what does preliminary thesis mean

Developing a Thesis Statement

Updated Jun 2022

A thesis statement defines the core elements involved in the question around which a research project is built. With it you can shape and implement a plan of action for conducting your research. You begin by creating one or more suppositions-or hypotheses-as to what the answer to that question might be. Think of them as preliminary thesis statements.

The difference between a preliminary and a final thesis can be thought of as the difference between:

"I don't know, but I'm thinking such and such." -and- "Trust me on this one thing."

A final thesis statement removes the doubt inherent in a preliminary thesis and provides a solid basis for your project. The rightness of you position will be advanced and argued in your research paper.

Creating a Preliminary Thesis Statement

Creating a preliminary thesis is the first step. For this, you must already have a research question. Examine it carefully and do a little brainstorming as to what the possible answer(s) might be: make some educated guesses and write them down.

You want to end up with a statement that isn't necessarily conclusive but gets you thinking and started on building one that is: a final statement around which your research can be focused. Let's use an environmental question fueling the Arctic National Wildlife Refuge drilling debate (circa 2006) to build a thesis statement.

Research Question: What is the impact of China's rapidly expanding economy on global oil markets and how does it affect the argument against drilling for oil in the Arctic National Wildlife Refuge?

Formulate a preliminary answer; add some supporting facts or observations-in this case both-as well as a preliminary conclusion, as in the following:

Preliminary Thesis Statement: The growth of China's rapidly expanding economy is radically changing the playing field in a global oil-market dominated for decades by the United States and Japan. Currently the second largest consumer of petroleum products in the world, China may very well become the largest, possibly importing as much as two-thirds of its requirement by 2025. This may be due to the growing Chinese auto market. It may also be due to an inability to meet established nuclear power plant construction targets. Regardless, the stakes are high. The question of where enough energy to satisfy global needs is going to come from cannot be downplayed. Despite the protests of environmental activists across the United States, the increasing needs of China to sustain their growing economy by contracting with nations deemed hostile by the United States may very well change the tone of the debate about drilling in the Arctic National Wildlife Refuge. It may tilt away from environmentalist conservation positions toward those who favor exploration and production.

This preliminary thesis provides some direction for your inquiry. In one short paragraph, four things are accomplished:

• A preliminary answer to the first part of a two-part question has been given: "China's economy is radically changing the global, oil-market playing-field."
• A hypothetical observation has been added: "In time, China might become the largest player in the field."
• A supporting fact is also added: "China is currently the second largest petroleum-product consumer in the world."
• Finally, a concluding supposition or hypothesis is suggested: "The tone of the Arctic National Wildlife Refuge drilling debate may change."

Reviewing the Preliminary Thesis Statement

Reviewing the preliminary thesis is the second step. In this example you'll notice that the preliminary statement is a little bit loose, a little broad. This is not unusual, and it's okay. It suggests too much information, but at least there is something with which to work.

In the example, the two-part question has both a "what" and a "how" component. The preliminary thesis briefly answers the "what" component, makes a credible observation regarding "why", and then suggests a hypothetical answer to the "how" component.

So, where did the "why" come from: that wasn't part of the original question? The interesting thing about questions is how often they lead to others. The important thing to note here is that an answer to an unasked question is a good indicator that something needs to be revised. And perhaps it's in the question itself. Sometimes a research question needs revising before the preliminary thesis can be revised. How about, something like this:

Revised Research Question: Why is the expanding Chinese economy exerting so much pressure on global oil markets and how will it affect the debate between corporate America and environmentalists over drilling in the Arctic National Wildlife Refuge?

Considering Your Purpose and Audience

Consider both your purpose and the interest of your audience next. Notice that the new question is more purpose driven. The inquiry is more specific. It asks: "Why" does one situation exist and "how" will it affect another? Notice that the "what" component has been removed, replaced by a fact and a rephrased question that incorporates the "why" component.

With a clearer purpose the interest of the audience will be much easier to hold. In this case, two groups with opposing views have been identified. Each has a vested interest in what you have to say. With a more purposeful question a more precise thesis can now be shaped.

Revised Preliminary Thesis Statement: Currently the second largest consumer of petroleum products in the world, China may very well become the largest, possibly importing as much as two-thirds of its requirement by 2025. This rapidly expanding demand for oil may be caused, in part, by their exploding automobile industry and, in part, by an inability to meet their nuclear power plant construction targets. Regardless, the stakes are high and oil resources are limited. With increased global competition, the demand will rapidly outpace current production capabilities in the oil producing nations. Such increased competition is going to seriously impact the current debate between environmentalists and corporate America regarding drilling in the Arctic National Wildlife Refuge. And, in the end, the environmentalists may not like the outcome.

You can see that, with just a little tweaking, the preliminary thesis has taken on a sharper focus, one that will attract the attention of an audience that includes people on both sides of this divisive issue. It begins with a simple statement of fact supported by reasons that address the new "why" in the revised question. A very transparent conclusion suggesting the direction the research paper will take follows.

Considering the Scope of Your Thesis

Finally, consider the scope of your statement. There's still something a little bulky about the preliminary thesis. It's time to hone it down, narrow it to where the actual research won't be overwhelming. Here's a possibility:

Further Revised Preliminary Thesis Statement: China, currently the second largest consumer of petroleum products in the world, is poised to become the largest. Projections indicate that it will be importing as much as two-thirds of its nation's requirement by 2025. Regardless of the reasons for this-and there are many-global resources are limited as demand soars. With production capabilities in the oil producing nations maxed at current levels and increased competition from China to secure enough oil to sustain their economic growth, the current debate between environmentalists and corporate America over drilling in the Arctic National Wildlife Refuge is going to ratchet up a decibel or two. And the environmentalists are going to be hard-pressed to win the argument.

Converting Your Preliminary to a Final Thesis

Converting from a preliminary to a final thesis is the last step. You've come a long way. It's shorter, but still bulky. Let's set the first few sentences aside and tweak the last to see what happens.

Final Thesis Statement: With production capabilities in the oil producing nations maxed at their current levels, and increased competition from China to import that oil, the current debate between environmentalists and corporate America over drilling in the Arctic National Wildlife Refuge is going to ratchet up a decibel or two. And the environmentalists are going to be hard-pressed to win the argument.

