second Interim Report

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Dynamic Social Network Modeling and Analysis: Workshop Summary and Papers

Institutional review boards (IRBs) are the linchpins of the protection systems that govern human participation in research. In recent years, high-profile cases have focused attention on the weaknesses of the procedures for protecting participants in medical research. The issues surrounding participants protection in the social, behavioral, and economic sciences may be less visible to the public eye, but they are no less important in ensuring ethical and responsible research.

This report examines three key issues related to human participation in social, behavioral, and economic sciences research: (1) obtaining informed, voluntary consent from prospective participants: (2) guaranteeing the confidentiality of information collected from participants, which is a particularly challenging problem in social sciences research; and (3) using appropriate review procedures for “minimal-risk” research.

Protecting Participants and Facilitating Social and Behavioral Sciences Research will be important to policy makers, research administrators, research sponsors, IRB members, and investigators. More generally, it contains important information for all who want to ensure the best protection—for participants and researchers alike—in the social, behavioral, and economic sciences.

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Protecting Participants and Facilitating Social and Behavioral Sciences Research

The U.S. Army Test and Evaluation Command (ATEC) is responsible for the operational testing and evaluation of Army systems in development. ATEC requested that the National Research Council form the Panel on Operational Test Design and Evaluation of the Interim Armored Vehicle (Stryker) to explore three issues concerning the initial operation test plans for the Stryker/Interim Brigade Combat Team (IBCT). First, the panel was asked to examine the measures selected to assess the performance and effectiveness of the Stryker/IBCT in comparison both to requirements and to the baseline system. Second, the panel was asked to review the test design for the Stryker/IBCT initial operational test to see whether it is consistent with best practices. Third, the panel was asked to identify the advantages and disadvantages of techniques for combining operational test data with data from other sources and types of use. In this report the panel presents findings, conclusions, and recommendations pertaining to the first two issues: measures of performance and effectiveness, and test design. The panel intends to prepare a second report that discusses techniques for combining information.

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Improved Operational Testing and Evaluation: Better Measurement and Test Design for the Interim Brigade Combat Team with Stryker Vehicles: Phase I Report

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Survey Automation: Report and Workshop Proceedings

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Guatemala: Human Rights and the Myrna Mack Case

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Measuring Access to Learning Opportunities

In May 2002 Timor Leste (East Timor) emerged as a new nation after centuries of foreign rule and decades of struggle for independence. Its birth was a painful one; a United Nations-brokered Popular Consultation in August 1999, in which an overwhelming majority of the people opted for independence, was followed by several weeks of vengeful violence, looting, and destruction by pro-Indonesia militias. It left the territory and all of its essential services devastated. In this context, the United Nations Transitional Administration in East Timor (UNTAET), with the country's leaders and people and many other partners, set about restoring order and services, building a government structure, and preparing for independence. This paper summarizes the rehabilitation and development of the health sector from early 2000 to the end of 2001.

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Initial Steps in Rebuilding the Health Sector in East Timor

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Offspring: Human Fertility Behavior in Biodemographic Perspective

The past decade has demonstrated the utility of SESTAT, but the SESTAT design shows some deficiencies with respect to response rates, coverage of populations of interest, and its ability to support some useful analyses. To tackle those deficiencies, NSF has proposed three possible design options for improving the database and asked the National Research Council's Committee on National Statistics (CNSTAT) to form the Committee to Review the 2000 Decade Design of the SESTAT.

This is the report of that committee. It presents our understanding of the purposes and characteristics of the SESTAT, applies the criteria we believe are important for assessing design options for the database, provides our recommendation for the best approach to adopt in the 2000 decade, and offers our encouragement to NSF to pursue opportunities to improve the understanding of the numbers and characteristics of scientists and engineers in the United States.

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Improving the Design of the Scientists and Engineers Statistical Data System (SESTAT)

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Statistical Issues in Allocating Funds by Formula

The polygraph, often portrayed as a magic mind-reading machine, is still controversial among experts, who continue heated debates about its validity as a lie-detecting device. As the nation takes a fresh look at ways to enhance its security, can the polygraph be considered a useful tool?

The Polygraph and Lie Detection puts the polygraph itself to the test, reviewing and analyzing data about its use in criminal investigation, employment screening, and counter-intelligence.

The book looks at:

  • The theory of how the polygraph works and evidence about how deceptiveness—and other psychological conditions—affect the physiological responses that the polygraph measures.
  • Empirical evidence on the performance of the polygraph and the success of subjects' countermeasures.
  • The actual use of the polygraph in the arena of national security, including its role in deterring threats to security.

The book addresses the difficulties of measuring polygraph accuracy, the usefulness of the technique for aiding interrogation and for deterrence, and includes potential alternatives—such as voice-stress analysis and brain measurement techniques.

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The Polygraph and Lie Detection

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Elder Mistreatment: Abuse, Neglect, and Exploitation in an Aging America

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Attitudes, Aptitudes, and Aspirations of American Youth: Implications for Military Recruitment

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Measurement Problems in Criminal Justice Research: Workshop Summary

The final report of the National Research Council's (NRC) Panel on Statistical Methods for Testing and Evaluating Defense Systems (National Research Council, 1998) was intended to provide broad advice to the U.S. Department of Defense (DoD) on current statistical methods and principles that could be applied to the developmental and operational testing and evaluation of defense systems. To that end, the report contained chapters on the use of testing as a tool of system development; current methods of experimental design; evaluation methods; methods for testing and assessing reliability, availability, and maintainability; software development and testing; and validation of modeling and simulation for use in operational test and evaluation. While the examination of such a wide variety of topics was useful in helping DoD understand the breadth of problems for which statistical methods could be applied and providing direction as to how the methods currently used could be improved, there was, quite naturally, a lack of detail in each area.

To address the need for further detail, two DoD agencies-the Office of the Director of Operational Test and Evaluation and the Office of the Under Secretary of Defense for Acquisition, Technology, and Logistics-asked the NRC's Committee on National Statistics to initiate a series of workshops on statistical issues relevant to defense acquisition. The aim of each workshop is to inform DoD about the methods that represent the statistical state of the art and, through interactions of the statistical and defense communities, explore their relevance for DoD application.

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Reliability Issues for DOD Systems: Report of a Workshop

The events and aftermath of September 11, 2001, profoundly changed the course of history of the nation. They also brought the phenomenon known as terrorism to the forefront of the nation's consciousness. As it became thus focused, the limits of scientific understanding of terrorism and the capacity to develop policies to deal with it became even more evident. The objective of this report is to bring behavioral and social science perspectives to bear on the nature, determinants, and domestic responses to contemporary terrorism as a way of making theoretical and practical knowledge more adequate to the task. It also identifies areas of research priorities for the behavioral and social sciences.

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Terrorism: Perspectives from the Behavioral and Social Sciences

The shooting at Columbine High School riveted national attention on violence in the nation's schools. This dramatic example signaled an implicit and growing fear that these events would continue to occur—and even escalate in scale and severity.

How do we make sense of the tragedy of a school shooting or even draw objective conclusions from these incidents? Deadly Lessons is the outcome of the National Research Council's unique effort to glean lessons from six case studies of lethal student violence. These are powerful stories of parents and teachers and troubled youths, presenting the tragic complexity of the young shooter's social and personal circumstances in rich detail.

The cases point to possible causes of violence and suggest where interventions may be most effective. Readers will come away with a better understanding of the potential threat, how violence might be prevented, and how healing might be promoted in affected communities.

For each case study, Deadly Lessons relates events leading up to the violence, provides quotes from personal interviews about the incident, and explores the impact on the community. The case studies center on:

  • Two separate incidents in East New York in which three students were killed and a teacher was seriously wounded.
  • A shooting on the south side of Chicago in which one youth was killed and two wounded.
  • A shooting into a prayer group at a Kentucky high school in which three students were killed.
  • The killing of four students and a teacher and the wounding of 10 others at an Arkansas middle school.
  • The shooting of a popular science teacher by a teenager in Edinboro, Pennsylvania.
  • A suspected copycat of Columbine in which six students were wounded in Georgia.

For everyone who puzzles over these terrible incidents, Deadly Lessons offers a fresh perspective on the most fundamental of questions: Why?

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Deadly Lessons: Understanding Lethal School Violence

This report addresses the question of what terrorists hold in value. This question is posed in order to assess some means and strategies for deterring, deflecting, or preventing terrorist activities. The report approaches the question on several levels, moving from the use of short-term deterrent strategies to the modification of the broader contexts and conditions conducive to terrorist activities in the long run. The report focuses on contemporary Islamic extremist terrorism but deals with generic dimensions in many instances.

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Discouraging Terrorism: Some Implications of 9/11

Hispanics are defined as people of Spanish-speaking origin from Latin America, the Caribbean, or Europe. Hispanics vary in terms of socioeconomic status, race, religion and/or more. A common occurrence among the Hispanics, however, are the emerging issues concerning their health.It is estimated that by 2050 Hispanics will make up more than 25% of the United States' population. It is thus important that they have the resources to contribute maximally to American society. This can come about by first understanding and dealing with issues surrounding their health.

In hopes of examining these issues and as a part of its continuing commitment to promote a national dialogue on race and diversity in the United States, the National Academies organized an expert meeting on Emerging Issues in Hispanic Health on April 10, 2002.

Emerging Issues in Hispanic Health: Summary of a Workshop includes a review of key demographic data, such as population statistics, that characterize the Hispanic population in the United States; research on the socioeconomic, sociocultural, and behavioral determinants of health; effects of selective migration; the apparent epidemiological paradox : the relatively positive health outcomes observed in some Hispanic populations despite their relatively poor socioeconomic status or other types of disadvantage such as discrimination; and more.

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Emerging Issues in Hispanic Health: Summary of a Workshop

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Minority Students in Special and Gifted Education

The Society Security disability program faces urgent challenges: more people receiving benefits than ever before, the prospect of even more claimants as baby boomers age, changing attitudes culminating in the Americans With Disabilities Act. Disability is now understood as a dynamic process, and Social Security must comprehend that process to plan adequately for the times ahead. The Dynamics of Disability provides expert analysis and recommendations in key areas:

  • Understanding the current social, economic, and physical environmental factors in determining eligibility for disability benefits.
  • Developing and implementing a monitoring system to measure and track trends in work disability.
  • Improving the process for making decisions on disability claims.
  • Building Social Security's capacity for conducting needed research.

This book provides a wealth of detail on the workings of the Social Security disability program, recent and emerging disability trends, issues and previous experience in researching disability, and more. It will be of primary interest to federal policy makers, the Congress, and researchers—and it will be useful to state disability officials, medical and rehabilitation professionals, and the disability community.

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The Dynamics of Disability: Measuring and Monitoring Disability for Social Security Programs

Situations involving conflict and forced migration have become increasingly commonplace in today's world. The need to understand the causes, consequences, and characteristics of these situations is creating a burgeoning field of research. But given the nature of complex emergency settings, traditional research guidelines may be inappropriate. The research and policy community has recognized this problem and has begun to address issues surrounding the ethics of doing research in emergency settings and among conflict-affected and displaced populations. The Roundtable on the Demography of Forced Migration, under the aegis of the Committee on Population of the National Research Council, held a workshop to examine some of these issues. This report to the roundtable summarizes the workshop presentations and discussion.

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Research Ethics in Complex Humanitarian Emergencies: Summary of a Workshop

The Roundtable on the Demography of Forced Migration was established by the Committee on Population of the National Research Council in 1999. The roundtable is composed of experts from academia, government, philanthropy, and international organizations. The roundtable's purpose is to serve as an interdisciplinary, nonpartisan focal point for taking stock of what is known about demographic patterns in refugee situations, to apply this knowledge base to assist both policy makers and relief workers, and to stimulate new directions for innovation and scientific inquiry in this growing field of study.

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Demographic Assessment Techniques in Complex Humanitarian Emergencies: Summary of a Workshop

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Youth, Pornography, and the Internet

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Visual Impairments: Determining Eligibility for Social Security Benefits

"Quality of life"..."livability"..."sense of place." Communities across America are striving to define these terms and to bring them to life, as they make decisions about transportation systems and other aspects of planning and development.

Community and Quality of Life discusses important concepts that undergird community life and offers recommendations for collaborative planning across space and time. The book explores:

  • Livability as an ensemble concept, embracing notions such as quality of place and sustainability. It discusses how to measure the "three legs" of livability (social, economic, ecological) while accounting for politics and personal values. And the book examines how to translate broad ideas about livability into guidelines for policymaking
  • Place as more than location, including the natural, human-built, and social environments. The book discusses the impact of population changes over time, the links between regional and local identity, and other issues
  • Tools for decision making in transportation and community planning. It reviews a variety of decision models and tools such as geographic information systems (GIS)—as well as public and private sources of relevant data.

Including several case examples, this book will be important to planners, planning decision makers, planning educators and students, social scientists, community activists, and interested individuals.

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Community and Quality of Life: Data Needs for Informed Decision Making

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Mental Retardation: Determining Eligibility for Social Security Benefits

The State Children's Health Insurance Program (SCHIP) was established by Congress to provide health insurance to uninsured children whose family income was too high for Medicaid coverage but too low to allow the family to obtain private health insurance coverage. The enabling legislation for SCHIP, included in the Balanced Budget Act of 1997, made available to states (and the District of Columbia) almost $40 billion over a 10-year period for this program. Like Medicaid, SCHIP is a joint federal-state program, with funding from both sources, but it is implemented by the states. Thus, there are SCHIP programs in all of the states and the District of Columbia.

The National Research Council, through the Committee on National Statistics, was asked to explore some of the ways in which data analysis could be used to promote achievement of the SCHIP goal of expanding health insurance coverage for uninsured children from low-income families. To inform its work, the panel for this project held a workshop to bring together state SCHIP officials and researchers to share findings and methods that would inform the design, implementation, and evaluation of SCHIP at the state and national levels. In keeping with this charge, this report is limited to discussions at the workshop. It does not attempt to provide a summary of all the state programs nor a comprehensive review of the literature.

Data Needs for the State Children's Health Insurance Program concludes that data are insufficient in the individual states to provide a clear picture of the impact of SCHIP on the number of children who are eligible for the program, the rate at which eligible children are enrolled in the program, and the rate at which they are retained in the program once enrolled. This situation is due, in part, to the fact that sample sizes in national surveys are too small to provide detailed data for individual states. In addition, the great amount of movement of children among health insurance categories—Medicaid, SCHIP, private insurance, or no insurance at all—makes it difficult for states to count the number of children in specific categories at a particular point in time.

The panel specifies a number of practices that could be implemented to improve the overall functioning of SCHIP and the ability of policy makers to evaluate the program. Foremost among these are: (1) developing more uniform ways of estimating eligibility and health insurance coverage among the states; (2) sharing among the states effective methods for outreach; (3) taking qualitative information into account, in addition to quantitative information, in assessing variation among states in enrollment and disenrollment; and (4) implementing longitudinal studies to track the movement of children among the various insurance statuses.

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Data Needs for the State Children's Health Insurance Program

The National Research Council (NRC) recently conducted several projects concerning urban poverty, racial disparities, and opportunities to change metropolitan areas in ways that have positive effects on residents' well-being. In reports such as Governance and Opportunity in Metropolitan America (1999), place, space, and neighborhood have become important lenses through which to understand the factors affecting opportunity and well-being. After the publication of Governance and Opportunity, the Office of the Assistant Secretary for Planning and Evaluation (ASPE) of the U.S. Department of Health and Human Services became interested in what insights research focused on place might offer in terms of improving the conditions of vulnerable families-a population about whom ASPE is particularly concerned. Because of its interest in the topic, ASPE provided generous support to the NRC to hold a workshop on the importance of place and to produce a report based on the findings of the workshop. This report, Equality of Opportunity and the Importance of Place, is the culmination of the NRC's work on behalf of ASPE.

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Equality of Opportunity and the Importance of Place: Summary of a Workshop

A transportation indicator is a measure of change over time in the transportation system or in its social, economic, environmental, or other effects. Two National Research Council (NRC) studies recommended, as a matter of high priority, that the Bureau of Transportation Statistics (BTS) in the U.S. Department of Transportation (USDOT) develop a consistent, easily understood, and useful set of key indicators of the transportation system. The NRC's Committee on National Statistics and its Transportation Research Board, which conducted these studies, convened a workshop on June 13, 2000. The purpose of the Workshop on Transportation Indicators was to discuss issues relating to transportation indicators and provide the Bureau of Transportation Statistics with new ideas for issues to address.

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Key Transportation Indicators: Summary of a Workshop

Longitudinal data collection and analysis are critical to social, demographic, and health research, policy, and practice. They are regularly used to address questions of demographic and health trends, policy and program evaluation, and causality. Panel studies, cohort studies, and longitudinal community studies have proved particularly important in developing countries that lack vital registration systems and comprehensive sources of information on the demographic and health situation of their populations. Research using data from such studies has led to scientific advances and improvements in the well-being of individuals in developing countries. Yet questions remain about the usefulness of these studies relative to their expense (and relative to cross-sectional surveys) and about the appropriate choice of alternative longitudinal strategies in different contexts.

For these reasons, the Committee on Population convened a workshop to examine the comparative strengths and weaknesses of various longitudinal approaches in addressing demographic and health questions in developing countries and to consider ways to strengthen longitudinal data collection and analysis. This report summarizes the discussion and opinions voiced at that workshop.

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Leveraging Longitudinal Data in Developing Countries: Report of a Workshop

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Achieving High Educational Standards for All: Conference Summary

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Confronting Chronic Neglect: The Education and Training of Health Professionals on Family Violence

In response to a mandate from Congress in conjunction with the Protection of Children from Sexual Predators Act of 1998, the Computer Science and Telecommunications Board (CSTB) and the Board on Children, Youth, and Families of the National Research Council (NRC) and the Institute of Medicine established the Committee to Study Tools and Strategies for Protecting Kids from Pornography and Their Applicability to Other Inappropriate Internet Content.

To collect input and to disseminate useful information to the nation on this question, the committee held two public workshops. On December 13, 2000, in Washington, D.C., the committee convened a workshop to focus on nontechnical strategies that could be effective in a broad range of settings (e.g., home, school, libraries) in which young people might be online. This workshop brought together researchers, educators, policy makers, and other key stakeholders to consider and discuss these approaches and to identify some of the benefits and limitations of various nontechnical strategies. The December workshop is summarized in Nontechnical Strategies to Reduce Children's Exposure to Inappropriate Material on the Internet: Summary of a Workshop. The second workshop was held on March 7, 2001, in Redwood City, California. This second workshop focused on some of the technical, business, and legal factors that affect how one might choose to protect kids from pornography on the Internet. The present report provides, in the form of edited transcripts, the presentations at that workshop.

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Technical, Business, and Legal Dimensions of Protecting Children from Pornography on the Internet: Proceedings of a Workshop

Federal law prohibits housing discrimination on the basis of seven protected classes including race. Despite 30 years of legal prohibition under the Fair Housing Act, however, there is evidence of continuing discrimination in American housing, as documented by several recent reports. In 1998, the Department of Housing and Urban Development (HUD) funded a $7.5 million independently conducted Housing Discrimination Survey (HDS) of racial and ethnic discrimination in housing rental, sales, and lending markets (Public Law 105-276). This survey is the third such effort sponsored by HUD. Its intent is to provide a detailed understanding of the patterns of discrimination in housing nationwide.

In 1999, the Committee on National Statistics (CNSTAT) of the National Research Council (NRC) was asked to review the research design and analysis plan for the 2000 HDS and to offer suggestions about appropriate sampling and analysis procedures. The review took the form of a workshop that addressed HUD's concerns about the adequacy of the sample design and analysis plan, as well as questions related to the measurement of various aspects of discrimination and issues that might bias the results obtained. The discussion also explored alternative methodologies and research needs. In addition to addressing methodological and substantive issues related specifically to the HDS, the workshop examined broader questions related to the measurement of discrimination.

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Measuring Housing Discrimination in a National Study: Report of a Workshop

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The Drama of the Commons

The federal courts are seeking ways to increase the ability of judges to deal with difficult issues of scientific expert testimony. The workshop explored the new environment judges, plaintiffs, defendants, and experts face in light of "Daubert" and "Kumho," when presenting and evaluating scientific, engineering, and medical evidence.

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The Age of Expert Testimony: Science in the Courtroom: Report of a Workshop

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Community Programs to Promote Youth Development

This volume contains the full text of two reports: one is an interim review of major census operations, which also assesses the U.S. Census bureau's recommendation in March 2001 regarding statistical adjustment of census data for redistricting. It does not address the decision on adjustment for non-redistricting purposes. The second report consists of a letter sent to William Barron, acting director of the Census Bureau. It reviews the new set of evaluations prepared by the Census Bureau in support of its October decision. The two reports are packaged together to provide a unified discussion of statistical adjustment and other aspects of the 2000 census that the authoring panel has considered to date.

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The 2000 Census: Interim Assessment

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Studies of Welfare Populations: Data Collection and Research Issues

This volume is part of an effort to review what is known about the determinants of fertility transition in developing countries and to identify lessons that might lead to policies aimed at lowering fertility. It addresses the roles of diffusion processes, ideational change, social networks, and mass communications in changing behavior and values, especially as related to childbearing. A new body of empirical research is currently emerging from studies of social networks in Asia (Thailand, Taiwan, Korea), Latin America (Costa Rica), and Sub-Saharan Africa (Kenya, Malawi, Ghana). Given the potential significance of social interactions to the design of effective family planning programs in high-fertility settings, efforts to synthesize this emerging body of literature are clearly important.

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Diffusion Processes and Fertility Transition: Selected Perspectives

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From Scarcity to Visibility: Gender Differences in the Careers of Doctoral Scientists and Engineers

Adolescents obviously do not always act in ways that serve their own best interests, even as defined by them. Sometimes their perception of their own risks, even of survival to adulthood, is larger than the reality; in other cases, they underestimate the risks of particular actions or behaviors. It is possible, indeed likely, that some adolescents engage in risky behaviors because of a perception of invulnerability—the current conventional wisdom of adults' views of adolescent behavior. Others, however, take risks because they feel vulnerable to a point approaching hopelessness. In either case, these perceptions can prompt adolescents to make poor decisions that can put them at risk and leave them vulnerable to physical or psychological harm that may have a negative impact on their long-term health and viability.

A small planning group was formed to develop a workshop on reconceptualizing adolescent risk and vulnerability. With funding from Carnegie Corporation of New York, the Workshop on Adolescent Risk and Vulnerability: Setting Priorities took place on March 13, 2001, in Washington, DC. The workshop's goal was to put into perspective the total burden of vulnerability that adolescents face, taking advantage of the growing societal concern for adolescents, the need to set priorities for meeting adolescents' needs, and the opportunity to apply decision-making perspectives to this critical area. This report summarizes the workshop.

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Adolescent Risk and Vulnerability: Concepts and Measurement

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Informing America's Policy on Illegal Drugs: What We Don't Know Keeps Hurting Us

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Evaluating Welfare Reform in an Era of Transition

This report is a summary of the first meeting of the Science, Technology, and Law Panel. The Policy Division of the National Research Council established the panel to bring the science and engineering community and the legal community together on a regular basis to explore pressing issues, to improve communication, and to help resolve such issues between these communities.

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A Convergence of Science and Law: A Summary Report of the First Meeting of the Science, Technology, and Law Panel

In response to a mandate from Congress in conjunction with the Protection of Children from Sexual Predators Act of 1998, the Computer Science and Telecommunications Board and the Board on Children, Youth, and Families of the National Research Council and the Institute of Medicine established a committee of experts to explore options to protect children from pornography and other inappropriate Internet content. In June 2000, the Committee to Study Tools and Strategies for Protecting Kids from Pornography on the Internet and Their Applicability to Other Inappropriate Internet Content was established. Support for the committee's work came from the U.S. Department of Education, the U.S. Department of Justice, Microsoft Corporation, IBM, the W.K. Kellogg Foundation, and the National Research Council. The committee has been charged with exploring the pros and cons of different technology options and operational policies as well as nontechnical strategies that can help to provide young people with positive and safe online experiences.

On December 13, 2000, the committee convened a workshop to provide public input to its work and focus on nontechnical strategies that could be effective in a broad range of settings (e.g., home, school, libraries) in which young people might be online. The overarching goal of this activity was to provide a forum for discussing the implications of this research with regard to policy and practice and identifying research needed to advance and inform policy and practice.

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Nontechnical Strategies to Reduce Children's Exposure to Inappropriate Material on the Internet: Summary of a Workshop

As a result of the heightened public and political attention and the movement toward standards and accountability, performance measurement has emerged as an important concern in the early childhood care and education field. At the request of the Department of Health and Human Services' Administration for Children and Families, the Board on Children, Youth, and Families convened two workshops to learn from existing efforts to develop performance measures for early childhood care and education, to consider what would be involved in developing and implementing an effective performance measurement system for this field, and to delineate some critical next steps for moving such an effort forward.

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Getting to Positive Outcomes for Children in Child Care: A Summary of Two Workshops

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Preparing for an Aging World: The Case for Cross-National Research

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Growing Populations, Changing Landscapes: Studies from India, China, and the United States

Even though youth crime rates have fallen since the mid-1990s, public fear and political rhetoric over the issue have heightened. The Columbine shootings and other sensational incidents add to the furor. Often overlooked are the underlying problems of child poverty, social disadvantage, and the pitfalls inherent to adolescent decisionmaking that contribute to youth crime. From a policy standpoint, adolescent offenders are caught in the crossfire between nurturance of youth and punishment of criminals, between rehabilitation and "get tough" pronouncements. In the midst of this emotional debate, the National Research Council's Panel on Juvenile Crime steps forward with an authoritative review of the best available data and analysis. Juvenile Crime, Juvenile Justice presents recommendations for addressing the many aspects of America's youth crime problem.

This timely release discusses patterns and trends in crimes by children and adolescents—trends revealed by arrest data, victim reports, and other sources; youth crime within general crime; and race and sex disparities. The book explores desistance—the probability that delinquency or criminal activities decrease with age—and evaluates different approaches to predicting future crime rates.

Why do young people turn to delinquency? Juvenile Crime, Juvenile Justice presents what we know and what we urgently need to find out about contributing factors, ranging from prenatal care, differences in temperament, and family influences to the role of peer relationships, the impact of the school policies toward delinquency, and the broader influences of the neighborhood and community. Equally important, this book examines a range of solutions:

  • Prevention and intervention efforts directed to individuals, peer groups, and families, as well as day care-, school- and community-based initiatives.
  • Intervention within the juvenile justice system.
  • Role of the police.
  • Processing and detention of youth offenders.
  • Transferring youths to the adult judicial system.
  • Residential placement of juveniles.

The book includes background on the American juvenile court system, useful comparisons with the juvenile justice systems of other nations, and other important information for assessing this problem.

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Juvenile Crime, Juvenile Justice

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Musculoskeletal Disorders and the Workplace: Low Back and Upper Extremities

This workshop arose out of the efforts of the Committee on Law and Justice to assist the National Institute of Justice in identifying gaps in the overall research portfolio on crime and justice. It was designed to develop ideas about the kinds of knowledge needed to gain a better understanding of the prosecution function and to discuss the past and future role of social science in advancing our understanding of modern prosecution practice. The Committee on Law and Justice was able to bring together senior scholars who have been working on this subject as well as current or former chief prosecutors, judges, and senior officials from the U.S. Department of Justice to share their perspectives. Workshop participants mapped out basic data needs, discussed the need to know more about recent innovations such as community prosecution, and discussed areas where one would expect to see changes that have not occurred. The resulting report summarizes these discussions and makes useful suggestions for learning more about prosecution.

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What's Changing in Prosecution?: Report of a Workshop

This guide for students and faculty discusses opportunities and implications of conducting research in a digital environment.

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Issues for Science and Engineering Researchers in the Digital Age

In recent years the number of complex humanitarian emergencies around the world has been steadily increasing. War and political, ethnic, racial, and religious strife continually force people to migrate against their will. These forced migrants create a stream of new challenges for relief workers and policy makers. A better understanding of the characteristics of refugee populations and of the population dynamics of these situations is vital. Improved research and insights can enhance disaster management, refugee camp administration, and repatriation or resettlement programs. Forced Migration and Mortality examines mortality patterns in complex human- itarian emergencies, reviewing the state of knowledge, as well as how patterns may change in the new century. It contains four case studies of mortality in recent emergencies: Rwanda, North Korea, Kosovo, and Cambodia. Because refugees and internally displaced persons are likely to continue to be a significant humanitarian concern for many years, research in this field is critical. This is the first book to comprehensively explore forced migration and mortality and it provides useful material for researchers, policy makers, and relief workers.

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Forced Migration and Mortality

A look at any newspaper's employment section suggests that competition for qualified workers in information technology (IT) is intense. Yet even experts disagree on not only the actual supply versus demand for IT workers but also on whether the nation should take any action on this economically important issue.

Building a Workforce for the Information Economy offers an in-depth look at IT. workers—where they work and what they do—and the policy issues they inspire. It also illuminates numerous areas that have been questioned in political debates:

  • Where do people in IT jobs come from, and what kind of education and training matter most for them?
  • Are employers' and workers' experiences similar or different in various parts of the country?
  • How do citizens of other countries factor into the U.S. IT workforce?
  • What do we know about IT career paths, and what does that imply for IT workers as they age? And can we measure what matters?

The committee identifies characteristics that differentiate IT work from other categories of high-tech work, including an informative contrast with biotechnology. The book also looks at the capacity of the U.S. educational system and of employer training programs to produce qualified workers.

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Building a Workforce for the Information Economy

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New Horizons in Health: An Integrative Approach

Although violent crime in the United States has declined over the past five years, certain groups appear to remain at disproportionately high risk for violent victimization. In the United States, people with developmental disabilities—such as mental retardation, autism, cerebral palsy, epilepsy, and severe learning disabilities may be included in this group. While the scientific evidence is scanty, a handful of studies from the United States, Canada, Australia, and Great Britain consistently find high rates of violence and abuse affecting people with these kinds of disabilities.

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Crime Victims with Developmental Disabilities: Report of a Workshop

The American Community Survey (ACS), to be run by the Census Bureau, will be a large (250,000 housing units a month), predominantly mailout/mailback survey that will collect information similar to that on the decennial census long form. The development of this new survey raises interesting questions about methods used for combining information from surveys and from administrative records, weighting to treat nonresponse and undercoverage, estimation for small areas, sample design, and calibration of the output from this survey with that from the long form. To assist the Census Bureau in developing a research agenda to address these and other methodological issues, the Committee on National Statistics held a workshop on September 13, 1998. This report summarizes that workshop.

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The American Community Survey: Summary of a Workshop

The 20th Century has been marked by enormous change in terms of how we define race. In large part, we have thrown out the antiquated notions of the 1800s, giving way to a more realistic, sociocultural view of the world. The United States is, perhaps more than any other industrialized country, distinguished by the size and diversity of its racial and ethnic minority populations. Current trends promise that these features will endure. Fifty years from now, there will most likely be no single majority group in the United States. How will we fare as a nation when race-based issues such as immigration, job opportunities, and affirmative action are already so contentious today?

In America Becoming , leading scholars and commentators explore past and current trends among African Americans, Hispanics, Asian Americans, and Native Americans in the context of a white majority. This volume presents the most up-to-date findings and analysis on racial and social dynamics, with recommendations for ongoing research. It examines compelling issues in the field of race relations, including:

  • Race and ethnicity in criminal justice.
  • Demographic and social trends for Hispanics, Asian Americans, and Native Americans.
  • Trends in minority-owned businesses.
  • Wealth, welfare, and racial stratification.
  • Residential segregation and the meaning of "neighborhood."
  • Disparities in educational test scores among races and ethnicities.
  • Health and development for minority children, adolescents, and adults.
  • Race and ethnicity in the labor market, including the role of minorities in America's military.
  • Immigration and the dynamics of race and ethnicity.
  • The changing meaning of race.
  • Changing racial attitudes.

This collection of papers, compiled and edited by distinguished leaders in the behavioral and social sciences, represents the most current literature in the field. Volume 1 covers demographic trends, immigration, racial attitudes, and the geography of opportunity. Volume 2 deals with the criminal justice system, the labor market, welfare, and health trends, Both books will be of great interest to educators, scholars, researchers, students, social scientists, and policymakers.

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America Becoming: Racial Trends and Their Consequences: Volume II

This collection of papers, compiled and edited by distinguished leaders in the behavioral and social sciences, represents the most current literature in the field. Volume 1 covers demographic trends, immigration, racial attitudes, and the geography of opportunity. Volume 2 deals with the criminal justice system, the labor market, welfare, and health trends. Both books will be of great interest to educators, scholars, researchers, students, social scientists, and policymakers.

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America Becoming: Racial Trends and Their Consequences: Volume I

Digital information and networks challenge the core practices of libraries, archives, and all organizations with intensive information management needs in many respects—not only in terms of accommodating digital information and technology, but also through the need to develop new economic and organizational models for managing information. LC21: A Digital Strategy for the Library of Congress discusses these challenges and provides recommendations for moving forward at the Library of Congress, the world's largest library. Topics covered in LC21 include digital collections, digital preservation, digital cataloging (metadata), strategic planning, human resources, and general management and budgetary issues. The book identifies and elaborates upon a clear theme for the Library of Congress that is applicable more generally: the digital age calls for much more collaboration and cooperation than in the past. LC21 demonstrates that information-intensive organizations will have to change in fundamental ways to survive and prosper in the digital age.

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LC21: A Digital Strategy for the Library of Congress

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Cells and Surveys: Should Biological Measures Be Included in Social Science Research?

The Panel on Estimates of Poverty for Small Geographic Areas was established by the Committee on National Statistics at the National Research Council in response to the Improving America's Schools Act of 1994. That act charged the U.S. Census Bureau to produce updated estimates of poor school-age children every two years for the nation's more than 3,000 counties and 14,000 school districts. The act also charged the panel with determining the appropriateness and reliability of the Bureau's estimates for use in the allocation of more than $7 billion of Title I funds each year for educationally disadvantaged children.

The panel's charge was both a major one and one with immovable deadlines. The panel had to evaluate the Census Bureau's work on a very tight schedule in order to meet legal requirements for allocation of Title I funds. As it turned out, the panel produced three interim reports: the first one evaluated county-level estimates of poor school-age children in 1993, the second one assessed a revised set of 1993 county estimates; and the third one covered both county- and school district-level estimates of poor school-age children in 1995. This volume combines and updates these three reports into a single reference volume.

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Small-Area Estimates of School-Age Children in Poverty: Evaluation of Current Methodology

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Female Engineering Faculty at U.S. Institutions: A Data Profile

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Proceedings, First Workshop: Panel to Review the 2000 Census

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Proceedings, Second Workshop: Panel to Review the 2000 Census

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Proceedings, Third Workshop: Panel to Review the 2000 Census

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Report on the Case of Dr. Saad Eddin Mohamed Ibrahim, Imprisoned Sociologist, Cairo, Egypt

Who Will Do the Science of the Future? is the summary of a symposium on careers of women in science. The symposium incorporated three panels of presenters: one focusing on the next generation, Science for All Students; a second that looks in depth at the issues reflected in one particular field of science, computer science, reflecting an in-depth view of academic and industrial computer scientists; and a third that focuses on strategies and policies to recruit, retain, and promote career advancement for women scientists. Lastly, there was a plenary address on how to ensure women continue to advance into positions of leadership in science.

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Who Will Do the Science of the Future?: A Symposium on Careers of Women in Science

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Panel on the 2000 Census: A Letter Report

How we raise young children is one of today's most highly personalized and sharply politicized issues, in part because each of us can claim some level of "expertise." The debate has intensified as discoveries about our development—in the womb and in the first months and years—have reached the popular media.

How can we use our burgeoning knowledge to assure the well-being of all young children, for their own sake as well as for the sake of our nation? Drawing from new findings, this book presents important conclusions about nature-versus-nurture, the impact of being born into a working family, the effect of politics on programs for children, the costs and benefits of intervention, and other issues.

The committee issues a series of challenges to decision makers regarding the quality of child care, issues of racial and ethnic diversity, the integration of children's cognitive and emotional development, and more.

Authoritative yet accessible, From Neurons to Neighborhoods presents the evidence about "brain wiring" and how kids learn to speak, think, and regulate their behavior. It examines the effect of the climate—family, child care, community—within which the child grows.

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From Neurons to Neighborhoods: The Science of Early Childhood Development

The end of the Cold War has changed the shape of organized violence in the world and the ways in which governments and others try to set its limits. Even the concept of international conflict is broadening to include ethnic conflicts and other kinds of violence within national borders that may affect international peace and security. What is not yet clear is whether or how these changes alter the way actors on the world scene should deal with conflict:

  • Do the old methods still work?
  • Are there new tools that could work better?
  • How do old and new methods relate to each other?

International Conflict Resolution After the Cold War critically examines evidence on the effectiveness of a dozen approaches to managing or resolving conflict in the world to develop insights for conflict resolution practitioners. It considers recent applications of familiar conflict management strategies, such as the use of threats of force, economic sanctions, and negotiation. It presents the first systematic assessments of the usefulness of some less familiar approaches to conflict resolution, including truth commissions, "engineered" electoral systems, autonomy arrangements, and regional organizations. It also opens up analysis of emerging issues, such as the dilemmas facing humanitarian organizations in complex emergencies. This book offers numerous practical insights and raises key questions for research on conflict resolution in a transforming world system.

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International Conflict Resolution After the Cold War

The Panel on Juvenile Crime: Prevention, Treatment, and Control convened a workshop on October 2, 1998, to explore issues related to educational performance, school climate, school practices, learning, student motivation and commitment to school, and their relationship to delinquency. The workshop was designed to bring together researchers and practitioners with a broad range of perspectives on the relationship between such specific issues as school safety and academic achievement and the development of delinquent behavior.

Education and Delinquency reviews recent research findings, identifies gaps in knowledge and promising areas of future research, and discusses the need for program evaluation and the integration of empirical research findings into program design.

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Education and Delinquency: Summary of a Workshop

This report summarizes the presentations and discussion at a workshop entitled Opportunities to Promote Child and Adolescent Development During the After-School Hours, convened on October 21, 1999. The workshop was organized by the Board on Children, Youth, and Families and its Forum on Adolescence of the National Research Council and the Institute of Medicine, with funding from the David and Lucile Packard Foundation.

This workshop brought together policy makers, researchers, and practitioners to examine research on the developmental needs of children and adolescents—ages 5 to 14 years—and the types of after-school programs designed to promote the health and development of these young people. Intended to provide a forum for discussion among the various stakeholders, the workshop did not generate conclusions about the types of programs that are most effective, nor did it generate specific recommendations about after-school programs or promote a particular approach.

The workshop coincided with release of the Packard Foundation's fall 1999 issue of The Future of Children, entitled "When School Is Out." Focusing on after-school programs, the journal provided some context for the workshop, providing a backdrop for discussing the importance of after-school programs, the types of programs that exist across the country, and the policy climate that surrounds after-school programs. This report summarizes the workshop.

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After-School Programs to Promote Child and Adolescent Development: Summary of a Workshop

Is rapid world population growth actually coming to an end? As population growth and its consequences have become front-page issues, projections of slowing growth from such institutions as the United Nations and the World Bank have been called into question.

Beyond Six Billion asks what such projections really say, why they say it, whether they can be trusted, and whether they can be improved. The book includes analysis of how well past U.N. and World Bank projections have panned out, what errors have occurred, and why they have happened.

Focusing on fertility as one key to accurate projections, the committee examines the transition from high, constant fertility to low fertility levels and discusses whether developing countries will eventually attain the very low levels of births now observed in the industrialized world. Other keys to accurate projections, predictions of lengthening life span and of the impact of international migration on specific countries, are also explored in detail.

How good are our methods of population forecasting? How can we cope with the inevitable uncertainty? What population trends can we anticipate? Beyond Six Billion illuminates not only the forces that shape population growth but also the accuracy of the methods we use to quantify these forces and the uncertainty surrounding projections.

The Committee on Population was established by the National Academy of Sciences (NAS) in 1983 to bring the knowledge and methods of the population sciences to bear on major issues of science and public policy. The committee's work includes both basic studies of fertility, health and mortality, and migration; and applied studies aimed at improving programs for the public health and welfare in the United States and in developing countries. The committee also fosters communication among researchers in different disciplines and countries and policy makers in government, international agencies, and private organizations. The work of the committee is made possible by funding from several government agencies and private foundations.

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Beyond Six Billion: Forecasting the World's Population

Recent trends in federal policies for social and economic programs have increased the demand for timely, accurate estimates of income and poverty for states, counties, and even smaller areas. Every year more than $130 billion in federal funds is allocated to states and localities through formulas that use such estimates. These funds support a wide range of programs that include child care, community development, education, job training, nutrition, and public health.

A new program of the U.S. Census Bureau is now providing more timely estimates for these programs than those from the decennial census, which have been used for many years. These new estimates are being used to allocate more than $7 billion annually to school districts, through the Title I program that supports educationally disadvantaged children.

But are these estimates as accurate as possible given the available data? How can the statistical models and data that are used to develop the estimates be improved? What should policy makers consider in selecting particular estimates? This new book from the National Research Council provides guidance for improving the Census Bureau's program and for policy makers who use such estimates for allocating funds.

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Small-Area Income and Poverty Estimates: Priorities for 2000 and Beyond

Improving Access to and Confidentiality of Research Data summarizes a workshop convened by the Committee on National Statistics (CNSTAT) to promote discussion about methods for advancing the often conflicting goals of exploiting the research potential of microdata and maintaining acceptable levels of confidentiality. This report outlines essential themes of the access versus confidentiality debate that emerged during the workshop. Among these themes are the tradeoffs and tensions between the needs of researchers and other data users on the one hand and confidentiality requirements on the other; the relative advantages and costs of data perturbation techniques (applied to facilitate public release) versus restricted access as tools for improving security; and the need to quantify disclosure risks—both absolute and relative—created by researchers and research data, as well as by other data users and other types of data.

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Improving Access to and Confidentiality of Research Data: Report of a Workshop

Part of an in-depth study of how information technology research and development could more effectively support advances in the use of information technology (IT) in government, Summary of a Workshop on Information Technology Research for Federal Statistics explores IT research opportunities of relevance to the collection, analysis, and dissemination of federal statistics. On February 9 and 10, 1999, participants from a number of communities—IT research, IT research management, federal statistics, and academic statistics—met to identify ways to foster interaction among computing and communications researchers, federal managers, and professionals in specific domains that could lead to collaborative research efforts. By establishing research links between these communities and creating collaborative mechanisms aimed at meeting relevant requirements, this workshop promoted thinking in the computing and communications research community and throughout government about possibilities for advances in technology that will support a variety of digital initiatives by the government.

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Summary of a Workshop on Information Technology Research for Federal Statistics

One of the most substantial policy changes in the past decade was the elimination of the main social welfare program for poor families, Aid to Families with Dependent Children, ending the entitlement to cash benefits and replacing it with a policy emphasizing work. A question relevant for understanding the consequences of this policy change is how the time allocation among work and family care activities of poor families has changed.

President Clinton's proposed budget for fiscal 2001 includes funds for the Bureau of Labor Statistics (BLS) to develop a survey to measure how Americans spend their time (U.S. Department of Labor, 2000). BLS has already explored the feasibility of such a survey. In 1997, a pilot study that collected time-use data for a sample of Americans was conducted, and the results of that study were presented at a 1997 conference sponsored by BLS and the MacArthur Network on the Family and the Economy. Using knowledge gained from the pilot study and the conference, BLS published a report on the feasibility of a national time-use survey and developed a proposal to conduct the survey.

Time-Use Measurement and Research is a summary of a workshop convened to consider data and methodological issues in measuring time use. This report discusses why time-use data are needed, highlighting many of policy and behavioral applications of time-use data. It also summarizes conceptual issues covered during the workshop, discusses a framework for how individuals and households allocate their time, and comments on some conceptual issues in measuring time use.

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Time-Use Measurement and Research: Report of a Workshop

On June 24-25, 1999, the Committee on Integrating the Science of Early Childhood Development of the Board on Children, Youth, and Families of the National Research Council/National Academy of Sciences and the Institute of Medicine convened a workshop for researchers and practitioners to examine the underlying knowledge base that informs current best practices in early childhood services, from the prenatal period to school entry.

Early Childhood Intervention discusses the diversity of working assumptions, theories of change, and views about child development and early intervention that currently shape a wide variety of social policies and service delivery systems for young children and their families.