An Even Better Final Thesis Statement: Environmentalists are likely to lose ground in the current debate over drilling in the Arctic National Wildlife Refuge as oil producing nations struggle to meet the increased demands of an emerging industrial China competing for limited supplies in the global oil market.

Okay. There you have it, a final thesis statement. The preliminary statement has been honed down and tightened up. And guess what? The sentences that were set aside, as well as all the others you have worked on during your revision, aren't a waste. They, or any combination of them, might make an excellent opening paragraph. You may want to include some version of your original research question, also. It's a great way to get started:

Plausible Opening Paragraph: China, currently the second largest consumer of petroleum products in the world, is poised to become the largest. Projections indicate that it will be importing as much as two-thirds of its nation's requirement by 2025. Regardless of the reasons for this-and there are many-global resources are limited as international demand soars. How will this affect the current debate between environmentalists and corporate America over drilling in the Arctic National Wildlife Refuge?

Palmquist, Mike & Peter Connor. (2008). Developing a Thesis Statement. Writing@CSU . Colorado State University. https://writing.colostate.edu/guides/guide.cfm?guideid=21

• Resources Home 🏠
• Try SciSpace Copilot
• Search research papers
• Add Copilot Extension
• Try AI Detector
• Try Paraphraser
• Try Citation Generator
• April Papers
• June Papers
• July Papers

What is a thesis | A Complete Guide with Examples

Table of Contents

A thesis is a comprehensive academic paper based on your original research that presents new findings, arguments, and ideas of your study. It’s typically submitted at the end of your master’s degree or as a capstone of your bachelor’s degree.

However, writing a thesis can be laborious, especially for beginners. From the initial challenge of pinpointing a compelling research topic to organizing and presenting findings, the process is filled with potential pitfalls.

Therefore, to help you, this guide talks about what is a thesis. Additionally, it offers revelations and methodologies to transform it from an overwhelming task to a manageable and rewarding academic milestone.

What is a thesis?

A thesis is an in-depth research study that identifies a particular topic of inquiry and presents a clear argument or perspective about that topic using evidence and logic.

Writing a thesis showcases your ability of critical thinking, gathering evidence, and making a compelling argument. Integral to these competencies is thorough research, which not only fortifies your propositions but also confers credibility to your entire study.

Furthermore, there's another phenomenon you might often confuse with the thesis: the ' working thesis .' However, they aren't similar and shouldn't be used interchangeably.

A working thesis, often referred to as a preliminary or tentative thesis, is an initial version of your thesis statement. It serves as a draft or a starting point that guides your research in its early stages.

As you research more and gather more evidence, your initial thesis (aka working thesis) might change. It's like a starting point that can be adjusted as you learn more. It's normal for your main topic to change a few times before you finalize it.

While a thesis identifies and provides an overarching argument, the key to clearly communicating the central point of that argument lies in writing a strong thesis statement.

What is a thesis statement?

A strong thesis statement (aka thesis sentence) is a concise summary of the main argument or claim of the paper. It serves as a critical anchor in any academic work, succinctly encapsulating the primary argument or main idea of the entire paper.

Typically found within the introductory section, a strong thesis statement acts as a roadmap of your thesis, directing readers through your arguments and findings. By delineating the core focus of your investigation, it offers readers an immediate understanding of the context and the gravity of your study.

Furthermore, an effectively crafted thesis statement can set forth the boundaries of your research, helping readers anticipate the specific areas of inquiry you are addressing.

Different types of thesis statements

A good thesis statement is clear, specific, and arguable. Therefore, it is necessary for you to choose the right type of thesis statement for your academic papers.

Thesis statements can be classified based on their purpose and structure. Here are the primary types of thesis statements:

Argumentative (or Persuasive) thesis statement

Purpose : To convince the reader of a particular stance or point of view by presenting evidence and formulating a compelling argument.

Example : Reducing plastic use in daily life is essential for environmental health.

Analytical thesis statement

Purpose : To break down an idea or issue into its components and evaluate it.

Example : By examining the long-term effects, social implications, and economic impact of climate change, it becomes evident that immediate global action is necessary.

Expository (or Descriptive) thesis statement

Purpose : To explain a topic or subject to the reader.

Example : The Great Depression, spanning the 1930s, was a severe worldwide economic downturn triggered by a stock market crash, bank failures, and reduced consumer spending.

Cause and effect thesis statement

Purpose : To demonstrate a cause and its resulting effect.

Example : Overuse of smartphones can lead to impaired sleep patterns, reduced face-to-face social interactions, and increased levels of anxiety.

Compare and contrast thesis statement

Purpose : To highlight similarities and differences between two subjects.

Example : "While both novels '1984' and 'Brave New World' delve into dystopian futures, they differ in their portrayal of individual freedom, societal control, and the role of technology."

When you write a thesis statement , it's important to ensure clarity and precision, so the reader immediately understands the central focus of your work.

What is the difference between a thesis and a thesis statement?

While both terms are frequently used interchangeably, they have distinct meanings.

A thesis refers to the entire research document, encompassing all its chapters and sections. In contrast, a thesis statement is a brief assertion that encapsulates the central argument of the research.

Here’s an in-depth differentiation table of a thesis and a thesis statement.

Now, to craft a compelling thesis, it's crucial to adhere to a specific structure. Let’s break down these essential components that make up a thesis structure

15 components of a thesis structure

Navigating a thesis can be daunting. However, understanding its structure can make the process more manageable.

Here are the key components or different sections of a thesis structure:

Your thesis begins with the title page. It's not just a formality but the gateway to your research.

Here, you'll prominently display the necessary information about you (the author) and your institutional details.

• Title of your thesis
• Your full name
• Your department
• Your institution and degree program
• Your submission date
• Your Supervisor's name (in some cases)
• Your Department or faculty (in some cases)
• Your University's logo (in some cases)
• Your Student ID (in some cases)

In a concise manner, you'll have to summarize the critical aspects of your research in typically no more than 200-300 words.

This includes the problem statement, methodology, key findings, and conclusions. For many, the abstract will determine if they delve deeper into your work, so ensure it's clear and compelling.

Acknowledgments

Research is rarely a solitary endeavor. In the acknowledgments section, you have the chance to express gratitude to those who've supported your journey.

This might include advisors, peers, institutions, or even personal sources of inspiration and support. It's a personal touch, reflecting the humanity behind the academic rigor.