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Early Childhood Intervention: Views from the Field: Report of a Workshop

Possible new breakthroughs in understanding the aging mind that can be used to benefit older people are now emerging from research. This volume identifies the key scientific advances and the opportunities they bring. For example, science has learned that among older adults who do not suffer from Alzheimer's disease or other dementias, cognitive decline may depend less on loss of brain cells than on changes in the health of neurons and neural networks. Research on the processes that maintain neural health shows promise of revealing new ways to promote cognitive functioning in older people. Research is also showing how cognitive functioning depends on the conjunction of biology and culture. The ways older people adapt to changes in their nervous systems, and perhaps the changes themselves, are shaped by past life experiences, present living situations, changing motives, cultural expectations, and emerging technology, as well as by their physical health status and sensory-motor capabilities. Improved understanding of how physical and contextual factors interact can help explain why some cognitive functions are impaired in aging while others are spared and why cognitive capability is impaired in some older adults and spared in others. On the basis of these exciting findings, the report makes specific recommends that the U.S. government support three major new initiatives as the next steps for research.

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The Aging Mind: Opportunities in Cognitive Research

The Panel on Research on Future Census Methods was formed to examine alternative designs for the 2010 census and to assist the Census Bureau in planning tests and analyses to help assess and compare the advantages and disadvantages of them. Designing the 2010 Census: First Interim Report , examines whether the auxiliary information that is planned to be collected (and retained) during the 2000 census could be augmented to help guide the Census Bureau in its assessment of alternative designs for the 2010 census.

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Designing the 2010 Census: First Interim Report

Imagine sending a magazine article to 10 friends-making photocopies, putting them in envelopes, adding postage, and mailing them. Now consider how much easier it is to send that article to those 10 friends as an attachment to e-mail. Or to post the article on your own site on the World Wide Web.

The ease of modifying or copying digitized material and the proliferation of computer networking have raised fundamental questions about copyright and patent—intellectual property protections rooted in the U.S. Constitution. Hailed for quick and convenient access to a world of material, the Internet also poses serious economic issues for those who create and market that material. If people can so easily send music on the Internet for free, for example, who will pay for music?

This book presents the multiple facets of digitized intellectual property, defining terms, identifying key issues, and exploring alternatives. It follows the complex threads of law, business, incentives to creators, the American tradition of access to information, the international context, and the nature of human behavior. Technology is explored for its ability to transfer content and its potential to protect intellectual property rights. The book proposes research and policy recommendations as well as principles for policymaking.

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The Digital Dilemma: Intellectual Property in the Information Age

For a period of history no women worked outside the home. Bust as years have gone by and society has changed, Women are working varying jobs every day. They are, however, underrepresented in some sectors of jobs. This includes women in the engineering and science fields. To matters worse, women do not ascend the career ladder as fast as or as far as men do.

The impact of this and related problems for science, the academic enterprise, the U.S. economy, and global economic competitiveness have been recently examined. The Chemical Sciences Roundtable evaluate that the demographics of the workforce and the implications for science and society vary, depending on the field of science or engineering. The roundtable has organized a workshop, "Women in the Chemical Workforce," to address issues pertinent to the chemical and chemical engineering workforce as a whole, with an emphasis on the advancement of women.

Women in the Chemical Workforce: A Workshop Report to the Chemical Sciences Roundtable includes reports regarding the workshop's three sessions—Context and Overview, Opportunities for Change, and Conditions for Success—as well as presentations by invited speakers, discussions within breakout groups, oral reports from each group.

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Women in the Chemical Workforce: A Workshop Report to the Chemical Sciences Roundtable

On November 9-10, 1998, the Forum on Adolescence of the Board on Children, Youth, and Families, a cross-cutting initiative of the Institute of Medicine and the National Research Council of the National Academy of Sciences, convened a workshop entitled Research to Improve Intergroup Relations Among Youth. Held at the request of the Carnegie Corporation of New York, this workshop considered selected findings of 16 research projects that have focused on intergroup relations among children and adolescents; all 16 received funding from Carnegie Corporation of New York for their work on this issue. The funding of these projects was part of a larger research initiative supported by Carnegie Corporation of New York that sought to update and expand the knowledge, sources, and dynamics of racial and ethnic prejudice among youth, identifying approaches to foster intergroup understanding.

Improving Intergroup Relations Among Youth is the summary of the workshop, which provided an opportunity to learn about the work and preliminary findings of the 16 projects. This report reviews the knowledge base regarding the effectiveness of interventions designed to promote peaceful, respectful relations among youth of different ethnic groups.

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Improving Intergroup Relations Among Youth: Summary of a Research Workshop

This report constitutes one of the first activities of the Forum on Adolescence, a cross-cutting activity of the Institute of Medicine and the National Research Council of the National Academies. Established under the auspices of the Board on Children, Youth, and Families, the forum's overaching mission is to synthesize, analyze, and evaluate scientific research on critical national issues that relate to youth and their families, as well as to disseminate research and its policy and programmatic implications. The goals of the forum are to: (1) review and establish the science base on adolescent health and development and make efforts to foster this development; (2) identify new directions and support for research in this area, approaching research as a resource to be developed cumulatively over time; (3) showcase new research, programs, and policies that have demonstrated promise in improving the health and well-being of adolescents; (4) convene and foster collaborations among individuals who represent diverse viewpoints and backgrounds, with a view to enhancing the quality of leadership in this area; and (5) disseminate research on adolescence and its policy implications to a wide array of audiences, from the scientific community to the lay public.

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Risks and Opportunities: Synthesis of Studies on Adolescence

World human population is expected to reach upwards of 9 billion by 2050 and then level off over the next half-century. How can the transition to a stabilizing population also be a transition to sustainability? How can science and technology help to ensure that human needs are met while the planet's environment is nurtured and restored?

Our Common Journey examines these momentous questions to draw strategic connections between scientific research, technological development, and societies' efforts to achieve environmentally sustainable improvements in human well being. The book argues that societies should approach sustainable development not as a destination but as an ongoing, adaptive learning process. Speaking to the next two generations, it proposes a strategy for using scientific and technical knowledge to better inform future action in the areas of fertility reduction, urban systems, agricultural production, energy and materials use, ecosystem restoration and biodiversity conservation, and suggests an approach for building a new research agenda for sustainability science.

Our Common Journey documents large-scale historical currents of social and environmental change and reviews methods for "what if" analysis of possible future development pathways and their implications for sustainability. The book also identifies the greatest threats to sustainability—in areas such as human settlements, agriculture, industry, and energy—and explores the most promising opportunities for circumventing or mitigating these threats. It goes on to discuss what indicators of change, from children's birth-weights to atmosphere chemistry, will be most useful in monitoring a transition to sustainability.

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Our Common Journey: A Transition Toward Sustainability

The Personal Responsibility and Work Opportunity Reconciliation Act (PRWORA) of 1996 fundamentally changed the nation's social welfare system, replacing a federal entitlement program for low-income families, called Aid to Families with Dependent Children (AFDC), with state-administered block grants, the Temporary Assistance for Needy Families (TANF) program. PRWORA furthered a trend started earlier in the decade under so called "waiver" programs-state experiments with different types of AFDC rules-toward devolution of design and control of social welfare programs from the federal government to the states. The legislation imposed several new, major requirements on state use of federal welfare funds but otherwise freed states to reconfigure their programs as they want. The underlying goal of the legislation is to decrease dependence on welfare and increase the self-sufficiency of poor families in the United States.

In summer 1998, the Office of the Assistant Secretary for Planning and Evaluation (ASPE) of the Department of Health and Human Services (DHHS) asked the Committee on National Statistics of the National Research Council to convene a Panel on Data and Methods for Measuring the Effects of Changes in Social Welfare Programs. The panel's overall charge is to study and make recommendations on the best strategies for evaluating the effects of PRWORA and other welfare reforms and to make recommendations on data needs for conducting useful evaluations. This interim report presents the panel's initial conclusions and recommendations. Given the short length of time the panel has been in existence, this report necessarily treats many issues in much less depth than they will be treated in the final report. The report has an immediate short-run goal of providing DHHS-ASPE with recommendations regarding some of its current projects, particularly those recently funded to study "welfare leavers"-former welfare recipients who have left the welfare rolls as part of the recent decline in welfare caseloads.

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Evaluating Welfare Reform: A Framework and Review of Current Work, Interim Report

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Revisiting Home Visiting: Summary of a Workshop

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Data and Methodological Issues for Tracking Former Welfare Recipients: A Workshop Summary

Immigrant children and youth are the fastest-growing segment of the U.S. population, and so their prospects bear heavily on the well-being of the country. Children of Immigrants represents some of the very best and most extensive research efforts to date on the circumstances, health, and development of children in immigrant families and the delivery of health and social services to these children and their families.

This book presents new, detailed analyses of more than a dozen existing datasets that constitute a large share of the national system for monitoring the health and well-being of the U.S. population. Prior to these new analyses, few of these datasets had been used to assess the circumstances of children in immigrant families. The analyses enormously expand the available knowledge about the physical and mental health status and risk behaviors, educational experiences and outcomes, and socioeconomic and demographic circumstances of first- and second-generation immigrant children, compared with children with U.S.-born parents.

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Children of Immigrants: Health, Adjustment, and Public Assistance

America's cities have symbolized the nation's prosperity, dynamism, and innovation. Even with the trend toward suburbanization, many central cities attract substantial new investment and employment. Within this profile of health, however, many urban areas are beset by problems of economic disparity, physical deterioration, and social distress.

This volume addresses the condition of the city from the perspective of the larger metropolitan region. It offers important, thought-provoking perspectives on the structure of metropolitan-level decisionmaking, the disadvantages faced by cities and city residents, and expanding economic opportunity to all residents in a metropolitan area. The book provides data, real-world examples, and analyses in key areas:

  • Distribution of metropolitan populations and what this means for city dwellers, suburbanites, whites, and minorities.
  • How quality of life depends on the spatial structure of a community and how problems are based on inequalities in spatial opportunity—with a focus on the relationship between taxes and services.
  • The role of the central city today, the rationale for revitalizing central cities, and city-suburban interdependence.

The book includes papers that provide in-depth examinations of zoning policy in relation to patterns of suburban development; regionalism in transportation and air quality; the geography of economic and social opportunity; social stratification in metropolitan areas; and fiscal and service disparities within metropolitan areas.

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Governance and Opportunity in Metropolitan America

This publication is extracted from a much larger report, Global Environmental Change: Research Pathways for the Next Decade , which addresses the full range of the scientific issues concerning global environmental change and offers guidance to the scientific effort on these issues in the United States. This volume consists of Chapter 7 of that report, "Human Dimensions of Global Environmental Change," which was written for the report by the Committee on the Human Dimensions of Global Change of the National Research Council (NRC). It provides findings and conclusions on the key scientific questions in human dimensions research, the lessons that have been learned over the past decade, and the research imperatives for global change research funded from the United States.

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Human Dimensions of Global Environmental Change: Research Pathways for the Next Decade

Adolescence is one of the most fascinating and complex transitions in the human life span. Its breathtaking pace of growth and change is second only to that of infancy. Over the last two decades, the research base in the field of adolescence has had its own growth spurt. New studies have provided fresh insights while theoretical assumptions have changed and matured. This summary of an important 1998 workshop reviews key findings and addresses the most pressing research challenges.

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Adolescent Development and the Biology of Puberty: Summary of a Workshop on New Research

Crime statistics assail us from the front pages of newspapers around the country—and around the globe. As the world's economic systems become integrated, as barriers to trade, travel, and migration come down, criminal opportunities have rapidly expanded across national borders. Transnational crime has become a problem of considerable political urgency that requires long-term attention. The United States and other countries are devoting significant resources to its investigation and control. The National Academies Committee on Law and Justice convened a workshop to elicit ideas about this phenomenon and to discuss the research and information needs of policy officials. This report lays out the full range of research issues and makes useful suggestions for learning more about transnational crime.

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Transnational Organized Crime: Summary of a Workshop

Every day economic decisions are made in the public and private sectors, based on limited information and analysis. The analysis and information needed for successful public policy has changed rapidly with the growth of the global economy, and so have the means for acquiring them. In the public sector, decision makers rely on information gathered within government agencies, as well as the work of academics and private firms.

Sowing the Seeds provides a case study of the need for analysis and information in support of public policy. It combines lessons learned from one of the first government agencies devoted primarily to this function with modern economic theory of organizations. The panel provides analysis and insight on:

  • How and why public economic policy evolves with technological advances.
  • The nature of information and analysis in support of economic policy produced in a government agency.
  • The characteristics of successful information and analysis programs.
  • Evaluating the work of a government agency providing information and analysis.
  • Effective administration and organization of research and information programs in a government agency.

Findings and recommendations in this volume will be of interest to managers and executives of research and consulting organizations in the public and private sectors, as well as to economists and policy makers.

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Sowing Seeds of Change: Informing Public Policy in the Economic Research Service of USDA

Interest in the role that decision making plays in adolescents' involvement in high-risk behaviors led the Office of the Assistant Secretary of Planning and Evaluation of the U.S. Department of Health and Human Services to request the Board on Children, Youth, and Families to convene a workshop on adolescent decision making. The Board on Children, Youth, and Families is a joint activity of the National Research Council (NRC) and the Institute of Medicine. A workshop was held on January 6-7, 1998, to examine what is known about adolescents' decision-making skills and the implications of that knowledge for programs to further their healthy development.

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Adolescent Decision Making: Implications for Prevention Programs: Summary of a Workshop

This study is an important first step in the development of a national policy on illegal drugs. It assesses two recent cost-effectiveness studies on cocaine control policy: one by RAND, Controlling Cocaine: Supply Versus Demand Programs , and the other by the Institute of Defense Analyses, An Empirical Examination of Counterdrug Interdiction Program Effectiveness .

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Assessment of Two Cost-Effectiveness Studies on Cocaine Control Policy

We in the United States have almost come to accept natural disasters as part of our nation's social fabric. News of property damage, economic and social disruption, and injuries follow earthquakes, fires, floods and hurricanes. Surprisingly, however, the total losses that follow these natural disasters are not consistently calculated. We have no formal system in either the public or private sector for compiling this information. The National Academies recommends what types of data should be assembled and tracked.

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The Impacts of Natural Disasters: A Framework for Loss Estimation

This final report of the Panel on Alternative Census Methodologies provides an assessment of the Census Bureau's plans for the 2000 census as of the time of the 1998 census dress rehearsal. It examines changes in census plans following, and to a modest extent in reaction to, the panel's second interim report, regarding the use of sampling for nonresponse follow-up, construction of the master address file, use of multiple response modes and respondent-friendly questionnaires, and the use of administrative records. It also describes evaluation plans for the census dress rehearsal and plans for data collection and experimentation during the 2000 census. Most of the results from the dress rehearsal were not yet available to the panel, so this report does not offer any suggested changes to 2000 census plans in response to the dress rehearsal.

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Measuring a Changing Nation: Modern Methods for the 2000 Census

This report summarizes presentations and discussions at the Workshop on the Social Processes Underlying Fertility Change in Developing Countries, organized by the Committee on Population of the National Research Council (NRC) in Washington, D.C., January 29-30, 1998. Fourteen papers were presented at the workshop; they represented both theoretical and empirical perspectives and shed new light on the role that diffusion processes may play in fertility transition. These papers served as the basis for the discussion that is summarized in this report.

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The Role of Diffusion Processes in Fertility Change in Developing Countries

Estimated costs associated with lost days and compensation claims related to musculoskeletal disorders—including back pains and repetitive motion injuries—range from $13 billion to $20 billion annually. This is a serious national problem that has spurred considerable debate about the causal links between such disorders and risk factors in the workplace.

This book presents a preliminary assessment of what is known about the relationship between musculoskeletal disorders and what may cause them. It includes papers and a workshop summary of findings from orthopedic surgery, public health, occupational medicine, epidemiology, risk analysis, ergonomics, and human factors. Topics covered include the biological responses of tissues to stress, the biomechanics of work stressors, the epidemiology of physical work factors, and the contributions of individual, recreational, and social factors to such disorders. The book also considers the relative success of various workplace interventions for prevention and rehabilitation.

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Work-Related Musculoskeletal Disorders: Report, Workshop Summary, and Workshop Papers

The U.S. Department of Education uses estimates of school-age children in poverty to allocate federal funds under Title I of the Elementary and Secondary Education Act for education programs to aid disadvantaged children. Historically, the allocations have been made by a two-stage process: the department's role has been to allocate Title I funds to counties; the states have then distributed these funds to school districts. Until recently, the department has based the county allocations on the numbers and proportions of poor school-age children in each county from the most recent decennial census. States have used several different data sources, such as the decennial census and the National School Lunch Program, to distribute the department's county allocations to districts. In 1994 Congress authorized the Bureau of the Census to provide updated estimates of poor school-age children every 2 years, to begin in 1996 with estimates for counties and in 1998 with estimates for school districts. The Department of Education is to use the school district estimates to allocate Title I basic and concentration grants directly to districts for the 1999-2000 and later school years, unless the Secretaries of Education and Commerce determine that they are "inappropriate or unreliable" on the basis of a study by the National Research Council. That study is being carried out by the Committee on National Statistics' Panel on Estimates of Poverty for Small Geographic Areas.

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Small-Area Estimates of School-Age Children in Poverty: Interim Report 3

This volume assesses the evidence, and possible mechanisms, for the associations between women's education, fertility preferences, and fertility in developing countries, and how these associations vary across regions. It discusses the implications of these associations for policies in the population, health, and education sectors, including implications for research.

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Critical Perspectives on Schooling and Fertility in the Developing World

In Massachusetts, a 12-year-old girl delivering newspapers is killed when a car strikes her bicycle. In Los Angeles, a 14-year-old boy repeatedly falls asleep in class, exhausted from his evening job. Although children and adolescents may benefit from working, there may also be negative social effects and sometimes danger in their jobs.

Protecting Youth at Work looks at what is known about work done by children and adolescents and the effects of that work on their physical and emotional health and social functioning. The committee recommends specific initiatives for legislators, regulators, researchers, and employers.

This book provides historical perspective on working children and adolescents in America and explores the framework of child labor laws that govern that work. The committee presents a wide range of data and analysis on the scope of youth employment, factors that put children and adolescents at risk in the workplace, and the positive and negative effects of employment, including data on educational attainment and lifestyle choices.

Protecting Youth at Work also includes discussions of special issues for minority and disadvantaged youth, young workers in agriculture, and children who work in family-owned businesses.

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Protecting Youth at Work: Health, Safety, and Development of Working Children and Adolescents in the United States

In May 1998 the National Institutes of Health asked the National Academy of Sciences/National Research Council to assemble a group of experts to examine the scientific literature relevant to work-related musculoskeletal disorders of the lower back, neck, and upper extremities. A steering committee was convened to design a workshop, to identify leading researchers on the topic to participate, and to prepare a report based on the workshop discussions and their own expertise. In addition, the steering committee was asked to address, to the extent possible, a set of seven questions posed by Congressman Robert Livingston on the topic of work-related musculoskeletal disorders. The steering committee includes experts in orthopedic surgery, occupational medicine, epidemiology, ergonomics, human factors, statistics, and risk analysis.

This document is based on the evidence presented and discussed at the two-day Workshop on Work-Related Musculoskeletal Injuries: Examining the Research Base, which was held on August 21 and 22, 1998, and on follow-up deliberations of the steering committee, reflecting its own expertise.

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Work-Related Musculoskeletal Disorders: A Review of the Evidence

The Committee and the Board on Children, Youth, and Families convened in September a workshop to discuss ways to foster greater collaboration and sharing of information among principal investigators of several longitudinal surveys of children. Among many topics discussed were issues of coverage and balance of content, sampling design and weighting, measurement and analysis, field operations, legitimation and retention of cases, data disclosure and dissemination, and resources available for longitudinal studies. The workshop was sponsored by the National Institute on Justice.

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Longitudinal Surveys of Children

Immigrant children and youth are the fastest growing segment of the U.S. population, and so their prospects bear heavily on the well-being of the country. However, relevant public policy is shaped less by informed discussion than by politicized contention over welfare reform and immigration limits.

From Generation to Generation explores what we know about the development of white, black, Hispanic, and Asian children and youth from numerous countries of origin. Describing the status of immigrant children and youth as "severely understudied," the committee both draws on and supplements existing research to characterize the current status and outlook of immigrant children.

The book discusses the many factors—family size, fluency in English, parent employment, acculturation, delivery of health and social services, and public policies—that shape the outlook for the lives of these children and youth. The committee makes recommendations for improved research and data collection designed to advance knowledge about these children and, as a result, their visibility in current policy debates.

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From Generation to Generation: The Health and Well-Being of Children in Immigrant Families

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Investing in Research Infrastructure in the Behavioral and Social Sciences

Simulations are widely used in the military for training personnel, analyzing proposed equipment, and rehearsing missions, and these simulations need realistic models of human behavior. This book draws together a wide variety of theoretical and applied research in human behavior modeling that can be considered for use in those simulations. It covers behavior at the individual, unit, and command level. At the individual soldier level, the topics covered include attention, learning, memory, decisionmaking, perception, situation awareness, and planning. At the unit level, the focus is on command and control. The book provides short-, medium-, and long-term goals for research and development of more realistic models of human behavior.

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Modeling Human and Organizational Behavior: Application to Military Simulations

Because forced migration situations are often physically dangerous and politically complicated, estimates of these populations are often difficult to make. Estimates of forced migration vary, but it is probable that there are about 23 million refugees and more than 30 million internally displaced people.In order to assist specific groups of forced migrants and also to better understand the general plight of forced migrants, good demographic data are needed. However, collecting data on forced migration presents tremendous challenges for normal data collection processes and standards.To explore a range of issues about internally displaced persons and refugees, the Committee on Population of the National Research Council organized a Workshop on the Demography of Forced Migration in Washington, D.C., in November 1997. The purpose of the workshop was to investigate the ways in which population and other social scientists can produce more useful demographic information about forced migrant populations and how they differ. This report summarizes the background papers prepared for the meeting, the presentations, and the general discussion.

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The Demography of Forced Migration: Summary of a Workshop

The design of welfare programs in an era of reform and devolution to the states must take into account the likely effects of programs on demographic behavior. Most research on welfare in the past has examined labor market issues, although there have also been some important evaluations of the effects of the Aid to Families with Dependent Children Program on out-of-wedlock childbearing. Much less information is available on other issues equally central to the debate, including effects on abortion decisions, marriage and divorce, intrafamily relations, household formation, and living arrangements. This volume of papers contains reviews and syntheses of existing evidence bearing on the demographic impacts of welfare and ideas for how to evaluate new state-level reforms.

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Welfare, the Family, and Reproductive Behavior: Research Perspectives

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New Findings on Poverty and Child Health and Nutrition: Summary of a Research Briefing

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Small-Area Estimates of School-Age Children in Poverty: Interim Report 2, Evaluation of Revised 1993 County Estimates for Title I Allocations

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Summarizing Population Health: Directions for the Development and Application of Population Metrics

The New Americans (NRC 1997) presents an analysis of the economic gains and losses from immigration—for the nation, states, and local areas—providing a scientific foundation for public discussion and policymaking. This companion book of systematic research presents nine original and synthesis papers with detailed data and analysis that support and extend the work in the first book and point the way for future work. The Immigration Debate includes case studies of the fiscal effects of immigration in New Jersey and California, studies of the impact of immigration on population redistribution and on crime in the United States, and much more.

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The Immigration Debate: Studies on the Economic, Demographic, and Fiscal Effects of Immigration

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The Myrna Mack Case: An Update

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Providing National Statistics on Health and Social Welfare Programs in an Era of Change: Summary of a Workshop

As the first real contraceptive innovation in over 20 years, and as a long-acting method requiring clinical intervention for application and removal, the implantable contraceptive Norplant has raised a wide range of issues that could offer valuable lessons about the problems to be addressed if other new contraceptive technologies are to enter the marketplace. In April 1997 an Institute of Medicine workshop on implant contraceptives reviewed newly available data on Norplant's efficacy, safety, and use; identified lessons to be learned about the method's development, introduction, use, and market experience; and explored approaches to developing and introducing new contraceptives based on those lessons. This resulting book contains an examination of Norplant's efficacy and safety, its user populations, training for insertion and removal, consumer perspectives (quality of care, informed decisionmaking, and consumer involvement), and new approaches to contraceptive development and introduction. An appendix contains summaries of 17 workshop presentations.

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Contraceptive Research, Introduction, and Use: Lessons From Norplant

Reports of mistreated children, domestic violence, and abuse of elderly persons continue to strain the capacity of police, courts, social services agencies, and medical centers. At the same time, myriad treatment and prevention programs are providing services to victims and offenders. Although limited research knowledge exists regarding the effectiveness of these programs, such information is often scattered, inaccessible, and difficult to obtain.

Violence in Families takes the first hard look at the successes and failures of family violence interventions. It offers recommendations to guide services, programs, policy, and research on victim support and assistance, treatments and penalties for offenders, and law enforcement. Included is an analysis of more than 100 evaluation studies on the outcomes of different kinds of programs and services.

Violence in Families provides the most comprehensive review on the topic to date. It explores the scope and complexity of family violence, including identification of the multiple types of victims and offenders, who require different approaches to intervention. The book outlines new strategies that offer promising approaches for service providers and researchers and for improving the evaluation of prevention and treatment services. Violence in Families discusses issues that underlie all types of family violence, such as the tension between family support and the protection of children, risk factors that contribute to violent behavior in families, and the balance between family privacy and community interventions.

The core of the book is a research-based review of interventions used in three institutional sectors—social services, health, and law enforcement settings—and how to measure their effectiveness in combating maltreatment of children, domestic violence, and abuse of the elderly. Among the questions explored by the committee: Does the child protective services system work? Does the threat of arrest deter batterers? The volume discusses the strength of the evidence and highlights emerging links among interventions in different institutional settings.

Thorough, readable, and well organized, Violence in Families synthesizes what is known and outlines what needs to be discovered. This volume will be of great interest to policymakers, social services providers, health care professionals, police and court officials, victim advocates, researchers, and concerned individuals.

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Violence in Families: Assessing Prevention and Treatment Programs

This ground-breaking new volume focuses on the interaction between political, social, and economic change in Central and Eastern Europe and the New Independent States. It includes a wide selection of analytic papers, thought-provoking essays by leading scholars in diverse fields, and an agenda for future research. It integrates work on the micro and macro levels of the economy and provides a broad overview of the transition process.

This volume broadens the current intellectual and policy debate concerning the historic transition now taking place from a narrow concern with purely economic factors to the dynamics of political and social change. It questions the assumption that the post-communist economies are all following the same path and that they will inevitably develop into replicas of economies in the advanced industrial West. It challenges accepted thinking and promotes the utilization of new methods and perspectives.

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Transforming Post-Communist Political Economies

Automation in air traffic control may increase efficiency, but it also raises questions about adequate human control over automated systems. Following on the panel's first volume on air traffic control automation, Flight to the Future (NRC, 1997), this book focuses on the interaction of pilots and air traffic controllers, with a growing network of automated functions in the airspace system.

The panel offers recommendations for development of human-centered automation, addressing key areas such as providing levels of automation that are appropriate to levels of risk, examining procedures for recovery from emergencies, free flight versus ground-based authority, and more.

The book explores ways in which technology can build on human strengths and compensate for human vulnerabilities, minimizing both mistrust of automation and complacency about its abilities. The panel presents an overview of emerging technologies and trends toward automation within the national airspace system—in areas such as global positioning and other aspects of surveillance, flight information provided to pilots an controllers, collision avoidance, strategic long-term planning, and systems for training and maintenance.

The book examines how to achieve better integration of research and development, including the importance of user involvement in air traffic control. It also discusses how to harmonize the wide range of functions in the national airspace system, with a detailed review of the free flight initiative.

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The Future of Air Traffic Control: Human Operators and Automation

This book assesses the scientific value and merit of research on human genetic differences—including a collection of DNA samples that represents the whole of human genetic diversity—and the ethical, organizational, and policy issues surrounding such research. Evaluating Human Genetic Diversity discusses the potential uses of such collection, such as providing insight into human evolution and origins and serving as a springboard for important medical research. It also addresses issues of confidentiality and individual privacy for participants in genetic diversity research studies.

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Evaluating Human Genetic Diversity

In 1996, the National Science Foundation (NSF) released a report about ways to improve undergraduate science, mathematics, engineering, and technology (SME&T) education. One recommendation called for establishing a digital library, similar to those that are being constructed for many research communities, that would make available electronically a wide variety of materials for improving teaching and learning of SME&T.

The NSF asked the National Research Council to examine the feasibility of and issues associated with establishing such a digital national library. In response, an NRC steering committee commissioned a series of papers and convened a workshop to consider these issues. This resulting book delineates the issues that should be considered and provides recommendations to resolve them prior to committing funds.

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Developing a Digital National Library for Undergraduate Science, Mathematics, Engineering and Technology Education: Report of a Workshop

The design of welfare programs in an era of reform and devolution to the states must take into account the likely effects of programs on demographic behavior. In the past, most research on welfare has examined labor market issues, although there have also been some important evaluations of the effects of Aid to Families with Dependent Children on out-of-wedlock childbearing. Much less information is available on other issues equally central to the debate, including effects on abortion decisions, marriage and divorce, intrafamily relations, household formation, and living arrangements. This book of papers contains reviews and syntheses of existing evidence bearing on the demographic impacts of welfare and ideas for how to evaluate new state-level reforms.

Cover art for record id: 6001

Welfare, the Family, and Reproductive Behavior: Report of a Meeting

The last 35 years or so have witnessed a dramatic shift in the demography of many developing countries. Before 1960, there were substantial improvements in life expectancy, but fertility declines were very rare. Few people used modern contraceptives, and couples had large families. Since 1960, however, fertility rates have fallen in virtually every major geographic region of the world, for almost all political, social, and economic groups. What factors are responsible for the sharp decline in fertility? What role do child survival programs or family programs play in fertility declines? Casual observation suggests that a decline in infant and child mortality is the most important cause, but there is surprisingly little hard evidence for this conclusion. The papers in this volume explore the theoretical, methodological, and empirical dimensions of the fertility-mortality relationship. It includes several detailed case studies based on contemporary data from developing countries and on historical data from Europe and the United States.

Cover art for record id: 5842

From Death to Birth: Mortality Decline and Reproductive Change

Demographers and public health specialists have been surprised by the rapid increases in life expectancy, especially at the oldest ages, that have occurred since the early 1960s. Some scientists are calling into question the idea of a fixed upper limit for the human life span. There is new evidence about the genetic bases for both humans and other species. There are also new theories and models of the role of mutations accumulating over the life span and the possible evolutionary advantages of survival after the reproductive years.

This volume deals with such diverse topics as the role of the elderly in other species and among human societies past and present, the contribution of evolutionary theory to our understanding of human longevity and intergenerational transfers, mathematical models for survival, and the potential for collecting genetic material in household surveys. It will be particularly valuable for promoting communication between the social and life sciences.

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Between Zeus and the Salmon: The Biodemography of Longevity

This book sheds light on one of the most controversial issues of the decade. It identifies the economic gains and losses from immigration—for the nation, states, and local areas—and provides a foundation for public discussion and policymaking. Three key questions are explored:

  • What is the influence of immigration on the overall economy, especially national and regional labor markets?
  • What are the overall effects of immigration on federal, state, and local government budgets?
  • What effects will immigration have on the future size and makeup of the nation's population over the next 50 years?

The New Americans examines what immigrants gain by coming to the United States and what they contribute to the country, the skills of immigrants and those of native-born Americans, the experiences of immigrant women and other groups, and much more. It offers examples of how to measure the impact of immigration on government revenues and expenditures—estimating one year's fiscal impact in California, New Jersey, and the United States and projecting the long-run fiscal effects on government revenues and expenditures. Also included is background information on immigration policies and practices and data on where immigrants come from, what they do in America, and how they will change the nation's social fabric in the decades to come.

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The New Americans: Economic, Demographic, and Fiscal Effects of Immigration

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Improving Theory and Research on Quality Enhancement in Organizations: Report of a Workshop

Older Americans, even the oldest, can now expect to live years longer than those who reached the same ages even a few decades ago. Although survival has improved for all racial and ethnic groups, strong differences persist, both in life expectancy and in the causes of disability and death at older ages. This book examines trends in mortality rates and selected causes of disability (cardiovascular disease, dementia) for older people of different racial and ethnic groups.

The determinants of these trends and differences are also investigated, including differences in access to health care and experiences in early life, diet, health behaviors, genetic background, social class, wealth and income. Groups often neglected in analyses of national data, such as the elderly Hispanic and Asian Americans of different origin and immigrant generations, are compared. The volume provides understanding of research bearing on the health status and survival of the fastest-growing segment of the American population.

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Racial and Ethnic Differences in the Health of Older Americans

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The Case For Human Factors in Industry and Government: Report of a Workshop

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Small-Area Estimates of School-Age Children in Poverty: Interim Report 1, Evaluation of 1993 County Estimates for Title I Allocations

In the movement toward standards-based education, an important question stands out: How will this reform affect the 10% of school-aged children who have disabilities and thus qualify for special education?

In Educating One and All , an expert committee addresses how to reconcile common learning for all students with individualized education for "one"—the unique student. The book makes recommendations to states and communities that have adopted standards-based reform and that seek policies and practices to make reform consistent with the requirements of special education.

The committee explores the ideas, implementation issues, and legislative initiatives behind the tradition of special education for people with disabilities. It investigates the policy and practice implications of the current reform movement toward high educational standards for all students.

Educating One and All examines the curricula and expected outcomes of standards-based education and the educational experience of students with disabilities—and identifies points of alignment between the two areas. The volume documents the diverse population of students with disabilities and their school experiences. Because approaches to assessment and accountability are key to standards-based reforms, the committee analyzes how assessment systems currently address students with disabilities, including testing accommodations. The book addresses legal and resource implications, as well as parental participation in children's education.

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Educating One and All: Students with Disabilities and Standards-Based Reform

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Preparing For the 2000 Census: Interim Report II

There has been much polemic about affluence, consumption, and the global environment. For some observers, "consumption" is at the root of global environmental threats: wealthy individuals and societies use far too much of the earth's resource base and should scale back their appetites to preserve the environment for future generations and allow a decent life for the rest of the world. Other observers see affluence as the way to escape environmental threats: economic development increases public pressure for environmental protection and makes capital available for environmentally benign technologies. The arguments are fed by conflicting beliefs, values, hopes, and fears—but surprisingly little scientific analysis.

This book demonstrates that the relationship of consumption to the environment needs careful analysis by environmental and social scientists and conveys some of the excitement of treating the issue scientifically. It poses the key empirical questions: Which kinds of consumption are environmentally significant? Which actors are responsible for that consumption? What forces cause or explain environmentally significant consumption? How can it be changed? The book presents studies that open up important issues for empirical study: Are there any signs of saturation in the demand for travel in wealthy countries? What is the relationship between environmental consumption and human well-being? To what extent do people in developing countries emulate American consumption styles? The book also suggests broad strategies that scientists and research sponsors can use to better inform future debates about the environment, development, and consumption.

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Environmentally Significant Consumption: Research Directions

In recent years there have been alarming reports of rapid decreases in life expectancy in the New Independent States (former members of the Soviet Union). To help assess priorities for health policy, the Committee on Population organized two workshops—the first on adult mortality and disability, the second on adult health priorities and policies. Participants included demographers, epidemiologists, public health specialists, economists, and policymakers from the NIS countries, the United States, and Western Europe. This volume consists of selected papers presented at the workshops. They assess the reliability of data on mortality, morbidity, and disability; analyze regional patterns and trends in mortality rates and causes of death; review evidence about major determinants of adult mortality; and discuss implications for health policy.

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Premature Death in the New Independent States

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Representing Human Behavior in Military Simulations: Interim Report

Total quality management (TQM), reengineering, the workplace of the twenty-first century—the 1990s have brought a sense of urgency to organizations to change or face stagnation and decline, according to Enhancing Organizational Performance . Organizations are adopting popular management techniques, some scientific, some faddish, often without introducing them properly or adequately measuring the outcome.

Enhancing Organizational Performance reviews the most popular current approaches to organizational change—total quality management, reengineering, and downsizing—in terms of how they affect organizations and people, how performance improvements can be measured, and what questions remain to be answered by researchers.

The committee explores how theory, doctrine, accepted wisdom, and personal experience have all served as sources for organization design. Alternative organization structures such as teams, specialist networks, associations, and virtual organizations are examined.

Enhancing Organizational Performance looks at the influence of the organization's norms, values, and beliefs—its culture—on people and their performance, identifying cultural "levers" available to organization leaders. And what is leadership? The committee sorts through a wealth of research to identify behaviors and skills related to leadership effectiveness. The volume examines techniques for developing these skills and suggests new competencies that will become required with globalization and other trends.

Mergers, networks, alliances, coalitions—organizations are increasingly turning to new intra- and inter-organizational structures. Enhancing Organizational Performance discusses how organizations cooperate to maximize outcomes.

The committee explores the changing missions of the U.S. Army as a case study that has relevance to any organization. Noting that a musical greeting card contains more computing power than existed in the entire world before 1950, the committee addresses the impact of new technologies on performance.

With examples, insights, and practical criteria, Enhancing Organizational Performance clarifies the nature of organizations and the prospects for performance improvement.

This book will be important to corporate leaders, executives, and managers; faculty and students in organizational performance and the social sciences; business journalists; researchers; and interested individuals.

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Enhancing Organizational Performance

The retirement income security of older Americans and the cost of providing that security are increasingly the subject of major debate. This volume assesses what we know and recommends what we need to know to estimate the short- and long-term effects of policy alternatives. It details gaps in data and research and evaluates possible models to estimate the impact of policy changes that could affect retirement income from Social Security, pensions, personal savings, and other sources.

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Assessing Policies for Retirement Income: Needs for Data, Research, and Models

Despite the strong safety record of the national airspace system, serious disruptions occasionally occur, often as a result of outdated or failed equipment. Under these circumstances, safety relies on the skills of the controllers and pilots and on reducing the number of aircraft in the air. The current and growing pressures to increase the capacity to handle a greater number of flights has led to a call for faster and more powerful equipment and for equipment that can take over some of the tasks now being performed by humans. Increasing the role of automation in air traffic control may provide a more efficient system, but will human controllers be able to effectively take over when problems occur? This comprehensive volume provides a baseline of knowledge about the capabilities and limitations of humans relative to the variety of functions performed in air traffic control. It focuses on balancing safety with the expeditious flow of air traffic, identifying lessons from past air accidents. The book discusses:

  • The function of the national airspace system and the procedures for hiring, training, and evaluating controllers.
  • Decisionmaking, memory, alertness, vigilance, sleep patterns during shift work, communication, and other factors in controllers' performance.
  • Research on automation and human factors in air traffic control and incorporation of findings into the system.
  • The Federal Aviation Administration's management of the air traffic control system and its dual mandate to promote safety and the development of air commerce.

This book also offers recommendations for evaluation the human role in automated air traffic control systems and for managing the introduction of automation into current facilities and operations. It will be of interest to anyone concerned about air safety—policymakers, regulators, air traffic managers and controllers, airline officials, and passenger advocates.

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Flight to the Future: Human Factors in Air Traffic Control

This book examines the human factors issues associated with the development, testing, and implementation of helmet-mounted display technology in the 21st Century Land Warrior System.

Because the framework of analysis is soldier performance with the system in the full range of environments and missions, the book discusses both the military context and the characteristics of the infantry soldiers who will use the system. The major issues covered include the positive and negative effects of such a display on the local and global situation awareness of the individual soldier, an analysis of the visual and psychomotor factors associated with each design feature, design considerations for auditory displays, and physical sources of stress and the implications of the display for affecting the soldier's workload. The book proposes an innovative approach to research and testing based on a three-stage strategy that begins in the laboratory, moves to controlled field studies, and culminates in operational testing.

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Tactical Display for Soldiers: Human Factors Considerations

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New Findings on Welfare and Children's Development: Summary of a Research Briefing

In 1992 the National Research Council issued DNA Technology in Forensic Science , a book that documented the state of the art in this emerging field. Recently, this volume was brought to worldwide attention in the murder trial of celebrity O. J. Simpson. The Evaluation of Forensic DNA Evidence reports on developments in population genetics and statistics since the original volume was published. The committee comments on statements in the original book that proved controversial or that have been misapplied in the courts. This volume offers recommendations for handling DNA samples, performing calculations, and other aspects of using DNA as a forensic tool—modifying some recommendations presented in the 1992 volume. The update addresses two major areas:

  • Determination of DNA profiles. The committee considers how laboratory errors (particularly false matches) can arise, how errors might be reduced, and how to take into account the fact that the error rate can never be reduced to zero.
  • Interpretation of a finding that the DNA profile of a suspect or victim matches the evidence DNA. The committee addresses controversies in population genetics, exploring the problems that arise from the mixture of groups and subgroups in the American population and how this substructure can be accounted for in calculating frequencies.

This volume examines statistical issues in interpreting frequencies as probabilities, including adjustments when a suspect is found through a database search. The committee includes a detailed discussion of what its recommendations would mean in the courtroom, with numerous case citations. By resolving several remaining issues in the evaluation of this increasingly important area of forensic evidence, this technical update will be important to forensic scientists and population geneticists—and helpful to attorneys, judges, and others who need to understand DNA and the law. Anyone working in laboratories and in the courts or anyone studying this issue should own this book.

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The Evaluation of Forensic DNA Evidence

On January 25, 1996, the Committee on Youth Development of the Board on Children, Youth, and Families convened a workshop to examine the implications of research on social settings for the design and evaluation of programs that serve youth. The January workshop provided an opportunity for the committee to examine the strengths and limitations of existing research on interactions between social settings and adolescent development. This research has drawn attention to the importance of understanding how, when, and where adolescents interact with their families, peers, and unrelated adults in settings such as home, school, places of work, and recreational sites. This workshop builds on previous work of the National Research Council and reiterates its support for integrating studies of social settings into more traditional research on individual characteristics, family functioning, and peer relationships in seeking to describe and explain adolescent behavior and youth outcomes.

Not only does this report examine the strengths and limitations of research on social settings and adolescence and identify important research questions that deserve further study in developing this field, but it also explores alternative methods by which the findings of research on social settings could be better integrated into the development of youth programs and services. Specific themes include the impact of social settings on differences in developmental pathways, role expectations, and youth identity and decision-making skills, as well as factors that contribute to variations in community context.

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Youth Development and Neighborhood Influences: Challenges and Opportunities

The Committee on National Statistics and the Committee on Population, at the request of the NIA, convened a workshop in March 1996 to discuss data on the aging population that address the emerging and important social, economic, and health conditions of the older population. The purposes of the workshop were to identify how the population at older ages in the next few decades will differ from the older population today, to understand the underlying causes of those changes, to anticipate future problems and policy issues, and to suggest future needs for data for research in these areas. The scope of the workshop was broader than that of the 1988 CNSTAT report, including not only data on health and long-term care, but also actuarial, economic, demographic, housing, and epidemiological data needs for informing public policy.

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Improving Data on America's Aging Population: Summary of a Workshop

The "contraceptive revolution" of the 1960s and 1970s introduced totally new contraceptive options and launched an era of research and product development. Yet by the late 1980s, conditions had changed and improvements in contraceptive products, while very important in relation to improved oral contraceptives, IUDs, implants, and injectables, had become primarily incremental. Is it time for a second contraceptive revolution and how might it happen?

Contraceptive Research and Development explores the frontiers of science where the contraceptives of the future are likely to be found and lays out criteria for deciding where to make the next R&D investments.

The book comprehensively examines today's contraceptive needs, identifies "niches" in those needs that seem most readily translatable into market terms, and scrutinizes issues that shape the market: method side effects and contraceptive failure, the challenge of HIV/AIDS and other sexually transmitted diseases, and the implications of the "women's agenda."

Contraceptive Research and Development analyzes the response of the pharmaceutical industry to current dynamics in regulation, liability, public opinion, and the economics of the health sector and offers an integrated set of recommendations for public- and private-sector action to meet a whole new generation of demand.

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Contraceptive Research and Development: Looking to the Future

The recent level of illegal immigration to the United States has increased debates about the effect of these immigrants on the cost of public services, and states have begun to enact policies that limit the public services available to illegal immigrants. The central issues are how many illegal immigrants reside in particular local areas and states and their effect on public expenditures and revenues and the economy in general. The Local Fiscal Effects of Illegal Immigration workshop selected six studies for analysis. The six case studies focused on one specific aspect of the complex question of the demographic, economic, and social effects of immigration: the net public services costs of illegal immigrants to selected geographical regions.

Cover art for record id: 5516

Local Fiscal Effects of Illegal Immigration: Report of a Workshop

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Data Priorities for Population and Health in Developing Countries: Summary of a Workshop

The reported population of American Indians and Alaska Natives has grown rapidly over the past 20 years. These changes raise questions for the Indian Health Service and other agencies responsible for serving the American Indian population. How big is the population? What are its health care and insurance needs?

This volume presents an up-to-date summary of what is known about the demography of American Indian and Alaska Native population—their age and geographic distributions, household structure, employment, and disability and disease patterns. This information is critical for health care planners who must determine the eligible population for Indian health services and the costs of providing them. The volume will also be of interest to researchers and policymakers concerned about the future characteristics and needs of the American Indian population.

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Changing Numbers, Changing Needs: American Indian Demography and Public Health

This book brings together in one volume what researchers have learned about workers, employers, and retirees that is important for formulating retirement income policies. As the U.S. population ages, there is increasing uncertainty about the solvency of the Social Security and Medicare systems and the adequacy of private pensions to provide for people's retirement needs. The volume covers such critical behaviors as workers' decisions to retire, people's choices of saving over consumption, and employers' decisions about hiring older workers and providing pension and health care benefits. Also covered are trends in mortality, health status, and health care costs that are key to projecting the likely costs and effects of alternative retirement income security policies and a strategy for combining data and research knowledge into a policy modeling framework.

Cover art for record id: 5367

Assessing Knowledge of Retirement Behavior

The growing importance of immigration in the United States today prompted this examination of the adequacy of U.S. immigration data. This volume summarizes data needs in four areas: immigration trends, assimilation and impacts, labor force issues, and family and social networks. It includes recommendations on additional sources for the data needed for program and research purposes, and new questions and refinements of questions within existing data sources to improve the understanding of immigration and immigrant trends.

Cover art for record id: 4942

Statistics on U.S. Immigration: An Assessment of Data Needs for Future Research

Violence against women is one factor in the growing wave of alarm about violence in American society. High-profile cases such as the O.J. Simpson trial call attention to the thousands of lesser-known but no less tragic situations in which women's lives are shattered by beatings or sexual assault.

The search for solutions has highlighted not only what we know about violence against women but also what we do not know. How can we achieve the best understanding of this problem and its complex ramifications? What research efforts will yield the greatest benefit? What are the questions that must be answered?

Understanding Violence Against Women presents a comprehensive overview of current knowledge and identifies four areas with the greatest potential return from a research investment by increasing the understanding of and responding to domestic violence and rape:

  • What interventions are designed to do, whom they are reaching, and how to reach the many victims who do not seek help.
  • Factors that put people at risk of violence and that precipitate violence, including characteristics of offenders.
  • The scope of domestic violence and sexual assault in America and its conequences to individuals, families, and society, including costs.
  • How to structure the study of violence against women to yield more useful knowledge.

Despite the news coverage and talk shows, the real fundamental nature of violence against women remains unexplored and often misunderstood. Understanding Violence Against Women provides direction for increasing knowledge that can help ameliorate this national problem.

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Understanding Violence Against Women

On its 30th anniversary, public acceptance of Head Start is high, yet understanding of its goals is low, and evaluation research is limited in quality and scope. In this book, a roundtable of representatives from government, universities, medicine, and family support agencies identifies a set of research possibilities to generate a broader understanding of the effects of Head Start on families and children. Among the important issues discussed are the ethnic and linguistic diversity of Head Start families, the social conditions of the community context, and the implications of the changing economic landscape for both families and Head Start itself.

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Beyond the Blueprint: Directions for Research on Head Start's Families

The relative lack of information on determinants of disease, disability, and death at major stages of a woman's lifespan and the excess morbidity and premature mortality that this engenders has important adverse social and economic ramifications, not only for Sub-Saharan Africa, but also for other regions of the world as well. Women bear much of the weight of world production in both traditional and modern industries. In Sub-Saharan Africa, for example, women contribute approximately 60 to 80 percent of agricultural labor. Worldwide, it is estimated that women are the sole supporters in 18 to 30 percent of all families, and that their financial contribution in the remainder of families is substantial and often crucial.

This book provides a solid documentary base that can be used to develop an agenda to guide research and health policy formulation on female health—both for Sub-Saharan Africa and for other regions of the developing world. This book could also help facilitate ongoing, collaboration between African researchers on women's health and their U.S. colleagues. Chapters cover such topics as demographics, nutritional status, obstetric morbidity and mortality, mental health problems, and sexually transmitted diseases, including HIV.

Cover art for record id: 5112

In Her Lifetime: Female Morbidity and Mortality in Sub-Saharan Africa

Cover art for record id: 9482

Child Care for Low-Income Families: Directions for Research: Summary of A Workshop

Cities in developing countries are experiencing unprecedented population growth, which is exacerbating their already substantial problems in providing shelter and basic services. This volume draws on the significant advances in technologies and management strategies made in recent decades to suggest ways to improve urban life and services, especially for the poor. Four challenges to developing countries' megacities are addressed: labor markets, housing, water and sanitation, and transportation, along with a synthesis of general thinking on how to meet megacity challenges and be competitive in the twenty-first century.

Cover art for record id: 5267

Meeting the Challenges of Megacities in the Developing World: A Collection of Working Papers

Cover art for record id: 9060

Spotlight on Heterogeneity: The Federal Standards for Racial and Ethnic Classification

Cover art for record id: 21093

Sampling in the 2000 Census: Interim Report I

Cover art for record id: 9058

Safe, Comfortable, Attractive, and Easy to Use: Improving the Usability of Home Medical Devices

Those who make and implement policies for children and families are seriously hampered by several features of the federal statistical system: categorical fragmentation, sampling strategies that follow adults and families rather than children, and lack of longitudinal data on children. This volume examines the adequacy of federal statistics on children and families. It includes papers on the relevant aspects of health care reform, family and community resources, interpersonal violence, the transition to school, and educational attainment and the transition to work.

Cover art for record id: 4941

Integrating Federal Statistics on Children: Report of a Workshop

This book identifies areas that represent new needs and opportunities for human factors research in the coming decades. It is forward-looking, problem oriented, and selectively focused on national or global problems, including productivity in organizations, education and training, employment and disabilities, health care, and environmental change; technology issues, including communications technology and telenetworking, information access and usability, emerging technologies, automation, and flexible manufacturing, and advanced transportation systems; and human performance, including cognitive performance under stress and aiding intellectual work.

Cover art for record id: 4940

Emerging Needs and Opportunities for Human Factors Research

Experts estimate that nearly 60 percent of all U.S. pregnancies—and 81 percent of pregnancies among adolescents—are unintended. Yet the topic of preventing these unintended pregnancies has long been treated gingerly because of personal sensitivities and public controversies, especially the angry debate over abortion. Additionally, child welfare advocates long have overlooked the connection between pregnancy planning and the improved well-being of families and communities that results when children are wanted.

Now, current issues—health care and welfare reform, and the new international focus on population—are drawing attention to the consequences of unintended pregnancy. In this climate The Best Intentions offers a timely exploration of family planning issues from a distinguished panel of experts.

This committee sheds much-needed light on the questions and controversies surrounding unintended pregnancy. The book offers specific recommendations to put the United States on par with other developed nations in terms of contraceptive attitudes and policies, and it considers the effectiveness of over 20 pregnancy prevention programs.

The Best Intentions explores problematic definitions—"unintended" versus "unwanted" versus "mistimed"—and presents data on pregnancy rates and trends. The book also summarizes the health and social consequences of unintended pregnancies, for both men and women, and for the children they bear.

Why does unintended pregnancy occur? In discussions of "reasons behind the rates," the book examines Americans' ambivalence about sexuality and the many other social, cultural, religious, and economic factors that affect our approach to contraception. The committee explores the complicated web of peer pressure, life aspirations, and notions of romance that shape an individual's decisions about sex, contraception, and pregnancy. And the book looks at such practical issues as the attitudes of doctors toward birth control and the place of contraception in both health insurance and "managed care."

The Best Intentions offers frank discussion, synthesis of data, and policy recommendations on one of today's most sensitive social topics. This book will be important to policymakers, health and social service personnel, foundation executives, opinion leaders, researchers, and concerned individuals.

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The Best Intentions: Unintended Pregnancy and the Well-Being of Children and Families

Each year's poverty figures are anxiously awaited by policymakers, analysts, and the media. Yet questions are increasing about the 30-year-old measure as social and economic conditions change.

In Measuring Poverty a distinguished panel provides policymakers with an up-to-date evaluation of:

  • Concepts and procedures for deriving the poverty threshold, including adjustments for different family circumstances.
  • Definitions of family resources.
  • Procedures for annual updates of poverty measures.

The volume explores specific issues underlying the poverty measure, analyzes the likely effects of any changes on poverty rates, and discusses the impact on eligibility for public benefits. In supporting its recommendations the panel provides insightful recognition of the political and social dimensions of this key economic indicator.

Measuring Poverty will be important to government officials, policy analysts, statisticians, economists, researchers, and others involved in virtually all poverty and social welfare issues.

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Measuring Poverty: A New Approach

Since the first edition of On Being a Scientist was published in 1989, more than 200,000 copies have been distributed to graduate and undergraduate science students. Now this well-received booklet has been updated to incorporate the important developments in science ethics of the past 6 years and includes updated examples and material from the landmark volume Responsible Science (National Academy Press, 1992).

The revision reflects feedback from readers of the original version. In response to graduate students' requests, it offers several case studies in science ethics that pose provocative and realistic scenarios of ethical dilemmas and issues.

On Being a Scientist presents penetrating discussions of the social and historical context of science, the allocation of credit for discovery, the scientist's role in society, the issues revolving around publication, and many other aspects of scientific work. The booklet explores the inevitable conflicts that arise when the black and white areas of science meet the gray areas of human values and biases.

Written in a conversational style, this booklet will be of great interest to students entering scientific research, their instructors and mentors, and anyone interested in the role of scientific discovery in society.

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On Being a Scientist: Responsible Conduct in Research, Second Edition

Cover art for record id: 20964

Toward Improved Modeling of Retirement Income Policies: Interim Report

Cover art for record id: 9059

Real People Real Problems: An Evaluation of the Long-Term Care Ombudsman Programs of the Older Americans Act

Cover art for record id: 9483

Child Care for Low-Income Families: Summary of Two Workshops

Cover art for record id: 20996

Service Provider Perspectives on Family Violence Interventions: Proceedings of a Workshop

Cover art for record id: 9085

Worldwide Education Statistics: Enhancing UNESCO's Role

At least 7 million young Americans—fully one-quarter of adolescents 10 to 17 years old—may be at risk of failing to achieve productive adult lives. They use drugs, engage in unprotected sex, drop out of school, and sometimes commit crimes, effectively closing the door to their own futures. And the costs to society are enormous: school and social services are overwhelmed, and our nation faces the future with a diminished citizenry.

This penetrating book argues that the problems of troubled youth cannot be separated from the settings in which those youths live—settings that have deteriorated significantly in the past two decades. A distinguished panel examines what works and what does not in the effort to support and nurture adolescents and offers models for successful programs.

This volume presents an eye-opening look at what millions of the nation's youths confront every day of their lives, addressing:

  • How the decline in economic security for young working parents affects their children's life chances.
  • How dramatic changes in household structure and the possibilities of family and community violence threaten adolescents' development.
  • How the decline of neighborhoods robs children of a safe environment.
  • How adolescents' health needs go unmet in the current system.

Losing Generations turns the spotlight on those institutions youths need—the health care system, schools, the criminal justice, and the child welfare and foster home systems—and how they are functioning.

Difficult issues are addressed with study results and insightful analyses: access of poor youths to health insurance coverage, inequities in school funding, how child welfare agencies provide for adolescents in their care, and the high percentage of young black men in the criminal justice system.

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Losing Generations: Adolescents in High-Risk Settings

Cover art for record id: 9243

Minority Science Paths: National Science Foundation Minority Graduate Fellows of 1979-1981

Cover art for record id: 9107

Human Factors in the Design of Tactical Display Systems for the Individual Soldier

Cover art for record id: 9029

New Findings on Children, Families, and Economic Self-Sufficiency: Summary of a Research Briefing

Cover art for record id: 9053

Service Provider Perspectives on Family Violence Interventions

Cover art for record id: 9050

Resource Allocation for Family Planning in Developing Countries: Report of a Meeting

This volume, the last in the series Population Dynamics of Sub-Saharan Africa, examines key demographic changes in Senegal over the past several decades. It analyzes the changes in fertility and their causes, with comparisons to other sub-Saharan countries. It also analyzes the causes and patterns of declines in mortality, focusing particularly on rural and urban differences.

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Population Dynamics of Senegal

Cover art for record id: 9154

Child Health and Human Rights

This book, based on a conference, examines both quantitative and qualitative evidence regarding the low employment of women scientists and engineers in the industrial work force of the United States, as well as corporate responses to this underparticipation. It addresses the statistics underlying the question "Why so few?" and assesses issues related to the working environment and attrition of women professionals.

Cover art for record id: 2264

Women Scientists and Engineers Employed in Industry: Why So Few?

The underrepresentation of minorities in health and other professions has long cast a shadow over our nation's efforts to develop a more representative and productive society. Many programs have been developed to enlarge the presence of minorities in health careers, but these efforts have been unable to develop the infrastructure and momentum needed to produce and sustain an adequate number of minority professionals among the ranks of clinicians, researchers, and teachers.

This book looks at the historical significance of this underrepresentation, presents data that define the problem, and identifies underlying factors that contribute to the failure to achieve fairness in opportunity.

The volume examines programs that have made successful efforts to decrease underrepresentation and sets forth an action and research agenda for further enhancing the numbers of minorities in the health professions.

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Balancing the Scales of Opportunity: Ensuring Racial and Ethnic Diversity in the Health Professions

This volume examines social influences on violent events and violent behavior, particularly concentrating on how the risks of violent criminal offending and victimization are influenced by communities, social situations, and individuals; the role of spouses and intimates; the differences in violence levels between males and females; and the roles of psychoactive substances in violent events.

Cover art for record id: 4421

Understanding and Preventing Violence, Volume 3: Social Influences

Cover art for record id: 9175

Science Priorities for the Human Dimensions of Global Change

Cover art for record id: 9239

1993 Data Forum: A Review of an Implementation Plan for U.S. Global Change Date and Information Systems

Cover art for record id: 9197

Cultural Diversity and Early Education: Report of a Workshop

Can such techniques as sleep learning and hypnosis improve performance? Do we sometimes confuse familiarity with mastery? Can we learn without making mistakes? These questions apply in the classroom, in the military, and on the assembly line.

Learning, Remembering, Believing addresses these and other key issues in learning and performance. The volume presents leading-edge theories and findings from a wide range of research settings: from pilots learning to fly to children learning about physics by throwing beanbags. Common folklore is explored, and promising research directions are identified. The authors also continue themes from their first two volumes: Enhancing Human Performance (1988) and In the Mind's Eye (1991).

The result is a thorough and readable review of:

  • Learning and remembering. The volume evaluates the effects of subjective experience on learning—why we often overestimate what we know, why we may not need a close match between training settings and real-world tasks, and why we experience such phenomena as illusory remembering and unconscious plagiarism.
  • Learning and performing in teams. The authors discuss cooperative learning in different age groups and contexts. Current views on team performance are presented, including how team-learning processes can be improved and whether team-building interventions are effective.
  • Mental and emotional states. This is a critical review of the evidence that learning is affected by state of mind. Topics include hypnosis, meditation, sleep learning, restricted environmental stimulation, and self-confidence and the self-efficacy theory of learning.
  • New directions. The volume looks at two new ideas for improving performance: emotions induced by another person—socially induced affect—and strategies for controlling one's thoughts. The committee also considers factors inherent in organizations—workplaces, educational facilities, and the military—that affect whether and how they implement training programs.

Learning, Remembering, Believing offers an understanding of human learning that will be useful to training specialists, psychologists, educators, managers, and individuals interested in all dimensions of human performance.

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Learning, Remembering, Believing: Enhancing Human Performance

In this summary of a unique conference on urban violence, mayors, police chiefs, local, state, and federal agency experts, and researchers provide a wealth of practical ideas to combat violence in urban America. This book will be a valuable guide to concerned community residents as well as local officials in designing new approaches to the violence that afflicts America's cities.

single copy, $12.95; 2-9 copies, $9.95 each; 10 or more copies, $6.95 each (no other discounts apply)

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Violence in Urban America: Mobilizing a Response

As the United States and the rest of the world face the unprecedented challenge of aging populations, this volume draws together for the first time state-of-the-art work from the emerging field of the demography of aging. The nine chapters, written by experts from a variety of disciplines, highlight data sources and research approaches, results, and proposed strategies on a topic with major policy implications for labor forces, economic well-being, health care, and the need for social and family supports.

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Demography of Aging

This book analyzes the consequences of violence and strategies for controlling them. Included are reviews of public perceptions and reactions to violence; estimates of the costs; the commonalities and complementarities of criminal justice and public health responses; efforts to reduce violence through the prediction and classification of violent offenders; and the relationships between trends in violence and prison population during a period of greatly increased use of incarceration.

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Understanding and Preventing Violence, Volume 4: Consequences and Control

How do you count a nation of more than 250 million people—many of whom are on the move and some of whom may not want to be counted? How can you obtain accurate population information for apportioning the House of Representatives, allocating government resources, and characterizing who we are and how we live?

This book attempts to answer these questions by reviewing the recent census operations and ongoing research and by offering detailed proposals for ways to improve the census.

Cover art for record id: 4796

Counting People in the Information Age

Cover art for record id: 9041

Information Systems and Measurement for Assessing Program Effects: Implications for Family Planning Programs in Developing Countries

Cover art for record id: 9097

Violence and the American Family: Report of a Workshop

The U.S. census, conducted every 10 years since 1790, faces dramatic new challenges as the country begins its third century. Critics of the 1990 census cited problems of increasingly high costs, continued racial differences in counting the population, and declining public confidence.

This volume provides a major review of the traditional U.S. census. Starting from the most basic questions of how data are used and whether they are needed, the volume examines the data that future censuses should provide. It evaluates several radical proposals that have been made for changing the census, as well as other proposals for redesigning the year 2000 census. The book also considers in detail the much-criticized long form, the role of race and ethnic data, and the need for and ways to obtain small-area data between censuses.

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Modernizing the U.S. Census

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America's Fathers and Public Policy: Report of a Workshop

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Population Summit of the World's Scientific Academies

By one analysis, a 12 percent annual increase in data processing budgets for U.S. corporations has yielded annual productivity gains of less than 2 percent. Why? This timely book provides some insights by exploring the linkages among individual, group, and organizational productivity.

The authors examine how to translate workers' productivity increases into gains for the entire organization, and discuss why huge investments in automation and other innovations have failed to boost productivity.

Leading experts explore how processes such as problem solving prompt changes in productivity and how inertia and other characteristics of organizations stall productivity. The book examines problems in productivity measurement and presents solutions.

Also examined in this useful book are linkage issues in the fields of software engineering and computer-aided design and why organizational downsizing has not resulted in commensurate productivity gains.

Important theoretical and practical implications contribute to this volume's usefulness to business and technology managers, human resources specialists, policymakers, and researchers.

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Organizational Linkages: Understanding the Productivity Paradox

Cover art for record id: 10462

Balancing and Sharing Political Power in Multiethnic Societies: Summary of a Workshop

Cover art for record id: 20925

Democratization in the Middle East: Trends and Prospects: Summary of a Workshop

In 1976 the Committee on Human Rights (CHR) was create with members from the National Academy of Sciences, the National Academy of Engineering, and the Institute of Medicine. The CHR works on behalf of scientists, engineers, and health professionals who are detained, imprisoned, or exiled or who have disappeared for the nonviolent exercise of their fundamental rights. Thus, the CHR has taken on the case of 287 scientists, engineers, and health professionals who have been incarcerated for political reasons.

Syria has held the record for the country with the highest number of scientists, engineers, and health professionals detained for political reasons. It is estimated that the Syrian government has freed more than 3,500 political detainees but no list of their names have been published. Due to this, the CHR cannot confirm how many of the 287 persons whose cases it has undertaken have been freed. The CHR currently knows that at least 49 of the 287 have been freed.

Shedding light upon this issue, Scientists and Human Rights in Syria presents the current state of the situation, an eyewitness account from a former prisoner, the controls present in Syria over the professional associations and prospects for liberalization and the CHR's conclusions. The report also includes a list of scientists, engineers, and health professionals who have been detained.

Cover art for record id: 9173

Scientists and Human Rights in Syria

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Economic Reforms and Democratic Transitions: Summary of a Workshop

This overview includes chapters on child mortality, adult mortality, fertility, proximate determinants, marriage, internal migration, international migration, and the demographic impact of AIDS.

Cover art for record id: 2207

Demographic Change in Sub-Saharan Africa

This book discusses current trends in contraceptive use, socioeconomic and program variables that affect the demand for and supply of children, and the relationship of increased contraceptive use to recent fertility declines.

Cover art for record id: 2209

Factors Affecting Contraceptive Use in Sub-Saharan Africa

This detailed examination of recent trends in fertility and mortality considers the links between those trends and the socioeconomic changes occuring during the same period.

Cover art for record id: 2210

Population Dynamics of Kenya

The tragedy of child abuse and neglect is in the forefront of public attention. Yet, without a conceptual framework, research in this area has been highly fragmented. Understanding the broad dimensions of this crisis has suffered as a result.

This new volume provides a comprehensive, integrated, child-oriented research agenda for the nation. The committee presents an overview of three major areas:

  • Definitions and scope —exploring standardized classifications, analysis of incidence and prevalence trends, and more.
  • Etiology, consequences, treatment, and prevention —analyzing relationships between cause and effect, reviewing prevention research with a unique systems approach, looking at short- and long-term consequences of abuse, and evaluating interventions.
  • Infrastructure and ethics —including a review of current research efforts, ways to strengthen human resources and research tools, and guidance on sensitive ethical and legal issues.

This volume will be useful to organizations involved in research, social service agencies, child advocacy groups, and researchers.

Cover art for record id: 2117

Understanding Child Abuse and Neglect

This valuable book summarizes recent research by experts from both the natural and social sciences on the effects of population growth on land use. It is a useful introduction to a field in which little quantitative research has been conducted and in which there is a great deal of public controversy. The book includes case studies of African, Asian, and Latin American countries that demonstrate the varied effects of population growth on land use. Several general chapters address the following timely questions: What is meant by land use change? Why are ecological research and population studies so different? What are the implications for sustainable growth in agricultural production?

Although much work remains to be done in quantifying the causal connections between demographic and land use changes, this book provides important insights into those connections, and it should stimulate more work in this area.

Cover art for record id: 2211

Population and Land Use in Developing Countries: Report of a Workshop

This examination of changes in adolescent fertility emphasizes the changing social context within which adolescent childbearing takes place.

Cover art for record id: 2220

Social Dynamics of Adolescent Fertility in Sub-Saharan Africa

This book examines issues concerning how developing countries will have to prepare for demographic and epidemiologic change. Much of the current literature focuses on the prevalence of specific diseases and their economic consequences, but a need exists to consider the consequences of the epidemiological transition: the change in mortality patterns from infectious and parasitic diseases to chronic and degenerative ones. Among the topics covered are the association between the health of children and adults, the strong orientation of many international health organizations toward infant and child health, and how the public and private sectors will need to address and confront the large-scale shifts in disease and demographic characteristics of populations in developing countries.

Cover art for record id: 2225

The Epidemiological Transition: Policy and Planning Implications for Developing Countries

Cover art for record id: 20882

Forecasting Survival, Health, and Disability: Workshop Summary

This book examines the effects of economic downturns in recent decades on first marriages, first and second births, and child mortality in Botswana, Ghana, Kenya, Nigeria, Senegal, Togo, and Uganda.

Cover art for record id: 2228

Demographic Effects of Economic Reversals in Sub-Saharan Africa

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Family and Development: Summary of an Expert Meeting

This volume examines the Census Bureau's program of research and development of the 2000 census, focusing particularly on the design of the 1995 census tests. The tests in 1995 should serve as a prime source of information about the effectiveness and cost of alternative census design components. The authors concentrate on those aspects of census methodology that have the greatest impact on two chief objectives of census redesign: reducing differential undercount and controlling costs. Primary attention is given to processes for data collection, the quality of population coverage and public response, and the use of sampling and statistical estimation.

Cover art for record id: 2234

A Census that Mirrors America: Interim Report

Cover art for record id: 20897

Civil-Military Relations and Democratization: Summary of a Workshop

Workload transition is a potentially crucial problem in work situations wherein operators are faced with abrupt changes in task demands. People involved include military combat personnel, air-traffic controllers, medical personnel in emergency rooms, and long-distance drivers. They must be able to respond efficiently to sudden increases in workload imposed by a failure, crisis, or other, often unexpected, event.

This book provides a systematic evaluation of workload transition. It focuses on a broad spectrum of activities ranging from team cooperation to the maintenance of this problem on a theoretical level and offers several practical solutions.

Cover art for record id: 2045

Workload Transition: Implications for Individual and Team Performance

Cover art for record id: 20909

International Child Welfare Systems: Report of a Workshop

By conservative estimates, more than 16,000 violent crimes are committed or attempted every day in the United States. Violence involves many factors and spurs many viewpoints, and this diversity impedes our efforts to make the nation safer.

Now a landmark volume from the National Research Council presents the first comprehensive, readable synthesis of America's experience of violence—offering a fresh, interdisciplinary approach to understanding and preventing interpersonal violence and its consequences. Understanding and Preventing Violence provides the most complete, up-to-date responses available to these fundamental questions:

  • How much violence occurs in America?
  • How do different processes—biological, psychosocial, situational, and social—interact to determine violence levels?
  • What preventive strategies are suggested by our current knowledge of violence?
  • What are the most critical research needs?

Understanding and Preventing Violence explores the complexity of violent behavior in our society and puts forth a new framework for analyzing risk factors for violent events. From this framework the authors identify a number of "triggering" events, situational elements, and predisposing factors to violence—as well as many promising approaches to intervention.

Leading authorities explore such diverse but related topics as crime statistics; biological influences on violent behavior; the prison population explosion; developmental and public health perspectives on violence; violence in families; and the relationship between violence and race, ethnicity, poverty, guns, alcohol, and drugs.

Using four case studies, the volume reports on the role of evaluation in violence prevention policy. It also assesses current federal support for violence research and offers specific science policy recommendations.

This breakthrough book will be a key resource for policymakers in criminal and juvenile justice, law enforcement authorities, criminologists, psychologists, sociologists, public health professionals, researchers, faculty, students, and anyone interested in understanding and preventing violence.

Cover art for record id: 1861

Understanding and Preventing Violence: Volume 1

Cover art for record id: 10465

Improving Social Science in the Former Soviet Union: The U.S. Role

Cover art for record id: 10466

Assessing Progress Toward Democracy and Good Governance: Summary of a Workshop

Cover art for record id: 10467

Improving Research on Former Soviet and Other Historically Planned Economies: Summary of a Planning Meeting

Cover art for record id: 21610

Democratization and Ethnic Conflict: Summary of Two Meetings

The global movement toward democracy, spurred in part by the ending of the cold war, has created opportunities for democratization not only in Europe and the former Soviet Union, but also in Africa.

This book is based on workshops held in Benin, Ethiopia, and Namibia to better understand the dynamics of contemporary democratic movements in Africa. Key issues in the democratization process range from its institutional and political requirements to specific problems such as ethnic conflict, corruption, and role of donors in promoting democracy.

By focusing on the opinion and views of African intellectuals, academics, writers, and political activists and observers, the book provides a unique perspective regarding the dynamics and problems of democratization in Africa.

Cover art for record id: 2041

Democratization in Africa: African Views, African Voices

Cover art for record id: 20961

After the Transition: Problems of Newly Democratizing Countries

Cover art for record id: 1580

In the Mind's Eye: Enhancing Human Performance

Cover art for record id: 21331

National Academy of Sciences: Constitution and Bylaws, April 28, 1992

Roughly 40 thousand people have been killed or made to "disappear" for political reasons in Guatemala during the last 30 years. Despite vows and some genuine efforts by the current government, human rights abuses and political killings continue.

Scientists and Human Rights in Guatemala presents a history of the violence and the research findings and conclusions of a 1992 delegation to Guatemala. The focus of the book is on the human rights concerns and the responses of the government and military authorities to those concerns. Background and status of an investigation into the political murder of an eminent Guatemalan anthropologist is presented along with an overview of the impact of the repression on universities, research institutions, and service and human rights organizations.

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Scientists and Human Rights in Guatemala: Report of a Delegation

Does the education given by the nation's human factors graduate training programs meet the skill and knowledge needs of today's employers? Can the supply of trained human factors specialists be expected to keep pace with the demand? What are the characteristics, employment settings, gender distribution, and salaries of human factors specialists?

These and other questions were posed by the committee as it designed mail-in and computer-aided telephone surveys used to query human factors specialists. The committee evaluates its findings and makes recommendations aimed at strengthening the profession of human factors.

This book will be useful to educators as an aid in evaluating their graduate training curricula, employers in working with graduate programs and enhancing staff opportunities for continuing education, and professionals in assessing their status in relation to their colleagues.

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Human Factors Specialists'Education and Utilization: Results of a Survey

The United States has seen a dramatic increase in the number of dual-earner and single-adult families. This volume reviews accompanying changes in work and family structures and their effects on worker productivity and employer practices. It presents a wide range of approaches to easing the conflicts between work and family, exploring appropriate roles for business, labor, and government.

Work and Family offers up-to-date information, looking at how the family and the workplace arrived at their current relationship and evaluating the quality and the cost of care for dependents in this nation.

The volume describes the advantages and disadvantages of being part of a working family and takes a critical look at the range of benefits provided, including existing and proposed employer programs for families. It also presents a comparative review of family-related benefits in other countries.

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Work and Family: Policies for a Changing Work Force

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Elements of Systems Modernization for the Social Security Administration: A Report

Do child care centers and family day care homes provide quality care for the children they serve? Do parents know how to identify quality when selecting a center or family home for their children?

This easy-to-read, accessible booklet provides an overview of what constitutes quality in out-of-home care. Based on the National Research Council's detailed examination of child development and child care, Who Cares for America's Children ,this booklet provides practical guidance for parents, child care providers, and policymakers. It highlights what to look for in a center or family day care home, presents what researchers and experts know about the best settings for children, and suggests what characteristics of quality care are amenable to standards or regulations.

Single copy, $6.50; 2-9 copies, $5.50 each; 10 or more copies, $3.75 each (no other discounts apply).

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Caring for America's Children

This nation has an enormous stake in reversing the alarming deterioration of the circumstances in which poor and otherwise disadvantaged children grow up. Many past efforts to reverse unfavorable trends in damaging outcomes (school failure, teenage pregnancy, substance abuse, and violent crime) have been relatively ineffective.

Effective Services for Young Children describes the available options and steps that could be taken to improve the situation through more effective services to children and families. Many of the nation's leaders in current efforts to improve services, and many who are at the forefront of attempts to understand these efforts in current contexts contributed to the workshop and are represented in the volume.

Policymakers, administrators, and practitioners will benefit from their perspectives on the possibilities for major improvements in education, social services, health care, and family support services.

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Effective Services for Young Children: Report of a Workshop

Americans are living longer than ever before. For many, though, these extra years have become a bitter gift, marred by dementia, disability, and loss of independence.

Extending Life, Enhancing Life sets the course toward practical solutions to these problems by specifying 15 research priorities in five key areas of investigation:

  • Basic biomedicine—To understand the fundamental processes of aging.
  • Clinical—To intervene against common disabilities and maladies of older persons.
  • Behavioral and social—To build on past successes with behavioral and social interventions.
  • Health services delivery—To seek answers to the troubling issues of insufficient delivery of health care in the face of increasing health care costs.
  • Biomedical ethics—To clarify underlying ethical guidelines about life and death decisions.

Most important, the volume firmly establishes the connection between research and its beneficial results for the quality of life for older persons.

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Extending Life, Enhancing Life: A National Research Agenda on Aging

The proportion of older faculty is increasing nationwide. This book offers guidance not only for dealing with the elimination of mandatory retirement in higher education but also for current retirement-related issues facing all colleges and universities.

Ending Mandatory Retirement addresses such questions as: Do the special circumstances of higher education warrant the continuation of mandatory retirement? How would an increase in the number of older faculty affect individual colleges and universities and their faculty members? Where there are undesirable effects, what could be done to minimize them?

The book contains analyses of early retirement programs, faculty performance evaluation practices, pension and benefit policies, tenure policies, and faculty ages and retirement patterns.

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Ending Mandatory Retirement for Tenured Faculty: The Consequences for Higher Education

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Constitution and Bylaws: April 30, 1991

This book reviews the uses and abuses of microsimulation models—large, complex models that produce estimates of the effects on program costs and who would gain and who would lose from proposed changes in government policies ranging from health care to welfare to taxes.

Volume 1 is designed to guide future investment in modeling and analysis capability on the part of government agencies that produce policy estimates. It will inform congressional and executive decision makers about the strengths and weaknesses of models and estimates and will interest social scientists in the potential of microsimulation techniques for basic and applied research as well as policy uses.

The book concludes that a "second revolution" is needed to improve the quality of microsimulation and other policy analysis models and the estimates they produce, with a special emphasis on systematic validation of models and communication of validation results to decision makers.

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Improving Information for Social Policy Decisions -- The Uses of Microsimulation Modeling: Volume I, Review and Recommendations

Quick introduction of new technology is essential to America's competitiveness. But the success of new systems depends on their acceptance by the people who will use them. This new volume presents practical information for managers trying to meld the best in human and technological resources.

The volume identifies factors that are critical to successful technology introduction and examines why America lags behind many other countries in this effort. Case studies document successful transitions to new systems and procedures in manufacturing, medical technology, and office automation—ranging from the Boeing Company's program to involve employees in decision making and process design, to the introduction of alternative work schedules for Mayo Clinic nurses.

This volume will be a practical resource for managers, researchers, faculty, and students in the fields of industry, engineering design, human resources, labor relations, sociology, and organizational behavior.

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People and Technology in the Workplace

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ONR Research Opportunities in Behavioral Sciences

This volume, second in the series, provides essential background material for policy analysts, researchers, statisticians, and others interested in the application of microsimulation techniques to develop estimates of the costs and population impacts of proposed changes in government policies ranging from welfare to retirement income to health care to taxes.

The material spans data inputs to models, design and computer implementation of models, validation of model outputs, and model documentation.

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Improving Information for Social Policy Decisions -- The Uses of Microsimulation Modeling: Volume II, Technical Papers

One of the most exciting and hopeful trends of the past 15 years has been the worldwide movement away from authoritarian governments. The collapse of the communist regimes in Eastern Europe is only the latest and most dramatic element in a process that began in the mid-1970s and still seems to be gaining momentum in such areas as subsaharan Africa. This book summarizes the presentations and discussions at a workshop for the U.S. Agency for International Development that explored what is known about transitions to democracy in various parts of the world and what the United States can do to support the democratization process.

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The Transition to Democracy: Proceedings of a Workshop

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Systems Modernization and the Strategic Plans of the Social Security Administration

Few issues have aroused more heated public debate than that of day care for children of working parents. Who should be responsible for providing child care—government, employers, schools, communities? What types of care are best?

This volume explores the critical need for a more coherent policy on child care and offers recommendations for the actions needed to develop such a policy.

Who Cares for America's Children? looks at the barriers to developing a national child care policy, evaluates the factors in child care that are most important to children's development, and examines ways of protecting children's physical well-being and fostering their development in child care settings. It also describes the "patchwork quilt" of child care services currently in use in America and the diversity of support programs available, such as referral services.

Child care providers (whether government, employers, commercial for-profit, or not-for-profit), child care specialists, policymakers, researchers, and concerned parents will find this comprehensive volume an invaluable resource on child care in America.

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Who Cares for America's Children?

This book describes the demographic, sociological, and ecological background of the aging society, identifies human factors problems associated with aging, summarizes currently relevant information, and recommends directions for research. It suggests a program of research and technology development for the purpose of ameliorating the effects of functional changes that accompany the aging process and provides a basis for additional research and application of human factors engineering data to the design of environments in which aging people must function.

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Human Factors Research Needs for an Aging Population

This book describes and evaluates existing models of human performance and their use in the design and evaluation of new human-technology systems. Its primary focus is on the modeling of system operators who perform supervisory and manual control tasks. After an introduction on human performance modeling, the book describes information processing, control theory, task network, and knowledge-based models.

It explains models of human performance in aircraft operations, nuclear power plant control, maintenance, and the supervisory control of process control systems, such as oil refineries. The book concludes with a discussion of model parameterization and validation and recommends a number of lines of research needed to strengthen model development and application.

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Quantitative Modeling of Human Performance in Complex, Dynamic Systems

Decision making in today's organizations is often distributed widely and usually supported by such technologies as satellite communications, electronic messaging, teleconferencing, and shared data bases. Distributed Decision Making outlines the process and problems involved in dispersed decision making, draws on current academic and case history information, and highlights the need for better theories, improved research methods and more interdisciplinary studies on the individual and organizational issues associated with distributed decision making. An appendix provides additional background reading on this socially and economically important problem area.

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Distributed Decision Making: Report of a Workshop

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Soviet-American Dialogue in the Social Sciences: Research Workshops on Interdependence Among Nations

"[A] collection of scholars [has] released a monumental study called A Common Destiny: Blacks and American Society. It offers detailed evidence of the progress our nation has made in the past 50 years in living up to American ideals. But the study makes clear that our work is far from over." —President Bush, Remarks by the president to the National Urban League Conference

The product of a four-year, intensive study by distinguished experts, A Common Destiny presents a clear, readable "big picture" of blacks' position in America. Drawing on historical perspectives and a vast amount of data, the book examines the past 50 years of change and continuity in the status of black Americans. By studying and comparing black and white age cohorts, this volume charts the status of blacks in areas such as education, housing, employment, political participation and family life.

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A Common Destiny: Blacks and American Society

Recognition of the economic, social, and political problems facing the Soviet Union has awakened the Soviet leadership to the need for social scientific analysis to help formulate new policies. Glasnost and perestroika have also created the opportunity to reform and restructure disciplines and to build capabilities for basic research. Significant reorganization within the Soviet Academy of Sciences (ASUSSR) and other parts of the academic establishment is under way. All of these changes have made the Soviets unusually open to contacts with Western social and behavioral scientists. Dozens of new joint programs in all fields have begun or are under discussion. The opportunities are too great for any single American organization or institution to handle. Although significant roles are available for many participants, there is also the risk of duplicating effort and straining limited resources.

The Commission on Behavioral and Social Sciences and Education (CBASSE) of the National Research Council believed there was a genuine need to bring together scholars and representatives of funding organizations and professional associations to exchange information and to think strategically about how the American social science community can best respond to the opportunities. With support from the Alfred P. Sloan Foundation, the commission sponsored a meeting on August 24-25, 1989 for these purposes. Soviet Social Science: The Challenge for the American Academic Community is the summary of that meeting. This report offers interested individuals and organizations a sense of the thinking of a diverse group of informed people about the possible roles of American social and behavioral science vis-a-vis the ongoing changes in Soviet social science, as of the meeting date.

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Soviet Social Science: The Challenge for the American Academic Community: Summary of a Meeting

Does exposure to environmental toxicants inhibit our ability to have healthy children who develop normally? Biologic markers—indicators that can tell us when environmental factors have caused a change at the cellular or biochemical level that might affect reproductive ability—are a promising tool for research aimed at answering that important question. Biologic Markers in Reproductive Toxicology examines the potential of these markers in environmental health studies; clarifies definitions, underlying concepts, and possible applications; and shows the benefits to be gained from their use in reproductive and neurodevelopmental research.

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Biologic Markers in Reproductive Toxicology

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Social Policy for Children and Families: Creating an Agenda: A Review of Selected Reports

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On Being a Scientist

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Brain and Cognition: Some New Technologies

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Improving Risk Communication: Working Papers

Are women paid less than men when they hold comparable jobs? Is there gender bias in the way wages are set? Or can wage differences between men and women be explained by legitimate market forces? Pay Equity: Empirical Inquiries answers these questions in 10 original research papers.

The papers explore race- and gender-based differences in wages, at the level both of individuals and of occupations. They also assess the effects of the implementation of comparable worth plans for private firms, states, and—on an international level—for Australia, Great Britain, and the United States.

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Pay Equity: Empirical Inquiries

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Transportation in an Aging Society: Improving Mobility and Safety for Older Persons - Volume 1 and Volume 2 -- Special Report 218

Third in the series, this book addresses the social implications of architectural and interpersonal environments for older people. It suggests how society and its structures can enhance the productivity of, and preserve the quality of life for, older residents in a community. The study investigates new approaches to the problem, including new housing alternatives and new strategies for reflecting the needs of the elderly in housing construction.

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The Social and Built Environment in an Older Society

Cities and Their Vital Systems asks basic questions about the longevity, utility, and nature of urban infrastructures; analyzes how they grow, interact, and change; and asks how, when, and at what cost they should be replaced. Among the topics discussed are problems arising from increasing air travel and airport congestion; the adequacy of water supplies and waste treatment; the impact of new technologies on construction; urban real estate values; and the field of "telematics," the combination of computers and telecommunications that makes money machines and national newspapers possible.

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Cities and Their Vital Systems: Infrastructure Past, Present, and Future

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Human Factors Research and Nuclear Safety

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The Future of Technology and Work: Research and Policy Issues: Proceedings of a Conference

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From Quality Control to Quality Improvement in AFDC and Medicaid: Summary and Recommendations

Why does the National Academy of Sciences have a Committee on Human Rights? How does the committee define human rights and which rights are fundamental? Does a focus on human rights undermine efforts toward international scientific cooperation , development, political stability, or nuclear disarmament? Why does the committee work only in behalf of scientists and how do scientists become victims of human rights violations? How and why do some health professionals collude with torturers? These questions are typical of those asked frequently of the members and staff of the academy's Committee on Human Rights. They are important questions that this document helps to answer.

Science and Human Rights is the summary of the presentation and discussion of a Symposium convened by the National Academy of Sciences to discuss these issues. Also included in this report are three major papers written by former prisoners from Chile, South Africa, and the Soviet Union.

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Science and Human Rights

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Enhancing Human Performance: Issues, Theories, and Techniques, Background Papers (Complete Set)

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Ergonomic Models of Anthropometry, Human Biomechanics and Operator-Equipment Interfaces: Proceedings of a Workshop

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Enhancing Human Performance: Background Papers, Issues of Theory and Methodology

Is it possible for people to register and retain what is said in their presence while they sleep? If it is possible, is the learning that takes place during sleep efficient enough to be of practical as well as theoretical significance? These are the questions of chief concern in this paper. To address these issues, the second section of the paper summarizes research dealing with a number of variables that may have an important influence on sleep learning. In the third section, some tentative conclusions concerning the possibility and practicality of learning during sleep are outlined.

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Enhancing Human Performance: Background Papers, Learning During Sleep

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Enhancing Human Performance: Background Papers, Improving Motor Performance

In its evaluation, Enhancing Human Performance reviews the relevant materials, describes each technique, makes recommendations in some cases for further scientific research and investigation, and notes applications in military and industrial settings. The techniques address a wide range of goals, from enhancing classroom learning to improving creativity and motor skills.

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Enhancing Human Performance: Issues, Theories, and Techniques

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Enhancing Human Performance: Background Papers, Stress Management

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Enhancing Human Performance: Background Papers, Social Processes

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Scientists and Human Rights in Somalia: Report of a Delegation

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Risking the Future: Volume II: Adolescent Sexuality, Pregnancy, and Childbearing

More than 1 million teenage girls in the United States become pregnant each year; nearly half give birth. Why do these young people, who are hardly more than children themselves, become parents? The working papers for the report Risking the Future: Adolescent Sexuality, Pregnancy, and Childbearing provide additional insight into the trends in and consequences of teenage sexual behavior.

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Risking the Future: Adolescent Sexuality, Pregnancy, and Childbearing, Volume II Working Papers only

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Management of Technology: The Hidden Competitive Advantage

More than 1 million teenage girls in the United States become pregnant each year; nearly half give birth. Why do these young people, who are hardly more than children themselves, become parents? The statistical appendices and working papers for the report Risking the Future: Adolescent Sexuality, Pregnancy, and Childbearing provide additional insight into the trends in and consequences of teenage sexual behavior.