Table of contents

A roadmap for your readers, the table of contents lists the chapters, sections, and subsections of your thesis.

By providing page numbers, you allow readers to navigate your work easily, jumping to sections that pique their interest.

List of figures and tables

Research often involves data, and presenting this data visually can enhance understanding. This section provides an organized listing of all figures and tables in your thesis.

It's a visual index, ensuring that readers can quickly locate and reference your graphical data.

Introduction

Here's where you introduce your research topic, articulate the research question or objective, and outline the significance of your study.

• Present the research topic : Clearly articulate the central theme or subject of your research.
• Background information : Ground your research topic, providing any necessary context or background information your readers might need to understand the significance of your study.
• Define the scope : Clearly delineate the boundaries of your research, indicating what will and won't be covered.
• Literature review : Introduce any relevant existing research on your topic, situating your work within the broader academic conversation and highlighting where your research fits in.
• State the research Question(s) or objective(s) : Clearly articulate the primary questions or objectives your research aims to address.
• Outline the study's structure : Give a brief overview of how the subsequent sections of your work will unfold, guiding your readers through the journey ahead.

The introduction should captivate your readers, making them eager to delve deeper into your research journey.

Literature review section

Your study correlates with existing research. Therefore, in the literature review section, you'll engage in a dialogue with existing knowledge, highlighting relevant studies, theories, and findings.

It's here that you identify gaps in the current knowledge, positioning your research as a bridge to new insights.

To streamline this process, consider leveraging AI tools. For example, the SciSpace literature review tool enables you to efficiently explore and delve into research papers, simplifying your literature review journey.

Methodology

In the research methodology section, you’ll detail the tools, techniques, and processes you employed to gather and analyze data. This section will inform the readers about how you approached your research questions and ensures the reproducibility of your study.

Here's a breakdown of what it should encompass:

• Research Design : Describe the overall structure and approach of your research. Are you conducting a qualitative study with in-depth interviews? Or is it a quantitative study using statistical analysis? Perhaps it's a mixed-methods approach?
• Data Collection : Detail the methods you used to gather data. This could include surveys, experiments, observations, interviews, archival research, etc. Mention where you sourced your data, the duration of data collection, and any tools or instruments used.
• Sampling : If applicable, explain how you selected participants or data sources for your study. Discuss the size of your sample and the rationale behind choosing it.
• Data Analysis : Describe the techniques and tools you used to process and analyze the data. This could range from statistical tests in quantitative research to thematic analysis in qualitative research.
• Validity and Reliability : Address the steps you took to ensure the validity and reliability of your findings to ensure that your results are both accurate and consistent.
• Ethical Considerations : Highlight any ethical issues related to your research and the measures you took to address them, including — informed consent, confidentiality, and data storage and protection measures.

Moreover, different research questions necessitate different types of methodologies. For instance:

• Experimental methodology : Often used in sciences, this involves a controlled experiment to discern causality.
• Qualitative methodology : Employed when exploring patterns or phenomena without numerical data. Methods can include interviews, focus groups, or content analysis.
• Quantitative methodology : Concerned with measurable data and often involves statistical analysis. Surveys and structured observations are common tools here.
• Mixed methods : As the name implies, this combines both qualitative and quantitative methodologies.

The Methodology section isn’t just about detailing the methods but also justifying why they were chosen. The appropriateness of the methods in addressing your research question can significantly impact the credibility of your findings.

Results (or Findings)

This section presents the outcomes of your research. It's crucial to note that the nature of your results may vary; they could be quantitative, qualitative, or a mix of both.

Quantitative results often present statistical data, showcasing measurable outcomes, and they benefit from tables, graphs, and figures to depict these data points.

Qualitative results , on the other hand, might delve into patterns, themes, or narratives derived from non-numerical data, such as interviews or observations.

Regardless of the nature of your results, clarity is essential. This section is purely about presenting the data without offering interpretations — that comes later in the discussion.

In the discussion section, the raw data transforms into valuable insights.

Start by revisiting your research question and contrast it with the findings. How do your results expand, constrict, or challenge current academic conversations?

Dive into the intricacies of the data, guiding the reader through its implications. Detail potential limitations transparently, signaling your awareness of the research's boundaries. This is where your academic voice should be resonant and confident.

Practical implications (Recommendation) section

Based on the insights derived from your research, this section provides actionable suggestions or proposed solutions.

Whether aimed at industry professionals or the general public, recommendations translate your academic findings into potential real-world actions. They help readers understand the practical implications of your work and how it can be applied to effect change or improvement in a given field.

When crafting recommendations, it's essential to ensure they're feasible and rooted in the evidence provided by your research. They shouldn't merely be aspirational but should offer a clear path forward, grounded in your findings.

The conclusion provides closure to your research narrative.

It's not merely a recap but a synthesis of your main findings and their broader implications. Reconnect with the research questions or hypotheses posited at the beginning, offering clear answers based on your findings.

Reflect on the broader contributions of your study, considering its impact on the academic community and potential real-world applications.

Lastly, the conclusion should leave your readers with a clear understanding of the value and impact of your study.

References (or Bibliography)

Every theory you've expounded upon, every data point you've cited, and every methodological precedent you've followed finds its acknowledgment here.

In references, it's crucial to ensure meticulous consistency in formatting, mirroring the specific guidelines of the chosen citation style .

Proper referencing helps to avoid plagiarism , gives credit to original ideas, and allows readers to explore topics of interest. Moreover, it situates your work within the continuum of academic knowledge.

To properly cite the sources used in the study, you can rely on online citation generator tools  to generate accurate citations!

Here’s more on how you can cite your sources.

Often, the depth of research produces a wealth of material that, while crucial, can make the core content of the thesis cumbersome. The appendix is where you mention extra information that supports your research but isn't central to the main text.

Whether it's raw datasets, detailed procedural methodologies, extended case studies, or any other ancillary material, the appendices ensure that these elements are archived for reference without breaking the main narrative's flow.

For thorough researchers and readers keen on meticulous details, the appendices provide a treasure trove of insights.

Glossary (optional)

In academics, specialized terminologies, and jargon are inevitable. However, not every reader is versed in every term.

The glossary, while optional, is a critical tool for accessibility. It's a bridge ensuring that even readers from outside the discipline can access, understand, and appreciate your work.

By defining complex terms and providing context, you're inviting a wider audience to engage with your research, enhancing its reach and impact.

Remember, while these components provide a structured framework, the essence of your thesis lies in the originality of your ideas, the rigor of your research, and the clarity of your presentation.

As you craft each section, keep your readers in mind, ensuring that your passion and dedication shine through every page.

Thesis examples

To further elucidate the concept of a thesis, here are illustrative examples from various fields:

Example 1 (History): Abolition, Africans, and Abstraction: the Influence of the ‘Noble Savage’ on British and French Antislavery Thought, 1787-1807 by Suchait Kahlon.

Example 2 (Climate Dynamics): Influence of external forcings on abrupt millennial-scale climate changes: a statistical modelling study by Takahito Mitsui · Michel Crucifix

Checklist for your thesis evaluation

Evaluating your thesis ensures that your research meets the standards of academia. Here's an elaborate checklist to guide you through this critical process.

Content and structure

• Is the thesis statement clear, concise, and debatable?
• Does the introduction provide sufficient background and context?
• Is the literature review comprehensive, relevant, and well-organized?
• Does the methodology section clearly describe and justify the research methods?
• Are the results/findings presented clearly and logically?
• Does the discussion interpret the results in light of the research question and existing literature?
• Is the conclusion summarizing the research and suggesting future directions or implications?

Clarity and coherence

• Is the writing clear and free of jargon?
• Are ideas and sections logically connected and flowing?
• Is there a clear narrative or argument throughout the thesis?

Research quality

• Is the research question significant and relevant?
• Are the research methods appropriate for the question?
• Is the sample size (if applicable) adequate?
• Are the data analysis techniques appropriate and correctly applied?
• Are potential biases or limitations addressed?

Originality and significance

• Does the thesis contribute new knowledge or insights to the field?
• Is the research grounded in existing literature while offering fresh perspectives?

Formatting and presentation

• Is the thesis formatted according to institutional guidelines?
• Are figures, tables, and charts clear, labeled, and referenced in the text?
• Is the bibliography or reference list complete and consistently formatted?
• Are appendices relevant and appropriately referenced in the main text?

Grammar and language

• Is the thesis free of grammatical and spelling errors?
• Is the language professional, consistent, and appropriate for an academic audience?
• Are quotations and paraphrased material correctly cited?

Feedback and revision

• Have you sought feedback from peers, advisors, or experts in the field?
• Have you addressed the feedback and made the necessary revisions?

Overall assessment

• Does the thesis as a whole feel cohesive and comprehensive?
• Would the thesis be understandable and valuable to someone in your field?

Ensure to use this checklist to leave no ground for doubt or missed information in your thesis.

After writing your thesis, the next step is to discuss and defend your findings verbally in front of a knowledgeable panel. You’ve to be well prepared as your professors may grade your presentation abilities.

Preparing your thesis defense

A thesis defense, also known as "defending the thesis," is the culmination of a scholar's research journey. It's the final frontier, where you’ll present their findings and face scrutiny from a panel of experts.

Typically, the defense involves a public presentation where you’ll have to outline your study, followed by a question-and-answer session with a committee of experts. This committee assesses the validity, originality, and significance of the research.

The defense serves as a rite of passage for scholars. It's an opportunity to showcase expertise, address criticisms, and refine arguments. A successful defense not only validates the research but also establishes your authority as a researcher in your field.

Here’s how you can effectively prepare for your thesis defense .

Now, having touched upon the process of defending a thesis, it's worth noting that scholarly work can take various forms, depending on academic and regional practices.

One such form, often paralleled with the thesis, is the 'dissertation.' But what differentiates the two?

Dissertation vs. Thesis

Often used interchangeably in casual discourse, they refer to distinct research projects undertaken at different levels of higher education.

To the uninitiated, understanding their meaning might be elusive. So, let's demystify these terms and delve into their core differences.

Here's a table differentiating between the two.

Wrapping up

From understanding the foundational concept of a thesis to navigating its various components, differentiating it from a dissertation, and recognizing the importance of proper citation — this guide covers it all.

As scholars and readers, understanding these nuances not only aids in academic pursuits but also fosters a deeper appreciation for the relentless quest for knowledge that drives academia.

It’s important to remember that every thesis is a testament to curiosity, dedication, and the indomitable spirit of discovery.

Good luck with your thesis writing!

Frequently Asked Questions

A thesis typically ranges between 40-80 pages, but its length can vary based on the research topic, institution guidelines, and level of study.

A PhD thesis usually spans 200-300 pages, though this can vary based on the discipline, complexity of the research, and institutional requirements.

To identify a thesis topic, consider current trends in your field, gaps in existing literature, personal interests, and discussions with advisors or mentors. Additionally, reviewing related journals and conference proceedings can provide insights into potential areas of exploration.

The conceptual framework is often situated in the literature review or theoretical framework section of a thesis. It helps set the stage by providing the context, defining key concepts, and explaining the relationships between variables.

A thesis statement should be concise, clear, and specific. It should state the main argument or point of your research. Start by pinpointing the central question or issue your research addresses, then condense that into a single statement, ensuring it reflects the essence of your paper.

You might also like

Cybersecurity in Higher Education: Safeguarding Students and Faculty Data

How To Write An Argumentative Essay

Beyond Google Scholar: Why SciSpace is the best alternative

• Langson Library
• Science Library
• Grunigen Medical Library
• Law Library
• Connect From Off-Campus
• Accessibility
• Gateway Study Center

Email this link

Thesis / dissertation formatting manual (2024).

• Filing Fees and Student Status
• Submission Process Overview
• Electronic Thesis Submission
• Paper Thesis Submission
• Formatting Overview
• Fonts/Typeface
• Pagination, Margins, Spacing
• Paper Thesis Formatting
• Preliminary Pages Overview
• Copyright Page
• Dedication Page
• Table of Contents
• List of Figures (etc.)
• Acknowledgements
• Text and References Overview
• Figures and Illustrations
• Using Your Own Previously Published Materials
• Using Copyrighted Materials by Another Author
• Open Access and Embargoes
• Copyright and Creative Commons
• Ordering Print (Bound) Copies
• Tutorials and Assistance
• FAQ This link opens in a new window

Preliminary Pages

The Preliminary Pages require very specific wording, spacing, and layout. Templates and sample pages are provided for your reference.