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Risking the Future: Adolescent Sexuality, Pregnancy, and Childbearing, Volume II: Working Papers and Statistical Appendices

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Rethinking Quality Control: A New System for the Food Stamp Program

More than 1 million teenage girls in the United States become pregnant each year; nearly half give birth. Why do these young people, who are hardly more than children themselves, become parents? This volume reviews in detail the trends in and consequences of teenage sexual behavior and offers thoughtful insights on the issues of sexual initiation, contraception, pregnancy, abortion, adoption, and the well-being of adolescent families. It provides a systematic assessment of the impact of various programmatic approaches, both preventive and ameliorative, in light of the growing scientific understanding of the topic.

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Risking the Future: Adolescent Sexuality, Pregnancy, and Childbearing

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Work, Aging, and Vision: Report of a Conference

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Demographic Change and the Well-Being of Children and the Elderly: Proceedings of a Workshop

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Mental Models in Human-Computer Interaction: Research Issues About What the User of Software Knows

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Human Factors in Automated and Robotic Space Systems: Proceedings of a Symposium

This companion to Volume I presents individually authored papers covering the history, economics, and sociology of women's work and the computer revolution. Topics include the implications for equal employment opportunity in light of new technologies; a case study of the insurance industry and of women in computer-related occupations; a study of temporary, part-time, and at-home employment; and education and retraining opportunities.

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Computer Chips and Paper Clips: Technology and Women's Employment, Volume II: Case Studies and Policy Perspectives

Will the adoption of new technologies by U.S. industry lead to widespread unemployment? Or will the resulting use of new processes and techniques, as well as the introduction of new products, open new opportunities for American workers? This volume studies the relationship of technology to employment and the effects of technological change on the workplace. The authors discuss the role of new technologies in strengthening U.S. international competitiveness, recommend initiatives for assisting displaced workers, and make recommendations to aid industry in developing and adopting the new technology it needs to compete successfully in the world economy.

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Technology and Employment: Innovation and Growth in the U.S. Economy

More than 1 million teenage girls in the United States become pregnant each year; nearly half give birth. Why do these young people, who are hardly more than children themselves, become parents? The statistical appendices for the report Risking the Future: Adolescent Sexuality, Pregnancy, and Childbearing provide additional insight into the trends in teenage sexual behavior.

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Risking the Future: Adolescent Sexuality, Pregnancy, and Childbearing, Volume II Statistical Appendices only

This book addresses nine relevant questions: Will population growth reduce the growth rate of per capita income because it reduces the per capita availability of exhaustible resources? How about for renewable resources? Will population growth aggravate degradation of the natural environment? Does more rapid growth reduce worker output and consumption? Do rapid growth and greater density lead to productivity gains through scale economies and thereby raise per capita income? Will rapid population growth reduce per capita levels of education and health? Will it increase inequality of income distribution? Is it an important source of labor problems and city population absorption? And, finally, do the economic effects of population growth justify government programs to reduce fertility that go beyond the provision of family planning services?

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Population Growth and Economic Development: Policy Questions

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Productive Roles in an Older Society

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Creating a Center for Education Statistics: A Time for Action

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Criminal Careers and "Career Criminals,": Volume I

Volume II takes an in-depth look at the various aspects of criminal careers, including the relationship of alcohol and drug abuse to criminal careers, co-offending influences on criminal careers, issues in the measurement of criminal careers, accuracy of prediction models, and ethical issues in the use of criminal career information in making decisions about offenders.

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Criminal Careers and "Career Criminals,": Volume II

Even though women have made substantial progress in a number of formerly male occupations, sex segregation in the workplace remains a fact of life. This volume probes pertinent questions: Why has the overall degree of sex segregation remained stable in this century? What informal barriers keep it in place? How do socialization and educational practices affect career choices and hiring patterns? How do family responsibilities affect women's work attitudes? And how effective is legislation in lessening the gap between the sexes? Amply supplemented with tables, figures, and insightful examination of trends and research, this volume is a definitive source for what is known today about sex segregation on the job.

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Women's Work, Men's Work: Sex Segregation on the Job

Drawing on the historical changes in five areas—the jobs of telephone operators, workers in the printing and publishing industries, information and data processors, retail clerks, and nurses—this volume offers a comprehensive examination of how microelectronics and telecommunications have affected women's work and their working environments and looks ahead to what can be expected for women workers in the next decade. It also offers perspectives on how workers can more easily adapt to the changing workplace and addresses the controversial topic of job insecurity as a result of an influx of advanced electronic systems.

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Computer Chips and Paper Clips: Technology and Women's Employment, Volume I

In 1933, President Herbert Hoover commissioned the "Ogburn Report," a comprehensive study of social trends in the United States. Fifty years later, a symposium of noted social and behavioral scientists marked the report's anniversary with a book of their own from the Commission on Behavioral and Social Sciences and Education. The 10 chapters presented here relate the developments detailed in the "Ogburn Report" to modern social trends. This book discusses recent major strides in the social and behavioral sciences, including sociology, psychology, anthropology, economics, and linguistics.

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Behavioral and Social Science: 50 Years of Discovery

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Scientists and Human Rights in Chile: Report of a Delegation

Comparable worth—equal pay for jobs of equal value—has been called the civil rights issue of the 1980s. This volume consists of a committee report that sets forth an agenda of much-needed research on this issue, supported by six papers contributed by eminent social scientists. The research agenda presented is structured around two general themes: (1) occupational wage differentials and discrimination and (2) wage adjustment strategies and their impact. The papers deal with a wide range of topics, including job evaluation, social judgment biases in comparable worth analysis, the economics of comparable worth, and prospects for pay equity.

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Comparable Worth: New Directions for Research

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Sociology and Anthropology in the People's Republic of China: Report of a Delegation Visit, February-March 1984

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Methods for Designing Software to Fit Human Needs and Capabilities: Proceedings of the Workshop on Software Human Factors

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Reducing Bureaucratic Accretion in Government and University Procedures for Sponsored Research: New Approaches in Process and Additional Areas for Attention: Summary

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Fertility and Mortality in Bolivia and Guatemala: 1950-1976

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Youth Employment and Training Programs: The YEDPA Years

This book examines the needs for and availability of statistics concerning immigrants and immigration. It concentrates on the needs for statistics on immigrants, refugees, and illegal aliens for policy and program purposes, on the adequacy of the statistics that are produced and of the statistical systems that generate them, and on recommendations for improving these systems. Also, the history of immigration legislation and the estimates of the size of the illegal alien population are briefly reviewed.

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Immigration Statistics: A Story of Neglect

How pervasive is sex segregation in the workplace? Does the concentration of women into a few professions reflect their personal preferences, the "tastes" of employers, or sex-role socialization? Will greater enforcement of federal antidiscrimination laws reduce segregation? What are the prospects for the decade ahead? These are among the important policy and research questions raised in this comprehensive volume, of interest to policymakers, researchers, personnel directors, union leaders—anyone concerned about the economic parity of women.

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Sex Segregation in the Workplace: Trends, Explanations, Remedies

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Microelectronics and Working Women: A Literature Summary

The remarkable changes in fertility, nuptiality, and mortality that have occurred in the People's Republic of China from the early 1950s to 1982 are summarized in this report. Data are based largely on the single-year age distributions tabulated in the 1953, 1964, and 1982 censuses of China and a major 1982 fertility survey.

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Rapid Population Change in China, 1952-1982

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Statistics for Transportation, Communication, and Finance and Insurance: Data Availability and Needs

For the first time, a report focuses specifically on middle childhood—a discrete, pivotal period of development. In this review of research, experts examine the physical health and cognitive development of 6- to 12-year-old children as well as their surroundings: school and home environment, ecocultural setting, and family and peer relationships.

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Development During Middle Childhood: The Years From Six to Twelve

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Cognitive Aspects of Survey Methodology: Building a Bridge Between Disciplines

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Automatic Speech Recognition in Severe Environments

In this provocative volume, distinguished authorities on urban policy expose the myths surrounding today's "infrastructure crisis" in urban public works. Five in-depth papers examine the evolution of the public works system, the limitations of urban needs studies, the financing of public works projects, the impact of politics, and how technology is affecting the types of infrastructures needed for tomorrow's cities.

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Perspectives on Urban Infrastructure

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Research and Modeling of Supervisory Control Behavior: Report of a Workshop

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Fertility Decline in Indonesia: Analysis and Interpretation

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The Long-Term Impact of Technology on Employment and Unemployment

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The Determinants of Brazil's Recent Rapid Decline in Fertility

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Statistics in Fertility Research: Value and Limitations

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Proceedings: Panel Discussions on Science and Technology Planning and Forecasting for Indonesia: Special Emphasis on Manpower Development: Jakarta, Indonesia, November 8-10, 1982

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Research on Sentencing: The Search for Reform, Volume I

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Research on Sentencing: The Search for Reform, Volume II

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Rethinking Urban Policy: Urban Development in an Advanced Economy

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Research Needs for Human Factors

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Research on Sentencing: The Search for Reform

Behavioral and Social Science Research: A National Resource specifies appropriate criteria for assessing the value, significance, and social utility of basic research in the social sciences. This report identifies illustrative areas of basic research in the social sciences that have developed analytic frameworks of high social utility and describes the development of these frameworks and their utilization. It also identifies illustrative areas of basic research in the social sciences that are likely to be of high value, significance, and/or social utility in the near future, reviews the current state of knowledge in these areas, and indicates research efforts needed to bring these areas to their full potential.

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Behavioral and Social Science Research: A National Resource, Part I

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Socioeconomic Determinants of Fertility Behavior in Developing Nations: Theory and Initial Results

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Trends in Fertility and Mortality in Turkey, 1935-1975

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Making Policies for Children: A Study of the Federal Process

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Fertility in Thailand: Trends, Differentials, and Proximate Determinants

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Levels and Recent Trends in Fertility and Mortality in Colombia

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Determinants of Fertility in the Republic of Korea

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Overviews of Emerging Research Techniques in Hearing, Bioacoustics, and Biomechanics: Proceedings of the 1981 Meeting

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Determinants of Fertility in Developing Countries: An Overview and a Research Agenda

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Infants at Risk for Developmental Dysfunction: Health and Behavior: A Research Agenda: Interim Report No. 4

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Critical Issues for National Urban Policy: A Reconnaissance and Agenda for Further Study: First Annual Report

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Families That Work: Children in a Changing World

At the time of the assassination of President Kennedy, the Dallas police recorded sounds from an open microphone; these sounds have been previously analyzed by two research groups at the request of the House Select Committee on Assassinations. Both groups concluded with 95% probability that the recordings contained acoustic impulses which provide evidence for the existence of a shot from the grassy knoll area of Dealey Plaza. On the basis of these results and since shots definitely were fired from the Texas School Book Depository, the House Committee concluded that "scientific acoustical evidence establishes a high probability that two gunmen fired at President John F. Kennedy."

Report of the Committee on Ballistic Acoustics studied these reports and the Dallas Police recordings on which they are based. This book reviews the methodology employed in the evaluations of the recorded acoustic data and of the conclusions about the existence of a shot from the grassy knoll. According to this report, the acoustic analyses do not demonstrate that there was a grassy knoll shot, and in particular there is no acoustic basis for the claim of 95% probability of such a shot. The acoustic impulses attributed to gunshots were recorded about one minute after the President had been shot and the motorcade had been instructed to go to the hospital. Therefore, reliable acoustic data do not support a conclusion that there was a second gunman.

Cover art for record id: 10264

Report of the Committee on Ballistic Acoustics

Cover art for record id: 19682

New Directions in the Rehabilitation of Criminal Offenders

Cover art for record id: 19685

Employment of Minority PhDs: Changes Over Time

Cover art for record id: 114

Alcohol and Public Policy: Beyond the Shadow of Prohibition

Cover art for record id: 91

Women, Work, and Wages: Equal Pay for Jobs of Equal Value

Cover art for record id: 19649

Age Misreporting and Age-Selective Underenumeration: Sources, Patterns, and Consequences for Demographic Analysis

Cover art for record id: 19656

Services for Children: An Agenda for Research

Cover art for record id: 19680

Career Outcomes in a Matched Sample of Men and Women Ph.D.s: An Analytical Report

Cover art for record id: 19756

CETA: Assessment of Public Service Employment Programs

Cover art for record id: 19757

Estimation of Recent Trends in Fertility and Mortality in the Republic of Korea

Cover art for record id: 19758

Fertility and Mortality Changes in Thailand, 1950-1975

Cover art for record id: 19779

New CETA: Effect on Public Service Employment Programs: Final Report

Cover art for record id: 19780

Forecasting the Impact of Legislation on Courts

Cover art for record id: 19785

Impact of Overseas Troop Reductions on the U.S.-Flag Merchant Marine

Cover art for record id: 19788

Estimating Population and Income of Small Areas

Cover art for record id: 18441

Pharmaceuticals for Developing Countries: Conference Proceedings

Cover art for record id: 19845

Privacy and Confidentiality as Factors in Survey Response

Cover art for record id: 19848

The Rehabilitation of Criminal Offenders: Problems and Prospects

Cover art for record id: 19876

The Effects of Nonresponse Bias on the Results of the 1975 Survey of Doctoral Scientists and Engineers

Cover art for record id: 20063

National Academy of Sciences Committee on Human Rights: Results of a Visit to Argentina and Uruguay

Cover art for record id: 18561

Deterrence and Incapacitation: Estimating the Effects of Criminal Sanctions on Crime Rates

Cover art for record id: 19992

CETA: Assessment and Recommendations

Cover art for record id: 20037

Employment and Training Programs: The Local View

This report of the Committee on Research on Law Enforcement and Criminal Justice is the product of an intensive 18-month effort by a committee of individuals with a variety of scholarly, research, administrative, and technical skills and experience broadly associated with law enforcement research. The effort was undertaken at the request of the Law Enforcement Assistance Administration (LEAA) of the Department of Justice.

One of the reasons for undertaking the task was the assumption that such an assessment was a value to the National Institute of Law Enforcement and Criminal Justice and to the country's effort to deal in an effective way with the general problem of crime. Understanding Crime includes a systematic examination of the Institute's projects, products, and processes.

This report has three sections: the first describes historical factors that have influenced the Institute's development and the LEAA structure within which it operates; the second reports the committee's evaluation of the federal role in crime research and of the program developed and funded by the Institute; the third details the committee's conclusions and recommendations. Understanding Crime presents the committee's findings, conclusions, and recommendations in terms of the program, role, and goals of the Institute.

Cover art for record id: 13536

Understanding Crime: An Evaluation of the National Institute of Law Enforcement and Criminal Justice

Cover art for record id: 21362

The 1978 Budgets: Ford, Carter, Congress, Health

Cover art for record id: 19940

Toward a National Policy for Children and Families

Cover art for record id: 19945

Surveying Crime

Cover art for record id: 21460

The Comprehensive Employment and Training Act: Impact on People, Places, Programs: An Interim Report

Cover art for record id: 20119

Assessing Biomedical Technologies: An Inquiry Into the Nature of the Process

World Hunger: Approaches to Engineering Actions: Report of a Seminar is the summary of a seminar of the Committee on Public Engineering Policy (COPEP) of the Assembly of Engineering convened in July, 1974. Participants presented and discussed ways in which engineering resources and techniques could be applied to improve food production, processing, storage, and distribution to achieve food security in the poorest of nations.

A combination of unfortunate circumstances—bad weather, poor harvest, sharply rising prices for energy and fertilizer—precipitated a world food crisis in the years 1972-1974. Hardest hit were the people in the poorest and some of the most populous developing countries. Because of large grain purchases by the Soviet Union and an earlier U.S. policy to reduce its agricultural surpluses to manageable levels, food supplies in the world market became insufficient and too costly for the needy countries.

This report promotes the vital interconnection between farm production and social organization, between resource requirements and trade balances, between the rational use of the ecosystem and the wellbeing of all people. World Hunger: Approaches to Engineering Actions presents a coordinated strategy of actions for achieving worldwide food security. Topics covered include raising crop yields through better agricultural and irrigation practices, improving food technology, and building more efficient transport and management systems for the delivery of inputs to farmers and food to market. This book makes the case that engineers have a contribution to make and that opportunities for engineering innovation and talent to develop technological options to help solve this problem are manifold.

Cover art for record id: 18516

World Hunger: Approaches to Engineering Actions : Report of a Seminar

Cover art for record id: 18792

Population and Food: Crucial Issues

Cover art for record id: 20097

Minority Groups Among United States Doctorate-Level Scientists, Engineers, and Scholars, 1973

Cover art for record id: 20160

Final Report of the Panel on Manpower Training Evaluation: The Use of Social Security Earnings Data for Assessing the Impact of Manpower Training Programs

Cover art for record id: 18783

Segregation in Residential Areas: Papers on Racial and Socioeconomic Factors in Choice of Housing

Cover art for record id: 21477

Improving Computer-Science Education in Brazil

Cover art for record id: 20212

America's Uncounted People

Cover art for record id: 20494

Urban Growth and Land Development: The Land Conversion Process

Cover art for record id: 18513

Freedom of Choice in Housing: Opportunities and Constraints

Cover art for record id: 20586

Atlas of Nutritional Data on United States and Canadian Feeds

Cover art for record id: 21637

Proceedings of the Scientific Program

Cover art for record id: 21052

Telecommunications for Enhanced Metropolitan Function and Form: Report to the Director of Telecommunications Management

Cover art for record id: 21375

Science and Brazilian Development: Report of the Third Workshop on Contribution of Science and Technology to Development

Cover art for record id: 9543

The Growth of World Population: Analysis of the Problems and Recommendations for Research and Training

Cover art for record id: 21564

Rapid Radiochemical Separations

Cover art for record id: 20742

The Role of the Department of Commerce in Science and Technology

Cover art for record id: 9552

The Effects of a Threatening Rumor on a Disaster-Stricken Community

Cover art for record id: 18472

Committee on Problems of Alcohol: A Report of Its Activities From 1949 to 1955, the Research Work It Has Supported and the Place of This Work in the Field of Alcoholism

Cover art for record id: 20762

Rural Settlement Patterns in the United States: As illustrated on 100 topographic quadrangle maps

Cover art for record id: 21004

The Bacteriostatic Activity of 3500 Organic Compounds for Mycobacterium Tuberculosis Var. Hominis

Cover art for record id: 21402

The Selection of Military Manpower: A Symposium

Cover art for record id: 18662

Review of Wartime Studies of Dark Adaptation, Night Vision Tests, and Related Topics

Cover art for record id: 19639

Psychology for the Armed Services

Cover art for record id: 20690

Data on the Growth of Public School Children: From the Materials of the Harvard Growth Study

Cover art for record id: 9563

Research Recommendations of the Second Conference on Problems of the Deaf and Hard of Hearing: Reprint and Circular Series of the National Research Council

Cover art for record id: 9560

Final Report of the Committee on Scientific Problems of Human Migration: Report and Circular Series of the National Research Council

Other topics.

research topics about behavioral science

Perspectives on Behavior Science

An Official Journal of the Association for Behavior Analysis International

  • Presents articles on theoretical, experimental, and applied topics in behavior analysis.
  • Includes literary reviews, re-interpretations of published data, and articles on behaviorism as a philosophy.
  • Published quarterly.
  • Welcomes diverse content such as reviews of theoretical and experimental topics, applied topics, and allied behavior sciences.
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Societies and partnerships

New Content Item

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Volume 47, Issue 1

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Recent developments in rft encourage interbehavioral field-based views of human language and cognition: a preliminary analysis.

  • Colin Harte
  • Dermot Barnes-Holmes

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Abstinence as Choice: Exploring Voluntary Abstinence from Alcohol Self-Administration Using the Resurgence-as-Choice Framework

  • Andrew R. Craig
  • Sean W. Smith
  • Henry S. Roane

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Generalized Linear Mixed Effects Modeling (GLMM) of Functional Analysis Graphical Construction Elements on Visual Analysis

  • Kasey Prime
  • Corey Peltier

research topics about behavioral science

Analyzing the Functional Interdependence of Verbal Behavior with Multiaxial Radar Charts

  • Maria Otero
  • Alonzo Andrews

research topics about behavioral science

The Use of Nonmonetary Outcomes in Health-Related Delay Discounting Research: Review and Recommendations

  • Erin B. Rasmussen
  • Lillith Camp
  • Steven R. Lawyer

research topics about behavioral science

Journal updates

Guidance on use of llms (large language models).

Large Language Models (LLMs), such as ChatGPT, do not currently satisfy our authorship criteria. Notably an attribution of authorship carries with it accountability for the work, which cannot be effectively applied to LLMs. Use of an LLM should be properly documented in the Methods section (and if a Methods section is not available, in a suitable alternative part) of the manuscript. The best guidance for use of a LLM or AI is to document any contributions to your work in an upfront manner. 

Single-Blind Peer Review

As of February, 2022,  Perspectives on Behavior Science  will use single-blind peer reviews. This means that the reviewers will know the identification of the authors. It will no longer be necessary to remove identifying information from the cover page of the manuscript. 

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Most Downloaded in Behavioral and Social Sciences (last 7 days)

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Proceedings: Proceedings published by the National Academies of Sciences, Engineering, and Medicine chronicle the presentations and discussions at a workshop, symposium, or other event convened by the National Academies. The statements and opinions contained in proceedings are those of the participants and are not endorsed by other participants, the planning committee, or the National Academies.

Consensus Study Reports: Consensus Study Reports published by the National Academies of Sciences, Engineering, and Medicine document the evidence-based consensus on the study’s statement of task by an authoring committee of experts. Reports typically include findings, conclusions, and recommendations based on information gathered by the committee and the committee’s deliberations. Each report has been subjected to a rigorous and independent peer-review process and it represents the position of the National Academies on the statement of task.

Rapid Expert Consultation: Rapid Expert Consultations published by the National Academies of Sciences, Engineering, and Medicine are authored by subject-matter experts on narrowly focused topics that can be supported by a body of evidence. The discussions contained in rapid expert consultations are considered those of the authors and do not contain policy recommendations. Rapid expert consultations are reviewed by the institution before release.

Emerging Trends in the Social and Behavioral Sciences is an invaluable resource for students, researchers, and curious readers. Its 465 essays by leading scholars highlight some of the most compelling topics in current scholarship, presented through an interdisciplinary lens. The essays are fully cross-referenced with hyperlinks that illuminate connections between seemingly disparate ideas, promoting interdisciplinary and multi-layered awareness on key topics.

Emerging Trends provides an opportunity for leading scholars to share their expertise, and for readers to understand how groundbreaking ideas will shape the trajectory of research in the coming decades. It focuses the five core social and behavioral science disciplines – Psychology, Social Psychology, Sociology and Political Science – with select entries in Anthropology, Economics, and Education, as well as immigration, technology, and media.


By posting  Emerging Trends online alongside its own website, CASBS has made it openly accessible to any interested reader anywhere in the world. We hope it will be widely explored and used.

Bibliographic Information:

ISBN: 9781118900772

DOI: 10.1002/9781118900772

Publication Date: June 2022

Previous edition published by Wiley Online Library in 2016

APS

Research Topics is a collection of previously published articles, features, and news stories. They are meant to serve as an information clearinghouse and represent some of APS’s most requested and publicly relevant subjects. Note: this content may reflect the accepted style and terminology of the date the articles were first published.

Trending Topics

Disaster response and recovery.

Disasters like Hurricane Florence and Typhoon Mangkhut draw massive media coverage, trauma interventions, and financial donations to victims. But psychological research shows the efforts don’t always yield the intended benefits.

Environment and Climate Change

Psychological scientists are studying how we’re all weathering a warming planet.

Myths and Misinformation

How does misinformation spread and how do we combat it? Psychological science sheds light on the mechanisms underlying misinformation and ‘fake news.’

Learn about the mechanisms underlying our generous motivations and behaviors.

For psychological scientists, exploring the less pleasant aspects of individual and social nature, like violence and aggression, is an occasional necessity.

research topics about behavioral science

Aggression and Violence

Research is showing that aging equals anything but cognitive decline and unhappiness.

research topics about behavioral science

Psychological scientists have done extensive research on the aging brain, Alzheimer's Disease, different types of dementias, and much more.

NIH Funding for High-Priority Behavioral and Social Research Networks

Alzheimer’s Disease and Other Dementias

How do pets influence our well-being? Why does the face of a puppy or the purr of a cat soothe us? Psychological research provides some insights.

research topics about behavioral science

Animal Behavior

Developments in AI and machine learning herald unprecedented leaps in many applications, including human psychology itself. Algorithmic bias is just one issue of concern.

research topics about behavioral science

Artificial Intelligence (AI) and Machine Learning

Whether you're driving, studying, or listening to a business presentation, keeping focused can be a challenge when boredom and distractions compete for your focus. Research findings have identified the factors that keep our minds on task -- or off track.

This is a photo of a person screening baggage scans

Attention and Distraction

Psychological science on the effects of prejudice, and how to counter these beliefs.

research topics about behavioral science

Bias and Stigma

Learn what researchers have discovered about the factors that lead to bullying and the long-term consequences it can have.

This is a photo of a teen sitting alone on a set of stairs.

The World Health Organization has added "burnout" to its International Classification of Diseases. Learn what psychological scientists have discovered about the possible causes and symptoms of burnout.

Burnt match with curls of smoke isolated on black

Psychological research reveals the long-lasting cognitive, social, and neurobiological consequences of stress and trauma experienced in childhood.

This is a photo of a rope frayed in tension

Childhood Adversity

A growing body of research connects various aspects of children's environments and their emotional well-being.

research topics about behavioral science

Childhood and Adolescent Mental Health

Psychological scientists have designed cognitive tests that can help identify everything from memory deficits to cultural heritage.

research topics about behavioral science

Cognitive Testing

A collection of studies shows that compassion gets stronger with training and this training can even change brain function.

Shot of a senior woman hugging a young woman in a retirement home

It's a big-time showdown for France and Croatia in the upcoming FIFA World Cup final. Science reveals how players and fans alike handle the pressure of climactic competition.

research topics about behavioral science

Competition

From international wars to political arguments at the dinner table, conflict is an integral part of the human experience. Psychological scientists have uncovered a wealth of knowledge about the ways cooperation and acceptance can overpower those clashes.

research topics about behavioral science

Conflict and Conflict Resolution

What drives people to believe in vast conspiracies and dismiss facts as hoaxes? Psychological research identifies some motivations.

research topics about behavioral science

Conspiracy Theories

The criminal justice system was designed to find and punish perpetrators guilty of the crimes of which they are accused. Psychological science helps repair and maintain the public’s trust in the system and eliminate threats to equal justice.

research topics about behavioral science

Criminal Justice

How do people respond to increasing cultural diversity in their communities, cities, and countries? Researchers investigate.

Elevated view of people walking in a square

Cultural Diversity

Being curious about the world around us can have benefits at school, work, and other contexts, studies show.

research topics about behavioral science

Psychological scientists are exploring how we use digital media and the consequences, both positive and negative, it can have in everyday life.

llustration of young people using mobile smartphone and tablets

Digital Media

Disasters like Hurricane Florence and Typhoon Mangkhut draw massive media coverage, trauma interventions, and financial donations to victims. But psychological research shows the efforts don't always yield the intended benefits.

A man leaving his home walking through flood waters.

How do motorists develop the higher-order cognitive processes required to navigate safely? Research explores this and more.

research topics about behavioral science

Driving and Cars

Read what psychological researchers have discovered about the effects of eating on mood, behavior, and cognition.

research topics about behavioral science

Eating and Food

Psychological scientists are studying how we're all weathering a warming planet.

research topics about behavioral science

The psychology and science behind how individuals and groups respond to epidemics.

Image of a virus representing the current Coronavirus epidemic

Epidemics and Public Health Behavior

Psychological scientists identify factors that prompt people to lie, cheat, bribe, and steal and strategies for addressing such unethical behavior.

Top view of blank envelope with dollar banknotes on wooden desktop.

What motivates us to exercise? And what effects does exercise have on mental function? Psychological scientists are exploring the ins and outs of physical activity.

Multi-ethnic group of young adult athletes doing hamstring stretch exercises after a running workout

Understanding the science behind eyewitness memory can have important implications for criminal justice procedures.

Black and white illustration of a suspect lineup

Eyewitness Memory

APS offers some scientific insights into family dynamics.

APS offers some scientific insights into family dynamics, which might look a little different this holiday season.

Family Relationships

Why are we scared of some things and not others? Psychological scientists are exploring the many facets of fear and the mechanisms that drive it.

little girl is afraid of shadow

Friendships are unique relationships that offer researchers a window into many aspects of life, including personality, longevity, health, and well-being.

Portrait of young boys outdoors

Researchers explore the factors that perpetuate gender inequality and the effects that such bias can have on women in the workplace and beyond.

research topics about behavioral science

Gender and Bias

research topics about behavioral science

Effort, stamina, and purpose drive our accomplishments — science shows us what to do to keep motivation going.

research topics about behavioral science

Goals and Motivation

In some of the most famous cases of money laundering, corporate fraud, and tax evasion lies a relentless appetite for big profits and personal wealth. How does greed affect our sense of morality?

research topics about behavioral science

Greed and Corruption

Psychological scientists are leading the way in addressing the mental health issues resulting from traumatic events.

research topics about behavioral science

Grief and Trauma

Psychological science sheds light on happiness, from a personal to an economic level.

research topics about behavioral science

Learn how the human brain influences what our ears register - and what they don't.

research topics about behavioral science

Psychological science offers a variety of reasons to be hopeful about progress in science and the well-being of individuals and societies worldwide. Read about the most promising discoveries and advances of the past few years.

research topics about behavioral science

Learn about the research on what makes you laugh, why something you find funny is offensive to someone else, and more.

research topics about behavioral science

We’re averse to hypocrites because their disavowal of bad behavior sends a false signal about their true nature.

research topics about behavioral science

Unconscious bias can lurk below the level of conscious awareness, but researchers are working to uncover more effective methods of reducing these prejudices.

research topics about behavioral science

Implicit Bias

Psychological and educational interventions can make a positive difference in a person's trajectory or even their life. What factors influence how interventions either persist over the long term or fade out?

research topics about behavioral science

Interventions

Psychological science has played a leading role in busting misconceptions about sexual orientation and gender identity, and in changing people's attitudes toward individuals who are part of the LGBTQIA+ community.

LGBTQIA Rainbow Pride Flag Striped Background

Psychology researchers are identifying how we build strong reading skills in early childhood and the factors that contribute to difficulty with reading comprehension.

This is a photo of kids reading books in a classroom

Researchers explore the causes, impacts, and possible interventions for loneliness and social isolation.

research topics about behavioral science

Loneliness and Social Isolation

Frank Sinatra crooned that they go together like a horse and carriage, but in truth love and marital health can falter over time. Scientists have identified a number of factors that sustain love through better or worse.

research topics about behavioral science

Love and Attraction

Learn about the vast stores of memory research that psychological scientists have amassed in recent years.

research topics about behavioral science

Psychological scientists have amassed a vast amount of empirical knowledge on the causes of and best treatments for mental disorders.

research topics about behavioral science

Mental Health

Researchers explore how practices associated with mindfulness and meditation can affect decision-making and other cognitive processes.

research topics about behavioral science

Mindfulness and Meditation

Psychological scientists are identifying cognitive, developmental, and cultural aspects of music perception and the essential role that music plays in our everyday lives.

A-440 Tuning Fork and Sheet Music

How does misinformation spread and how do we combat it? Psychological science sheds light on the mechanisms underlying misinformation and 'fake news.'

This is a photo of a piece of paper torn to reveal the phrase "uncover the facts"

Scientists are increasingly busting some myths and making new discoveries about a dark personality trait.

research topics about behavioral science

Deal making at the international, business, and interpersonal levels involves a variety of emotional, social, and language factors that lead to a final agreement -- or a stalemate.

research topics about behavioral science

Negotiation

Read about the wealth of psychological studies on neurodiversity and the differences in learning, attention, and mood.

research topics about behavioral science

Neurodivergence

Psychological scientists are devoting an increasing amount of their research time examining the role of the brain in human behavior, emotion, and cognitive health.

research topics about behavioral science

Neuroscience

Recent news events have sparked a surge of interest in the Dunning-Kruger effect -- a distorted view of one's knowledge and ability. Learn how this cognitive bias can spark overconfidence among world leaders and corporate giants.

research topics about behavioral science

Overconfidence

Amid the epidemic of opioid addiction, psychological science has demonstrated that pain relief doesn't have to be pharmaceutical.

This is an illustration showing different types of pain

Pain Management

Personality tests are the center of countless psychological studies exploring targeted marketing, workplace dynamics, and different brain structures.

research topics about behavioral science

Personality Traits

Public trust in the police has remained flat for decades, a problem that has become especially salient due to recent events.

research topics about behavioral science

Policing and Law Enforcement

A scientific analysis upends the notion that people on the political right are more biased about their ideological views than are people on the left.

research topics about behavioral science

Political Differences

Why do we dawdle and delay, even on the most important tasks? Researchers explore the causes and consequences of procrastination.

Hourglass and calendar

Procrastination

Plenty of beliefs about human psychology are based on myth masquerading as facts. Psychological scientists have not only exposed the weak evidence for these notions, but can recommend strategies to help us to distinguish true science from bunk.

research topics about behavioral science

Pseudoscience

Psychological researchers are examining the complexities of racism and xenophobia at both the interpersonal and societal levels.

research topics about behavioral science

Racism and Discrimination

Psychological research explores how we evaluate, perceive, and choose whether to take risks.

research topics about behavioral science

Why does self-control fail, and how can we boost it? Researchers explore the mechanisms underlying this important ability and how it develops over time.

This is an illustrations of many points on a path to the mountain top

Self-Control

The #metoo movement has brought sexual harassment to the center of public consciousness, raising questions about the causes of predatory actions. Psychological research shows how feeling powerful relates to sexually coercive behavior.

research topics about behavioral science

Sexual Assault and Harassment

Insufficient sleep has been shown to have adverse effects at work, in driving, and even in court.

Student sleeping between piles of books

From the scent of flowers to the stench of hazardous chemicals, our sense of smell guides us through our environment and significantly influences our emotions, as scientists have discovered.

research topics about behavioral science

How does athletic engagement and competition affect our thoughts and behaviors? Learn what psychological science has uncovered.

Football team huddled during time out while playing game

New discoveries about the ill effects of psychological stress abound, but scientists are also learning about buffers to stress.

Knotted rope

Psychological scientists delve into study strategies, math anxiety, reading comprehension, and more.

close up look at A Plus on paper with red pen

Studying and Learning

Research from APS on addiction and substance abuse.

research topics about behavioral science

Substance Abuse and Addiction

Scientists show how get-aways and enjoyable activities affect our work lives and relationships.

research topics about behavioral science

Taking a Break

Psychological research is fostering understanding of the important factors that contribute to effective teaching, from individual instruction to school climate.

research topics about behavioral science

The psychological mechanisms that lead us to have faith in certain people and be suspicious of others are vast. Learn what psychological researchers have discovered about interpersonal trust.

research topics about behavioral science

September 10 is World Suicide Prevention Day. Read about the steps that psychological scientists are taking to identify and help people at risk of taking their own lives.

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Psychological science suggests that behavioral 'nudges' which aim to alter individuals' actions rather than their attitudes are essential to promoting vaccination against COVID-19 and other vaccine-preventable diseases.

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Researchers unravel the mystery of voting behavior, including why people vote in seemingly unpredictable or illogical ways.

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When done well, efforts to improve intergroup harmony at work can uplift individuals and lead entire organizations to perform at a higher level.

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Workplace Diversity

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Translating Behavioral Science into Action: Report of the National Advisory Mental Health Council Behavioral Science Workgroup

  • Executive Summary

A. Introduction

The current social and economic burden of mental illness in America is enormous. Its toll includes more than $148 billion a year in direct and indirect costs, and an incalculable amount of suffering for a sizeable proportion of our population. Mental disorders also account for more than 10 percent of the global burden of disease. Four mental disorders (unipolar major depression, bipolar disorder, schizophrenia, and obsessive-compulsive disorder) rank among the 10 leading causes of disability worldwide, with unipolar major depression leading the entire ranking. A public health challenge of this magnitude demands the best science we can offer to improve mental health and clinical care in the United States and beyond.

This report focuses on ways to enhance the potential contributions of one specific area of science—behavioral science 1 —a bedrock of the National Institute of Mental Health (NIMH) research since the Institute was founded in the late 1940s. It suggests new ways to build on the Institute’s rich portfolio of basic behavioral science to reach its public health goals in the 21st century.

Behavioral science can offer critical insights into the nature of mental illness and health and the processes and interventions that can prevent illness or lead from disorder to remission, recovery, and rehabilitation. It is clear, however, that the field, which has yielded great practical benefits for education, the military and industry, as well as many health areas, has much more to offer in mental health. Many findings that might inform interventions have not yet been applied in the clinical and services domain; others remain to be explored and developed.

As suggested by the Workgroup’s findings (see Chapter II), addressing major communication issues could strengthen the application of behavioral science knowledge to clinical care and service delivery:

  • Communication and collaboration between basic scientists and clinical and services researchers;
  • Engagement by the scientific community in research identified as important by consumers, family members, providers, and payers;
  • Adoption, development, and dissemination of essential research tools and methods for translational research, and sharing of research findings among laboratory scientists, clinical researchers, and services researchers; and
  • Translation of relevant research to other stakeholders.

In this report, the National Advisory Mental Health Council’s (NAMHC) Behavioral Science Workgroup recommends ways to help NIMH foster translational research 2 that addresses effectively many of the core problems facing people with mental illness. Such research can shed light on risk, prevention, treatment, rehabilitation and the organization, delivery, and use of services. A summary of major priority research areas and recommendations for NIMH leadership in developing research in these areas follows.

B. Priority Translational Behavioral Science Research and Funding Areas

The Workgroup has chosen to highlight three specific areas of study in which the push of research progress converges with the pull of public health need (i.e., the real-world needs of consumers, practitioners, payers, and policymakers) to create prime targets for intensified study. These priority research areas are critical starting points for progress in translational science because they are at the interface of what end-users have identified as important and what behavioral science researchers regard as areas of opportunity. They offer the prospect of conducting exciting research, advancing scientific understanding of behavior—in health and in illness—and improving the mental health of our Nation. (For discussion of specific research directions within these priority areas, see Chapter III.)

Priority Area 1: Basic Behavioral Processes in Mental Illness

Understand how basic behavioral processes (e.g., cognition, emotion, motivation, development, personality, social interaction) are altered in mental illnesses, how these processes relate to neurobiological functioning, and the implications of these alterations for etiology, diagnosis, course, prevention, treatment, and rehabilitation.

  • Develop reliable and valid methods for assessing these basic behavioral processes as part of clinical diagnosis.
  • Assess how preventive, treatment, and rehabilitative interventions affect these basic behavioral processes.
  • Evaluate these basic behavioral processes as indicators of risk for the development or exacerbation of mental illness.
  • Combine basic behavioral research with neuroscientific, pharmacological, and genetic research to produce an integrated approach to understanding, preventing, and treating mental illness.

Priority Area 2: Functional Abilities in Mental Illness

Understand how mental illnesses and their treatments affect the abilities of individuals to function in diverse settings and roles (e.g., carrying out personal, educational, family, and work responsibilities).

  • Apply methods from basic behavioral science to the development of tools to assess functioning.
  • Use methods from basic behavioral science to understand how specific rehabilitation and other intervention techniques improve specific types of functioning.
  • Develop interventions that focus on improving functioning in addition to reducing clinical symptoms.
  • Include the assessment of functioning as an outcome in intervention, services, and risk-factor research.

Priority Area 3: Contextual Influences on Mental Illness and Its Care

Understand how social or other environmental contexts influence the etiology and prevention of mental illness and the treatment and care of those suffering from mental disorders. Context includes interactions among factors at the individual, family, sociocultural, and service-system or organizational levels. Examples include:

  • Individual : How social and cultural influences at the individual level—such as developmental history, styles of expressing emotion, levels of motivation, personality, beliefs, values, preferences, needs, and goals—affect risk for mental illness and inform the development, design, and targeting of new interventions, and how such characteristics affect behavioral responses to prevention and treatment.
  • Sociocultural : How ethnicity, culture, language, socioeconomic class, family and social networks, and neighborhood or community affect risk, diagnosis, prevention, and treatment of mental illness.
  • Organizational : How policies, incentive structures, and cultures at all levels of health/mental health organizations and institutions affect the behavior of those providing care and of those receiving it, as well as the outcomes of care.

The three priority behavioral research areas are so central to the core mission of NIMH that it may seem puzzling that the Workgroup needs to highlight them for special encouragement. They pose many interesting research questions that should attract and excite a substantial number of behavioral scientists spontaneously. However, such research is sparse at best in the current NIMH portfolio, suggesting that these are difficult areas to develop. At present too few researchers are attempting to bridge across basic, clinical, and services research, and not enough are working with colleagues in related allied disciplines to move research advances out of the laboratory and into clinical care, service delivery, and policymaking.

NIMH can and must play a catalytic role in initiating and sustaining the best possible science in all three priority areas of behavioral translational research. Because research topics within these areas are at different stages of development, they will require different strategies and timetables for moving forward. But all priority areas will benefit from a systematic, phased approach to development that assesses their current status and needs, their potential contributions to clinical care and service delivery, and the steps required to realize those contributions. To be successful in these efforts, NIMH, of course, must embody in its administration of translational research the same spirit of multidisciplinary collaboration and coordination that it fosters in the research community.

The Institute stimulates outstanding mental health research through a blend of scientific leadership and efficient research administration. As the leading supporter of basic and clinical behavioral science, as well as treatment research and services research related to mental illnesses, NIMH is strongly positioned to build a successful and enduring program of translational behavioral research. However, the Institute needs to develop a comprehensive approach to building, sustaining, and applying systematically the behavioral knowledge needed to improve critical aspects of mental health care. Doing so requires making efficient and effective use of its considerable resources and roles, which include, in addition to being a catalyst for new research directions, being an integrator, convener, and influential mental health/public health advocate.

Establishing a strengthened program of translational behavioral science research at NIMH will require special effort and incentives to overcome today’s extensive structural, financial, and attitudinal barriers (discussed in Chapter II). NIMH needs to address effectively and comprehensively a host of very practical questions. These include:

  • How can basic researchers at various points in their careers be attracted to pursue unconventional and even risky avenues of needed translational research?
  • How can they be trained or partnered with others to conduct such research, and who will train them?
  • How can excellent behavioral, clinical, and services researchers be encouraged to collaborate in translational research projects?
  • How can reviewers with expertise in specific areas be briefed to recognize the best translational research?
  • How can translational researchers be encouraged to consult and collaborate with consumers and community representatives in the design and development of research?
  • How can such researchers find and exchange information readily with one another, with prospective collaborators in other disciplines, and with end-users of their findings—consumers, policymakers, practitioners, and payers?

First steps in responding to these issues are addressed in Chapter IV and in the following action plan, submitted for consideration by the NAMHC and the NIMH Director:

C. Action Plan

RECOMMENDATION 1. To establish and publicize translational behavioral science research as a priority funding area for NIMH and to develop a coherent strategy for its systematic development:

  • Develop requests for applications (RFAs) to jump-start research in each of the funding priority areas identified in this report, starting first with Priority Area 1: Basic Behavioral Processes in Mental Illness.
  • Issue an RFA to translate basic risk and behavioral process research into new interventions aimed at the prevention and treatment of mental disorders and related problems.
  • Develop an implementation plan for long-term development of research in the three priority areas of translational research.
  • Commission a “snapshot” of the current status of translational research in the NIMH portfolio in the research priority areas. This snapshot would serve as a baseline for evaluating the success of research stimulation efforts.
  • Convene workshops/conferences that bring together experts in basic behavioral research, clinical research, and services research, as well as consumers, family members, providers, health systems representatives, policymakers, and researchers from allied areas to identify specific areas of promise for translational research within the priority areas.
  • Use new and existing mechanisms [e.g., research reviews, special workshops, RFAs, requests for proposals (RFPs), and program announcements (PAs)] to stimulate continuing development of translational research (including reinvigorating existing research initiatives in areas such as dissemination research, human subject protections, and services research) and the tools needed to conduct such research.
  • Develop a plan for behavioral translational research that addresses communication to and among scientists as well as research dissemination to the public, to practitioners, and to other health care personnel. That plan should include articles on research opportunities in this area for publication in scientific journals that reach a broad audience of basic behavioral, clinical, and services researchers.