Only the pages listed below may be included as part of the Preliminary Pages section, and they must appear in this order. No other pages are permitted. All pages are required except the Dedication Page. Lists of Symbols, Tables, Figures, and Illustrations are only required if applicable to the content of your manuscript. 

Note : A Signature Page is NOT a valid part of your manuscript and is not included in the submission of your thesis or dissertation. Committee signatures are now included on the “Ph.D. Form II/Signature Page” or the “Master’s Thesis/Signature Page” that you submit to the Graduate Division. 

Preliminary Pages Order

• Title Page (no page number)
• Copyright Page (no page number)
• Dedication Page (optional, page number ii if included)
• Table of Contents  (if Dedication Page is included, Table of Contents is page iii. If no Dedication, Table of Contents is page ii)
• List(s) of Figures/Illustrations/Formulae/Terms/etc.  (required, if applicable. Each new list should begin on a new page)
• Acknowledgements  (alt. spelling: Acknowledgments)
• Vita  (PhD dissertations ONLY. Should not be more than 3 pages)

Pagination - Preliminary Pages

Preliminary Pages are numbered with lowercase Roman numerals.

• The Title Page is counted in determining the total number of pages in this section but is NOT numbered.
• The Copyright Page is not counted or numbered.
• Your first numbered page will either be your Dedication Page if you have one, or your Table of Contents if you do not have a Dedication Page.
• There is no page i in the manuscript. 
• The subsequent pages are then numbered consecutively with lowercase Roman numerals through the end of the Abstract.
• Dashes, periods, underlining, letter suffixes, other text (including last names), and other stylizations are not permitted before, after, or under your page numbers.
• << Previous: II. Preliminary Pages
• Next: Title Page >>
• Last Updated: Feb 20, 2024 2:09 PM
• URL: https://guides.lib.uci.edu/gradmanual

Off-campus? Please use the Software VPN and choose the group UCIFull to access licensed content. For more information, please Click here

Software VPN is not available for guests, so they may not have access to some content when connecting from off-campus.

The Graduate School

University information technology (uit), main navigation, formatting requirements: preliminary pages.

• Submission Procedure
• Policies for Theses and Dissertations
• Coauthored Theses and Dissertations
• Approval Requirements
• Publication Requirements

Copyright Page

Statement of thesis/dissertation approval, dedication, frontispiece, and epigraph, table of contents and list of figures/tables, acknowledgements.

• General Formatting Requirements
• Parts Composed of Related Chapters
• Headings and Subheadings
• Tables and Figures
• Footnote and Reference Citations
• Appendix or Appendices
• References or Selected Bibliography
• Documentation Styles
• Writing Styles
• Print Quality
• Accessibility in the PDF
• Electronic Version Submitted for Thesis Release
• Distribution of Theses and Dissertations
• Alternate Text
• Color Contrast
• Accessibility Issues in Table Construction
• Heading Space
• Double Space
• Single Space
• Previously Published, Accepted, and Submitted Articles as Chapters of a Dissertation
• Alternate Figure/Table Placement

Preliminary pages are, in order, the title page; copyright page; statement of thesis/dissertation approval; abstract; dedication (optional); frontispiece (optional); epigraph (optional); table of contents; lists of tables, figures, symbols, and abbreviations (necessary only in certain situations); and acknowledgments (optional). Table 2.1 lists all the possible preliminary sections in order and if they are required or not. 

The preliminary pages are counted in sequence (except the copyright page, which is neither counted nor numbered). Any page with a main heading on it (title page, abstract, table of contents, etc.) is counted, but no page number is typed on the page. Second pages to the abstract, table of contents, lists, and acknowledgments are numbered with lower case Roman numerals centered within the thesis margins and .5” from the bottom of the page. See the preliminary pages in this handbook for an example. 

Order of preliminary pages, indicating which are mandatory and where page numbers should be included.

Note : Page numbers in the preliminary pages appear centered on the bottom of the page in lower case Roman numerals. This differs from page numbers in the text, which appear on the top right of the page and use Arabic numerals.

SEE Sample Preliminary Pages

The title page is page i (Roman numeral) of the manuscript (page number not shown). 

The title of the thesis or dissertation is typed in all capital letters. The title should be placed in the same size and style of font as that used for major headings throughout the manuscript. If longer than 4 1/2 inches, the title should be double spaced and arranged so that it appears balanced on the page. The title should be a concise yet comprehensive description of the contents for cataloging and data retrieval purposes. Initials, abbreviations, acronyms, numerals, formulas, super/subscripts, and symbols should be used in the title with careful consideration of clarity and maximizing search results for future readers. Consult the manuscript editors if in doubt. 

The word “by” follows the title. The full legal name of the author as it appears in CIS follows after a double space. The name is not typed in all capital letters. These two lines of text are centered between the title and the statement described in the following paragraph. 

The statement “A thesis submitted to the faculty of The University of Utah in partial fulfillment of the requirements for the degree of” appears single spaced in the middle of the title page (see Figure 2.1). For doctoral candidates, the phrasing reads “A dissertation submitted. . . ” 

The appropriate degree follows the statement. The space between the statement and the degree should be the same size that is between the author’s name and the statement. In the event the name of the degree differs from the name of the department, e.g., Master of Science in Environmental Humanities, the words “Master of Science” are placed below the statement, followed by “in” and then the degree program; the lines of the degree name and program are double spaced (see Figure 2.2). Thus, a student receiving a doctorate in history need use only the words “Doctor of Philosophy.” A student receiving a doctorate in Geophysics must put “Doctor of Philosophy in Geophysics.” 

Below the degree field, the full name of the department is listed on the title page. “The University of Utah,” is listed a double space below the department name.

The date appears on the title page a double space below “The University of Utah.” Only the month and year appear, with no punctuation separating them. The month indicates the last month in the semester the degree is granted: fall semester, December; spring semester, May; summer semester, August. 

Again, the spaces below the title, the full legal name, the statement, and the degree should be of equal size. 

The second page is the copyright page, which is uncounted and unnumbered. A copyright notice appears in every copy of the thesis or dissertation. The notice, as illustrated in Figure 2.3, is centered within the side margins and the top and bottom margins of the page. 

Copyright © Student’s Full Legal Name 2022

All Rights Reserved 

There is a double space between the two lines. 