RECOMMENDATION 2. Stimulate NIMH-funded research centers to provide an infrastructure for new research, speed the translation of findings, and encourage interaction across basic, clinical, and services research:

  • Emphasize the integration of behavioral science in basic, clinical, and services research, as well as greater interaction at the interface between behavioral and biological science; and
  • Encourage studies that apply and test basic behavioral processes in understanding, identifying, treating, or preventing mental disorders.
  • Create, as needed, new research centers—with specified behavioral translational goals and finite life spans.

RECOMMENDATION 3. Develop innovative approaches to supporting translational research:

  • Invite current basic behavioral scientist grantees to apply for supplements to include research on clinical populations in their studies, and current clinical and services research grantees to apply for supplements to include research on process, functioning, and/or context in their studies. These supplements could be competitive or administrative, undergoing an expedited, in-house review.
  • Offer mechanisms for the addition of basic behavioral scientists to ongoing clinical and services research at academic, provider, state, and local settings and for the addition of clinical and services researchers and clinicians to basic behavioral research.
  • Encourage community-based research on mental disorders through small developmental grants to local and state governments, communities, or businesses working in partnership with academic researchers.
  • Revise and expand the focus of the B/START (Behavioral Science Track Award for Rapid Transition) and RAPID (Rapid Assessment Post-Impact of Disaster) announcements to expedite the submission, review, and funding of initial pilot efforts for translational research in clinical settings.
  • Commission technologies, tools, and other products identified as high-priority needs by mental health consumers and practitioners, using mechanisms such as contracts and research grants through the Small Business Innovation Research and the Small Business Technology Transfer programs.

RECOMMENDATION 4. Encourage the development, synthesis, and dissemination of cumulative behavioral scientific knowledge on mental illness:

  • Conduct behavioral research syntheses in priority areas and disseminate them widely, in appropriately tailored formats, to various audiences of stakeholders.
  • Use meetings as a strategic tool for advancing translational science, with a stated goal and work product, and a plan for including representation from all relevant stakeholder communities.
  • Use new technologies to support virtual meetings when appropriate (e.g., chat rooms with consultant experts for potential applicants interested in designing research) and to disseminate reports of meetings.

RECOMMENDATION 5. Train researchers at all career levels (predoctoral and postdoctoral students, as well as established researchers/faculty) to conduct translational behavioral research:

  • Support research education programs that provide opportunities for basic behavioral and social science students and faculty to interact with clinical and services research students and faculty, exchanging basic, clinical, and services research course work and expertise. Include courses on new state-of-the-art behavioral science methods and clinical nosology, and ideally involve faculty exemplars who combine basic behavioral research expertise with expertise in clinical, services, and/or policy issues.
  • Foster individual fellowship programs and career awards that require two mentors, one in the basic research arena and one in the clinical/services research arena. By doing so, individuals at all stages of their careers would be encouraged to develop skills in translational research.
  • Support research education programs that provide short-term training to enable established basic behavioral researchers to learn about clinical and services research, and clinical and services researchers to learn about basic behavioral research. If feasible and appropriate, this might include a rotation at the NIMH intramural research program.
  • Revise training grant policies to permit payment for teaching in translational research training programs that draw faculty from many departments and from clinical/service settings.
  • Establish translational research expertise banks—through the Internet and other mechanisms—to make expert translational advice available to prospective grantees and trainees (see 4(c) above).
  • Give priority, in funding translational training grants, fellowships, research education grants, and career awards, to outstanding training programs positioned to bridge basic, clinical, and services research in mental health.

RECOMMENDATION 6. Encourage fair and expert peer review of translational behavioral research applications:

  • Prepare reviewers at NIMH and the National Institutes of Health’s (NIH’s) Center for Scientific Review (CSR) to assess translational research projects.
  • Include among the evaluation criteria for applications submitted in response to RFAs the expected impact of the proposed research in improving public health.
  • Encourage a new orientation process that gives reviewers excellent syntheses of research areas, addresses the technical and review issues in new research priority areas, and provides information on the current portfolio and program initiatives, and the programmatic objectives for moving the portfolio forward.
  • Ensure that for each application, reviewers collectively have appropriate expertise in basic, clinical, services, and other relevant research areas.

RECOMMENDATION 7. Facilitate appropriate and rapid funding of outstanding translational research:

  • Implement a rapid revision and program review process for well-scored applications that can be easily corrected without requiring the delay of an additional submission and review.
  • Encourage cross-divisional technical assistance, as needed, and give special consideration to the funding of translational projects having both basic and intervention research components.

RECOMMENDATION 8. Stimulate and disseminate relevant methods to improve the capacity for research translation:

  • Develops psychometrically sound measures of basic behavioral processes, functioning, and context that are appropriate for use in clinical and service settings.
  • Uses statistical sampling methodologies more comprehensively to enhance the external validity of research findings.
  • Introduces epidemiological methods of risk identification into behavioral risk-factor studies.
  • Adapts and develops statistical methods to facilitate the study of effect modifiers and individual differences as well as other approaches focused on the issue of “for whom and under what co
  • Encourages coordination among studies to facilitate research synthesis.
  • Upgrade the quality of diagnosis by issuing RFAs or RFPs calling for psychometrically sound clinical assessment tools for practitioners, based upon contemporary measurement theory.

RECOMMENDATION 9. Improve policy decision-making processes regarding the delivery of mental health services and the utility of research data:

  • Support research that makes creative linkages between mental health services delivery questions and the behavioral research literatures of organization, marketing, and decision science.
  • Support research that combines state-of-the-art quantitative and qualitative measurement approaches to improve the quality of care.

RECOMMENDATION 10. Identify which treatments work for whom, under what circumstances, and why, to aid in improving mental health services and reducing disparities in mental health care:

  • Support translational research that incorporates the theoretical perspectives and methodological approaches of the social and behavioral sciences into research addressing fundamental questions in mental health intervention and services research.
  • Increase research on mental health disparities that includes contextual variables—such as ethnicity, social class, and culture.

RECOMMENDATION 11. Expand NIMH staffing resources by inviting behavioral scientists to participate in part-time consultancies or to serve as temporary visiting staff.

RECOMMENDATION 12. Monitor the effectiveness of NIMH in improving its translational research portfolio:

  • Develop a plan for evaluating success in implementing the three research and funding priorities of this report.
  • Evaluate NIMH’s dissemination efforts to assess and improve outreach to key stakeholders.

Concluding Comments

The mysteries of mental illness have never been closer to solution than now at the dawning of the 21st century. This exciting time of discovery offers abundant opportunities to increase scientific knowledge about behavior and the brain in health and illness. That knowledge, intriguing in its own right, can and must be used to save and enhance the lives of millions of Americans burdened by mental disorders and millions more at risk of illness.

The NIMH is uniquely positioned to translate scientific achievement in behavioral research into clinically relevant advances. But it must deploy wisely and consistently a powerful array of persuasive and communicative mechanisms to create the novel and sometimes risky collaborations and research paths essential to translational research. The Behavioral Science Workgroup offers to Steven E. Hyman, M.D., NIMH Director, and the NAMHC an action plan outlining a practical strategy for enhancing the clinical contributions of behavioral science and changing the face of mental health care in America.

A. Workgroup Composition and Charge

B. workgroup process, a. current perspectives on behavioral research translation, b. moving forward, a. basic behavioral processes in mental illness, b. functional abilities in mental illness, c. contextual influences on mental illness and its care, d. concluding comments, a. building the field: first steps, b. optimizing the peer-review process, c. fostering collaborations, d. creating tomorrow’s researchers.

  • E. Refining Questions and Using Appropriate Methods

F. Communicating and Disseminating Behavioral Translational Research

G. evaluating progress in developing behavioral translational research, h. an action plan for nimh, i. concluding comments, v. references and further reading.

  • A. OBSSR Definition of Behavioral and Social Sciences Research For NIH
  • B. National Advisory Mental Health Council
  • C. NAMHC Behavioral Science Workgroup
  • D. Roster of Consultants
  • E. Needed Advances in Research Methods

VII. Footnotes

I. prologue.

The dawn of a new century evokes both celebration and contemplation by the National Institute of Mental Health (NIMH). The care of people with mental illness has never been more effective or humane, thanks in part to a 50-year Federal investment in developing a strong scientific base for that care. Many of the major mental disorders are now sufficiently understood and manageable to permit many people to live and work as productive members of their communities despite their illness. This accomplishment was almost unimaginable when NIMH was founded five decades ago. The prospect of building on extraordinary advances in behavioral science, neuroscience, and genetics, combined with vital progress in research methodology, epidemiology, diagnosis, and treatment, promises an even brighter future for people with or at risk of mental illness.

But one has only to pick up a newspaper or visit a local bus station, jail, or emergency room to realize the challenges remaining. NIMH needs to continue to explore intensively the basic biological, social, psychological, and environmental roots of mental illness. At the same time it needs to ensure that these advances are translated into clinically relevant, practical information, innovations, and interventions that actually can reduce the burden of mental illness for individuals, their families, their communities, and the Nation at large.

The current social and economic burden of mental illness in America is enormous. It is estimated at more than $148 billion in direct and indirect costs each year, with an incalculable amount of suffering for a sizeable proportion of our population. A recent international study (Murray & Lopez, 1996) of the indirect costs of illness and injury revealed that mental disorders account for more than 10 percent of the global burden of disease. Four mental disorders (unipolar major depression, bipolar disorder, schizophrenia, and obsessive-compulsive disorder) rank among the 10 leading causes of disability worldwide, with unipolar major depression leading the entire ranking. A public health challenge of this magnitude demands the best science we can offer to improve mental health and clinical care in the United States and beyond.

This report focuses on ways to enhance the potential contributions of one specific area of research—behavioral science 3 —a bedrock of NIMH scientific activity since the Institute was founded in the late 1940s. Examining past achievements and future possibilities, the report suggests new ways to build on the Institute’s rich portfolio of behavioral science research to reach its public health goals in the 21st century.

Behavioral science offers critical insights into the nature of mental illness and mental health and the processes and interventions that can prevent illness or lead from

disorder to remission, recovery, and rehabilitation. Indeed, the basic scientific advances that NIMH has been funding for half a century offer ways to facilitate the translation process. 4 It is clear, however, that behavioral science, which has yielded great practical benefits for education, the military and industry, as well as many health areas, has much more to offer in mental health. The pages to follow offer some new approaches for capitalizing more fully on behavioral science to understand, treat, and serve the millions of Americans affected by mental illness.

As part of an ongoing review of major mental health research areas, NIMH Director Steven E. Hyman, M.D., and the National Advisory Mental Health Council (NAMHC) convened the Behavioral Science Workgroup to explore ways to enhance the field’s mental health payoff (see Appendix B for the Council roster and Appendix C for the Workgroup roster). Workgroup members included a select group of NAMHC members, as well as researchers and advocates whose skills and knowledge complement those of the Council representatives. Members’ expertise included social, cognitive, developmental, and clinical psychology, and psychophysiology, as well as anthropology, biostatistics, public health, and sociology. In addition, members worked in areas of treatment or services research covering the life span across many areas of illness, including depression, schizophrenia, personality disorders, anxiety, AIDS, and cancer. Council member Anne Petersen, Ph.D., was chosen to chair the Workgroup, and Robert Levenson, Ph.D., served as co-chair.

The Workgroup was convened to address an important imbalance in the NIMH research portfolio: Although the Institute provides extensive support for basic behavioral research and for clinical and services research, there is relatively little research connecting these bodies of knowledge. For people with mental disorders and their families, this means that potentially useful behavioral science knowledge is not adequately mined to help them cope with illness. For behavioral science itself, it means that important opportunities to test theories of human behavior and expand fundamental knowledge are lost.

Thus the group was charged with addressing the following key issues:

  • How can basic behavioral science inform research on the etiology, diagnosis, treatment, and prevention of mental and behavioral disorders?
  • How can basic behavioral science inform research on the accessibility, quality, and delivery of mental health services? What behavioral science findings or methods are particularly promising for use in clinical and services research(including findings relevant to research participation by people with mental disorders or other special populations)?
  • How can NIMH encourage more systematic translation of basic behavioral research findings into the development of innovative research interventions that may ultimately improve real-world practices?
  • What barriers impede the translation process, and how can they be overcome?

The Workgroup met from March through November l999, augmenting six full meetings with conference calls and subgroup meetings. To enhance its perspective on current behavioral science opportunities and barriers relevant to mental health, the Workgroup invited and reviewed:

  • Recent reports and recommendations relevant to the Workgroup’s task by other NAMHC workgroups;
  • Descriptions and critiques of the current behavioral science portfolio by NIMH program staff in the three major extramural research divisions, as well as consultations with staff in other relevant program areas;
  • Presentations by behavioral research administrators at other components of the NIH;
  • Discussions with researchers and representatives of key professional research societies, provider groups, and mental health advocacy groups (see Appendix D for list of consultants); and
  • Comments solicited from NIMH grantees, professional societies, and from individuals visiting the NIMH homepage.

The Workgroup is grateful to all who enhanced its understanding of how excellent behavioral research can improve the lives of people now living with mental disorders and lessen the future toll of mental illness for our Nation.

II. Realizing the Public Health Potential of Behavioral Science

The Workgroup’s task and procedures have been described above, but what was learned through the interviews, reading, and portfolio review? Members worked to discern the pattern of public health need and scientific opportunity from the information reviewed. Consultants to the Workgroup—including researchers, providers, consumers and their family members, and NIMH staff—repeatedly described the great promise of behavioral science and at the same time called for more multidisciplinary and translational research to address the needs of providers and consumers. As summarized below, each group brought a unique perspective, but voiced general agreement on the need for and difficulty in achieving greater linkage across research fields and between basic and clinically oriented mental health research. All agreed that the representation of such research in the current NIMH portfolio should be increased. Many suggested why these are difficult areas to develop and offered steps NIMH can take to overcome current barriers.

1. Consumers and Advocates

Behavioral technologies have improved the quality of life of people living with cancer, AIDS, heart disease, and substance abuse. Although people with mental disorders and their advocates also have benefited from some behavioral research advances, they want more extensive and more immediate benefits. Long-term investments in basic research, both behavioral and biological, are essential for progress toward the goal of eventually conquering mental illness. But consumers and family members want a greater investment directed at improving their quality of life now. They want to reclaim their personal, occupational, social, and recreational goals. And they want treatments and services tested against these real, meaningful, and behaviorally quantifiable objectives. The box below, “What People with Serious Mental Illness and Their Families Want from Behavioral Science Research,” indicates some of the issues such research might illuminate.

What People with Serious Mental Illness and Their Families Want from Behavioral Science Research

The National Alliance for the Mentally Ill (NAMI), a grassroots organization of consumers with serious mental illnesses, their family members, and advocates, was asked to identify priority areas for individuals with severe mental illnesses that would benefit from behavioral science research. Dr. Laura Lee Hall, NAMI’s Director for Research, noting that behavioral and social research is essential to understanding and improving the treatment and lives of children and adults with severe mental illnesses and their families, proposed the following areas of interest:

  • Assessing therapeutic processes and outcomes
  • Understanding the basic processes underlying family support, easing the burden of care, and exploring ethnic and other group differences in these processes
  • Developing rehabilitation tools that speed and enhance recovery
  • Discovering techniques to improve adherence to treatment and rehabilitation plans
  • Exploring behavioral approaches for managing the side effects of medications
  • Refining approaches for understanding and treating co-morbid substance abuse
  • Recognizing the early signs of relapse and preventing the downward spiral for individuals with mental disorders
  • Clarifying forensic issues of culpability and consent for people with fluctuating cognitive capacity
  • Evaluating educational interventions for children with severe mental illnesses
  • Preventing suicide by identifying how providers or family members can intervene
  • Informing decisions about housing placements for individuals with severe mental illnesses returning to communities

Leaders in managed care organizations (MCOs) and state agencies providing and reimbursing care in large service systems must make difficult decisions regarding health/mental health care, often with insufficient hard evidence. They want to know what health goals can be reached at what cost, as well as the costs of not reaching them. Typically, their decisions must focus on which interventions will work for the largest proportion of their population.

Some representatives observed that because few of the available research findings appear applicable to their settings and clients, it has been difficult to see how a nontargeted approach to behavioral research could lead to real advances in clinical care. They also reported little confidence in investing time or training funds to implement new treatments or services without compelling research evidence obtained in settings and with clients like their own. Some potential contributions of behavioral science research to today’s health care systems are described in the box below.

What Health Care Delivery Systems Need from Basic Behavioral Research

Council member Mary Durham, Ph.D., a services researcher and representative of a nonprofit MCO, identified a number of research areas in which behavioral science can contribute to MCOs and other health care delivery systems. These include:

  • Basic behavioral research is needed to identify ways to improve patient adherence to and provider provision of treatment to improve clinical care;
  • Clinical planners have an urgent need for behavioral interventions to enhance psychological and physical functioning, and to interrupt or reduce the adverse health consequences of stress;
  • Health plan leaders need behavioral principles for stimulating and maintaining organizational change; and
  • Evidence-based behavior-change techniques are needed to aid clinicians in enhancing healthful behavior and reducing unhealthful behavior.

3. Practitioners

Like some payers, some clinical providers felt that they were not necessarily well represented in current research related to services and health care policy. A particularly salient issue is the perceived lack of fit between research-based treatment guidelines and the clinical settings and consumer groups who were intended to use those treatments—a factor likely to affect utilization. Many reported that certain guidelines set conditions for duration and intensity of treatment that would not be permitted within their settings due to costs. Another comment was that the research findings had little to offer on the most complex cases with overlapping symptoms, physical illnesses, substance abuse, and difficult life circumstances. However, these concerns could be addressed, some felt, if practitioners had a larger role in developing and conducting generalizable research. One group of practitioners gave the Workgroup the following suggestions:

  • Demonstrate the effectiveness of evidence-based treatment rules in care settings and with clients similar to sites where the rules are to be implemented.
  • Document more clearly what interventions work for specific consumers in specific settings.
  • Clarify motivational markers that might predict the clients who would stay with specific treatments or service options.
  • Recognize that “free time” does not exist in clinical settings; do not expect practitioners or service sites to donate time, effort, or resources for research.
  • Clarify for practitioners involved in difficult forensic issues (e.g., to treat or not to treat, determining abuse status, consent for treatment, potential for violence) what empirically validated decision rules exist to help make these determinations.
  • Define and strengthen clinical decision-making processes.
  • Discover optimal ways to diffuse evidence-based treatments and clarify the factors affecting clinicians’ receptivity to treatment guidelines and new approaches to treatment (e.g., assess the incremental value of having the providers involved in developing the diffusion strategy).

4. Researchers

Researchers suggested diverse ways to encourage the translation of behavioral science. Some felt that NIMH should let science evolve with little external direction because continuing support of basic research should yield incremental gains that would gradually advance our understanding of mental disorders. Others argued for identifying and targeting support for research at the intersection between the most promising behavioral science and the greatest clinical/social need. Researchers from both orientations agreed that many critical barriers to research translation are embedded in the structure of the academic research community and reflected at NIMH. These difficulties, most of which are not specific to behavioral science, include:

  • There is growing disciplinary fragmentation and specialization, and unfamiliarity with the language, values, and methods of other disciplines.
  • Basic, clinical, and services researchers do not typically work together, and moving to bridge this gap is not easy.
  • There is a split in training between research with clinical versus normal populations (often in separate departments and physical loci).
  • Clinical populations are often inaccessible to basic researchers.
  • The academic incentive system typically rewards productivity in traditional disciplinary areas—and in traditional disciplinary publications—and has few incentives for bridging research areas or fields of study.
  • Training programs rarely span translation from basic to clinical research, and there is little, if any, exposure to services research.
  • Many basic behavioral scientists are unaware of the interesting basic research issues and opportunities posed by mental disorders.
  • Clinical and services researchers may find it difficult to access the current behavioral science knowledge base to inform their research.
  • Some basic behavioral scientists are unaware of how to engage individuals with mental disorders in the research effort.

Basic behavioral scientists suggested to the Workgroup a number of reasons for their own personal reluctance to conduct translational research or to encourage their students to do so. Some new investigators expressed concern about what they saw as significant barriers and disincentives to beginning a career in patient-oriented research. These include: inadequate knowledge about the nature of mental disorders; concern about funding stability and resources; uncertainty about how to recruit participants and engage clinical colleagues to collaborate, and about where “hybrid” research would be published; and doubts about the applicability of basic research to clinical issues. Other important barriers they mentioned include: their lack of exposure to the clinical literature; fear of appearing “amateurish” to grant reviewers in a new research area; and lack of methods experts or individuals who can cross lines among behavioral, physiological, neural, and clinical research.

One of the most surprising barriers cited by these researchers was their lack of awareness of specific NIMH translational research program announcements (PAs) (e.g., requests for research on informed consent, behavioral science in services research, and method development), 5 even though they had been published in the conventional dissemination outlets. The lack of effective communication to potential applicants is a significant obstacle that needs to be addressed.

5. Research Administrators

A. current status of nimh behavioral research programs.

NIMH program staff gave the Workgroup an informal “snapshot” of the current NIMH behavioral research portfolio that included its strengths, its shortcomings, and its future translational possibilities. 6 Their comments made clear that during the past 4 years, NIMH research priorities have undergone a transformation under the direction of Dr. Steven Hyman. NIMH is placing greater emphasis on the public health relevance of its research and on the role of consumers and advocates in shaping the Institute’s research agenda. (Their recent inclusion in treatment and services research review groups is but one indication of this shift.) This change means looking at the Institute’s research portfolio not only from the perspective of scientific readiness and opportunity, but also with an eye toward clinical and public health need for knowledge and innovative applications to clinical care. This perspective already was familiar to NIMH staff and grantees concerned with behavioral science research in the area of HIV/AIDS research. The creation of this Workgroup was intended to reflect and accelerate this change in perspective throughout NIMH.

The Institute also has undergone a significant reorganization of its funding divisions to better reflect and achieve these new priorities. Each of the three extramural research divisions at NIMH 7 funds behavioral research, which forms a substantial part of the total NIMH research portfolio. In the aggregate, behavioral and social science research 8 represents an estimated 34 percent of total NIMH FY 1998 funding (including AIDS research). However, across the three major NIMH extramural research divisions, there is a great need to close the gaps separating basic science, clinical research, and health services research; as well as those separating process from outcome research, and consumer needs from the foci of scientific research. Three prime problem areas identified by staff include:

  • The substantive and methodological behavioral science base is being underused in developing new diagnostic, prevention, treatment, and service strategies.
  • Until quite recently, a strong emphasis on diagnosis and acute treatment drew attention away from rehabilitation, maintenance, and the impact of mental illness on daily lives.
  • Relatively few researchers have responded to recent NIMH efforts to stimulate translational research through PAs directed at behaviorally oriented translational research.

b. Potential Strategies for Developing NIMH Behavioral Translational Research

Despite the difficulties of stimulating behavioral translational research, programs have successfully developed and/or used behavioral research knowledge to illuminate and address very concrete and complex clinical problems. A particularly dramatic example is the work of the Institute’s AIDS research program. Developed over 16 years, this program has given rise to effective research-based behavioral preventive interventions for HIV and has built from scratch a respected cadre of behavioral researchers who are leaders in the conduct of translational studies. In 1983, when the NIMH AIDS research program began on an annual budget of less than $200,000, there were no behavioral researchers with specific expertise in HIV prevention, and no research focused specifically on high-risk sexual behavior. Relatively few behavioral researchers were doing health-related applied studies, and even fewer services researchers were available to study the efficacy of HIV interventions in real-world settings. To build a clinically applicable research program on HIV/AIDS prevention, it was necessary to find and pool the relevant knowledge of diverse researchers and attract and train them to conduct studies in the nascent, high-risk, and highly stigmatized area of HIV prevention. The program’s budget has since grown to almost $130 million a year, and the AIDS behavioral prevention approaches it has developed are now being assessed in large-scale intervention studies in selected sites throughout the world.

The NIMH Center for Mental Health Research on AIDS has demonstrated that basic behavioral research can be translated into effective real-world interventions to prevent the spread of HIV. It also provides telling lessons in how to build over time an interdisciplinary field to fulfill a public health mission. Although some important facets of the Center’s experience may be unique, many aspects appear to be broadly applicable to other kinds of NIMH research. The NIMH AIDS research model, although largely derived from trial and error, can now be seen as a phased approach to program development. [Indeed, one can also point to NIMH’s genetics effort as a successful example of a phased strategy (National Institute of Mental Health Genetics Workgroup, 1998).]

The key components for building a behavioral research field with clinical impact appear to be these:

  • Widespread recognition of a pressing public health need;
  • Clear statement of program goals developed with all key stakeholders (e.g., develop effective behavioral interventions for HIV prevention);
  • Intensive sponsorship of literature syntheses to assess the state of knowledge, encourage information exchange, and stimulate research and training interest;
  • Use of scientific meetings to encourage collaborations/cooperation across types of basic and applied research, scientific disciplines, consumer/researcher/policymaker perspectives, and Federal agencies;
  • Stable and appropriate funding of the types of research targeted in the announcements—primarily RFAs and PAs—to attract and keep researchers of quality;
  • Development of qualitative and quantitative tools needed to initiate and advance the research field;
  • Well-trained, energetic staff to work with and encourage the participation of potential grantees and trainees;
  • Appropriate scientists on review committees who can uphold high standards for research excellence while maintaining realistic expectations for research design and methodology in developing clinical/applied/services research areas;
  • Creation and support of time-limited multidisciplinary research centers to foster integrative research and provide a training ground for developing future researchers and research;
  • Development of multiple levels and types of training support to stimulate career development in essential new multidisciplinary translational areas;
  • Use of a knowledge diffusion model both in the design and in the dissemination of interventions involving key leaders in the community; and
  • Long-range, systematic program planning to identify new opportunities and to evaluate program progress.

With long-term nurturance by a comprehensive program such as this, many of the usual barriers separating basic research from clinical and services research can be overcome. The NIMH AIDS research program has had a palpable impact on the careers of many basic behavioral scientists, encouraging them to broaden their perspective beyond basic animal research or studies of normal human populations to include observational and intervention studies of ill people or people at high risk of illness. Indeed, some rare individuals move comfortably back and forth or in parallel across basic and clinical/services research studies. As one such researcher described this research synergy:

I am particularly pleased that our program of research does not stop with these kinds of field experiments. The work itself feeds back to our original theoretical ideas. For example, we have begun to understand why preventive health messages framed in certain ways motivate different behaviors. Most decision theorists are not especially focused on mechanism, but we are able to isolate the importance of changes in perceived risk and shifts in anticipated emotions as possible mediators of behavior change. I’ve found it very rewarding to be able to conduct research in an area that allows me to address theoretical questions in social psychology while confronting real problems of social and personal relevance.

The Workgroup has been asked essentially how to increase the amount and speed of clinical payoff from behavioral research. The broad answer is to apply the lessons learned from the many stakeholders cited above and from successful translational research programs in developing new clinical applications of basic behavioral research to improve all aspects of mental health care. To do so, NIMH needs to:

  • Clarify its goals for behavioral translational research;
  • Initiate a strategic, phased approach for identifying and developing priority research areas for mental health translational research with all stakeholders; and
  • Enhance infrastructure and training capacity for such research and ensure its long-term continuity and coordination.

A fundamental principle in implementing these three activities should be: Let the intended end-users of translational research—patients, providers, payers, and policymakers—join as expert partners in setting the research agenda and forming research questions. Doing so provides invaluable benefits for the total research enterprise: it grounds the research in the realities of public health need; it encourages solutions to practical problems in clinical care; and it paves the way for greater long-term acceptance and application of research-based innovations.

The Institute clearly has the power to foster greater translation of behavioral science knowledge; it needs a plan for doing so. Accordingly, the Workgroup members have synthesized from many resources broad guidance for a relatively long-term process of research transformation at NIMH. First steps articulated by the Workgroup can and should be initiated immediately.

The chapters to follow offer a coherent approach for developing new clinical applications of basic behavioral research to improve all aspects of mental health care—including diagnosis, treatment (psychosocial, pharmacological, and somatic), rehabilitation, prevention, and services delivery. Research using basic behavioral principles and ideas to address provider, payer, and consumer issues offers a vital way to improve the lives of people with mental illness. But it has even more to offer. Designed well, translational research also can test the validity and generalizability of basic behavioral principles themselves and offer clues to their refinement. Once this process is underway and some of the best behavioral scientists are working on clinically relevant problems, many benefits and applications are likely to emerge that cannot now be specifically anticipated.

Chapter III suggests some of the exciting ways in which behavioral research can address pressing issues confronting people with mental illness and those who provide and support their care. Chapter IV reflects the Workgroup’s judgment of how to capitalize on those research opportunities to move more NIMH behavioral research from promise to practice.

III. Priority Areas for Behavioral Translational Research

The long-term NIMH investment in behavioral science research has yielded a wealth of opportunities for developing and applying behavioral science knowledge and methods to benefit clinical, intervention, and services research and, ultimately, clinical care. These range from studies that clarify basic brain function to studies that enhance understanding of the causes and prevention of violent behavior, to epidemiological research and health services research studies that inform the organization, financing, and delivery of public and private mental health services.

All aspects of basic behavioral science can contribute to improved clinical practice. The excitement and importance of these areas were reviewed in the 1996 NAMHC report Basic Behavioral Science Research for Mental Health: A National Investment . In brief, potential clinical gold resides in substantive areas of basic behavioral research that include:

  • Affect /motivation/emotion/personality;
  • Perception/memory/learning/reasoning/decision making;
  • Social processes/environmental factors;
  • Behavior change;
  • Life span development;
  • Cultural studies and ethnography; and
  • Animal and comparative behavior.

Basic behavioral science promises to contribute to the development of a new generation of therapeutic and preventive interventions for many mental illnesses. For example, a program of research on self-concept discrepancy and depression shows how research can progress from theory to laboratory studies to clinical application (see box below, “From Campus to Clinic: Developing a New Psychotherapy for Depression”). It provides an excellent illustration of how basic behavioral science can contribute to clinical practice and intervention.

From Campus to Clinic: Developing a New Psychotherapy for Depression

Self-System Therapy is a very new, brief structured psychotherapy for depression that is currently being tested through an NIMH-sponsored randomized clinical trial. This therapy is an outgrowth of very basic behavioral science studies and theories relating to how people regulate their thoughts and moods.

One foundation for this research is the basic research finding that normal people react with negative  affect (such as depression or anxiety) to certain self-discrepancies (e.g., between their perceptions of  who they are vs. their “ideal” or “ought” selves). This finding and others contributed to the hypothesis that when people are chronically aware of these discrepancies, they are more likely to experience repeated bouts of negative affect. Furthermore, it seemed possible that this chronic accessibility, in combination with other risk factors, might increase the risk of more serious emotional problems, such as depression.

In 1996, Timothy Strauman delineated these various risk factors in a model of depression involving the psychology of self-evaluation (Strauman, 1996). This model described how predisposing factors (e.g., individual differences in the intensity or regulation of emotional states, traumatic early life events) might combine with factors that influence the development of self-representations (e.g., personality structure, parenting styles) and factors triggering negative self-evaluation (e.g., self-discrepancies, current life difficulties) to lead to a final common pathway to depression.

Strauman and his colleagues are now establishing the final link from the model to a treatment intervention for depressed patients. They had previously demonstrated that both cognitive-behavioral therapy (CBT) and interpersonal therapy (IPT)—two effective treatments for mild to moderate clinical depression—decreased self-discrepancies in clinically depressed and anxious individuals. Now, studying patients with major depressive disorder, they are evaluating the impact of Self-System Therapy, an intervention more specifically targeted to two main sources of distress: 1) problematic self-beliefs (i.e., particular beliefs, goals or standards used in self-evaluation that conflict with other important beliefs); and 2) the tendency to invoke ideal or ought standards irrespective of the demands of a given situation.

This line of research is exploring, among other questions, whether altering specific self-beliefs can change the onset or duration of depression or anxiety. New findings may also shed light on which active ingredients account for the success of CBT and IPT—an important question for future intervention development.

Applied research areas with relevance to mental health—such as health psychology/behavioral health, organizational change and management, communications and persuasion, and education—offer still more avenues for improving clinical care. In addition, powerful behavioral science technologies are available in areas such as measurement, testing, survey techniques, observational methods, statistical methods, and research analysis.

Notwithstanding the focus of this report on a single but very broad research area, it is important to remember that no single discipline or cluster of disciplines is sufficient to unravel the mystery of mental disorders, their prevention, and treatment. One of the great lessons of late 20th century research in mental illness is the necessity for intellectual ecumenism in an age of overspecialization. Basic behavioral research, neuroscience, pharmacological research, and genetic science—individually and in various combinations—have enormous potential to contribute to the understanding, prevention, and treatment of mental illness. The challenge to NIMH leadership is to orchestrate the individual strengths and characteristics of these fields into a coherent understanding of these extremely complex disorders of molecule and mind, of brain and behavior. For example, research on the neuroscience and genetics of mental disorders needs to be informed by state-of-the-art concepts, measures, and methods of basic behavioral research if it is to contribute fully to an understanding of psychopathology.

Progress in translating behavioral science advances in knowledge into meaningful advances in clinical care requires building a research environment in which collaborations across disciplines are normal, not exceptional. Realizing the enormous potential of such research requires challenging the trend toward increased disciplinary specialization by encouraging greater collaboration of basic behavioral scientists with their counterparts in biologically and clinically based disciplines, an issue addressed in Chapter IV.

In this chapter, the Workgroup highlights three specific areas of study in which the push of research progress converges with the pull of public health need (i.e., the real-world needs of consumers, practitioners, payers, and policymakers) to create prime targets for intensified study. These priority research areas are critical starting points for progress in translational science because they are at the interface of what end-users have identified as important and what behavioral science researchers regard as areas of opportunity. They offer the prospect of conducting exciting research, advancing scientific understanding of behavior—in health and in illness—and improving the mental health of our Nation.

Priority Area 1. Understand how basic behavioral processes (e.g., cognition, emotion, motivation, development, personality, social interaction) are altered in mental illnesses, how these processes relate to neurobiological functioning, and the implications of these alterations for etiology, diagnosis, course, prevention, treatment, and rehabilitation.

Many of the most debilitating and problematic aspects of mental illness (for consumers and their families, and for clinicians) are characterized by changes in basic behavioral processes. Assessing these changes—for which many sensitive measures have now been developed by behavioral scientists—offers a promising complement to traditional category-focused diagnostic systems. Further, in combination with other, more biological assessment approaches, these assessments may offer new insights into the functional and structural neurobiology of mental disorders.

An extensive body of behavioral science has identified the specificity and variability of basic behavioral processes in normal populations and has developed a range of methodologies and technologies for such research. This work now needs to be extended to include clinical populations, both to test the generalizability of the basic findings and to clarify how—and in which dimensions—people with certain illnesses or symptoms differ from the population at large. Applying this knowledge and these methodologies to clinical populations can lead to refined diagnosis, better measurement tools, and more precisely identified points of intervention to prevent or lessen symptoms and improve functioning. It also will increase understanding of how behaviors, symptoms, and disabilities actually cluster across disorders.

b. Research Avenues 9

Some important research needs and opportunities within Priority Area 1 are described below.

Memory and Emotional Processes in Schizophrenia

As basic behavioral researchers have worked to refine and differentiate psychological functions and to understand their interrelatedness, they have developed new methods that are being applied in psychopathology research. For example, the question of whether people with schizophrenia have memory deficits has led to an examination of various types of memory in such patients. Using methods developed by basic behavioral researchers (Cohen & Faulkner, 1988; Conway & Dewhurst, 1995), studies of individuals with schizophrenia recently revealed deficits in their episodic memory, that is, memory for personal events; these individuals find it difficult to recall and review specific experiences (Danlon, Rizzo, & Bruant, 1999). This research on memory may have implications for designing cognitive rehabilitation programs. Testing for deficits and preserved or enhanced process may form the basis for the next generation of diagnostic and rehabilitative approaches.

Basic research also is relevant to studying multiple aspects of the emotional system (emotional experience, emotional expression, emotional physiology) in schizophrenia. People with this disorder have both “positive” symptoms characterized by excess (e.g., hallucinations, delusions) and “negative” symptoms characterized by deficit (e.g., social withdrawal, poverty of speech). A new line of basic research on the emotional system in such individuals is challenging previously held beliefs about the dampening of emotion in schizophrenia (Kring & Neale, 1996). This research has revealed that, in response to viewing emotionally charged films, people with schizophrenia do indeed show markedly less emotional facial behavior than controls, a finding that is consistent with descriptions of emotional flatness in the disorder. However, when the other components of the emotional response to these films were examined, a much more complex picture emerged. The subjective emotional experience reported by people with schizophrenia was comparable to that of controls, but the ill individuals had the same or greater levels of autonomic nervous system response.

Thus, while showing little outer manifestation of emotion and seeming emotionally lifeless and constricted, such patients may actually be experiencing a great deal of emotion. These findings have enormous implications for understanding, treating, and dealing with the disorder. They suggest that at least some people with schizophrenia may live in a world where their emotions are constantly misread and misinterpreted by others, a particularly cruel consequence of the disease. The findings also have important implications for research on the biological underpinnings of schizophrenia. The likelihood that emotional dampening in schizophrenia is limited to facial behavior points toward very different underlying neural mechanisms than would be implicated if all aspects of emotion were dampened.

Self-Awareness and Depression

Another productive area for translational research concerns the interaction of self-awareness and depression. Recent research suggests that people prone to ruminate in response to their negative emotions—a characteristic more prevalent among women than men—are particularly at risk for more severe and prolonged distress following negative life experiences. Their ruminative style increases the accessibility of negative thoughts and memories, which exacerbate depressed mood (Lyubomirsky & Nolen-Hoeksema, 1995). The greater prevalence of clinical depression among women may stem in part from rumination effects that amplify symptoms and extend depressive episodes. Clinical research suggested by these findings includes studies of the potential efficacy of depression treatments that distract individuals from their self-absorbed thoughts long enough for their depressed mood to be relieved or that encourage people to believe that they can change depression-inducing situations.

Understanding cognitive and emotional abilities—their boundaries and constraints, the mechanisms that underlie them, how people use them, and what they can do to change them—is a crucial task for researchers dedicated to improving mental health. However, the next generation of behavioral science research can and should go beyond simply studying in symptomatic or ill individuals those phenomena found in normal subjects; basic researchers also need to develop hypotheses predicting which processes would be preserved, hindered, or atypical when certain symptoms or disabilities are present. Empirically testing these predictions will be the sharpest test of understanding which processes are involved or affected and how to correct them to improve mental health.

Measurement Theory and Clinical Diagnosis

Great strides have been made over the last decade in developing instruments to aid in detecting and diagnosing mental disorders. Although these measures have provided a common language for researchers and, in some cases, for reimbursement policy, developing and improving tools for research and practice remain important translational goals. Incorporating newer methodologies developed within the broad domain of the quantitative and measurement sciences could improve the precision of diagnosis and conceptualization of mental illness, shorten testing time for patients, and strengthen the assessment of patient recovery. Three examples of potential applications to clinical diagnosis and practice follow:

  • Developing multi-dimensional measurements of functioning that complement traditional symptom-based diagnostic systems could help to refine understanding of treatment outcomes and differentiate individuals who are currently grouped within a single diagnostic category. For example, separate assessments of schizophrenia along dimensions of social interactions, attentional deficits, and neurophysiological abnormalities could both provide a more comprehensive evaluation and suggest potential areas of treatment emphasis. Similarly, developing measurement systems that blend symptom-based indicators with process-based indicators would allow for a richer understanding of the individual client, thereby allowing finer grained treatment approaches and leading to better scientific understanding of the complex interplay of process and symptom.
  • Computer adaptive testing approaches (described below) could be modified to address the difficult problem of diagnosis. Adoption of these approaches (already widely used in a number of educational testing domains ranging from ability assessment to tracking outcomes of interventions for reading disabilities) might significantly reduce the amount of testing time required to arrive at a diagnosis, or, perhaps more important, provide an estimate of an individual’s functional level. The technology of computer adaptive testing is well established, but has not yet been rigorously explored as a technology for clinical assessment in the mental health domain. Using these approaches, an assessment begins with an estimate of the individual’s level on a trait or behavior (e.g., a small number of probe items). By sequentially presenting questions from an item pool ranging in level of intensity or difficulty, the assessment progressively focuses on a level appropriate for the individual. For example, if the assessment were focused on phobias, the questions might involve behaviors related to limits in daily functioning. Starting with an initial estimate of the average level of restriction, the person would confirm or deny this level of disability. A confirmation would be followed by a question addressing still greater severity. This process would continue until an estimate of the functional level of the individual, with predetermined precision, is obtained. This provides a tailored assessment, and only the number of questions needed to obtain an estimate of pre- specified accuracy would be asked.
  • Item response theory (IRT) refers to the development of test questions systematically varying in “difficulty” in order to measure individual differences in ability. Such carefully crafted and tested questions would be helpful to patients and clinicians, as well as researchers, in two ways. The first would be to develop new and better scales of “wellness,” “functioning,” “satisfaction,” or similar important constructs. A second use would be to establish banks of items with similar characteristics, which could be used interchangeably in repeated assessments of the same individual over time to track the course of recovery without the identical item having to be used repeatedly. These applications could improve the ability to monitor change by assessing very fine differences in functions or symptoms during the course of treatment and recovery.

Biobehavioral Research and Mental Illness

The contributions of behavioral science to mental health can be multiplied many times over through collaboration with other vital areas of research. For example, mental health research is likely to benefit exponentially from advances at the interface of neuroscience, genetics, and behavioral science that can clarify how behavioral and biological factors interact in the etiology, course, and amelioration of psychopathology. Examples of research opportunities at this interface are described below.

Brain Plasticity and Behavior

As research and clinical interest expand from acute control of symptoms to include longer-term issues of rehabilitation or recovery, there is growing interest in recovery of brain functioning. The term “brain plasticity” refers to changes in the structure and functioning of the brain, whether through development, learning, or recovery from injury. Researchers examining brain plasticity have noted that “experience produces multiple, dissociable changes in the brain including increases in dendritic length, increases (or decreases) in spine density, synapse formation, increased glial activity, and altered metabolic activity” (Kolb & Wishaw, 1998). The size of ventricles (open, fluid-filled areas) in the brain—a measurement that is used as an index of brain dysfunction in several disorders—has been found to change over time with changes in experience and nutritional status. Several studies of psychotherapy outcomes have found brain functional changes that are associated with positive behavioral outcomes (Baxter et al., 1992). Research in this area, typically conducted by basic behavioral researchers often in cooperation with psychopathology researchers, is still at the early stages of its development in clinical populations and needs to be expanded.

Biobehavioral Development and Mental Disorders

Behavioral science offers a rich description of risk factors associated with the onset of mental disorders at multiple levels of analysis/environment. Normal behavioral development (cognitive, linguistic, motor, emotional) has received extensive study, and the behavioral course of some child psychopathologies has been described (e.g., conduct problems, autism). Complementing this area of research progress is a young but growing research area focused on genetic control of the unfolding of brain structure and system development. Also evolving rapidly are visualization technologies (e.g., functional magnetic resonance imaging—fMRI) that provide unprecedented access to the living, behaving, developing brain, even as recently reported, while a fetus responds in utero to its mother’s voice. At present, however, these are all too often separate fields of study (e.g., neurodevelopment, behavioral development, and developmental psychopathology/psychiatry) with little crosstalk and with separate literatures, separate schools (medical vs. graduate), and distinct conceptual frameworks (medical model vs. transactional). The potential gains in developmental understanding and in clinical capacity to avert or divert adverse developmental trajectories demand the Institute’s best efforts to stimulate greater collaboration and cooperation across these disciplinary lines.

Genetics and Behavior

Mental disorders are extremely challenging to genetic researchers because they do not stem from errors in single genes. In addition, both genes and environment appear to be complexly and interactively involved in the development of mental disorders, perhaps with multiple components of each. Furthermore, a mental disorder such as schizophrenia may be at the most severe end of a continuum of schizophrenias that include, in descending severity, schizoaffective disorder, schizophreniform disorder, schizotypal personality disorder, and possibly other variants. Growing research evidence suggests that other major mental disorders may follow the same pattern. Thus, collapsing multiple diseases or degrees of illness into a single category makes the search for genetic influences much more difficult, since each subset of a disease may have different genetic influences. A gene hunter may miss an important lead because it is not seen in all members of the affected population.

Circumventing this problem requires careful behavioral and biological descriptions of the behavioral phenotypes of specific subsets of mental disorders (how the mental disorders are expressed in individuals) so that these subsets can be identified genetically—a vital task for behavioral researchers. Vital, too, is the application of behavioral technologies from psychometrics and behavioral genetics to study sources of genetic and environmental variation and to dissect and understand the embedded phenotypes. Therefore, very fine analysis of hypothesized phenotypes is required so that appropriate subsets are defined and genetically linked.