The statement of thesis/dissertation approval is page ii (Roman numeral) of the manuscript (page number not shown). This statement is prepared as shown in Figures 2.4 (for master’s students) and 2.5 (for doctoral students). 

The statement of thesis/dissertation approval signifies that the thesis or dissertation has been approved by the committee chair and a majority of the members of the committee and by the department chair and the dean of The Graduate School. The names of any committee members who did not approve or digitally sign the forms for the thesis or dissertation are not dated. The dates entered should match the date when you received notification that the committee member electronically signed the form. 

The full name of the student, as it appears on the title page and copyright page, must be used. 

As with the digital signature forms, full legal names of committee members must be listed. The full legal names of committee members and department chair or dean can be found on your CIS page under the Committee tab. Neither degrees nor titles should be listed with the names of faculty members. No signatures are required. 

Abstract Page

The abstract is page iii, unnumbered; if there is a second page, it is page iv, and a number appears on the page. The abstract is a concise, carefully composed summary of the contents of the thesis or dissertation. In the abstract, the author defines the problem, describes the research method or design, and reports the results and conclusions. No diagrams, illustrations, subheadings, or citations appear in the abstract. The abstract is limited to 350 words (approximately 1.5 double-spaced pages). A copy of the abstract of all doctoral candidates is published in Dissertation Abstracts International. The word ABSTRACT is placed 2 inches from the top of the page in all capital letters. Following a heading space, the abstract text begins, with the first line indented the same size space as for the paragraphs in the remainder of the manuscript. The text of the abstract must be double spaced. 

If a manuscript is written in a foreign language, the abstract is in the same language, but an English version (or translation) of the abstract must precede the foreign language abstract. The two abstracts are listed as one in the table of contents. The first page of each version is unnumbered but counted. If there is a second page to each version of the abstract, the page number (lower-case Roman numeral) is centered between the left and right margins and between the bottom of the page and the top of the bottom margin. 

The dedication is an optional entry; enumeration continues in sequence, but no page number appears on the page. It follows the abstract and precedes the table of contents. Often only one or two lines, it is centered within the top and bottom margins of the page and within the thesis margins. It is not labeled “Dedication” and is not listed in the table of contents. 

Frontispiece and Epigraph

These are infrequently used entries. The frontispiece is an illustration that alerts the reader to the major theme of the thesis or dissertation. An epigraph is a quotation of unusual aptness and relevance. 

Contents or Table of Contents

The table of contents follows the abstract (or dedication if one is used). The word CONTENTS (or TABLE OF CONTENTS) is placed 2 inches from the top of the page in all capital letters. Following a heading space, the table of contents begins. The table of contents, essentially an outline of the manuscript, lists the preliminary pages beginning with the abstract (page iii). It does not list a frontispiece, dedication, or epigraph if these are used, nor is the table of contents listed in the table of contents; these pages are, however, counted. The list of figures and list of tables, if used, are included (see the Table of Contents in this handbook for a sample using numbered chapters; see Figures 2.6, 2.7, and 2.8 for additional options). 

All chapters or main sections and all first-level subheadings of the manuscript are listed in the table of contents. No lower subheadings levels are to appear in the table of contents. Beginning page numbers of each chapter or section listed are lined up with each listing by a row of evenly spaced, aligned period leaders. The numbers, titles, and subheadings of chapters or sections used in the table of contents must agree exactly in wording and capitalization with the way they appear on the actual page. 

The table of contents reflects the relationship of the chapters and subheadings. Chapter titles appear in all capital letters, as do titles of appendices. First-level subheadings can be headline style or sentence style in capitalization. Subheadings are neither underlined nor italicized in the table of contents. If the table of contents continues to a second page, it begins 1 inch from the top of the page, and it is not labeled “Table of Contents Continued.” Main headings are followed by a double space in the table of contents; all subheadings are single spaced. The words “Chapters” and “Appendices” are used as referents only, printed above the list of entries. The word “Chapter” or “Appendix” is not repeated with each entry. 

List of Figures / List of Tables

The enumeration continues in sequence; no number appears on pages with main headings (those in all caps). A list of tables, a list of figures, a list of symbols, a list of abbreviations, or a glossary may be used. All lists follow the table of contents. The title is placed 2 inches from the top edge of the page in all capital letters: LIST OF TABLES. Following a heading space, the list begins. A list of tables or a list of figures is required if there are 5 to 25 entries. Lists with fewer than 5 entries or more than 25 are not included. It is not permissible to combine a list of tables and figures. The word “Table” or “Figure” is not repeated with each entry. 

As noted for entries in the table of contents, the listing of tables and figures must agree exactly in wording, capitalization, and punctuation with the table title or figure caption. (An exception to this rule occurs if the table title appears in all capital letters on the table itself; table titles in the list of tables are not typed in all capital letters.) Capitalization styles may not be mixed. In the case of long titles or captions, the first sentence must convey the essential description of the item. The first sentence alone then is used in the list. Long captions may not be summarized. 

The table or figure number begins at the left margin and is followed by the title or caption. The page on which each table or figure appears is at the right margin. As in the table of contents, the page numbers are lined up with each entry by a row of evenly spaced, aligned periods (period leaders). If a table or figure occupies more than one page, only the initial page number is listed. If the title or caption of a table or figure appears on a part-title page preceding the table or figure, the page number in the list refers to the number of the part-title page. 

If a list continues to a second page, the second page of text begins 1 inch from the top of the page. The second page is not labeled “List of Tables Continued” or “List of Figures Continued.” Individual entries are single-spaced with a double space between each entry. 

A list of symbols and abbreviations or a glossary does not replace defining terms, symbols, or abbreviations upon their first occurrence in the text. When introducing terms, always introduce terms upon their first usage in the document. 

The enumeration continues in sequence; no number appears on the first page. Acknowledgments are optional. If a preface is used, the acknowledgments are added to the end of the preface without a separate heading. The word ACKNOWLEDGMENTS is placed 2 inches from the top of the page in all capital letters. Following a heading space, the acknowledgments begin. The text of the acknowledgments must be double spaced. In the acknowledgments, students may wish to recognize special assistance from committee members, friends, or family members who may have helped in the research, writing, or technical aspects of the thesis or dissertation. Research funding, grants, and/or permission to reprint copyrighted materials should be acknowledged. Individuals employed to prepare the manuscript are not acknowledged. 