Understanding the behavioral phenotype also is critical in the area of basic genetics, where researchers are testing the role of given genes through powerful “knockout” technologies that genetically alter animals to provide models of presumed genetic deficits. This research has revealed critically important understandings of disease processes at the cellular and molecular levels. However, when attempting to find the genetic basis for certain enduring behavioral dispositions that may confer or reflect susceptibility to mental disorders, identifying specific behaviors associated with specific genetic manipulations is no easy matter. Analyzing the changed behavior of genetically altered species requires the collaboration of experts in animal behavior who bring measures and paradigms developed to understand behavior in genetically normal animals, as well as extensive knowledge of species-specific social and sexual behaviors that might be disrupted.

Genetic manipulation is but one of many potential techniques for creating animal models of mental disorders. Because providing an overarching model of a mental disorder has proved difficult, researchers need to begin with partial models that can aid significantly in the clinical research enterprise. Animal research and comparative behavioral research have provided some partial animal models that are useful for research, such as dogs with acral lick syndrome, a compulsive licking behavior that resembles behaviors seen in obsessive-compulsive disorder, and which, like them, responds to medications such as fluoxetine (Prozac). Again, progress in such research requires, at a minimum, a pooling of behavioral and biological expertise.

In conclusion, the most tantalizing biobehavioral findings would be those in which convergent data across multiple fields and levels of analysis provide a new empirical nexus for understanding specific mental disorders. For example, personality and temperament research, neuroimaging, animal models of behavior, and genetic research recently have all converged in important new theories and findings regarding behavioral and biological aspects of mood and mood regulation. This work has important implications for such topics as the relationship between anxiety and depression, which has long been a source of controversy in both the clinical and experimental literatures. Further multidisciplinary research that builds on this emerging perspective might offer a more cohesive conceptualization of these and other mental disorders.

Priority Area 2. Understand how mental illnesses and their treatments affect the abilities of individuals to function in diverse settings and roles (e.g., carrying out personal, educational, family, and work responsibilities).

A wide range of relationships and activities—including those at home, work, school, and in health care settings—can be limited by acute episodes of mental illness. In addition, chronic and recurrent episodes of severe illness or those that begin before adulthood may limit functioning even after primary symptoms have abated. The levels and domains of activity limitations may vary quite widely both within and across diagnostic categories and in individuals over time. Yet similar levels and types of disabilities can be seen in people with quite different diagnoses. For example, limitations in social functioning may occur in individuals with disorders as diverse as schizophrenia, bipolar disorder, major depression, and social phobia. These illnesses therefore can constrict an individual’s social-support network, resulting in fragile resources for coping with crises.

Given these considerations, an assessment focused solely on diagnosis-related symptoms may not suffice for helping people who are struggling to cope with mental disorders. How consumers function at home, with friends, with health care providers, at work, and during leisure time may be equally important outcomes to address. For example, a young man with schizophrenia may find that although the new medications reduce symptoms of psychosis such as hallucinations, he still is having trouble going to a job interview or taking the driver’s license test—two tasks essential to realize his wish for self-sufficiency and recovery. Another consumer with bipolar disorder, who now feels more in control of her mood fluctuations, might discover that some of her previously acquired skills—such as getting to work on time, negotiating public transportation, and managing money—need a great deal of improvement. A third person with depression, whose problems in functioning began in early adolescence and interfered with the development of social skills, may never have learned certain age- appropriate skills for initiating a personal relationship—an essential step toward fulfilling his dream of having friends and dating.

Because impaired functioning creates a serious economic and social burden for our society, for people affected by the disorder and for their families, health care providers, payers, researchers, and policymakers need to pay increased attention to clients’ levels of functioning—before, during, and after treatment. As the enormous functional toll exacted by mental illness gains increasing recognition (as illustrated by the recent international comparative data on disease disability and the Surgeon General’s report on mental illness) (Murray & Lopez, 1996; U.S. Department of Health and Human Services, 1999), so too does the need for demonstrably effective ways to assess and improve consumers’ abilities to carry out their responsibilities and manage residual or recurring symptoms of their illness.

b. Research Avenues

Powerful research tools and theoretical perspectives are available in the behavioral sciences for examining issues related to functioning, including interpersonal interactions, social influence, emotion, learning, self-concept, and decision making. Research in the area of functioning needs to take advantage of these resources by linking to behavioral theory and methods. Some ongoing mental health research that focuses on or includes functioning is beginning to make those links, but most research to date does not. The opportunities for research on functioning described below suggest some ways in which behavioral science theory and methods could provide new tools for identifying and improving the functional abilities of people with mental illness.

Measuring Functioning

Assessment of functioning has lagged considerably behind assessment of clinical symptoms in mental illness. The lack of standardized assessment and classification tools has hampered the ability of researchers and policymakers to assess accurately the form and frequency of functional impairments and to project future health care needs and costs. Recent efforts by the World Health Organization (WHO) and NIMH have led to the development of the WHO-DAS II, a generic measure of functioning that includes the domains of understanding and communicating, getting around, self-care, getting along with other people, life activities, and participating in society. The WHO-DAS II is now undergoing worldwide psychometric testing. Pilot studies are currently underway to determine its ability to predict service needs, health service use, and costs.

The WHO-DAS II is an exciting use of behavioral science with great promise for providing reliable and valid data to researchers and service providers. However, since it was designed to be used across many cultures and illnesses, instruments like this may not be as useful for informing everyday treatment and rehabilitation plans for a specific person. Basic behavioral science theory and methods can be used to devise instruments that will take into account issues that are more specific to an individual and his/her context and symptoms. These instruments also could evolve into sensitive person-specific measures of the subtle but important changes over time in an illness.

Strengthening Rehabilitation Effectiveness and Functioning

Psychosocial rehabilitation generally is regarded as important to help people coping with mental disorders function in community settings. However, many rehabilitative interventions are not now grounded in research, and there is wide variation in how well these interventions help specific people with specific deficits. Researchers have documented numerous specific cognitive and psychophysiological deficits associated with mental disorders (e.g., in attention, information processing, and psychophysiological arousal). But there is little understanding of how those deficits are related to specific functional problems or how such problems may be addressed by rehabilitation approaches. Current research is seeking to make these links. However, much more work needs to be done to spell out completely the link between the neurological-cognitive deficits and the formulation of rehabilitation strategies that are specific for particular functional deficits.

Understanding Illness Management and Recovery

Consumers in community settings need and want to be able to take care of themselves. To do so they must improve functioning that was diminished, compensate for functioning that was lost, and learn new skills that were never developed. Teaching and reinforcing those strategies is the goal of rehabilitation programs. Behavioral research examining how people perceive and regulate their own behavior promises to shed light on many of the central rehabilitation problems of mental disorders (Metcalfe & Shimamura, 1994). For example, researchers have shown that individuals’ awareness of the nature of their deficit is one of the most predictive measures of whether they will be able to benefit from rehabilitation efforts and develop compensatory skills. However, people with certain clinical conditions do not understand that they cannot remember information, even about their own illness; others are unable to use that information when needed. These are called deficits of monitoring and of control . For instance, unlike people with other kinds of amnesia, those with Korsakoff’s disease lack knowledge of what they will be able to remember. This impairment in monitoring may originate specifically from the frontal cortex. Neuropsychological and computational models have clarified how basic memory processes are related to the monitoring and control processes. They also point to a whole syndrome of deficits that should be related specifically to impairments in monitoring.

Studies of individuals with impairments of control are few. People with such deficits have frontal lobe impairments and may have deficits related to the amygdala system as well. People with such deficits understand and can even fluently express what they should do, but cannot put that knowledge into practice. Clearly, this dissociation between monitoring and control processes has profound implications for daily functioning, as well as for our understanding of the basic architecture of human cognition. Much more detailed follow-up may clarify how these different components of cognition interact in different clinical and normative groups, and what intervention strategies might help people with such impairments. Deficits in monitoring and control may have important implications for functioning (in social relationships, work, at home and in school) and for the design of rehabilitation strategies.

Enhancing Disorder Management and Functioning

Managing the symptoms of severe mental illness so that an individual can remain engaged in the activities of life can be a daily challenge. Managing the illness typically requires taking medication that can have many discomforting side effects, including dry mouth, blurred vision, sedation, restlessness, sexual dysfunction, weight gain, and tardive dyskinesia (involuntary movements of the head and limbs). Understandably, many of those experiencing such side effects want to quit taking the medication, and some do. This can lead to an acute episode of illness.

Behavioral strategies can reduce medication side effects by teaching clients to identify symptoms, to monitor their behavior and emotions, and to develop more effective communication skills, all of which help them negotiate with health care providers regarding medication changes. A series of recent studies illustrates the effectiveness of behavioral training techniques (e.g., didactic instruction, modeling, response rehearsal, coaching, and contingent social reinforcement) in teaching what are known as collaborative medication management skills to people with schizophrenia who are likely to discontinue medication. As a result, behavioral skills training has been identified as an essential ingredient in a comprehensive biobehavioral approach to schizophrenia treatment. More refined assessments are needed of the functional impact of these interventions, in combination with other behavioral approaches for strengthening the illness-management skills of clients in community settings.

Coping with the Social Environment

In addition to coping with the symptoms of their illness, many people with severe mental disorders struggle to establish or maintain successful relationships with family members, friends, and co-workers. The primary and most intense social contacts for many of these consumers are with family members. Behavioral research has guided the development and testing of family education and support groups that assist family members in understanding the illness and coping with day- to-day stresses. Behavioral family psychoeducation programs place considerable emphasis on improving communication and problem-solving skills; the programs are designed to enhance family members’ ability to work together and minimize conflict. Most studies evaluating the effects of these family interventions have found that the psychoeducational programs for families produce dramatic reductions in the number and duration of acute episodes of illness among their ill relatives as well as improved health for family members.

Recent studies also suggest there are behavioral methods for directly helping those with severe mental illnesses cope with life in the community. Two randomized controlled trials showed that over a 3-year period an individually tailored form of cognitive-behavioral therapy, in combination with antipsychotic medication, could significantly reduce relapse and improve social functioning among those consumers who were living with their families (Hogarty et al., 1997). Further research is needed to extend the breadth and duration of these effects to permit people with severe mental illness to live more productive and fulfilling lives.

PRIORITY AREA 3. Understand how social or other environmental contexts influence the etiology and prevention of mental illness and the treatment and care of those suffering from mental disorders. Context includes interactions among factors at the individual, family, sociocultural, and service-system or organizational levels.

To respond well to the mental health needs of Americans with mental illness—especially given our Nation’s extensive cultural diversity—clinical practitioners, decisionmakers, and researchers need to understand how a variety of contextual factors affect the mental health service system and those who deliver and use (or do not use) its services. This point was made in a call to arms to psychiatry that applies equally well to the other mental health professions:

Psychiatry needs new ways of delivering culturally appropriate care to the disenfranchised and the destitute, for whom mainstream approaches are often too expensive, foreign, and centralized. As a profession, we also have much to learn from indigenous diagnosticians and therapists. Finally, psychosomatic, mind-brain, behavioral health, and psychopathologic investigations need to configure the social world in their paradigms of research if we are to understand better the sources and consequences of mental illness. Psychiatry can no more afford to be contextless than it can afford to be mindless or brainless (Emphasis added) (Lewis-Fernandez & Kleinman, 1995).

Mental disorders arise and are treated in complex biological, sociocultural, and economic settings. People with these disorders differ in their individual characteristics and in their manifestations of and responses to illness depending on the community and cultural environments in which they live. The organizations that provide mental health and rehabilitative care operate with a range of values, styles, goals, and financial restrictions. Their capacity to address the individual needs of those with mental illness may be affected by their social, economic, and legal environments. All these contextual factors—individual, sociocultural, and organizational—have main and interactive effects on risks for illness, course of illness, help seeking, and responses to interventions. These effects, individually and in combination, need to be identified and assessed to aid in designing and/or developing interventions appropriate to the needs and circumstances of specific individuals or groups suffering from mental disorders.

Contextual factors are particularly salient in research on disparities in the receipt and quality of mental health care. Excellent mental health treatment should be available to all Americans, but there are still significant socioeconomic, geographic, and ethnic disparities in the seeking, use, and provision of care, as well as treatment outcomes. A significant issue in this regard, which needs a contextual research approach, is diagnosis. Evidence shows that the diagnosis one receives can be strongly influenced by the racial group to which one belongs. Also relevant is research evidence that identification of certain mental health problems—whether defined by Western mental health professionals (e.g., anorexia) or through folk and cultural traditions (e.g., ataques de nervios, see (b) below)—are highly dependent on the sociocultural backgrounds of the clinician and the consumer. These and other findings indicate the necessity for more methodologically sophisticated and behaviorally informed research on diagnosis and the diagnostic process.

Areas within mental health services research, such as research on help seeking, treatment, and outcomes, also need a contextual perspective. Evidence shows that those who are not part of the mainstream culture are more likely to seek services and respond best if those services are provided in an environment that is geographically accessible and socially and culturally comfortable for them and respectful of them. To alleviate disparities in help seeking, treatment, and outcomes, consideration of sociocultural and other contextual factors is essential.

The basic behavioral and social sciences have extensive literatures that are gold mines for mental health research conducted from a contextual perspective. They focus on the very social, cultural, psychological, and market factors influencing behavior that are critical for a contextual perspective. Theory, methods, and empirical findings in these literatures can aid understanding of issues such as:

There has been some research collaboration among basic researchers, services researchers, and service providers. But much more intensive efforts are needed to ensure that basic behavioral theory, methods, and empirical findings relevant to contextual issues inform research on diagnosis, engagement, and care of those with mental disorders. The following research examples suggest some of the exciting findings that have emerged from beginning steps taken in this direction.

Diagnosing Symptoms and Functioning Across Cultures and Subcultures

New tools and approaches are critical for understanding a variety of difficult treatment and service issues. Anthropological and cross-cultural research studies have shown that the expression of emotion can vary widely across cultures, as can mental illness symptoms, their meanings, and the categories of mental disorders. A cross-cultural research program on diagnosis should examine how these differences affect individuals’ experience and reporting of symptoms; how the expression of emotion affects diagnosis; how the language of interview affects the assessment of individuals in their first and second languages; and how social distance due to ethnicity, class, and gender affects the diagnostic process.

The benefits of cross-cultural approaches to diagnosis are illustrated by research on ataques de nervios (attacks of nerves) among some Latino populations in the United States (Guarnaccia & Rogler, 1999). This research has determined that this culture- specific illness refers to distinct patterns of loss of emotional control and that the type of loss of control (fear vs. anger) is related to specific mental disorders (panic vs. mood disorder). This research has also suggested that these clusters may prove to be useful markers for detecting mood and anxiety disorders among Latinos.

Developing Measures and Interventions through Ethnography

Some research questions regarding the etiology and course of mental disorders require an ethnographic approach. Ethnographic and other qualitative methods, which have a long history in anthropology, describe illness and suffering in relation to the sociocultural contexts in which they occur. This requires that researchers consider the nature of mental disorders, and necessarily involves issues of “meaning” and “value” that contribute to people’s perceptions of themselves and their world. This approach has proved quite useful in two areas of applied research: measurement development and intervention development.

Measurement Development

When doing research in community settings, investigators need to account for variations in how care is delivered. One concept that has been assumed to be critical is “continuity of care.” However, researchers have typically approached this concept through ad hoc measurement of related constructs, such as number of visits or presence of a particular type of service. This limited conceptualization recently has been expanded. An ongoing ethnographic study has sought to identify the elements of continuity of care by documenting the interpersonal processes of giving and receiving care (Ware et al., 1999). Through careful interviews with clients and clinicians, the investigators have identified six mechanisms of continuity, which they term pinch hitting, trouble shooting, smoothing transitions, creating flexibility, speeding the system up , and contextualizing (or helping the client perceive a discouraging situation less negatively). Through this ethnographic work, a scale has been constructed that is being used currently in psychometric testing in ethnically diverse populations.

Intervention Development

Caregivers working with people with severe mental illness in the community need to encourage health-promoting behavior in all aspects of life. This is especially important to prevent additional illness and because having co- morbid substance abuse and/or medical disorders complicates and exacerbates severe mental illness. Such efforts depend, in part, on understanding the perspective of the specific consumer population. Research built on an awareness of cultural contexts can aid in developing interventions that give consumers well-grounded, comprehensible information, respond to their personal concerns and viewpoints, and give them the skills needed to refrain from behavior that can compromise their physical or mental health.

Recent research has demonstrated the potentially life-saving power of culturally sensitive preventive interventions for individuals with severe mental illness (Susser et al., 1998). Because an elevated rate of HIV infection has been found in this population, developing an effective HIV preventive intervention for people with severe mental illness—especially those who are homeless—has been a high priority for NIMH. To encourage safer sex among homeless minority men with severe mental illness, a research team recently conducted a randomized clinical trial of an ethnographically based social- skills training curriculum built around the activities and the language of the men’s daily lives in their shelter. The cultural relevance of the intervention made it meaningful and interesting to the men and held their attention despite the cognitive impairments produced by their illness.

During the initial 6-month follow-up, the experimental group’s mean score on a sexual risk index was three times lower the control group’s; it was two times lower during the remainder of the 18-month follow-up. This intervention successfully reduced sexual risk behaviors of homeless men with mental illness; although the effect diminished over 18 months, it did not disappear. Further behavioral research of this type, which combines ethnographic sensitivity with social-skills training, is essential to enhance other health- and mental health-promoting behavior in people with severe mental illness in a variety of living environments, communities, and cultural contexts.

Framing Messages in Context for Health

A developing body of behavioral science research promises new insights and approaches to aid in encouraging consumers to seek, remain in, and adhere to treatment, as well as motivating providers to offer appropriate diagnoses, treatments, counseling, or referrals. The rich array of techniques used to change behavior—whether of consumers or providers—includes tailoring messages so they are understood and accepted by the intended target groups. Research on “framing” focuses on the behavioral impact of the way in which messages are presented. To “frame” a message so that it will be effective, the framer must directly address individual and sociocultural contexts of the people whose behavior he or she seeks to change.

Message framing has received considerable study in health care and public health as researchers seek the best ways to reach consumers with health messages (see box below, “Taking a Chance on Health: The Impact of Message Framing”). To date, however, there has been relatively little framing research in the mental health arena—a research gap that begs to be bridged.

Taking a Chance on Health: The Impact of Message Framing

A crucial aspect of health education is knowing how to frame messages effectively to encourage behavior change. For example, in trying to encourage women to have mammograms, is it better to emphasize the benefits of doing it (“gain-framed” messages, e.g., “Obtaining a mammogram allows tumors to be detected early; this maximizes your treatment options”) or the costs or risks of not doing it (“loss-framed” messages, e.g., “If you do not obtain a mammogram, tumors cannot be detected early; this minimizes your treatment options”)?

One of the first examples of translational research based on basic decision science principles was an attempt to persuade women to use monthly breast self-examination (BSE). Women were asked to read one of two pamphlets describing BSE. The first emphasized its potential benefits (gain-framed message) and the second the potential costs of not doing it (loss-framed message). The loss-framed pamphlet was more effective in promoting BSE than the gain-framed one. The particular effectiveness of loss-framed messages in encouraging BSE makes sense in light of laboratory work on framing and risk-taking. BSE is perceived as an uncertain or risky behavior; it is not done to prevent cancer; rather it is performed in order to detect it. Each time a woman performs BSE, she runs the risk of finding a lump or another abnormality.

An additional decade of research revealed that the influence of message framing on health behavior depends on the type of behavior being promoted (Rothman & Salovey, 1997). Loss-framed messages were effective in promoting mammography and BSE, early-detection behaviors. But gain- framed messages were effective in promoting the use of infant car restraints, exercise, smoking cessation, and sunscreen—all prevention behaviors. The uncertainty associated with detection behaviors means that loss-framed messages should be more persuasive in promoting them. However, prevention behaviors are not perceived as uncertain or risky at all; they are performed to deter the onset or occurrence of a health problem, and gain-framed messages are more effective in encouraging them.

The correct match between a message frame (gain or loss) and the required health behavior (prevention or detection) especially motivates behavior change. A return to the laboratory allowed a more precise test of this framing by behavior-type hypothesis using hypothetical diseases, as well as taking a given health behavior—using a daily mouth rinse—and describing its function as prevention or early detection. This line of research began in the cognitive psychology laboratory then became “translational” in the sense that it was used in large-scale, field-based experiments designed to promote health behaviors in community-based interventions. Future research in this area needs to test whether much more targeted messages, which take into account contextual variables such as culture, status, and family illness history, will improve motivation to change behavior.

Understanding the Impact of Organizational Context and Climate

Integrating the theory, methods, and knowledge base of behavioral science into services research can lead to new types of studies and new insights into critical service system issues. One such study (Glisson & Hemmelgarn, 1998) was designed to determine whether efforts to increase coordination of children’s public service agencies improved service quality and children’s outcomes, as many researchers, providers, and policymakers expected they would. However, based on the literature in organizational theory, the investigators also assessed how other characteristics of the organizations—which included their overall culture and climate—affected the same outcomes.

The research team collected both qualitative and quantitative data over a 3-year period describing the services provided to children in one State. They found that the tested intervention—increasing coordination between organizations—had a negative effect on service quality and no effect on children’s outcomes. In contrast, a positive organizational climate (including low conflict, cooperation, role clarity, and personalization) was the primary predictor of positive service outcomes (the children’s improved psychosocial functioning) and a significant predictor of service quality. These findings—if supported by other studies—have immediate policy relevance because they suggest an approach to improving children’s services more promising than traditional efforts focused only on organizational coordination. The lesson from this research is to focus on creating positive climates within organizations rather than on simply increasing coordination among them.

This chapter merely hints at the wealth of opportunities for translational research embedded within the Workgroup’s three priority areas. Many more are suggested in the box below, “Further Research Avenues.” However, turning research promise into tangible benefits for people with mental illness and for the science of human behavior requires well-planned, well-supported, and sustained effort by NIMH over many years. A framework for that effort is presented in the next chapter.

Further Research Avenues

Behavior science theory and findings offer rigorous directions for exploring many other concerns raised by individuals with mental disorders, their families, and their providers. The following behavioral science research opportunities round out the examples in this chapter.

  • Stigma : Research has revealed the processes underlying stereotyping of individuals from ethnic and gender groups, as well as the functional costs that stem from fear of such stereotyping. Can these principles assist in constructing a program to destigmatize mental illness for the general public, the courts, the police, or emergency room workers?
  • Eating and Smoking Regulation : For patients with severe mental disorders, weight gain is one of the troublesome side effects of medication. Can techniques for modifying eating behavior to improve weight loss in the general population be successfully applied to this specific group? Smoking cessation has been found to be particularly difficult for people with schizophrenia. Can behaviorally developed and evaluated smoking cessation programs be tailored and tested for effectiveness among these and other individuals with mental disorders?
  • Consumer Education: Treatment research findings indicate that patients who receive educational counseling about mental illness or other illnesses can more closely follow their treatment plan. Are there cost-effective methods for providing this education through videotape or consumer educators that would enhance treatment adherence?
  • Burden of Care : Behavioral research with families of Alzheimer’s patients demonstrates growing sophistication in quantifying the burden of care for family members and in developing methods to ease this burden. Further research is exploring how consumers view the help received from family members. Can testing these findings—and the underlying models of social support, altruism, and self- esteem—for generalizability to burdens associated with mental illness provide important information for consumers and their families?
  • Decision Making : Basic research is beginning to reveal the processes that guide and sometimes misdirect decision making by individuals and groups in the laboratory. Further research promises to extend these insights to clinical contexts. Can these models be translated into decision rules that consumers and their providers can and want to use in developing effective treatment plans? Topics for investigation could include the cognitive processes underlying diagnosis and planning or evaluation of treatment, as well as clients’ seeking of and adherence to treatment. A related direction for future work is the design and use of artificial- intelligence technology to assist in clinicians’ decision making.

IV. From Knowledge to Action: The NIMH Leadership Role

The three priority research areas discussed in Chapter III (Basic Behavioral Processes in Mental Illness; Functional Abilities in Mental Illness; and Contextual Influences on Mental Illness and Its Care) are so central to the core mission of NIMH that it may seem puzzling that they needed to be highlighted by the Workgroup for special encouragement. They pose many interesting research questions that might be expected to attract and excite a substantial number of behavioral scientists spontaneously. However, the representation of such research in the current NIMH portfolio is limited, suggesting that these are difficult areas to develop. (Indeed, NIMH staff are also working on strengthening the translational portfolio built on basic neuroscience and genetic science.) At present too few researchers are attempting to bridge across basic, clinical, and services research, and not enough are working with colleagues in related allied disciplines to move research advances out of the laboratory and into clinical care and policymaking.

NIMH can and must play a catalytic role in initiating and sustaining activity in the priority areas for translational research described in the preceding chapter. Because specific research avenues within these areas are at different stages of development, they will require different strategies and timetables for moving forward. For some avenues, the first step should be exploratory meetings blending basic, clinical, and services researchers with consumers, family members, providers or policymakers; for those topics that are better developed, issuing targeted RFAs, PAs, or contracts may be a relatively early step. Still others may first require changes in training, the creation of multidisciplinary research centers, or some combination of approaches. But all priority areas will benefit from a systematic, phased approach to development that assesses their current status and needs, their potential contributions to clinical care, and the steps required to realize those contributions. To be successful in these efforts, NIMH, of course, must embody in its administration of translational research the same spirit of multidisciplinary collaboration and coordination that it fosters in the research community.

This chapter describes a comprehensive NIMH approach to building, sustaining, and applying systematically the behavioral knowledge needed to improve critical aspects of mental health care. Although the examples and recommendations are focused specifically on facilitating translation of behavioral science, many are applicable to the generic problem of moving knowledge gained from any basic science into clinical and services research and ultimately into clinical practice and service systems.

NIMH stimulates outstanding mental health research through a blend of scientific leadership and efficient research administration. As the leading supporter of basic and clinical behavioral science, as well as treatment research and services research related to mental illnesses, NIMH is strongly positioned to build a successful and enduring program of translational behavioral research. However, it needs to make efficient and effective use of its considerable resources and roles, which include, in addition to being a catalyst for new research directions, being an integrator, convener, and influential mental health/public health advocate.

Establishing a viable program of translational behavioral science research at NIMH will require special effort and incentives to overcome the extensive structural, financial, and attitudinal barriers discussed in Chapter II. NIMH needs to address effectively and comprehensively a host of very practical questions. These include:

These issues are addressed in the remaining sections of this chapter.

The Institute also must address a critical research policy question: Which, if any, areas of translational research should it choose to stimulate immediately, and how should it phase the overall development of the research program? The Workgroup has identified three priority areas that represent first focal points for the emergent research program. However, long-term efforts are required to assess the changing state of knowledge and need in these and other research areas, determine the readiness of specific findings and theories for development toward clinical goals, and design a phased plan of action. It is essential to capitalize immediately on the attention and interest generated by NAMHC reports such as this to educate the field and stimulate its interest in participating in translational research. To jump-start the field and to alert the research community to the immense opportunities for knowledge advancement and mental health service presented by behavioral translational research, NIMH must make a highly visible commitment to developing the field.

Accordingly, a number of steps should be initiated immediately:

Issuing RFAs for Translational Research in Priority Areas of Study

An RFA is a one-time call for research in a specific area. Its goals and criteria are clearly stated for researchers and for reviewers alike. Because it offers a funding set-aside, it is perceived by the research community as representing a priority area of research. NIMH is permitted to tailor review criteria for RFAs, since the reviews are held at the Institute. The opportunity for review through NIMH rather than through the NIH CSR, which oversees peer review of most investigator-initiated applications in behavioral science, has other advantages. The NIMH review structure can readily adopt some of the recommendations proposed in this chapter that would be unwieldy for CSR to undertake.

Having identified three priority areas of research: (1) Basic Behavioral Processes in Mental Illness; (2) Functional Abilities in Mental Illness; and (3) Contextual Influences on Mental Illness and Its Care), the Workgroup recommends that these be the foci for an initial series of RFAs, beginning with Priority Area 1. Other RFAs to follow include one focusing on interventions informed by theories of basic processes in mental disorders. It is important from the outset to highlight the need to develop interventions, both as a way to move behavioral theory into clinical practice and as a way to test behavioral theory in clinical populations. To aid in assessing basic behavioral processes, another prospective RFA or request for proposals (RFP) 10 should call for the development of psychometrically sound tools for determining diagnosis and level of impairment—based on contemporary measurement theory—for use by practitioners; such practical assessment tools are urgently needed in clinical settings.

Creating a Systematic Implementation and Evaluation Plan

Although these RFAs signal important new research opportunities, they are only the beginning of a long-term process of inquiry, assessment, and program development. The Institute needs to create a systematic implementation plan for the long-term development of research in the three priority research areas—one with clear goals that permit later assessment of the program’s success.

Recommended steps include establishing a detailed baseline “snapshot” of the current NIMH translational research portfolio in the three priority areas. (The definition of translational research presented in the Executive Summary may provide a basis for developing an operational definition for this task.) This baseline would aid in current program development and would serve as one basis for an evaluation—perhaps a decade hence—of the success of the Institute’s efforts in fostering translational behavioral science research.

Additional Mechanisms to Stimulate Research

Other research announcements.

The Workgroup strongly encourages NIMH staff to use every mechanism at their disposal to signal the Institute’s strong interest in translational research and encourage the development of this field. This means, in addition to issuing the RFAs described above, following them up with standing announcements to the field—e.g., PAs—to emphasize the Institute’s ongoing commitment to these research areas.

In light of the broad recommendations of this report, the Institute also should consider revising and/or reissuing existing translational research announcements germane to translational behavioral research (e.g., in the areas of dissemination research, human subject protections, and services research). It is important to note, however, that after the fairly low response to these efforts, future attempts in these areas must first identify important and attractive research issues as RFA/PA topics, and communicate these research opportunities effectively to the field.

As with other announcements noted above, PAs could follow RFAs to signal the Institute’s ongoing commitment to these research areas. Mechanisms to alert and educate the field and stimulate research include workshops, research reviews, presentations to scientific and professional meetings, and journal and newsletter articles.

Workshops and Conferences

The Institute can stimulate translational research through two broad types of meetings: (a) multidisciplinary meetings that bring together experts in basic behavioral research with their counterparts in clinical research and services research; and (b) meetings of behavioral researchers with consumers and experts from allied areas. Although their format and content will differ considerably, both types of meetings should focus on identifying specific areas of promise for translational research within the priority areas. In addition to their contributions to information exchange and research agenda-setting, such meetings and follow-up mechanisms should be structured to encourage subsequent collaborations among the participants.

Workshops and conferences, particularly when designed to encourage repeated contacts among carefully chosen participants, represent an important way to stimulate research and encourage groups to exchange information and perspectives. With the right mix of people and resources the Institute can create a venue where guild, patent, publication, profit, and advocacy issues can be put aside to consider both science and public health, or at least to consider how these issues can serve the public’s health.

Experience in both the cancer and AIDS research arenas has underscored the importance of including in the research development process key stakeholders, including representatives from consumer and family groups, health-care delivery groups, practitioners, third-party payers, and employers. Broad inclusion should be the rule, not the exception. NIMH should add to its meetings representatives from basic science and clinical science, as well as allied fields with behavior-change expertise beyond the traditional mental health or academic sciences. The Institute also should provide participation opportunities for more junior researchers. Finally, other public and private funders and end-users of information should be routinely invited so that other sponsors and potential users of research knowledge can participate in shaping research questions.

Research Syntheses

NIMH’s leadership role is predicated on knowing and advancing the current state of research. Staying abreast requires talented staff and a willingness to foster many types of research synthesis. This synthesis effort is a prerequisite for implementing many of the recommendations at the end of this chapter. NIMH needs to generate broad reviews that take stock of what is known and what is needed in all research areas relevant to behavioral translational research. The value of the synthesis effort is contingent upon accessing and systematically analyzing all research that meets certain standards (regardless of publication status or success). Since many studies are too small in and of themselves to detect whether a particular intervention worked, meta-analysis can provide one powerful tool for merging data from multiple studies.

Fostering Communication Related to Behavioral Translational Research

One of the central barriers to translational research is a lack of communication—across disciplines, across levels of inquiry, across departments and schools, sometimes across NIMH organizational lines, and among researchers, practitioners, and consumers. It is important to consider from the outset ways to break down communication barriers among groups whose collaboration is essential to transforming basic research into meaningful clinical advances. The meetings mentioned above are one important vehicle. The NIMH Web site offers another important means of rapid research dissemination to a variety of potential professional and lay audiences. NIMH also needs to consider ways to make key research findings and research opportunities accessible to those who need to know about them—whether they be practitioners, policymakers, consumers, or researchers outside the originating discipline. One of the first steps taken by NIMH staff should be to prepare articles on research opportunities in translational research for publication in scientific journals that reach a broad audience of basic behavioral, clinical, and services researchers.

Enhancing NIMH Staff Resources through Consultants

NIMH staff work is essential to develop outstanding translational research and to review, award, and monitor research grants and contracts in this emerging research area. These vital roles ensure the Institute’s ability to encourage, select, and sponsor important research from the many applications submitted for funding. Research administration requires a blend of system know-how and a keen understanding of substantive issues. Initiating time-limited NIMH appointments for outstanding translational researchers who serve as consultants in all three research divisions that fund basic behavioral research can invigorate NIMH programs and program staff while offering invaluable experience to the consultants themselves. Roles for such visiting scientists could include conducting staff training workshops and seminars as well as special workshops at scientific meetings for potential grantees.

Peer review engages the best and the brightest researchers to consider the merits and weaknesses of their peers’ applications for funding. This process must be finely tuned to the growing needs in the field and in the communities, such as the need for translational research. Clinical and basic researchers as well as practitioners interviewed for this report expressed concern that peer-review groups undervalue translational research.

Peer reviewers, who are essential advisors to the Institute, are placed in a difficult role. They are asked to evaluate and discuss the scientific merit of applications, but usually without the opportunity to review an Institute’s portfolio or its objectives for research. This information should be made more readily available to reviewers, both at NIMH and at the NIH CSR. NIMH should encourage a new orientation process that gives reviewers excellent syntheses of research areas, addresses the technical and review issues in new research priority areas, and provides information on the current portfolio and program initiatives, and the programmatic objectives for moving the portfolio forward. In addition, periodic “booster shots” (e.g., at the start of review meetings) would be helpful.

A critical issue for translational research that can potentially pose problems for review is its boundary-breaking integration of disciplines and research perspectives. Thus, in addition to preparing reviewers adequately for their roles, it is essential to ensure that any group reviewing such research has the requisite mixture of expertise in basic, clinical, services, and other relevant research areas.

To encourage and expedite pathbreaking research, NIMH should adopt a formal method for considering rapid revision of cutting-edge translational research when the review group has indicated specific but remediable problems that can be resolved to the satisfaction of NIMH staff and Council. These procedures should be made known to applicants. In addition, NIMH should revise and expand the focus of the B/START (Behavioral Science Track Award for Rapid Transition) and RAPID (Rapid Assessment Post-Impact of Disaster) announcements to expedite the submission, review, and funding of initial pilot efforts for translational research in practice settings.

Overcoming the barriers to translational research requires both effective communication and incentives to prepare and attract potential researchers and research participants. As recent NIMH experience illustrates, simply issuing PAs to the field is insufficient to stimulate translational research. The Institute needs to exploit its ability to promote innovation and collaboration through incentives that increase the speed and likelihood of getting funding for innovative ideas in the behavioral translational research arena, and that foster collaboration of behavioral scientists with clinical peers, methodological experts, providers of care, and consumers.

Providing Incentives for New Collaborations

Meetings and reviews provide one avenue for sensitizing and alerting the field to new research opportunities and fostering collaboration and exchange. Further, although the NIMH research portfolio is largely driven by investigator-initiated research, many funding mechanisms in addition to RFAs are available or can be created to shape and focus aspects of that portfolio in desired directions. To increase interdisciplinary contributions to translational research, for example, NIMH needs to exploit funding mechanisms that mandate the collaboration of basic science, clinical, treatment, and services research (e.g., the model of the National Cancer Institute’s (NCI’s) clinical research centers). Collaboration requirements should be addressed in mechanisms aimed at junior and senior investigators, as well as in pre- and postdoctoral training and fellowship programs.

NIMH also can invite current basic behavioral scientist grantees to apply for supplements to include clinical populations as participants in their research grants in ways that address the translational research agenda. Similarly, current clinical and services research grantees should be invited to apply for supplements to include research on basic behavioral processes, functioning, and/or context in their research grants. These supplements could be competitive or administrative, undergoing an expedited, in-house review. The Institute also should offer supplements for the addition of basic behavioral scientists to ongoing clinical research at academic, provider, health plan, state, and local settings.

Forming and Supporting New Alliances for Research

Conducting translational research will require new alliances and methods of developing and supporting such partnerships. NIMH should solidify its existing working relationships with other agencies/organizations, such as the Agency for Healthcare Research and Quality (formerly the Agency for Health Care Policy and Research), the Substance Abuse and Mental Health Services Administration, the Centers for Disease Control and Prevention, and private businesses or nonprofits. It also needs to build partnerships through mechanisms linking health systems, services researchers, state mental health agencies, and academic research centers, including the Veterans Administration or the HMO Research Network. These collaborations open windows to research settings, populations, and opportunities for behavioral science research that extend well beyond those traditionally used in laboratory-based basic behavioral science research.

For researchers who wish to pursue research questions in these new practice settings, the lengthy grant-acquisition process can pose problems, as noted in the NAMHC 1999 Bridging Science and Service report (NAMHC Clinical Treatment and Services Research Workgroup, 1999). The time frame is often too short to establish the kinds of relationships needed to encourage practice settings to adopt research innovations. NIMH needs to explore ways to provide additional flexibility to: (1) permit planning grants for research development in practice settings; (2) pay for the time and resources that practice settings devote to the research venture; and (3) allow the private businesses, state and local governments, and advocacy groups to identify and articulate their own research questions and recruit researchers to answer them.

Community-generated research provides an opportunity to enhance the utility of research findings by changing the relationship between the researcher and the community. Community research programs began in the Netherlands and are now quite common throughout northern Europe and are growing in the United States as well. They typically involve partnerships with universities but also can involve researchers from any base to address problems of community concern. While environmental issues have been a common focus of these programs, community programs are likely to find translational mental health research of central importance given evidence about the large burden of illness imposed by mental disorders. Government support for such efforts could have many positive outcomes for public understanding of science, development of research skills among young people, and increased knowledge about many fields, including mental health. The clinical trials network initiated by the National Institute on Drug Abuse provides another example NIMH might consider as a potential model for community-based research addressing mental health issues.

Creating Multidisciplinary Settings for Translational Research

In many developing areas of research, multidisciplinary, problem-focused research centers provide an important mechanism for concentrating scarce resources and bootstrapping a field. In addition, they are often excellent sites for training a new generation of researchers adept at multidisciplinary work. NIMH first should build on its existing research centers to provide opportunities for new translational research, speed the translation of findings, and encourage interplay across basic, clinical, and services research.

The Workgroup favors initially offering existing research centers competitive supplements (e.g., for access to consumers, laboratory equipment, staff, clinical trials) to emphasize the integration of behavioral science in basic, clinical, and services research, as well as greater interaction at the interface between behavioral and biological science. The Institute subsequently may choose to create selectively one or more new translational research centers—with specified goals and finite life spans. Such centers should be organized around state-of-the-art behavioral science approaches to clinical problems, should include both behavioral and clinical scientists, and should demonstrate access to clinical populations or service settings.

In an era of increasing specialization, there are few researchers who can see a body of work through from theory development to clinical implementation and even “manualization” and dissemination of the theory-based intervention. Nonetheless, it is possible, and even necessary, for multiple individuals to mine a body of basic behavioral research for its potential contributions to clinical practice and to ensure that appropriate teams of experts move promising work forward to the next stages of development. Many areas of basic behavioral research offer tantalizing possibilities for improving the lives of people with mental illness by contributing to new interventions, identifying the active ingredients of interventions, and using interventions to test basic behavioral models. However, turning these research possibilities into realities requires attracting and training a cadre of researchers who have the special skills and interdisciplinary orientation needed for translational research.

Investing in the training of young scientists to conceptualize translational research and work in multidisciplinary teams is likely to have the greatest long-term return of any investment in this area. If trainees are acculturated in doing this kind of translational work early in their careers, they are likely to continue to do it and to train their students to do this kind of work as well.

Training Support

Major changes are occurring in the funding structure of universities, medical schools, and research institutes that have significant ramifications for research training. Because the Federal mechanisms for funding training, especially the National Research Service Award (NRSA) mechanisms, have certain mandated limitations (e.g., tuition reimbursement and other expenses), NIH should re-examine some of its policies in light of current and future needs of translational research training. Of particular importance, current levels of funding for training need to be increased dramatically to accommodate these changes. Accordingly, budget policies need to be altered to allow:

  • Costs for training-related expenses to include support for administrative staff and training faculty. Not allowing these costs (see below) makes it virtually impossible for many particularly relevant training settings to apply for training grants. These include research institutes outside of university settings such as many clinical service centers settings (e.g., health plan research centers and medical health research and service centers). These are precisely the kinds of sites that would be most useful to cultivate translational research training because of their ready access to patient populations and to clinical and services researchers. It should be noted, however, that current NRSA policies do allow requests for additional training-related expenses in circumstances where they can be strongly justified.
  • Payment to be based on the actual costs of training rather than the current formula approach, which does not cover staff costs and creates a disincentive for high-tuition institutions that rely on faculty self-generating salaries to apply for training funds. This lack of support for covering staff time is particularly problematic for translational research, which requires the interaction of such individuals to stimulate excellent training.
  • Small-scale funding of pilot and small studies in targeted areas (e.g., translational research). In many cases, translational research cannot be done with volunteer undergraduate subjects or may require additional subject samples that complement a mentor’s project. Thus trainees, particularly at the postdoctoral levels, should be allowed to request additional funds for subject payment, clinician oversight, and other necessary research expenses.
  • Extra resources in funding translational training grants, fellowships, research education grants, and career awards (such as extra training positions or preferential funding) to outstanding programs and investigators that are well-positioned to bridge basic and applied research in mental health. This enhancement would explicitly acknowledge that establishing, conducting, and maintaining mental health translational research and research training is difficult and requires more resources than research that is less multidisciplinary and multidepartmental or even multi-institutional.

Fostering Training to Bridge Multiple Research Areas

Promoting significant progress in behavioral translational research requires training researchers at all career levels (pre- and postdoctoral students as well as established researchers/faculty) to conduct studies that bridge across basic, clinical, and services research. NIMH can contribute appreciably to this new research climate by fostering individual fellowship programs and career awards that require two mentors, one in the basic arena and one in the clinical/services arena. In addition, NIMH needs to support research education programs that provide opportunities for basic behavioral and social science students to interact with clinical students, exchanging basic and clinical course work and expertise. Such programs should include courses on new state-of-the-art behavioral science methods and clinical nosology, and ideally should involve faculty exemplars who combine basic research expertise with expertise in clinical and/or policy issues.

To encourage established researchers to extend their domains of investigation and collaboration, NIMH should support research education programs that provide short-term training to enable basic researchers to learn about clinical and services research, and clinical and services researchers to learn about basic research. If feasible and appropriate, this might include a rotation at the NIMH intramural research program.

E. Refining Questions and Using Appropriate Methods 11

How adequate are current methods for addressing translational research questions? NIMH needs to answer this question to provide a basis for integrating and adapting existing methodological tools more effectively, for developing new tools as needed, and for identifying effective ways to disseminate them. Historically, NIMH has very actively and effectively furthered the methodological basis for mental health research. But to keep pace with its new emphasis on translating basic research into better mental health and mental health care, NIMH needs to foster further methodological adaptation, development, and dissemination.

Methodological issues can best be resolved when the full community of scientists, using appropriately and creatively a wide range of approaches, comes together in a spirit of cooperative problem solving. No one methodological or theoretical approach can be expected to provide all answers to the set of issues that must be addressed. It therefore is essential to recruit a very wide range of methods (e.g., quantitative, epidemiological, qualitative, ethnographic, demographic, biostatistical) as well as a wide range of theoretical perspectives (cognitive, behavioral, psychopharmacological, sociological, economic) to deal with the problems of translational research. This will require scientists who have not previously worked together to collaborate. They will need to learn each other’s languages and understand each other’s perspectives and methods.