The enumeration continues in sequence; no number appears on the first page. This is an optional entry. The word PREFACE is placed 2 inches from the top of the page in all capital letters. Following a heading space, the preface begins. The text of the preface must be double spaced. A preface includes the reasons for undertaking the study, the methods and design of the researcher, and acknowledgments. Background data and historical or other information essential to the reader’s understanding of the subject are placed in the text as an introduction, not in the preface. Theses and dissertations generally do not contain a foreword (i.e., a statement about the work by someone other than the author). 

Assignment Planner

Step 5: Develop a Preliminary Thesis Statement

Coming up with a strong thesis is a process that takes time. You don't really have a finished thesis until you reach the end of your research investigation and conclude your argument. Once you have reached a balanced, informed perspective on your material, or come to the conclusion of your argument, you will have your thesis or claim. In order to get to this thesis, however, you will have to create a "working thesis" or preliminary thesis statement. The preliminary thesis will provide you with a strong focus that you can use when writing the response to your assignment.

Develop a Preliminary Thesis

Use your research question to launch your thesis.

Your thesis should provide an answer to your research question . Without a thesis, you will write an informative paper about your question rather than an argumentative paper that provides an answer.

Your research question may prompt you to identify a problem and pose a solution.

Example from a Second-Year Political Science Paper

Canada's current electoral system is flawed, undemocratic and divisive [Problem] . Reforming Canada's electoral system to a mixed-member proportional system with a five-percent threshold would make it more democratic, promote national unity, and increase civic interest in democracy [Response/ Argument/ Thesis] .

Note that this thesis statement includes two sentences:

• a claim (the problem)
• support for the claim (the response, made up of two parts: a solution and three reasons why the solution will address the problem)

Do not simply give a statement of intent or what you will try to do in the paper (e.g. "In this paper, I will analyze the reasons that Canada's electoral system is flawed and consider a possible solution."). This statement of intent may be a good initial response to the research question, but your thesis needs to present your conclusion, not how you got there.

Make Your Thesis an Arguable Statement

Your thesis must be debatable and cannot be a conclusion that simply describes an event or phenomenon or restates a commonly known fact.

Although questions can be used to good rhetorical effect in your introduction (and throughout your paper), your thesis should not be a question, but a statement of claim.

Demonstrate Independent Thinking

The point of the thesis is to show your thoughts on a topic. Although it can be intimidating to make a strong claim in writing — a claim that will be judged, and that you may be expected to defend personally — but it is also a particular benefit of academia that you are allowed and even encouraged to make strong claims based on solid reasoning, and that you will be lauded for doing so.

Pass the "So What?" Test

The reader will shrug and say "so what?" to an uninteresting thesis, so be sure your thesis makes a strong and notable point. Evaluate your thesis by asking yourself what the implications of your thesis are, e.g., "So what if a proportional electoral system were implemented in Canada? Would it matter?" Look at the sample thesis above: does it pass the "so what?" test?

Provide Details rather than Vague Assertions

Be clear about the approach you are going to take to support your thesis.

Consider including a "blueprint" or a "roadmap" of the major points you will make in your paper. Academic writing conventions require you to provide your reader with an outline of the argument you intend to make before you make it.

Thesis Statements: Beyond the Basics

You will keep revising your thesis statement as you go, making it increasingly specific and argumentative. See Step 9 for an example.

Writing Centre | Credits and Acknowledgments | Your thoughts on the Laurier Assignment Planner

The Research Project Calculator is a project funded jointly by MINITEX and MnLINK to develop Cool Tools for Minnesota secondary school students and their teachers. It is based on the original Assignment Calculator from the University of Minnesota Libraries .

Contact Us:

Skip to content. | Skip to navigation

Masterlinks

• About Hunter
• One Stop for Students
• Make a Gift
• Access the Student Guide
• Apply to Become a Peer Tutor
• Access the Faculty Guide
• Request a Classroom Visit
• Refer a Student to the Center
• Request a Classroom Workshop
• The Writing Process
• The Documented Essay/Research Paper
• Writing for English Courses
• Writing Across the Curriculum
• Grammar and Mechanics
• Business and Professional Writing
• CUNY TESTING
• | Workshops
• Research Information and Resources
• Evaluating Information Sources
• Writing Tools and References
• Reading Room
• Literary Resources
• ESL Resources for Students
• ESL Resources for Faculty
• Teaching and Learning
• | Contact Us

UNDERSTANDING A THESIS

A thesis is a substantial generalization that can stand by itself as the basis of an essay’s development. It is an assertion of what the writer believes is right or wrong and why, and it is a statement that can be either true or false.

A thesis clearly and concisely conveys the writer’s main argument in an essay, and it allows readers to clearly grasp the focus of the essay, which will be developed in the body of the essay.

A thesis needs to be unified—expressing one main idea—although it can, and often does, include secondary concepts as they relate to the main idea. The thesis statement should be broad enough and arguable enough to be worth defending in an essay.

A thesis statement usually evolves only after considerable reading, writing, and thinking has been done on your topic. You can begin the writing process of an essay with a preliminary or open thesis , move on to a tentative thesis or hypothesis , and finally arrive at your closed or final thesis . During your writing, you will become more secure in advancing your final thesis, which includes the fundamental reason(s) you have chosen to support your assertion.

STAGES OF THE THESIS STATEMENT

Stage I: Preliminary or Open Thesis

In the very early stages of your writing or research, or before you have begun to write, it is advantageous to formulate a preliminary or open thesis , which will state your general unifying idea but will not yet reflect how you intend to support that idea. Let’s say you are writing an essay on the relationship between the United States criminal court system and the media. You have read one article related to this topic, but you have not yet begun your research. Still, it is possible for you to arrive at a very basic and general opinion without going into detail, secondary topics, or supporting reason(s) for your assertion.

Broad Topic: The United States criminal court system and the media

Example of a Preliminary or Open Thesis: The media plays a very influential role in criminal court trials, perhaps too influential.

To assist you in formulating your preliminary or open thesis, ask basic “W” questions that are related to your topic: who, what, when, where, and why? This will help you determine your particular interests and a possible starting point for your essay or research.

Based on the topic above, the following list demonstrates the different kinds of questions that can be generated. Note how the order of questions goes from the more general to the more specific. It may be easier for you to begin with broader questions as they may lead you to more narrowed and focused questions.

• Why is the media involved in court cases?
• When did the media start reporting court cases?
• What is the media’s role in criminal court cases?
• What aspect of the media am I going to write about?
• What kind of criminal case is it?
• When did the case take place?
• Where did the case take place?
• Who were the people involved in the case?

If you are writing a research paper and you have come up with a long list of random questions, select three or four questions that hold the most interest for you. These questions will narrow your focus and help you to plan your research strategy.

Exercise A: Choose a topic, brainstorm for a few minutes, and come up with a basic list of questions. Then, write a preliminary or open thesis.

Stage II: Tentative Thesis or Hypothesis

A tentative thesis or hypothesis is more specific than the preliminary or open thesis, and it is particularly important for a research paper. After you have brainstormed, written a list of questions, arrived at an open thesis, and begun your research and reading, you will be prepared to write a focused question and then a tentative answer to this question. The tentative answer is your hypothesis because it represents what you predict you will be able to conclude.

Example of a Focused Question: Does media publicity in a criminal trial influence the verdict?

Example of a Tentative Thesis or Hypothesis as an Answer to a Focused Question: The media’s ubiquitous presence in courtroom trials has made it impossible to have a jury that is unbiased.

Exercise B: Continuing with your preliminary or open thesis from Exercise A, formulate a focused question and then answer that question with your tentative thesis or hypothesis.

Stage III: Closed or Final Thesis

If you make an assertion and include the reason or reasons which support your assertion, and it is broad enough in scope, yet specific enough to be unified and to serve as a substantial generalization of your essay, you have written a closed or final thesis statement. The evidence can take many forms: facts, opinions, anecdotes, statistics, analogies, etc., but the essential relationship between the thesis and the major points of support is one of conclusion to reason:

I believe this (thesis statement) to be true because... (provide the reasons to support your thesis) .

Remember: A thesis statement consists of at least one complete sentence; you cannot use a phrase or sentence fragment. Usually, the first sentence indicates the general thesis assertion, and additional sentences indicate the major support for this assertion. (An assertion is any statement that can be either true or false.) As readers, we may not know whether it is true or false or even have any way of determining whether it is true or false, but the logical response to an assertion is either, “Yes, I believe that to be true” or “No, I do not believe that to be true.” Some sentences do not make assertions. Commands, exclamations, intentions, obvious facts, and questions are considered sentences, but they do not make direct assertions and cannot be used as thesis statements.

Whether or not your thesis is preliminary or open, tentative, or closed and final, it should be considered flexible while you are still writing and doing research. Good writing results from a mixture of conviction and open-mindedness, no matter how diametrical these two qualities appear to be.

The following paragraph represents the introduction to an essay on the subject of “mail order companies” that discusses “deceptive sales techniques” referred to by the author as a form of “psychological harassment.” The closed or final thesis is highlighted in bold.

Mail order companies use deceptive sales techniques to lure potential buyers into purchasing their products. They mail documents that boldly declare: “You have just won 10,000,000” while a half page down in faint, minuscule print it reads: “...if you send in your form and order and you have the matching numbers.” This type of advertising and solicitation constitutes psychological harassment; it misleads consumers through a fallacious belief that if they buy, they will win, and it should be made illegal.

GUIDELINES FOR THESIS DEVELOPMENT

Thesis for a Single Source Essay

Many times you will be asked to respond in writing to a single text. Before you begin writing, you must be clear about the author’s intentions and what her/his own thesis is. A good way to do this is to make annotations while you are reading and after you are finished reading to briefly summarize the author’s main points. Also, make sure to separate your own ideas and opinions from those of your source. It would also be beneficial to decide whether you agree or disagree with what the author is saying. Then, you can begin the stages—as listed in this handout—of developing your thesis.

Thesis for a Comparative Essay

In a comparative essay, you will be required to formulate a thesis that encompasses two or more features that you will be comparing and analyzing. Therefore, you will be writing a thesis that looks at multiple perspectives, not necessarily leaning one way or the other, but bringing out a central comparative idea between or among the things, issues, authors, etc., that you choose as the focus of your essay. The following paragraph represents the introduction to an essay comparing the female protagonists from two works of fiction: Kate Chopin’s The Awakening and Charlotte Perkins Gillman’s The Yellow Wallpaper . The closed or final thesis is highlighted in bold.

In Kate Chopin’s book The Awakening and Charlotte Perkins Gillman’s novella The Yellow Wallpaper , the female protagonists veer from the collective mainstream of a patriarchal society because of their pronounced feelings of alienation, frustration, and emotional and creative repression within this social structure, marked by the subordination of women. Ultimately, both characters escape the narrow restraints of this early 20th century mentality either by suicide—as in The Awakening —or through insanity—as in The Yellow Wallpaper . However tragic this may appear on the surface, the implication of deliverance from their restricted environments is one of liberation and transgression from and of the dominant culture. In this way, the women’s actions are equally heroic.

Thesis for a Multiple Source Essay

Most of the guidelines of this handout specifically relate to writing a thesis for a multiple source essay. Remember, it is best to keep your thesis open while you are doing your research, and it is necessary to have a few possible narrow topics in mind before beginning intensive reading. Also, the questions that you formulate in the first stage of the thesis are important, as they will guide you in your research.

Thesis for a Biographical or Historical Research Paper

Biographical and historical topics have an immediate advantage: they can be defined and limited by space and time. Always try to select a specific point in time as the focus of your essay. As you narrow your topic and begin your reading, watch for your emerging thesis: a single clear impression of the person or event should be the controlling idea of your essay. Whether you are writing about a sequence of events, as in a battle, or a single event or issue affecting the life of a well-known person, you will still need both a thesis and a strategy to shape the direction of your essay.

Example [biographical profile]: Virginia Woolf Focus: Woolf’s education Focused Question: In what ways did Woolf receive her education? Tentative Thesis or Answer to a Focused Question: Virginia Woolf did not receive her academic education from a university because women were, in that provincial Victorian era, not deemed worthy of entering those so-called esteemed halls of academia. In lieu of any formal training, Woolf substantially and extraordinarily educated herself although it is true that her home environment was an academic one and she was given guidance from her father, Leslie Stephen, as well as other relatives.

Document Actions

• Public Safety
• Website Feedback
• Privacy Policy
• CUNY Tobacco Policy