New developments that have grown out of basic research in methodology will help in dealing with the complicated study designs and data structures that arise in translational research (e.g., study designs and data sets with hierarchical structures, large data sets with missing data, data that do not follow a normal distribution, and syntheses of studies using a broad range of techniques). With help from NIMH, the following methodological domains will benefit particularly from these developments:

Statistical Sampling

Improving the quality of mental health research and its applications in clinical and services settings requires placing greater emphasis on external validity as an objective in the research design. Statistical sampling methods should be used more comprehensively to enhance the representativeness of the study samples in the design and implementation of research studies, outside of narrowly focused laboratory studies (usually based on convenience samples of volunteers). Behavioral science can potentially strengthen these methods through better understanding of the complex behavioral processes involved in participant recruitment, nonresponse, and attrition, and can provide techniques to increase external validity for research studies.

Risk Assessment

The important and complex problem of assessing and measuring risks for undesirable mental health outcomes has vexed mental health research from its inception, and progress has been slower than desired. Improvements in methodological approaches to this problem are essential. Methodological issues that must be considered by NIMH include: (1) the use of retrospective and case control designs; (2) obtaining sufficient power to detect rare events; and (3) the need for adequately specified models that provide more than simple listings of risk factors without attention to potency, timing, and sequence. NIMH also needs to close the gaps separating the various communities of scientists working on the problem of risk assessment in the mental health field, particularly mental health epidemiologists, those who study development and psychopathology, and those who design and study preventative interventions. Lack of communication and integration hampers building a cumulative knowledge base and interferes with the progression of research from risk identification to intervention development, to tests of causal models hypothesized from basic research.

Individual-Differences vs. Group-Differences Approaches

Most studies conducted to understand the potential value of clinical phenomena, interventions, or prevention programs use a “mean-difference” approach that, although important, is incomplete for clinical understanding because it does not address: (1) the numbers of individuals who prosper more under one treatment than under another; and (2) those for whom certain approaches work—and under what conditions.

Unfortunately, as in the rest of health care research, individual differences have not been well studied in most mental health clinical trials. Current analytic approaches need to be complemented by others that can reveal efficiently “What works for whom and under what circumstances?” Answering this question requires methods other than group-mean comparisons, as well as careful use of exploratory approaches. There are many promising methods that may prove helpful, but the problem of building models for these inquiries has not yet been completely solved. Clearly, NIMH needs to make more efforts to adapt, develop, and disseminate analytic methods to meet these goals.

As noted in Section A of this chapter, NIMH has an active role to play in disseminating information to many audiences and stakeholder groups. Its communication activities can include encouraging the exchange of behavioral translational findings, methods, and research tools across scientific disciplines and fostering their targeted development and adaptation for practitioners, payers, and policymakers. Communicating appropriately the results of research to lay and professional audiences is also a vital Institute function.

Communicating with Scientists

NIMH needs to explore the use of new technologies for communication among researchers to extend beyond journal-based sources and face-to-face meetings. It should invest directly in providing the infrastructure to permit researchers to hold virtual meetings, whether through the World Wide Web or through Web-supported teleconferencing. NIMH could establish translational research expertise banks—through the Internet and other mechanisms—to make expert translational advice available to prospective grantees and trainees. NCI offers an “ask the researcher” chat room where a methodologist or substantive expert is available to answer questions from prospective applicants or grantees. Such an innovation would be a cost-effective way for NIMH to help researchers gain access to the skills needed to enter new areas of interest. A chat room could aid in forming partnerships among researchers investigating similar topics, and a Web site could aid in matching researchers and applied research opportunities, with NIMH staff also identifying potential collaborators.

NIMH also should sponsor opportunities for researchers to meet with care providers and health care system representatives to discuss implementation of research or further testing for effectiveness in actual clinical settings. Such opportunities should seed future research plans that result in improved patient care.

The Institute should consider Web teleconferencing for grant-related work, review meetings, and workshops (also a cost savings). Recent explorations of the possibility of developing an NIH-based e-journal may have important implications for rapid dissemination of NIMH research; an e-journal of NIMH translational research is one option to be considered.

Communicating with Consumers and Practitioners

The Institute recently evaluated its communication efforts to improve outreach to key stakeholders. Such efforts should be continued on an ongoing basis to strengthen the effectiveness of its dissemination programs. New behavioral technologies, as well as the results of the Institute’s newly established dissemination research program, can provide guidance for reaching the public with research-based mental health messages. Does the public receive and retain such information and, most important, does it change to more appropriate behavior? Research on access, retention of information, and behavior change can suggest ways to shape the Institute’s communications efforts for many critical target groups, including practitioners.

Listening to Nonscientist Experts

Communication is a two-way street; a strong emphasis on the Institute’s research dissemination role should not obscure the importance of listening to the needs and knowledge of its many stakeholders, including consumers, practitioners, payers, and policymakers. The Institute should seek out through a variety of mechanisms—small-group meetings, public forums, focus groups, and advisory groups—the experience of those who use or would want to use behavioral research findings to address issues related to clinical care. These experiences can educate NIMH staff and researchers to the realities of public health need as it is experienced in everyday life, and can sharpen the practical focus of translational research sponsored by the Institute. By acknowledging the expertise of nonscientists as partners in the translational research enterprise, the Institute also encourages greater willingness of these groups to participate in and adopt research they regard as relevant to their interests. A potentially important extension of the Institute’s willingness to recognize the relevant contribution of nonscientists would be its pilot support of community- generated research, as outlined in Section C above in “Forming and Supporting New Alliances for Research.”

Effective development of a program of translational research at NIMH, be it in the behavioral, genetic or neuroscience areas, requires ongoing assessments of:

  • What is in the portfolio?
  • What is known and not known in the research literature?
  • What new opportunities are emerging?
  • Who is and should be working in the field?
  • What are the measurable goals for each program initiative?
  • Who will monitor progress toward program goals?
  • Are the program goals being met? Why or why not?

As noted in Chapter II, as a first step, NIMH should identify immediately its baseline portfolio in the three priority areas identified in this report, and should develop a plan for evaluating success in stimulating research in these areas. After the program has had a reasonable time to gain a foothold—perhaps within a decade—its progress and impact on the field should be reassessed. Tracking progress against some nontargeted areas as “controls” would provide a useful comparison.

Chapter III and Sections A-G of this chapter have addressed, respectively, the promise of behavioral translational research and the leadership issues NIMH must address to realize that potential for people with mental illness. Because, as this chapter argues, comprehensive NIMH leadership is needed to fulfill the promise of behavioral translational research, the Institute should consider implementing in their entirety the Workgroup’s specific recommendations presented in the action plan to follow.

Given the Workgroup’s assessment of opportunities and needs for behavioral translational research, as well as the current barriers impeding the development of such research, the following action plan is presented for consideration by the NAMHC and the NIMH Director:

  • Create, as needed, new research centers—with specified goals and finite life spans.
  • Conduct behavioral research syntheses in priority areas and disseminate these widely, in appropriately tailored formats, to various audiences of stakeholders.

RECOMMENDATION 6. Encourage fair and expert review of translational behavioral research applications:

RECOMMENDATION 8. Stimulate and disseminate relevant methods to improve the capacity for research translation.

  • Adapts and develops statistical methods to facilitate the study of effect modifiers and individual differences as well as other approaches focused on the issue of “for whom and under what conditions.”

The mysteries of mental illness have never been closer to solution than now, at the dawning of the 21st century. This exciting time of discovery offers abundant opportunities to increase scientific knowledge about behavior and the brain in health and illness. That knowledge, intriguing in its own right, can and must be used to save and enhance the lives of millions of Americans burdened by mental disorders and millions more at risk of illness.

The NIMH is uniquely positioned to translate scientific achievement in behavioral research into clinically relevant advances. But it must deploy wisely and consistently a powerful array of persuasive and communicative mechanisms to create the novel and sometimes risky collaborations and research paths essential to translational research. The Behavioral Science Workgroup offers to Dr. Hyman and the NAMHC an action plan outlining a practical strategy for enhancing the clinical contributions of behavioral science to change the face of mental health care in America.

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VI. Appendices

Appendix a obssr definition of behavioral and social sciences research for nih, core areas of behavioral and social sciences research.

The core areas of behavioral and social sciences research are those that have a major and explicit focus on the understanding of behavioral or social processes, or on the use of these processes to predict or influence health outcomes or health risk factors. These core areas of research are divided into basic (or fundamental) research and clinical research.

I. Basic or Fundamental Research

Basic research in the behavioral and social sciences is designed to further our understanding of behavioral and social functioning. As is the case for basic research in the biomedical sciences, basic behavioral and social sciences research does not address disease outcomes per se, but is designed to provide essential knowledge necessary for better prediction, prevention, and control of illnesses.

Basic behavioral and social sciences research is divided into three categories: (A) research on behavioral and social processes; (B) biopsychosocial research; and (C) research on the development of behavioral or social procedures for measurement, analysis, and classification.

A. Research on behavioral and social processes involves the study of human or animal functioning at the level of the individual, small group, institution, organization, or community. At the individual level, this research may involve the study of behavioral factors such as cognition, memory, language, perception, personality, emotion, motivation, and others. At higher levels of aggregation, it includes the study of social variables such as the structure and dynamics of small groups (e.g., couples, families, workgroups, etc.); institutions and organizations (e.g., schools, religious organizations, etc.); communities (defined by geography or common interest); and larger demographic, political, economic, and cultural systems. Research on behavioral and social processes also includes the study of the interactions within and between these two levels of aggregation, such as the influence of sociocultural factors on cognitive processes or emotional responses. Finally, this research also includes the study of environmental factors such as climate, noise, environmental hazards, and residential environments and their effects on behavioral and social functioning.

Examples of research topics and their implications include:

  • Sensation and perception (Implications: neurological disorders and disorders associated with vision, hearing, taste, and smell)
  • Emotion and motivation (Implications: depression, anxiety, schizophrenia, conduct disorders, normal psychological development, eating disorders, obesity, addictions, sleep disturbances, behavioral and cognitive treatments)
  • Vulnerability and resilience (Implications: psychopathology, violence, effects of child abuse and neglect)
  • Attention, learning and memory (Implications: attention deficit disorders, learning disabilities, Alzheimer’s disease and other dementias, cognitive rehabilitation, education)
  • Language development (Implications: communication disorders, learning disabilities)
  • Social influences and social cognition (Implications: all-cause mortality, psychopathology, behavioral and cognitive treatments)
  • Family processes and social networks (Implications: domestic violence, divorce, child abuse, psychopathology, all-cause mortality, child development, aging)
  • Sociocultural and environmental processes (Implications: better understanding of social, cultural, and environmental antecedents to mental and physical illnesses)

B. Biopsychosocial research (also known as biobehavioral or biosocial research) involves the study of the interactions of biological factors with behavioral or social variables and how they affect each other (i.e., the study of bidirectional multilevel relationships).

  • Behavior genetics (Implications: addictions, psychopathology, heart disease, gene expression, cancer risk, diabetes, oral health
  • Behavioral and cognitive neurosciences (Implications: effects of brain injury, neurodegenerative diseases, learning disabilities, dementia, addictions, sleep disorders, schizophrenia, neurological development, and plasticity)
  • Psychoneuroimmunology (Implications: stress effects on health, AIDS, dental problems, infections)
  • Psychopharmacology (Implications: addictions, psychopathology, brain disorders, drug treatments)
  • Behavioral cardiology (Implications: cardiovascular diseases, stroke, hypertension)

C. Research on the development of procedures for measurement, analysis, and classification involves the development and refinement of procedures for measuring and analyzing behavior, psychological functioning, or the social environment. This research is designed to develop research tools that could be used in other areas of behavioral and social sciences or in biomedical research.

Examples of research topics in the area include:

  • Statistical modeling techniques
  • Memory assessment
  • Behavioral observation procedures
  • Psychometric analysis self-report instruments
  • Qualitative and ethnographic methods
  • Neuropsychological assessment
  • Psychophysiological methods
  • Pain assessment
  • Instruments for determining dietary intake
  • Assessment of medical adherence

II. Clinical Research

Clinical research in the behavioral and social sciences is designed to predict or influence health outcomes, risks, or protective factors. It is also concerned with the impact of illness or risk for illness on behavioral or social functioning.

Clinical research is divided into five categories: (A) research on the identification and understanding of behavioral and social risk and protective factors associated with the onset and course of illness, and with health conditions; (B) research on the effects of illness or physical condition on behavioral and social functioning; (C) treatment outcomes research; (D) research on health promotion and disease prevention; and (E) research on institutional and organizational influences on health.

A. Research on the identification and understanding of behavioral and social risk and protective factors associated with the onset and course of illness, and with health conditions examines the association of specific behavioral and social factors with mental and physical health outcomes, and the mechanisms that explain these associations. It is concerned with behavioral and social factors that may be health-damaging (risk factors) or health-promoting (protective factors).

Examples of research topics in this area include the study of such risk and protective factors as:

  • Dietary practices
  • Physical inactivity
  • Substance abuse
  • Social support
  • Cultural practices
  • Socioeconomic status

B. Research on the effects of illness or physical condition on behavioral and social functioning.

Examples of research topics include such areas as:

  • Psychological and social consequences of genetic testing
  • Behavioral correlates of head injury across developmental stages
  • Emotional and social consequences of HIV infection or cancer
  • Coping responses associated with chronic pain syndromes
  • Effects of illness on economic status
  • Coping with loss of function due to disability

C. Treatment outcomes research involves the design and evaluation of behavioral and social interventions to treat mental and physical illnesses, or interventions designed to ameliorate the effects of illness on behavioral or social functioning. This area also includes research on behavioral and social rehabilitation procedures.

Examples of research topics in this area include:

  • Cognitive or behavioral interventions for anxiety disorders and depression
  • Strategies to reduce arthritis pain
  • Interventions for restoring behavioral and brain functioning following head injury
  • Lifestyle (dietary change, exercise, stress reduction) approaches to reversing coronary atherosclerosis
  • Procedures to enhance adherence to medical interventions

D. Research on health promotion and disease prevention involves the design, implementation, and evaluation of behavioral and social interventions to prevent the occurrence, recurrence, or progression of illness, symptoms, risk factors, or health problems. Health promotion also consists of evaluating procedures that facilitate optimal health functioning.

  • Design and evaluation of programs to discourage adolescent smoking
  • Approaches to increase physical activity in the elderly
  • Interventions to alter dietary intake to promote health
  • Family interventions to prevent injuries in children
  • Teaching parenting skills to prevent sudden infant death syndrome
  • Mass media interventions to promote health knowledge
  • Promoting the use of condoms to prevent sexually transmitted diseases

E. Research on institutional and organizational influences on health includes studies of the organization of and access to health care, its effectiveness in real world settings (e.g., health services research), its cost efficiency, and its social and cultural acceptability. It also involves research on macro-economic phenomena (e.g., business cycles), community and neighborhood organization and the structure and functioning of families, and how these variables influence the consumption and choice of health care, and decision making concerning health procedures. Finally, this category includes research on how successful approaches to the organization and delivery of health services can be translated into public policy.

  • Impact of providing inpatient smokers with information and brief counseling from nursing staff
  • Accessibility of rural dental health care facilities for migrant workers
  • Cost-effectiveness of occupational safety interventions Use of schools as sites for the delivery of mental health services
  • Effects of capitation on health care utilization
  • Effects of ethnicity and gender on referral for mental health services
  • Association of health provider behavior to patient adherence to medical treatments

III. Adjunct Areas of Behavioral and Social Sciences Research

Adjunct behavioral and social sciences research areas are determined by two sets of criteria. First, these research areas do not have a major and explicit focus on the understanding of behavioral or social processes, or the use of these factors to predict or influence health outcomes or health risk factors. That is, these projects cannot be categorized as basic or clinical behavioral and social sciences research. Second, adjunct behavioral and social sciences research does include studies that have clearly articulated implications for either understanding behavioral or social processes (in the case of some basic biological research), or that utilize behavioral and social factors as critical outcome variables (in the case of behavior-relevant pharmacologic studies).

The inclusion of adjunct research areas in this definition is an acknowledgment that there are scientific domains outside of the core areas of behavioral and social sciences where (a) the findings have clear implications for understanding behavioral and social processes, or (b) the research is an outgrowth of prior behavioral or social sciences research. Although it could be argued that these adjunct areas are really in the “biomedical” research domains, they nevertheless represent research topics that are inextricably linked to the behavioral and social sciences. Adjunct behavioral and social sciences research is divided into two categories: (A) Behavior-relevant basic biological research, and (B) Behavior-relevant pharmacologic intervention studies.

A. Behavior-relevant basic biological research involves studies where the understanding of behavioral and social process is a clearly articulated goal. Although these studies focus solely in the biological level of analysis (i.e., no behavioral or social measures are taken), they are designed explicitly to provide a better understanding of basic behavioral, social, or biopsychosocial processes (see sections I.A. and I.B.), and typically involve independent variables known to be important to behavioral or social functioning. These types of biological studies are often designed to assist in identifying biological mechanisms that mediate associations between behavioral and social factors with health outcomes. Specifically excluded from this category is research that focuses solely on biological mechanisms underlying clinical problems that have behavioral components (e.g., depression, schizophrenia). That is, to be included in this category, the research must address basic behavioral, social, or biopsychosocial processes.

  • Studies of neural plasticity designed to improve understanding of behavioral or cognitive development
  • Studies of the sympathetic nervous system designed to better understand stress/health relationships
  • Studies of brain regions potentially involved in emotion
  • Studies of endocrine/immune system interactions designed to enhance understanding of psychoneuroimmunological associations

B. Behavior-relevant pharmacologic intervention studies include those studies that evaluate drug treatment for mental or physical health problems, where a behavioral or social dependent variable is used (e.g., anxiety, depression, drinking behavior, smoking, etc.). These types of pharmacologic intervention studies have clearly benefited from behavioral and social sciences research, especially with respect to measurement of outcomes. This research is relevant to the behavioral and social sciences not only because behavioral and social outcomes variables are used, but because it facilitates an understanding of the biological mechanisms underlying those processes.

  • Effects of chemotherapeutic treatments on quality of life
  • Psychopharmacologic treatments for anxiety and depression
  • Side effects of drug treatments on medical compliance
  • Pharmacologic approaches to nicotine addiction

* NIH Office of Behavioral and Social Sciences Research

Appendix B National Advisory Mental Health Council

Chairperson.

Steven E. Hyman, M.D. Director National Institute of Mental Health Bethesda, Maryland

Executive Secretary

Jane A. Steinberg, Ph.D. Acting Director Division of Extramural Activities National Institute of Mental Health Bethesda, Maryland

Thomas J. Coates, Ph.D. Professor Director, UCSF AIDS Research Institute and Center for AIDS Prevention Studies University of California, San Francisco San Francisco, California

Kathy Cronkite Mental Health Advocate Austin, Texas

Mary L. Durham, Ph.D. Vice President/Research Kaiser Foundation Hospitals Portland, Oregon

Mary Jane England, M.D. President Washington Business Group on Health Washington, DC

Javier I. Escobar, M.D. Professor and Chairman University of Medicine and Dentistry of New Jersey Robert Wood Johnson Medical School Piscataway, New Jersey

Ellen Frank, Ph.D. Professor of Psychiatry and Psychology Department of Psychiatry School of Medicine University of Pittsburgh Pittsburgh, Pennsylvania

Apostolos Georgopoulos, M.D., Ph.D. Professor, Department of Neuroscience, Neurology and Psychiatry University of Minnesota Medical School Director, Brain Sciences Center Veterans Administration Medical Center Minneapolis, Minnesota

Deborah M. Harrison Mental Health Advocate Potomac, Maryland

Henry Lester, Ph.D. California Institute of Technology Division of Biology Pasadena, California

James McClelland, Ph.D. Co-Director Center for the Neural Basis of Cognition Carnegie Mellon University Pittsburgh, Pennsylvania

Charles B. Nemeroff, M.D., Ph.D. Reunette W. Harris Professor and Chair Department of Psychiatry and Behavioral Sciences Emory University School of Medicine Atlanta, Georgia

Anne C. Petersen, Ph.D. Senior Vice President for Programs W. K. Kellogg Foundation Battle Creek, Michigan

A. John Rush, M.D. Professor, Betty Jo Hay Distinguished Chair Department of Psychiatry Southwestern Medical Center University of Texas Dallas, Texas

Edward Scolnick, M.D. President Merck Research Laboratories West Point, Pennsylvania

Joseph S. Takahashi, Ph.D. Investigator, Howard Hughes Medical Institute Walter and Mary E. Glass Professor Department of Neurobiology and Physiology Northwestern University Evanston, Illinois

James G. Townsel, Ph.D. Professor and Director Center for Molecular and Behavioral Neuroscience School of Medicine Meharry Medical College Nashville, Tennessee

Myrna M. Weissman, Ph.D. Professor Department of Clinical and Genetic Epidemiology New York State Psychiatric Institute Columbia University New York, New York

Roy C. Wilson, M.D. Director Missouri Department of Mental Health Jefferson City, Missouri

Ex Officio Members

Office of the secretary, dhhs.

Donna E. Shalala, Ph.D. Secretary Department of Health and Human Services Washington, DC

National Institutes of Health

Ruth Kirschstein, M.D. Acting Director National Institutes of Health Bethesda, Maryland

Department of Defense

Robert A. Mays, Jr., Ph.D. Colonel, U.S. Army Office of the Inspector General North Atlantic Regional Medical Command Walter Reed Army Medical Center Washington, DC

Department of Veterans Affairs

Thomas B. Horvath, M.D., F.R.A.C.P. Chief of Staff Veterans Affairs Medical Center Houston, Texas

Liaison Representative

Thomas H. Bornemann, Ed.D. Deputy Director Center for Mental Health Services Substance Abuse and Mental Health Services Administration Rockville, Maryland

Appendix C NAMHC Behavioral Science Workgroup

Anne C. Petersen, Ph.D. Senior Vice President for Programs W.K. Kellogg Foundation Battle Creek, Michigan

Co-Chairperson

Robert W. Levenson, Ph.D. Professor Department of Psychology University of California, Berkeley Berkeley, California

Mark I. Appelbaum, Ph.D. Professor Department of Psychology University of California, San Diego La Jolla, California

Naihua Duan, Ph.D. Professor Department of Psychiatry & Biobehavioral Sciences University of California, Los Angeles Los Angeles, California

Mary L. Durham, Ph.D. * Vice President/Research Kaiser Foundation Hospitals Portland, Oregon

Susan Folkman, Ph.D. Professor School of Medicine University of California, San Francisco San Francisco, California

Richard D. Gonzalez, Ph.D. Associate Professor Department of Psychology University of Michigan Ann Arbor, Michigan

Peter J. Guarnaccia, Ph.D. Associate Professor Institute for Health Care Policy and Aging Research Rutgers State University of New Jersey New Brunswick, New Jersey

Dale L. Johnson, Ph.D. ** Professor Department of Psychology University of Houston Houston, Texas

Robert A. Mays, Jr., Ph.D. * Colonel, U.S. Army Office of the Inspector General North Atlantic Regional Medical Command Walter Reed Army Medical Center Washington, DC

Thomas F. Oltmanns, Ph.D. Professor Department of Psychology University of Virginia Charlottesville, Virginia

Debra L. Roter, Dr.P.H. Professor Department of Health Policy and Management Johns Hopkins School of Public Health Baltimore, Maryland

Peter Salovey, Ph.D. Professor of Psychology and of Epidemiology and Public Health Department of Psychology Yale University New Haven, Connecticut

Nina R. Schooler, Ph.D. Director of Psychiatry Research at Hillside Hospital Division of North Shore – Long Island Jewish Health System Glen Oaks, New York

* Members of the NAMHC

** Past Member of the NAMHC

NIMH Staff to the Workgroup

Staff director.

Jane A. Steinberg, Ph.D. Division of Extramural Activities

Associate Staff Director

Susan Matthews Division of Extramural Activities

Staff Writer

Anne H. Rosenfeld Division of Mental Disorders, Behavioral Research and AIDS

Staff Editor

Joan Cole Division of Extramural Activities

Staff Typists

Betty Nkansah Division of Extramural Activities

Debra Dabney Division of Extramural Activities

Graphic Design

Catherine West Office of Communications and Public Liaison

Staff Consultants

Della M. Hann, Ph.D. Division of Mental Disorders, Behavioral Research and AIDS

Ann Hohmann, Ph.D. Division of Services and Intervention Research

Doreen S. Koretz, Ph.D. Office of the Director and Division of Mental Disorders, Behavioral Research and Aids

Carolyn C. Morf, Ph.D. Division of Neuroscience and Basic Behavioral Science

Carmen P. Moten, Ph.D. Office for Special Populations

Linda L. Street, Ph.D. Division of Services and Intervention Research

Appendix D Roster of Consultants *

Norman B. Anderson, Ph.D. NIH Office of Behavioral and Social Sciences Research

William R. Avison, Ph.D. University of Western Ontario

Elaine Baldwin Office of Communications and Public Liaison, NIMH

Mary C. Blehar, Ph.D. Office for Special Populations, NIMH

Michele Cooley Quille, Ph.D. Johns Hopkins University

Patrick Corrigan, Psy.D. University of Chicago

Bruce N. Cuthbert, Ph.D. Division of Mental Disorders, Behavioral Research and AIDS, NIMH

Julia Freeman, Ph.D. National Institute of Arthritis and Musculoskeletal and Skin Diseases, NIH

Lisa Goodale, A.C.S.W. National Depressive and Manic-Depressive Association

Laura Lee Hall, Ph.D. National Alliance for the Mentally Ill

Scott W. Henggeler, Ph.D. Medical University of South Carolina

Gerard Hogarty, M.S.W. Western Psychiatric Institute and Clinic

Jan Howard, Ph.D. National Institute on Alcohol Abuse and Alcoholism, NIH

Steven E. Hyman, M.D. Director, NIMH

Peter G. Kaufmann, Ph.D. National Heart, Lung, and Blood Institute, NIH

Cille Kennedy, Ph.D. Division of Services and Intervention Research, NIMH

Howard S. Kurtzman, Ph.D. Division of Neuroscience and Basic Behavioral Science, NIMH

Lawrence W. Lee, M.D. Association for Science in Autism Treatment

Felice J. Levine, Ph.D. American Sociological Association

Douglas L. Meinecke, Ph.D. Division of Neuroscience and Basic Behavioral Science, NIMH

Sherry Mills, M.D., M.P.H. National Cancer Institute, NIH

Steven O. Moldin, Ph.D. Division of Neuroscience and Basic Behavioral Science, NIMH

Joel T. Nigg, Ph.D. Michigan State University

Grayson S. Norquist, M.D., M.S. P.H. Rutgers University Division of Services and Intervention

William Sanderson, Ph.D. Research, NIMH

Michael W. O’Hara, Ph.D. University of Iowa

Mary E. Oliveri, Ph.D. Division of Neuroscience and Basic Behavioral Science, NIMH

Lisa S. Onken, Ph.D. National Institute on Drug Abuse, NIH

Laura Schreibman, Ph.D. University of California, San Diego

Lynne Siqueland, Ph.D. University of Pennsylvania

Michael Stefanek, Ph.D. National Cancer Institute, NIH

Ellen S. Stover, Ph.D. Division of Mental Disorders, Behavioral Research and AIDS, NIMH

Academy of Psychological Clinical Science June 3, 1999 Meeting

Marc S. Atkins, Ph.D. University of Illinois, Chicago

Timothy B. Baker, Ph.D. University of Wisconsin

Howard Berenbaum, Ph.D. University of Illinois

Richard R. Bootzin, Ph.D. University of Arizona

Thomas H. Brandon, Ph.D. University of South Florida

Lynn F. Bufka, Ph.D. Boston University

Peter R. Finn, Ph.D. Indiana University

Don C. Fowles, Ph.D. University of Iowa

William M. Grove, Ph.D. University of Minnesota

Edward S. Katkin, Ph.D. SUNY-Stony Brook

Joseph Locastro, Ph.D. Boston University

Steven Lynn, Ph.D. SUNY-Binghamton

Richard M. McFall, Ph.D. Indiana University

Beth Meyerowitz, Ph.D. University of Southern California

Paul Pilkonis, Ph.D. Western Psychiatric Institute and Clinic

Janet Polivy, Ph.D. University of Toronto

John Roitzsch, Ph.D. Medical University of South Carolina

Karen Schmaling, Ph.D. University of Washington School of Medicine

Lee Sechrest, Ph.D. University of Arizona

Varda Shoham, Ph.D. University of Arizona

Robert F. Simons, Ph.D. University of Delaware

Timothy J. Strauman, Ph.D. University of Wisconsin Medical School

Timothy J. Trull, Ph.D. University of Missouri

Thomas A. Widiger, Ph.D. University of Kentucky

Antonette M. Zeiss, Ph.D. Veterans Administration Health Care System, Palo Alto

American Psychological Society June 4, 1999 Meetings

Elaine A. Blechman, Ph.D. University of Colorado

Thomas D. Borkovec, Ph.D. Pennsylvania State University

Marilynn B. Brewer, Ph.D. Ohio State University

Robert C. Carson, Ph.D. Duke University

Philip A. Cowan, Ph.D. University of Iowa

Kay Deaux, Ph.D. City University of New York

Randall Engle, Ph.D. Georgia Institute of Technology

J. Richard Hackman, Ph.D. Harvard University

Gregory M. Herek, Ph.D. University of California-Davis

Carroll E. Izard, Ph.D. University of Delaware

Alan G. Kraut, Ph.D. American Psychological Society

Neil S. Lutsky, Ph.D. Carleton College

Richard McFall, Ph.D. Indiana University

Richard E. Nisbett, Ph.D. University of Michigan

Janet D. Polivy, Ph.D. University of Toronto

Henry L. Roediger, III, Ph.D. Washington University

Jonathan W. Schooler, Ph.D. University of Pittsburgh

Jerome E. Singer, Ph.D. Uniformed Services University of the Health Sciences

Claude M. Steele, Ph.D. Stanford University

Joseph E. Steinmetz, Ph.D. Indiana University

Abraham Tesser, Ph.D. University of Georgia

Richard F. Thompson, Ph.D. University of Southern California

Michele A. Wittig, Ph.D. California State University

American Psychological Association August 20, 1999 Meeting

Barry Anton, Ph.D. University of Puget Sound

Daniel Armstrong, Ph.D. University of Miami

Robert A. Brown, Ph.D. University of Maryland

Susan Cochran, Ph.D., M.S. UCLA School of Public Health

Elizabeth Doll, Ph.D. University of Colorado at Denver

Edward J. Frischholz, Ph.D. University of Illinois-Chicago

Gordon Gibson, Ph.D. Center for Behavioral Health

Robert Jay Green, Ph.D. California School of Professional Psychology

Mark Kiselica, Ph.D. The College of New Jersey

Patricia Kobor American Psychological Association

Richard McCarty, Ph.D. American Psychological Association

Christopher McLaughlin American Psychological Association

Michael Murphy, Ph.D. Indiana State University

Thomas H. Ollendick, Ph.D. Virginia Polytech Institute and State University

Walter E. Penk, Ph.D. Veterans Administration Medical Center, Bedford, Massachusetts

Stephen Portuges, Ph.D. Los Angeles Psychoanalytic Institute

Geoffrey Reed, Ph.D. American Psychological Association

Maria Riva, Ph.D. University of Denver

Lizabeth Roemer, Ph.D. Boston University

Sandra Shullman, Ph.D. Organizational Horizons

Wayne Silverman, Ph.D. New York State Institute for Basic Research in Developmental Disabilities

Andrea Solarz, Ph.D. Society for Community Research and Action

Beverly Thorn, Ph.D. University of Alabama

W. Douglas Tynan, Ph.D. Pennsylvania State Geisinger Medical Center

Appendix E Needed Advances in Research Methods *

To enhance the application of behavioral science research in clinical and services settings and provide data and findings more pertinent to clinical and services researchers and practitioners, NIMH needs to assess the adequacy of current methods for addressing translational research questions. This assessment should provide a basis for integrating and adapting existing methodological tools more effectively, for developing new tools as needed, and for identifying effective ways to disseminate them. Historically, NIMH has very actively and effectively furthered the methodological basis for mental health research (e.g., the work of Gibbons and Hedeker, 1994 ** ). However, to keep pace with its new emphasis on translating basic research into better mental health and mental health care, NIMH needs to foster further methodological adaptation, development, and dissemination. New developments that have grown out of basic research in methods will help in dealing with the complicated study designs and data structures that arise in translational research (e.g., study designs and data sets with hierarchical structures, large data sets with missing data, data that do not follow a normal distribution, and synthesis of studies using a broad range of techniques). With help from NIMH, the following methodological domains will benefit particularly from these developments:

Improving the quality of mental health research and its applications in clinical and services settings requires placing greater emphasis on external validity as an objective in the research design. Statistical sampling methods should be used more comprehensively to enhance the representativeness of study samples in the design and implementation of research outside of narrowly focused laboratory studies (usually based on convenience samples of volunteers). The emphasis on statistical sampling, representativeness, and external validity is not restricted to survey studies that employ structured interviews as the primary data collection vehicle (traditionally the main arena for the application of statistical sampling methods). It is equally applicable to clinical trials that focus on biological outcomes and studies that focus primarily on qualitative data collection methods.

Behavioral science potentially can strengthen these methods through better understanding of the complex behavioral processes involved in participant recruitment, nonresponse, and attrition, and can provide techniques to enhance external validity for research studies.

The problem of assessing and measuring risks for undesirable mental health outcomes has vexed mental health research from its inception. The problem is complex and difficult, and progress in this domain has been slower than desired. Nonetheless, “risk assessment” remains an important problem that begs for solution, and improvements in the methodological approaches to this problem are essential. Methodological issues that must be considered by NIMH include: (1) the use of retrospective and case control designs; (2) dealing with statistical power problems in detecting rare events; and (3) the need for adequately specified models that provide more than simple listings of risk factors without attention to potency, timing, and sequencing.

NIMH also needs to close the gaps separating the various communities of scientists working on the problem of risk assessment in the mental health field. For example, as a rule, the work and methods of mental health epidemiologists do not seem to be well understood and/or integrated by those who study development and psychopathology, and vice versa. Similarly, there seems to be relatively little understanding—and few vehicles for cooperation—among these groups and those who design and study preventive interventions. Each group, relying heavily on its own research traditions and methodologies, gives insufficient attention to the well-established approaches of the other sub-fields. As a result, progress in risk assessment is inefficient and built upon separate and distinct knowledge bases, hindering the development of cumulative knowledge. Lack of integration interferes with the logical progression of research from risk identification, to studies of the basic processes that move people from risk to psychopathology, to the development of intervention strategies and targets that can test causal models hypothesized from the basic research.

Most studies conducted to understand the potential value of clinical phenomena, interventions, or prevention programs use a “group-differences approach” or the “Food and Drug Administration model.” They are designed to discover group differences in a way that reveals the superiority of one intervention over another. This “mean-difference” approach, although important in regulating drug and food products, is incomplete for clinical understanding in two arenas. First, it does not address the numbers of individuals who prosper more under one treatment than under another. Second, it does not address the extremely important issue of identifying those for whom certain approaches work—and under what conditions. Even with the most straightforward medical treatments, identical treatments do not work equally well for all individuals. This probably also is true for the treatment of mental disorders, and these effects might be quite large.

Unfortunately, as in the rest of health care research, individual differences have not been well studied in most trials. Current analytic approaches need to be complemented by others that can reveal efficiently “what works for whom and under what circumstances.” All the techniques currently employed to explore this issue require large samples. For example, intervention researchers must often examine a dauntingly large number of interactions between the intervention and potentially important effect modifiers. More emphasis needs to be placed on the iterative nature of exploratory and confirmatory analyses (Behrens, 1997 ** ). Exploratory analyses serve the important role of hypothesis generation, to be followed by confirmatory analyses in subsequent studies or through the use of “hold out” sample approaches (Duan et al., 1983 ** ).

One potentially useful approach for understanding individual differences is the “half-normal plot” (Cuthbert, 1959; ** Olguin, 1997 ** ) commonly used in agricultural and engineering studies to explore interactions in factorial experiments. Another potentially useful approach is multilevel modeling, in which individual differences are modeled as a random effect. This approach is used widely in provider profiling to assess the differences in treatment outcome across providers. The presence of a random effect does not explicitly indicate specific effect modifiers, but it is a useful screening procedure to determine whether further exploration is likely to be worthwhile. The major points, however, are that answering the all-important “for whom and under what conditions” question requires methodological approaches other than group-mean comparisons and that careful use of exploratory approaches is critical.

Also promising is a group of “research synthesis” approaches—the best known of which is meta-analysis. These approaches use the results of collections of studies (with insufficient power individually to detect subgroups for whom a treatment has a desired effect) to help understand where treatment effects may be concentrated. Approaches such as these can be particularly useful when trying to understand how interventions affect subsets of the population (e.g., cultural minorities, individuals who live in rural communities) who rarely appear in large numbers in any one study. However, individual studies need to be conducted with some coordination (either explicit or implicit) so that they follow comparable assessment protocols; comparability is needed to allow for meaningful combinations of results or, more preferably, pooling of the data. These and other techniques may be helpful for understanding “for whom and under what circumstances,” but the problem of building models for these inquiries has not yet been completely solved. Clearly, NIMH needs to make more effort to develop and disseminate analytic methods to meet these goals.

* Note: An abridged version of this appendix is presented in Chapter IV.

** Please refer to earlier references.

  • See NIH definition of behavioral and social sciences research, Appendix A. Please note that this document uses the terms “behavioral science,” “behavioral research,” “behavioral science research,” and “behavioral and social science” interchangeably, as it does the terms “consumer,” “client,” and “patient.”
  • Translational research in the behavioral and social sciences addresses how basic behavioral processes inform the diagnosis, prevention, treatment, and delivery of services for mental illness, and, conversely, how knowledge of mental illness increases our understanding of basic behavioral processes.
  • See NIH definition of behavioral and social sciences research, Appendix A. Please note that this document uses the terms “behavioral science,” “behavioral research,” “behavioral science research,” and “behavioral and social science” interchangeably, as it does the terms “consumer,” “client,”
  • (“Research on Ethical Issues in Human Studies”; “Dissemination Research in Mental Health”; and “Integrating Mental Health Services Research and Behavioral Science”—see NIMH Website at http://nimh.nih.gov/grants/pamenu.cfm for full announcements.)
  • NIMH program staff provided abstracts of all the Institute’s grants (except for neuroscience and AIDS) and assessed their individual research program areas. These assessments included a program synopsis, a description of its payoff to date, and a description of research gaps as well as opportunities for further research and translation.
  • Division of Neuroscience and Basic Behavioral Science; Division of Services and Intervention Research; and Division of Mental Disorders, Behavioral Research and AIDS (DMDBA).
  • See Appendix A: OBSSR Definition of Behavioral and Social Sciences Research.
  • Note that for this priority area, as well as the following two, the examples provided are illustrative and not exhaustive; many other lines of research are germane as well. In all of these priority areas, the examples given are drawn both from the “push” of basic research and from the “pull” of public health need. Some represent relatively well-developed areas in which potential links to specific mental illness already are evident but in need of further refinement. Others represent promising lines of research whose relevance to specific mental disorders and their diagnosis, prevention, and treatment remains to be explored. Still others—particularly in Priority Areas 2 and 3—are largely statements of research need. But above all, the examples are intended to highlight the great promise of applying basic research to problems of mental illness. The Workgroup’s intent is to encourage researchers to consider making such bridges in other domains not yet considered or explored.
  • RFP is a call for contract activity.
  • Note: A more detailed and technical version of this section is presented in Appendix E.

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How to Find Meaning When Your Job Feels Meaningless

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Drugs, Brains, and Behavior: The Science of Addiction Preface

How science has revolutionized the understanding of drug addiction.

For much of the past century, scientists studying drugs and drug use labored in the shadows of powerful myths and misconceptions about the nature of addiction. When scientists began to study addictive behavior in the 1930s, people with an addiction were thought to be morally flawed and lacking in willpower. Those views shaped society’s responses to drug use, treating it as a moral failing rather than a health problem, which led to an emphasis on punishment rather than prevention and treatment.

Today, thanks to science, our views and our responses to addiction and the broader spectrum of substance use disorders have changed dramatically. Groundbreaking discoveries about the brain have revolutionized our understanding of compulsive drug use, enabling us to respond effectively to the problem.

As a result of scientific research, we know that addiction is a medical disorder that affects the brain and changes behavior. We have identified many of the biological and environmental risk factors and are beginning to search for the genetic variations that contribute to the development and progression of the disorder. Scientists use this knowledge to develop effective prevention and treatment approaches that reduce the toll drug use takes on individuals, families, and communities.

Despite these advances, we still do not fully understand why some people develop an addiction to drugs or how drugs change the brain to foster compulsive drug use. This booklet aims to fill that knowledge gap by providing scientific information about the disorder of drug addiction, including the many harmful consequences of drug use and the basic approaches that have been developed to prevent and treat substance use disorders.

At the National Institute on Drug Abuse (NIDA), we believe that increased understanding of the basics of addiction will empower people to make informed choices in their own lives, adopt science-based policies and programs that reduce drug use and addiction in their communities, and support scientific research that improves the Nation’s well-being.

Nora D. Volkow, M.D. Director National Institute on Drug Abuse

Social-Science Genomics: Progress, Challenges, and Future Directions

Rapid progress has been made in identifying links between human genetic variation and social and behavioral phenotypes. Applications in mainstream economics are beginning to emerge. This review aims to provide the background needed to bring the interested economist to the frontier of social-science genomics. Our review is structured around a theoretical framework that nests many of the key methods, concepts and tools found in the literature. We clarify key assumptions and appropriate interpretations. After reviewing several significant applications, we conclude by outlining future advances in genetics that will expand the scope of potential applications, and we discuss the ethical and communication challenges that arise in this area of research.

For helpful comments and suggestions, we thank Peter M. Visscher and the University of Queensland Statistical Genomics Lab Meeting. For excellent research assistance, we are grateful to Matthew Howell and Moeen Nehzati. For financial support, we thank the NIA/NIH (grants R24-AG065184, R01-AG042568, R00-AG062787, and R01-AG081518) and Open Philanthropy. The views expressed herein are those of the authors and do not necessarily reflect the views of the National Bureau of Economic Research.

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  • Published: 30 April 2020

Using social and behavioural science to support COVID-19 pandemic response

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  • Jolanda Jetten   ORCID: orcid.org/0000-0002-7588-5355 18 ,
  • Shinobu Kitayama   ORCID: orcid.org/0000-0001-9147-7936 19 ,
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  • Gordon Pennycook   ORCID: orcid.org/0000-0003-1344-6143 23 ,
  • Ellen Peters   ORCID: orcid.org/0000-0003-0702-6169 24 ,
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Nature Human Behaviour volume  4 ,  pages 460–471 ( 2020 ) Cite this article

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  • Human behaviour

The COVID-19 pandemic represents a massive global health crisis. Because the crisis requires large-scale behaviour change and places significant psychological burdens on individuals, insights from the social and behavioural sciences can be used to help align human behaviour with the recommendations of epidemiologists and public health experts. Here we discuss evidence from a selection of research topics relevant to pandemics, including work on navigating threats, social and cultural influences on behaviour, science communication, moral decision-making, leadership, and stress and coping. In each section, we note the nature and quality of prior research, including uncertainty and unsettled issues. We identify several insights for effective response to the COVID-19 pandemic and highlight important gaps researchers should move quickly to fill in the coming weeks and months.

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In December 2019, a new coronavirus (SARS-CoV-2) emerged, sparking an epidemic of acute respiratory syndrome (COVID-19) in humans, centred in Wuhan, China 1 . Within three months, the virus had spread to more than 118,000 cases and caused 4,291 deaths in 114 countries, leading the World Health Organization to declare a global pandemic. The pandemic has led to a massive global public health campaign to slow the spread of the virus by increasing hand washing, reducing face touching, wearing masks in public and physical distancing.

While efforts to develop pharmaceutical interventions for COVID-19 are under way, the social and behavioural sciences can provide valuable insights for managing the pandemic and its impacts. We discuss topics that are broadly relevant to numerous stages of the current pandemic to help policy-makers, leaders and the public better understand how to manage threats, navigate different social and cultural contexts, improve science communication, align individual and collective interests, employ effective leadership and provide social and emotional support (see Fig. 1 for summary). For each area, we highlight relevant insights, discuss implications for policy makers, leaders and the public (Box 1 ) and note areas for future research.

figure 1

Infographic depicting a selection of topics from the social and behavioural sciences relevant during a pandemic. Topics covered here include threat perception, social context, science communication, individual and collective interests, leadership, and stress and coping.

Due to space constraints, this paper provides a brief summary of each topic. Research topics discussed here were identified by the corresponding authors as potentially relevant to pandemic response and thus are not exhaustive (for a review of research on specific actions, such as handwashing, face-touching and self-isolation, see ref. 2 ). Furthermore, research on these topics is ongoing and, in many cases, far from settled. We have highlighted relevant findings in each area as well as critical gaps in the literature. Insights and implications for policy should be interpreted with caution because there is very little published social science research on the current pandemic. Thus, our discussion often draws from different circumstances than the current pandemic (for example, laboratory experiments examining hypothetical scenarios), and the quality of the evidence cited varies substantially (for example, correlational studies vs field experiments; single studies vs systematic reviews of substantial evidence). In the sections that follow, we try to describe the quality of evidence to facilitate careful, critical engagement by readers. We call for the scientific community to mobilize rapidly to produce research to directly inform policy and individual and collective behaviour in response to the pandemic.

Threat perception

Historically, infectious diseases have been responsible for the greatest human death tolls. For example, the bubonic plague killed approximately 25% of the European population 3 . In this section, we discuss how people are likely to perceive and respond to threats and risk during a pandemic and downstream consequences for decision-making and intergroup relations.

Box 1 Social scientific insights for COVID-19 pandemic response

We highlight some insights for public health experts, policy makers, and community leaders.

A shared sense of identity or purpose can be encouraged by addressing the public in collective terms and by urging ‘us’ to act for the common good.

Identifying sources (for example, religious or community leaders) that are credible to different audiences to share public health messages can be effective.

Leaders and the media might try to promote cooperative behaviour by emphasizing that cooperating is the right thing to do and that other people are already cooperating.

Norms of prosocial behaviour are more effective when coupled with the expectation of social approval and modelled by in-group members who are central in social networks.

Leaders and members of the media should highlight bipartisan support for COVID-related measures, when they exist, as such endorsements in other contexts have reduced polarization and led to less-biased reasoning.

There is a need for more targeted public health information within marginalized communities and for partnerships between public health authorities and trusted organizations that are internal to these communities.

Messages that (i) emphasize benefits to the recipient, (ii) focus on protecting others, (iii) align with the recipient’s moral values, (iv) appeal to social consensus or scientific norms and/or (v) highlight the prospect of social group approval tend to be persuasive.

Given the importance of slowing infections, it may be helpful to make people aware that they benefit from others’ access to preventative measures.

Preparing people for misinformation and ensuring they have accurate information and counterarguments against false information before they encounter conspiracy theories, fake news, or other forms of misinformation, can help inoculate them against false information.

Use of the term ‘social distancing’ might imply that one needs to cut off meaningful interactions. A preferable term is ‘physical distancing’, because it allows for the fact that social connection is possible even when people are physically separated.

One of the central emotional responses during a pandemic is fear. Humans, like other animals, possess a set of defensive systems for combating ecological threats 4 , 5 . Negative emotions resulting from threat can be contagious 6 , and fear can make threats appear more imminent 7 . A meta-analysis found that targeting fears can be useful in some situations, but not others: appealing to fear leads people to change their behaviour if they feel capable of dealing with the threat, but leads to defensive reactions when they feel helpless to act 8 . The results suggest that strong fear appeals produce the greatest behaviour change only when people feel a sense of efficacy, whereas strong fear appeals with low-efficacy messages produce the greatest levels of defensive responses.

Another challenge is that people often exhibit an ‘optimism bias’: the belief that bad things are less likely to befall oneself than others. While optimism bias may be useful for avoiding negative emotions 9 , it can lead people to underestimate their likelihood of contracting a disease 10 and to therefore ignore public health warnings 11 . Communication strategies must strike a balance between breaking through optimism bias without inducing excessive feelings of anxiety and dread.

Emotion and risk perception

Sound health decisions depend on accurate perceptions of the costs and benefits of certain choices for oneself and for society 12 , 13 . Emotions often drive risk perceptions, sometimes more so than factual information 14 , 15 . An emotional response to a risky situation can influence thinking in two stages 16 . First, the emotion’s quality (for example, positive vs negative) focuses people on congruent information (for example, negative information when feeling negative). That information, rather than the feeling itself, is then used to guide judgment at the second stage. For example, smokers exposed to more negative emotional health warnings experienced more negative emotion toward warnings and smoking, spent more time examining warnings and recalled more risks, with subsequent effects on risk perception and quitting intentions 17 , 18 . As negative emotions increase, people may rely on negative information about COVID-19 more than other information to make decisions.

In the case of strong emotional reactions, people may also ignore important numeric information such as probabilities 19 and a problem’s scope 20 . Negative framing captures attention, especially for people who are less mathematically skilled 21 . The media usually report on COVID-19 negatively—for example, by reporting the number of people infected and those who die—as opposed to those who recover or experience only mild symptoms. This may increase negative emotion and sensitize people to otherwise neglected risks for themselves or others. Research is needed to determine whether a more positive frame could educate the public and relieve negative emotions while increasing public health behaviours.

Prejudice and discrimination

The experience of fear and threat has ramifications not only for how people think about themselves, but also how they feel about and react to others—in particular, out-groups. For instance, being threatened with disease is often associated with higher levels of ethnocentrism 22 ; greater fear and perceived threat are associated with greater intolerance and punitive attitudes toward out-groups 23 , 24 , 25 . Highlighting group boundaries can undermine empathy with those who are socially distant 26 , 27 and increase dehumanization 28 or punishment 29 .

The bubonic plague, for example, unleashed massive violence in Europe, including the murder of Catalans in Sicily, clerics and beggars in some locations, and pogroms against Jews, with over a thousand communities eradicated 30 . Although not every pandemic leads to violence, disease threat can nonetheless give rise to discrimination and violence against stigmatized or scapegoated groups. Already, there have been reports of physical attacks on ethnic Asian people in predominantly White countries, and some government officials mis-characterize SARS-CoV-2 as the ‘Wuhan’ or ‘Chinese virus’ 31 .

Conversely, a global pandemic may also create opportunities to reduce religious and ethnic prejudice. Coordinated efforts across individuals, communities and governments to fight the spread of disease can send strong signals of cooperation and shared values, which could facilitate reorganization of previously considered out-groups and in-groups into a single community with a common destiny. This ‘superordinate categorization’ is most effective when everyone is of equal status 32 . These cooperative acts are already unfolding in the current pandemic. For example, 21 countries donated medical supplies to China in February, and China has reciprocated widely. Highlighting events like these could improve out-group attitudes 33 and foster further international cooperation.

Disaster and ‘panic’

There is a common belief in popular culture that, when in peril, people panic, especially when in crowds. That is, they act blindly and excessively out of self-preservation, potentially endangering the survival of all 34 . This idea has been used to explain responses to the current COVID-19 outbreak, most commonly in relation to the notion of ‘panic buying’. However, close inspection of what happens in disasters reveals a different picture. Certainly, some people do act selfishly and some, especially those who are particularly vulnerable, may experience more distress. But cooperation and orderly, norm-governed behaviour are common across a range of emergencies and disasters; and there are many instances when people display remarkable altruism 35 . There is already evidence that mutual aid groups among the public have become widespread in response to Covid-19 36 . Indeed, in fires 37 and other natural hazards 38 , people are less likely to die from over-reaction than from under-reaction, that is, not responding to signs of danger until it is too late.

In fact, the concept of ‘panic’ has largely been abandoned by researchers because it neither describes nor explains what people usually do in disaster 39 . Instead, the focus has shifted to the factors that explain why people cooperate rather than compete in response to a crisis 35 . One of these factors is an emerging sense of shared identity and concern for others, which arises from the shared experience of being in a disaster 40 . This feeling can be harnessed by addressing the public in collective terms and by urging ‘us’ to act for the common good 41 .

Conversely, the sense of shared identity can be undermined by representing others as competitors. This can happen with images of empty shelves and stories of panic buying, which suggest that others are only looking out for themselves, thus prompting a desire for doing the same. Stocking up on supplies is adaptive in preparation for potential self-isolation 42 . However, use of the notion of panic can be actively harmful. News stories that employ the language of panic often create the very phenomena that they purport to condemn. They can foster the very individualism and competitiveness that turns sensible preparations into dysfunctional stockpiling and undermine the sense of collective purpose which facilitates people supporting one another during an emergency.

Social context

Slowing viral transmission during pandemics requires significant shifts in behaviour. Various aspects of social and cultural contexts influence the extent and speed of behaviour change. In this section, we describe how aspects of the social context, such as social norms, social inequality, culture and polarization, may help decision-makers identify risk factors and effectively intervene.

Social norms

People’s behaviour is influenced by social norms: what they perceive that others are doing or what they think that others approve or disapprove of 43 . A large literature has distinguished different motives for conformity to norms, including the desire to learn from other people and to gain affiliation or social approval 43 , 44 . Although people are influenced by norms, their perceptions are often inaccurate 45 . For example, people can underestimate health-promoting behaviours (for example, hand washing 46 ) and overestimate unhealthy behaviors 47 .

Changing behaviours by correcting such misperceptions can be achieved by public messages reinforcing positive (for example, health-promoting) norms. Providing accurate information about what most people are doing is likely to be helpful if what most people are doing is desirable (health-promoting). But if what most people are doing is not desirable, providing purely descriptive normative information can backfire by reducing positive behaviours among people who already engage in them, unless it is accompanied by information signalling that most people approve of these actions (prescriptive as opposed to descriptive norms) 48 , 49 . Perceived norms are also most influential when specific to others with whom common identities are shared 50 , including for the spread of health behaviors 51 . Therefore, messages that provide in-group models for norms (for example, members of your community) may therefore be most effective.

Social networks can amplify the spread of behaviours that are both harmful and beneficial during an epidemic, and these effects may spread through the network to friends, friends’ friends and even friends’ friends’ friends 52 . The virus itself spreads from person to person, and since people centrally located in networks come into contact with more people, they are often among the first to be infected 53 . But these very same central people may be instrumental in slowing the disease because they can spread positive interventions like hand washing and physical distancing by demonstrating them to a wide range of people 54 . Some research suggests that a larger proportion of interventions can come not from direct effects on people who receive the intervention, but from indirect effects on their social contacts who copied the behavior 55 . We may therefore leverage the impact of any behaviour change effort by targeting well-connected individuals and making their behaviour change visible and salient to others.

Another way to leverage the impact of norms falls under the general category of ‘nudges’ 56 , 57 , which influence behaviour through modification of choice architecture (i.e., the contexts in which people make decisions). Because people are highly reactive to the choices made by others, especially trusted others, an understanding of social norms that are seen as new or emerging can have a positive impact on behavior 58 . For instance, a message with compelling social norms might say, ‘the overwhelming majority of people in your community believe that everyone should stay home’. Nudges and normative information can be an alternative to more coercive means of behaviour change or used to complement regulatory, legal and other imposed policies when widespread changes must occur rapidly.

Social inequality

Inequalities in access to resources affect not only who is at greatest risk of infection, developing symptoms or succumbing to the disease, but also who is able to adopt recommendations to slow the spread of the disease. The homeless cannot shelter in place 59 , families in housing without running water cannot wash their hands frequently 60 , people who are detained by a state (for example, in jails, prisons, immigrant detention centres or refugee camps) may lack space to implement physical distancing, people without health insurance may delay or avoid seeking testing or treatment, people who rely on public transportation cannot always avoid large crowds and low-wage workers are often in occupations (for example, service, retail, cleaning, agricultural labour) where remote work is impossible and employers do not offer paid sick leave 61 . Economic disadvantage is also associated with the pre-existing conditions associated with higher morbidity rates once infected, such as compromised immune systems, diabetes, heart disease and chronic lung diseases like asthma and chronic obstructive pulmonary disease 62 . We expect that, as in natural hazards, the economically disadvantaged will be most likely to be exposed to the hazard, most susceptible to harm from it and most likely to experience negative outcomes from it 63 , 64 .

Issues of economic disadvantage intersect with issues of race and ethnicity. Members of minority communities (such as blacks, Latinos and American Indians/Alaska Natives in the US) are disproportionately found among the homeless 59 , the detained, the workers in high public contact but low-benefit occupations 65 , and those with prior health conditions that make them more vulnerable 66 , 67 . Because social networks tend to be racially differentiated 68 , members of minority communities who contract the disease may become vectors of transmission to others in their racial and ethnic communities 69 .

Economic position and racial inequality are also associated with levels of trust in social institutions, including the healthcare system. Racial and ethnic minority communities, in particular, have both historical and contemporary experiences of discrimination, leading to distrust 70 , 71 , 72 , 73 , 74 . Members of these communities may be more likely to be wary about the public health information they receive, less willing to adopt recommended safety measures and potentially more susceptible to ‘fake news’. This suggests the need for more targeted public health information and for partnerships between public health authorities and trusted organizations that are internal to these communities.

A sense of the self as independent versus interdependent with others is a dimension of cultural variation 75 . Western European and North American cultures that endorse individualism 76 are considered independent, whereas most other cultures share a stronger commitment to collectives such as country, tribe and family and are considered interdependent 77 , 78 . While medical policies are different across societies, some differences in the response to the pandemic may be better described as cultural, and many of those have a linkage to the dimension of independence vs interdependence. First, the priority given to obligations and duties in Asian societies may motivate individuals to remain committed to social norms while suppressing personal desires 79 . Second, Asians may more readily recognize unobservable situational influences on viral infection, like herd immunity 80 . Third, social norms and conventions in North America and much of Western Europe tend to positively value the expressivity of the self (for example, kissing, hugging, direct argumentation), relative to Asia 81 . This is another reason why interpersonal transmission of the virus could be more likely in independent cultures than in interdependent cultures.

Another, related, dimension of cultural variance is a society’s ‘tightness’ vs ‘looseness’. Research has found that tight cultures, such as those of Singapore, Japan and China, have strict social norms and punishments for deviance, while loose cultures, such as the US, Italy and Brazil, have weaker social norms and are more permissive 82 , 83 . Tight nations often have extensive historical and ecological threats, including greater historical prevalence of natural hazards, invasions, population density and pathogen outbreaks 82 , 84 . From an evolutionary perspective, when groups experience collective threats, strict rules may help them to coordinate to survive 82 , 85 . Therefore, the spread of COVID-19 infections may tighten communities. Cultures accustomed to prioritizing freedom over security may also have more difficulty coordinating in the face of a pandemic. It may also be relevant that communities negotiate social norms so that there is a balance between freedom and constraint, or ‘tight–loose ambidexterity’ 86 . Tight rules regarding social distancing are critical, yet looseness within these constraints may also help to spawn the development of creative technical solutions that are needed to contain the pandemic, as well as creating novel tools to help people feel connected. The cumulative evidence here suggests that very different strategies might be called for in varying cultural contexts in the fight against COVID-19.

Political polarization

One cultural barrier for coordinated action within countries is political polarization. Polarization among citizens comes in two varieties. ‘Attitudinal polarization’ concerns partisans taking extreme opposing issue positions, whereas ‘affective polarization’ refers to partisans disliking and distrusting those from the opposing party(ies) 87 , 88 . Affective polarization has political consequences, such as decreasing trust 89 , privileging partisan labels over policy information 90 and believing false information 91 , that can undermine social and economic relationships 88 and impair public health.

One issue with polarization during a pandemic is that it might lead different segments of the population to arrive at different conclusions about the threat in the situation and appropriate actions. Partisans may receive different news because individuals can self-select polarized news sources or partisan ‘echo chambers’ 92 , 93 or can communicate in ways that are associated with less cross-partisan information sharing 94 . But in-person political interactions can provide more opportunity for cross-partisan communication 95 (that produce a shared understanding). The decrease in in-person contact due to COVID-19 may reduce cross-partisan interactions and information sharing.

However, there are actionable steps that could reduce polarization. First, the pandemic not only highlights a common identity with individuals all facing the same risk, but could also foster a sense of shared fate. By highlighting an overarching identity, politicians, the media and opinion leaders could help reduce political division around the issue. Second, a growing body of work shows that misperceptions of the other side underlie polarization 96 , 97 . Therefore, it is likely important to combat misinformation that could generate partisan motivated reasoning and inaccurate beliefs (see “Fake news and misinformation” below). Finally, leaders can highlight bipartisan support for COVID-19-related measures, when they exist, as such endorsements in other contexts have reduced polarization and led to less biased reasoning 98 .

Science communication

The information environment around a pandemic underscores the importance of effective science communication. The COVID-19 pandemic has already seen a rise in conspiracy theories, fake news and misinformation 99 . In this context, it is hard for the public to distinguish scientific evidence and facts from less reliable sources of information. In this section, we discuss the challenges associated with different forms of misinformation during a pandemic, as well as strategies for engaging in effective science communication and persuasion around public health.

Conspiracy theories

Conspiracy theories emerged shortly after the first news of COVID-19 and have continued to persist 99 . Some concerned the origins of the SARS-CoV-2 virus, for example, that it was a bioweapon created by the Chinese to wage war on the US or vice versa 100 . Others focused on prevention and cure, for instance, that conventional medical treatment should not be trusted and that people should use alternative remedies to ward off the virus 101 . It is not surprising that conspiracy theories have flourished at this time. Research suggests that people feel the need to explain large events with proportionally large causes 102 and are more likely to believe in conspiracy theories about events with serious consequences 103 and in times of crisis 104 . This is likely because people are more drawn to conspiracy theories when important psychological needs are frustrated 105 . Thus, conspiracy theories may gain more traction as COVID-19 spreads and more people isolate themselves 106 .

These conspiracy theories can have harmful consequences. For example, belief in conspiracy theories has been linked to vaccine hesitancy 107 , climate denial 108 , extremist political views 109 and prejudice 110 , 111 . COVID-19 conspiracy theories may be similarly problematic. For instance, people who believe that alternative remedies can help them fight off the virus may be less likely to follow health officials’ advice and instead opt for less effective (at best) or lethal (at worst) alternatives. Conspiracy beliefs may also fuel hostility toward groups seen as responsible for the virus 112 . Some evidence suggests that giving people factual information before exposure to conspiracy theories can reduce conspiracy theory beliefs 113 , and this strategy might work in efforts to combat conspiracy theories relevant to the current pandemic (see "Fake news and misinformation" below for similar findings). However, because some people tend to consume information within like-minded ‘echo chambers’, combating conspiracy theories remains a challenge 114 .

Fake news and misinformation

Fake news and misinformation about COVID-19 have proliferated widely on social media, with potentially dangerous consequences 115 . Emerging research is using social science to understand and counter the spread of fake news 116 , 117 , 118 . One approach is to debunk using fact-checking and correction 119 , 120 , 121 . Source expertise, co-partisanship, exposing denial, and corrections that provide causal explanations all tend to increase the effectiveness of countering misinformation 122 , 123 , 124 . However, fact-checking may not keep up with the vast amount of false information produced in times of crisis like a pandemic. Moreover, there is mixed research regarding whether corrections may actually increase belief in the original misinformation 121 , 124 , 125 , 126 or in other misleading claims that fail to get corrected 127 . Thus, other approaches beyond debunking are needed.

One ‘prebunking’ approach involves psychological inoculation 128 , 129 . Inoculation follows the biomedical analogy: people are exposed to a severely weakened dose of a persuasive argument, strong enough to trigger the immune system but not so strong as to overwhelm it. A meta-analysis has found inoculation effective in protecting attitudes from persuasion 130 . The fake news game Bad News is a real-world inoculation intervention ( https://www.getbadnews.com ) used by schools and governments that finds that pre-emptively exposing people to small doses of misinformation techniques (including scenarios about COVID-19) can reduce susceptibility to fake news 131 , 132 and could be embedded directly on social media platforms 133 .

Another preventative approach involves subtle prompts that nudge people to consider accuracy. Evidence suggests that deliberation is associated with 134 , 135 , 136 and causes 137 reduced belief in false news headlines that circulated on social media. Platforms could nudge users to think about accuracy by, for example, periodically asking users to rate the accuracy of randomly selected posts. The crowdsourced accuracy ratings generated by this process may also be useful for identifying misinformation, as has been found for crowd ratings of source trustworthiness 138 , 139 .

To effectively counter fake news about COVID-19 around the world, governments and social media companies must rigorously develop and test interventions. This includes identifying treatments that effectively reduce belief in misinformation, while not undermining belief in accurate information 140 .

In the domain of science communication, scholars have explored a host of messaging approaches, including providing information in evidence-based ways that increase understanding and action 141 . Decades of research has found that, whether recipients are motivated to think carefully or not 142 , sources perceived as credible are more persuasive 143 . The credibility of sources stems from how trustworthy and expert they are perceived to be 144 . Enlisting trusted voices has been shown to make public health messages more effective in changing behaviour during epidemics. During the West African Ebola crisis, for example, religious leaders across faiths in Sierra Leone advocated for practices such as handwashing and safe burials. The engagement of the faith-based sector was considered a turning point in the epidemic response 145 . Therefore, finding credible sources for different audiences who are able to share public health messages might prove effective.

Once a credible source is identified, what message should be delivered? Several messaging approaches may be effective, including emphasizing the benefits to the recipient 146 , focusing on protecting others (for example, ‘wash your hands to protect your parents and grandparents’ 147 ), aligning with the recipient’s moral values 148 , appealing to social consensus or scientific norms 149 , 150 , 151 and/or highlighting social group approval 152 , 153 . Which of these messages work best depends on the audience’s motivations 154 . Beyond finding effective messages for attitude change is the issue of inducing behavioural change. This occurs when people feel confident about their attitudes 155 . Methods to increase certainty include helping people feel knowledgeable about their new attitude 156 and making them feel that their new attitude is the ‘moral’ one to have 157 . It may therefore be useful to identify which messages work best on which populations not only to generate policy support but also to ensure individuals’ actions needed to combat the spread of the virus.

Aligning individual and collective interests

The behaviour of individuals living in communities is regulated by moral norms and values 158 , 159 , 160 , 161 , 162 . People who do what is ‘right’ are respected and publicly admired, while those who do what is ‘wrong’ are devalued and socially excluded 163 . These mechanisms of social enforcement encourage people to embrace and internalize shared guidelines, making them motivated to do what is considered right while avoiding behaviours that seem wrong 164 , and do not rely on legal agreements and formal sanctions 165 . In this section, we consider how research on morality and cooperation can encourage prosocial behaviours by individuals and groups.

Zero-sum thinking

People often default to thinking that someone else’s gain—especially someone from a competing group—necessitates a loss to themselves, and vice versa 166 , 167 . Zero-sum thinking fits uneasily with the non-zero-sum nature of pandemic infection, where someone else’s infection is a threat to oneself and everyone else 168 . Zero-sum thinking means that while it might be psychologically compelling to hoard protective materials (sanitizer, masks, even vaccines) beyond what is necessary, doing so could be self-defeating. Given the importance of slowing infections, it may be helpful to make people aware that others’ access to preventative measures is a benefit to oneself.

Whereas reducing infections across the population is non-zero-sum, the provision of scarce health care resources to the infected does have zero-sum elements. For example, when the number of patients needing ventilators exceeds capacity, health care providers are often forced to make life-for-life trade-offs. How well the policies enacted match the local norms can help determine how much support they receive. While some people are willing to sacrifice the elderly to save the young 169 , there are cultural differences on this preference 170 . Who is perceived to be making those decisions may also impact the public’s and patients’ trust. In experiments, people who make utilitarian judgments about matters of life and death are less trusted 171 . American’s trust in medical doctors remains high 172 , and compared to public health officials, doctors are less utilitarian in their ethical decision-making, opting instead for deontic ‘do no harm’ rules 173 . As such, it may be best to have decisions behind life-for-life trade-offs perceived as systematic and coming from governmental agencies rather than from physicians themselves.

Moral decision-making

Moral decision-making during a pandemic involves uncertainty. It’s not certain whether social interactions will infect others. People may be less willing to make sacrifices for others when the benefits are uncertain 174 , 175 . For instance, in hypothetical scenarios about deciding whether to go to work while sick, American and British participants reported they would be less willing to stay home when it was uncertain they would infect a co-worker. However, when going to work risked infecting an elderly co-worker who would suffer a serious illness, participants reported they would be more willing to stay home 176 . Thus, focusing on worst-case scenarios, even if they are uncertain, may encourage people to make sacrifices for others.

When people make moral decisions, they often consider how others would judge them for behaving selfishly 177 , 178 . Harmful actions are judged more harshly than harmful inactions 179 , 180 , and causing harm by deviating from the status quo is blamed more than harming by default 181 , 182 . Therefore, reframing decisions to carry on with ‘business as usual’ during a pandemic as active decisions, rather than passive or default decisions, may make such behaviours less acceptable.

Cooperation within groups

Fighting a global pandemic requires large-scale cooperation. The problem is that, by definition, cooperation requires people to bear an individual cost to benefit other people 183 . In particular, there is a conflict between short-term self-interest vs longer-term collective interest 184 . Moreover, in this pandemic, there are several collectives (for example, family, community, national and international) which can make decisions to cooperate challenging. From an evolutionary perspective, extending self-interest to protect and promote the welfare of family members should be a small step, as it increases genetic fitness. Indeed, laboratory research has found that people prioritize local over global (or international) interests 185 , 186 . One major question, then, is how to promote cooperation.

Several techniques, such as sanctioning defectors 187 or rewarding cooperators 188 , tend to increase cooperative behaviour in laboratory experiments using economic games. Providing cues that make the morality of an action salient (such as having people read the Golden Rule before making a decision or asking them to report what they think is the morally right thing to do) have also been shown to increase cooperation 189 , 190 . People are also more likely to cooperate when they believe that others are cooperating 191 . Accordingly, interventions based on observability and descriptive norms are highly effective at increasing cooperative behaviour in economic games as well as in the field 192 . This suggests that leaders and the media can promote cooperation by making these behaviours more observable.

Crises like the COVID-19 pandemic create an opportunity for leadership across groups of varying levels: families, workplaces, local communities and nations. Leadership can coordinate individuals and help them avoid behaviours that are no longer considered socially responsible. In this section, we discuss the roles of trust and compliance with leaders, effective identity leadership and supporting group members.

Trust and compliance

During a pandemic, health officials often need to persuade the population to make a number of behaviour changes and follow health policies aimed at containment—e.g., honouring quarantine or reporting voluntarily for medical testing. By their nature and the scope of the population, such measures can be difficult to enforce. Research from the West Africa Ebola crisis of 2014–2015 suggests that enlisting local voices to help build engagement and trust in health officials can increase the success of such public health measures. For instance, specialized Ebola treatment facilities that employed community liaisons and social mobilizers to raise awareness and resolve misconceptions were associated with increases in reporting Ebola cases 193 . Correlational evidence from Liberia also suggests that explicit government efforts to reach out to the population, like door-to-door canvassing, are associated with compliance with crisis management policies like bans on gatherings 194 .

Trust in institutions and governments also may play an important role. For example, trust in the Liberian government was correlated with decisions to abide by mandated social distancing policies 195 and using clinics for care during the Ebola outbreak 196 . Trust was also related to decisions to adopt preventive measures such as Ebola vaccinations in the Democratic Republic of Congo 197 . Conversely, a lack of trust in public health officials may lead to negative effects on utilization of health services 198 . Reliable information and public health messages are needed from national leaders and central health officials. But local voices can amplify these messages and help build the trust that is needed to spur behavioural change.

Identity leadership

Experimental studies clarify what leaders can do to promote trust leading to cooperation. A priority for leaders is to create a sense of shared social identity amongst their followers 199 . A large body of research suggests that people tend to prefer leaders who cultivate a sense that ‘we are all in this together’ 200 . In part, such leadership gives people a sense of collective self-efficacy and hope 201 . More importantly, though, it provides a psychological platform for group members to coordinate efforts to tackle stressors 202 . Without leadership, there is a risk that people will avoid acts of citizenship and instead embrace a philosophy of ‘everyone for themselves’.

Leaders who are seen as prototypical of the group (‘one of us’) and as acting for the interest of the group as a whole (‘working for us’), rather than for themselves or for another group, tend to gain greater influence 203 , 204 . Actions that divide the leader from followers or that suggest that the leader is not prepared to share the burdens of followers can be corrosive to their ability to shape followers’ behaviour 205 . For instance, leaders who threaten people with sanctions as a way to deter undesired behaviour may make people feel distrusted and paradoxically reduce their willingness to do as they are told 206 . Leaders and authorities who treat people with respect, and who communicate that they trust people to do as they are told, tend to be more successful in eliciting cooperation 207 .

Elevating the in-group without demeaning others

Building a strong sense of shared social identity can help coordinate efforts to manage threats 202 and foster in-group commitment and adherence to norms 208 . Leaders can do this, for instance, by being a source of ‘moral elevation’. Visibly displaying prosocial and selfless acts can prompt observers to also act with kindness and generosity themselves 209 . In this way, leaders can function as role models and motivate people to put their own values into action 210 , 211 . Having respected politicians, celebrities and community leaders model exemplary behaviour and sacrifice could help promote prosocial behaviour and cooperation.

Excessive efforts to foster a sense of national unity by promoting the image of the nation as handling the situation exceptionally well can backfire, especially if there is no objective basis for this. An inflated belief in national greatness (i.e., ‘collective narcissism’ 212 ) can be maladaptive in a number of ways. For instance, it is associated with a greater focus on defending the image of the country than on caring for its citizens 213 , 214 . It is also correlated with seeing out-groups as a threat and blaming them for in-group misfortunes 215 . To increase people’s willingness to take a pandemic seriously and engage with other nations to defeat it, citizens and leaders may need to accept that their country is at risk, just like others, and find ways to share resources and expertise across national boundaries.

Stress and coping

Even for households free from the virus, the pandemic is likely to function as a major stressor, especially in terms of chronic anxiety and economic difficulties. Such effects may be exacerbated by self-isolation policies that can increase social isolation and relationship difficulties. In this section, we consider some strategies to mitigate the virus-linked threats to social connection, intimate relationships and stress.

Social isolation and connection

In the absence of a vaccine, one of the most vital strategies for slowing the pandemic is social distancing. However, distancing clashes with the deep-seated human instinct to connect with others 216 . Social connection helps people regulate emotions, cope with stress and remain resilient during difficult times 217 , 218 , 219 , 220 . By contrast, loneliness and social isolation worsen the burden of stress and often produce deleterious effects on mental, cardiovascular and immune health 221 , 222 . Older adults, who are at the greatest risk of severe symptoms from COVID-19, are also highly susceptible to isolation 223 . Distancing threatens to aggravate feelings of loneliness and could produce negative long-term health consequences.

Scholars have identified strategies that could mitigate these outcomes. First, in psychological terms, loneliness is construed as the subjective state that one is not experiencing enough social connection, whereas isolation is an objective lack of social interactions 224 . This means one can be isolated but not lonely, or lonely in a crowd. Thus, the term ‘social distancing’ might imply that one needs to cut off meaningful interactions. A useful alternative term might be ‘physical distancing’, to help highlight the fact that social connection is possible even when people are physically separated.

Online interactions can also foster a sense of connection. Both receiving and giving support online can bolster psychological well-being 225 . However, we caution against enhanced passive use of social media, as research suggests that it may not contribute to one’s sense of social connection 226 , 227 . Instead, technologies that are informationally rich, dyadic and temporally synchronous appear better suited to generating empathy and connection 228 , 229 . Special attention should be placed on helping people who are less familiar with these technologies to learn how to take advantage of digital connections.

Intimate relatinships

The social effects of the pandemic also extend to the inside of our homes, where many people find themselves in sudden forced proximity with their immediate family. People subject to quarantine or self-isolation are at risk for confusion and anger 230 , emotional tendencies that can be explosive when multiple household members simultaneously endure them for weeks or months on end. Indeed, some studies suggest that forced proximity is a risk factor for aggression 231 , 232 and domestic violence 233 .

Even without forced proximity, stress, including economic stress 234 , is linked to relationship difficulties. It often changes the content of social interactions (for example, more focus on unpleasant logistics, less focus on emotional connection) and undermines the psychological resources, like empathy and patience, that make challenging interactions go smoothly 235 . A study of the effects of Hurricane Hugo in 1989, for example, revealed that harder-hit areas experienced a spike in the divorce rate 236 . The news is not all bad, however: the hurricane study also documented surging marriage and birth rates 236 .

Major stressors, it seems, alter the trajectories of our intimate relationships, but researchers are still unpacking when, why and for whom these effects are harmful vs beneficial. But one factor underlying success is for individuals to calibrate their expectations to the circumstances, a process that will vary from couple to couple and from partner to partner 237 . The recalibration process involves both (i) lowering broad expectations that the course of true love in the time of COVID-19 will run smoothly while also (ii) sustaining high expectations in those domains where the relationship can deliver in these conditions.

Healthy mind-sets

In the face of a global pandemic, avoiding stress altogether is simply not an option. Fortuitously, the past twenty years of research on coping and stress suggest that it’s not the type or amount of stress that determines its impact. Rather, mind-sets and situation appraisals about stress can alter its impact 238 , 239 . For instance, some research finds these mind-sets can increase the possibility of ‘stress-related growth’, a phenomenon in which stressful experiences serve to increase physiological toughening 240 , 241 , 242 , help reorganize our priorities and can help lead to deeper relationships and a greater appreciation for life 243 .

Preliminary research suggests that mind-sets about stress can be changed with short and targeted interventions. These interventions do not focus on viewing the stressor (such as the virus) as less of a threat 244 . Instead, they invite people to recognize that we tend to stress about things we care deeply about and that we can harness the stress response for positive gain. A number of studies found that inducing more adaptive mind-sets about stress could increase positive emotion, reduce negative health symptoms and boost physiological functioning under acute stress 244 , 245 . Research is needed to see if adopting these mind-sets can help some people harness the stress during a pandemic for positive growth.

Over 100 years ago, Science magazine published a paper on lessons from the Spanish Flu pandemic 246 . The paper argued that three main factors stand in the way of prevention: (i) people do not appreciate the risks they run, (ii) it goes against human nature for people to shut themselves up in rigid isolation as a means of protecting others, and (iii) people often unconsciously act as a continuing danger to themselves and others. Our paper provides some insights from the past century of work on related issues in the social and behavioural sciences that may help public health officials mitigate the impact of the current pandemic. Specifically, we discussed research on threat perception, social context, science communication, aligning individual and collective interests, leadership, and stress and coping. These are a selection of relevant topics, but readers may also be interested in other relevant work, including on psychological reactance 247 , 248 , collective emotions and social media 249 , 250 , and the impact of economic deprivation and unemployment 251 , 252 .

Urgent action is needed to mitigate the potentially devastating effects of COVID-19, action that can be supported by the behavioural and social sciences. However, many of the implications outlined here may also be relevant to future pandemics and public health crises. A recent report 253 from the World Health Organization declared that “health communication is seen to have relevance for virtually every aspect of health and well-being, including disease prevention, health promotion and quality of life.”

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Jay J. Van Bavel

University of Chicago Harris School of Public Policy, Chicago, IL, USA

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The corresponding authors (J.V.B and R.W.) came up with the idea for the paper, invited authors to collaborate, and wrote and edited the manuscript. All other contributing authors (K.B., P.S.B., V.C., A.C., M.C., M.J.C, A.J.C., K.M.D., J.N.D., J.D., O.D., N.E., E.J.F., J.H.F., M.G., S.H., S.A.H., J.J., S.K., D.M., K.E.N., D.J.P., G.P., E.P., R.E.P., D.G.R., S.D.R., S.S., A.S., L.J.S., S.S.S., C.R.S., N.T., J.A.T., S.V.L., P.A.M.V.L., K.A.W., M.J.A.W., J.Z. and S.R.Z.) wrote and edited the paper and are listed in alphabetical order. We thank J. Rothschild for his help in inserting citations and organizing the list of biographical references.

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Bavel, J.J.V., Baicker, K., Boggio, P.S. et al. Using social and behavioural science to support COVID-19 pandemic response. Nat Hum Behav 4 , 460–471 (2020). https://doi.org/10.1038/s41562-020-0884-z

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DOI : https://doi.org/10.1038/s41562-020-0884-z

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A cubic millimeter of brain tissue may not sound like much. But considering that that tiny square contains 57,000 cells, 230 millimeters of blood vessels, and 150 million synapses, all amounting to 1,400 terabytes of data, Harvard and Google researchers have just accomplished something stupendous.   

Led by Jeff Lichtman, the Jeremy R. Knowles Professor of Molecular and Cellular Biology and newly appointed dean of science , the Harvard team helped create the largest 3D brain reconstruction to date, showing in vivid detail each cell and its web of connections in a piece of temporal cortex about half the size of a rice grain.

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The latest map contains never-before-seen details of brain structure, including a rare but powerful set of axons connected by up to 50 synapses. The team also noted oddities in the tissue, such as a small number of axons that formed extensive whorls. Because the sample was taken from a patient with epilepsy, the researchers don’t know whether such formations are pathological or simply rare.

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Targeting friends to induce social contagion can benefit the world, says new research

by Mike Cummings, Yale University

Targeting friends to induce social contagion to benefit the world

A new study co-authored by Yale sociologist Nicholas A. Christakis demonstrates that tapping into the dynamics of friendship significantly improves the possibility that a community will adopt public health and other interventions aimed at improved human well-being.

The study, published in the journal Science , evaluated a strategy that exploits the so-called "friendship paradox" of human social networks. That theory suggests that on average, your friends have more friends than you do. As the theory goes, the individuals nominated as friends potentially wield more social influence than those who identify them.

For the study, the researchers utilized the friendship paradox in the delivery of a proven 22-month education package promoting maternal, child, and neonatal health in 176 isolated villages in Honduras.

Christakis and co-author Edoardo M. Airoldi of Temple University found that use of this "friendship targeting strategy," in which randomly chosen people nominated random friends to receive the educational intervention, was substantially more efficient than other methods of implementing the program. The researchers found that delivering the intervention to a smaller fraction of households in each village via the friendship targeting strategy led to the same level of behavioral adoption as would have been achieved by treating all the households.

"We found that targeting people's friends for an intervention induced significant social contagion, creating cascades of beneficial health practices to people who didn't receive the intervention," said Christakis, Sterling Professor of Social and Natural Science at Yale. "This means that, without changing the intervention, without increasing the number of people targeted, and without changing the setting, we can materially enhance the overall adoption of desirable practices in demanding situations."

For the study, which unfolded over five years, the researchers mapped face-to-face social networks among 24,702 individuals—encompassing 10,013 households in the 176 Honduran villages—discerning all relevant social ties among study participants.

Then, people were either selected randomly within each village to receive the intervention or they were randomly chosen to nominate their friends, who were subsequently picked at random. The researchers also varied the percentage of households within in each village that would receive the intervention, from as low as 5% to as high as 100% of the villagers.

The 22-month educational program covered a broad range of topics, including the importance of breastfeeding infants, the need to seek prenatal care, and the proper treatment of diarrhea in children. Over the course of the study, the researchers assessed 117 outcomes covering the intervention's effects on the relevant knowledge, attitudes, and practices of both the villagers who received the intervention and those who did not.

Their objective was not to evaluate the public health intervention—which was known to have positive benefits—but rather the effectiveness of the network targeting methods used to choose people to whom to deliver it.

The team found strong evidence that there were spillover effects from the friendship nomination method, meaning the people who received the intervention were spreading what they had learned within their social networks.

In 113 of the 117 program outcomes they assessed, the friendship nomination and random targeting methods achieved nearly the same level of adoption found in villages where all households received the intervention, but with a much smaller percentage of people targeted. Furthermore, friendship targeting was discernably more efficient than random targeting in 34 of the measured outcomes, with an average reduction of 7.4% in the targeted fraction of households that needed to be treated, according to the study.

The study found that outcomes relating to knowledge, as well as those that were intrinsically easier to adopt, spread more readily through friendship targeting.

"Spillover effects are notoriously hard to estimate with accuracy," said Airoldi, Millard E. Gladfelter Professor of Statistics, Operations, and Data Science at Temple University's Fox School of Business. "We had to develop novel statistical methods to design this complex and large-scale randomized field experiment in order to do that."

For many outcomes, using the friendship-nomination targeting method to reach 20% of households in a village affected outcomes the same as administering the intervention to every household, according to the study. In the future, the method can be deployed relatively easily and without the expense of mapping a village's social network.

"This means that for the same amount of money and resources, you could implement the intervention to 20% of households in five villages instead of all the households in the single village and get five times the results," said Christakis, director of the Human Nature Lab at Yale.

"Friendship targeting can be used not only to facilitate the adoption of public health interventions, but also to promote agricultural innovation and economic development. Any kind of behavior change you wish to effectuate that involves social contagion can in principle be enhanced by using this technique."

The study is part of a large multi-year project in collaboration with the Ministry of Health in Honduras, the Inter-American Development Bank, and many other local agencies and funders. Many other reports and papers that describe the project's various aspects and findings, with a broad set of other scientists, will appear in the coming years.

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  17. PDF About Behavioral and Social Sciences Research

    Behavioral and social sciences research helps predict, prevent, and manage illness — in individuals and in whole populations. This research also helps people change their behaviors, understand treatments, and learn how to stick with them. Society's role is significant, too: access to health care affects decision making and behavior.

  18. Translating Behavioral Science into Action: Report of the ...

    This report focuses on ways to enhance the potential contributions of one specific area of science—behavioral science1—a bedrock of the National Institute of Mental Health (NIMH) research since the Institute was founded in the late 1940s. It suggests new ways to build on the Institute's rich portfolio of basic behavioral science to reach its public health goals in the 21st century.

  19. Shaping the future of behavioral and social research at NIA

    Innovating and supporting large-scale observational studies, mechanistic investigations, and translational research to better understand how social and behavioral factors shape biological aging, well-being, and health. We hope you will stay informed about NIA's BSR-focused research and join us on that journey by signing up for the BSR newsletter.

  20. Behavioral science

    Jennifer S. Lerner. Katherine Shonk. You're late for work, and it's pouring rain. In the parking lot, a car speeds around you and takes the last spot near the building entrance. You end up ...

  21. Drugs, Brains, and Behavior: The Science of Addiction

    For much of the past century, scientists studying drugs and drug use labored in the shadows of powerful myths and misconceptions about the nature of addiction. When scientists began to study addictive behavior in the 1930s, people with an addiction were thought to be morally flawed and lacking in willpower. Those views shaped society's ...

  22. Social-Science Genomics: Progress, Challenges, and Future Directions

    Rapid progress has been made in identifying links between human genetic variation and social and behavioral phenotypes. Applications in mainstream economics are beginning to emerge. This review aims to provide the background needed to bring the interested economist to the frontier of social-science genomics.

  23. Human Behavior Science Projects

    One interesting method used in this area of research is mixing several faces together to make a composite face. The composite face averages the input faces, so that small, non-symmetric features tend to get lost. In this human behavior science project, you will use an online tool to make composite faces, and determine how they compare to real ...

  24. How psychedelic drugs interact with serotonin receptors ...

    Lyonna Parise, PhD, an instructor in the lab of Scott Russo, PhD, Director of the Center for Affective Neuroscience and the Brain and Body Research Center at Icahn Mount Sinai, then tested that ...

  25. Using social and behavioural science to support COVID-19 ...

    Qi Su. Joshua B. Plotkin. Nature Computational Science (2024) The COVID-19 pandemic represents a massive global health crisis. Because the crisis requires large-scale behaviour change and places ...

  26. Researchers publish largest-ever dataset of neural connections

    Published in Science, the study is the latest development in a nearly 10-year collaboration with scientists at Google Research, combining Lichtman's electron microscopy imaging with AI algorithms to color-code and reconstruct the extremely complex wiring of mammal brains. The paper's three first co-authors are former Harvard postdoc ...

  27. Targeting friends to induce social contagion can benefit the world

    Social Sciences; May 2, 2024 ... The 22-month educational program covered a broad range of topics, including the importance of breastfeeding infants, the need to seek prenatal care, and the proper ...

  28. Rolling with the punches: How mantis shrimp defend ...

    from research organizations. ... View all the latest top news in the health sciences, or browse the topics below: Health & Medicine. ... View all the latest top news in the social sciences ...

  29. High school student helps transform 'crazy idea' into innovative

    High school student helps transform 'crazy idea' into innovative research tool. ScienceDaily . Retrieved May 9, 2024 from www.sciencedaily.com / releases / 2024 / 05 / 240509124703.htm

  30. New tool to boost battle against childhood undernutrition

    The research model created by UVA's Carrie A. Cowardin, PhD, and colleagues provides a more sophisticated way to study the effects of undernutrition on the microbiome, the microbes that naturally ...