Adult Education as a Pathway to Empowerment: Challenges and Possibilities

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  • Pepka Boyadjieva 8 &
  • Petya Ilieva-Trichkova 8  

Part of the book series: Palgrave Studies in Adult Education and Lifelong Learning ((PSAELL))

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This chapter develops a theoretical framework for conceptualising adult education’s role in individual empowerment using a capability approach perspective. It also provides empirical evidence on how adult education can contribute to individuals’ empowerment. Adult education is both a sphere of, and a factor for, empowerment. Empowerment through adult education is embedded in institutional structures and socio-cultural contexts and has both intrinsic and instrumental value; it is neither linear nor unproblematic. Adult education’s empowerment role is revealed in expanded agency; this enables individuals and social groups to gain power over their environment. Using quantitative and qualitative data, the chapter shows that participation in non-formal adult education can empower individuals, increasing their self-confidence, capacity to find employment, and to control their daily lives.

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Introduction

There has recently been growing research interest in going beyond the instrumental and economised understanding of adult and lifelong education and learning and focusing on its empowerment potential (Baily, 2011 ; Fleming & Finnegan, 2014 ; Fleming, 2016 ; Tett, 2018 ). Attempts have also been made to provide a more comprehensive view of the mission and roles adult education serves by revealing its substantial transformative power at both the individual and societal levels (Boyadjieva & Ilieva-Trichkova, 2021 ). In addition, policy documents have been published which not only acknowledge the complexity of adult educational goals and the contributions made to individual and societal development, but also explicitly emphasise the emancipatory role that lifelong learning can play. Thus, according to UNESCO’s Recommendation on Adult Learning and Education of 2015 (UNESCO, 2016 ), the objectives of adult learning and education are: ‘to equip people with the necessary capabilities to exercise and realise their rights and take control of their destinies… to develop the capacity of individuals to think critically and to act with autonomy and a sense of responsibility’, and to reinforce their capacity not only to adapt and deal with but also to ‘ shape the developments taking place in the economy and the world of work’ (art. 8 and 9, italics added). However, more research is needed in order to better conceptualise and empirically demonstrate the complexity of the empowerment potential and implementation of adult education in different socio-cultural contexts.

Against the above background, this chapter contributes to the discussion of the relationship between adult education and empowerment, thus further developing one of the main arguments of the present book: that there are multiple benefits to lifelong learning and adult education for individuals and societies, and they should not be restricted to delivering requisite skills to the workforce. It also enriches the understanding of the concept of bounded agency (Rubenson & Desjardins, 2009 ) by demonstrating, firstly, that the process of empowerment through adult education is not a linear or unproblematic one and, secondly, that only in some cases can the benefits from adult education lead to empowered agency. More concretely, the objective of this chapter is twofold. On the one hand, it seeks to outline a theoretical framework for conceptualising the role of adult education in individual empowerment from a capability approach perspective. On the other, it aims to provide some empirical evidence about how adult education can contribute to individuals’ empowerment. To that end, we argue that adult education is a distinct sphere of empowerment. At the individual level and from a capability approach perspective, empowerment in and through adult education is a process of expanding both agency and capabilities, enabling individuals to gain power over their environment as they strive for their own well-being and a just social order. As a process, empowerment is embedded in the available opportunity structures.

The chapter proceeds as follows. First, we present our conceptual framework by briefly reviewing different approaches towards the understanding of empowerment and highlighting ideas which are relevant to discussions on (adult) education. Then, we outline an empowerment perspective towards adult education within the theoretical framework of the capability approach. A description of the data (both quantitative and qualitative) and methods as well as a presentation of the results follow. Finally, these results are discussed in light of previous research, and some directions for future research and policy implications are outlined in the conclusion.

Theoretical Considerations

Empowerment as a contested concept.

Many studies—and Chap. 2 of this volume, as well—have emphasised that the notion of empowerment Footnote 1 is inherently complex and open to many interpretations, that there are internal contradictions in this concept, and that it remains under-theorised and contested (Samman & Santos, 2009 ; Monkman, 2011 ; Pruijt & Yerkes, 2014 ; Unterhalter, 2019 ). Some of the problems and confusion which prevent our understanding of empowerment arise from the fact that its ‘root-concept – power – is itself disputed’ (Rowlands, 1995 , p. 101).

Unterhalter ( 2019 , p. 86) traces the history of the use of the word empowerment back to the mid-seventeenth century, outlining that this historical detour highlights ‘that empowerment as a concept can be deployed in multiple ways’. The concept was later firmly established by radical social movements, especially women’s movements, and feminist theorists starting in the 1970s. It has mainly been used to delineate personal and collective actions for justice and the processes of participatory social change which challenge both existing power hierarchies and the relationship between inequality and exclusion (Batliwala, 1994 , 2010 ; Unterhalter, 2019 ). It has been argued that, over the last 30 years, the concept of empowerment has undergone some distortion, becoming ‘a trendy and widely used buzzword’ (Batliwala, 2010 , p. 111). Batliwala ( 2010 , pp. 114, 119) claims that the dominance of neo-liberal ideology has led to ‘the transition of empowerment out of the realm of societal and systemic change into the individual domain—from a noun signifying shifts in social power to a verb signalling individual power, achievement, status’. Some authors argue that empowerment in itself is ‘a disguised control device’, one ‘fraught with contradictions’ stemming from its essence as an asymmetrical relationship (e.g. Pruijt & Yerkes, 2014 , pp. 49–50). Empowerment is also viewed as a power relationship which remains, even when the will to empower is well-intentioned, ‘a strategy for constituting and regulating the political subjectivities of the “empowered”; and furthermore, “the object of empowerment is to act upon another’s interests and desires in order to conduct their actions toward an appropriate end”’ (Cruikshank, 1999 , p. 69). In a similar vein, Pruijt and Yerkes ( 2014 ) identify three challenges associated with empowerment as an asymmetrical relationship: level of control, programmed failure, and risk of stigmatisation. Thus, for example, they argue that ‘an empowerment frame can entice people to start on an impossible mission that can end with them blaming themselves for problems beyond their control’ and that often ‘those to be empowered are deemed to be lacking in autonomy or self-sufficiency’, which entails a risk of stigmatisation (Pruijt & Yerkes, 2014 , p. 51).

In a comprehensive review of works on empowerment, Ibrahim and Alkire ( 2007 ) systematise 29 understandings of the concept used in the period from 1991 to 2006. These definitions of empowerment differ in terms of the theoretical frameworks they have been elaborated in, the levels they refer to (individual and/or collective), and their scope (processes but also activities and outcomes). All of the above clearly demonstrates that empowerment—both as a concept and a practice—needs to be very carefully studied and re-thought based on fresh theoretical ideas, taking into account its specificity in different social spheres as well as socio-cultural and political contexts. It is very important to emphasise that ‘although different kinds of empowerment may be interconnected, empowerment is domain specific’ (Ibrahim & Alkire, 2007 , p. 383). This means that in order to be thoroughly understood, empowerment should be analysed in respect to different domains of life whilst acknowledging their specificity. Thus, for example, empowerment in education is not only related to empowerment at work or in public life but may also differ from them. Revealing this difference is a sine qua non for grasping its meaning and path towards accomplishment.

Theorising the Relationship Between Empowerment and Education

As Unterhalter ( 2019 , p. 75) acknowledges, ‘the relationship between empowerment and education is neither simple nor clear’. She concludes that education ‘can be positioned as an outcome of empowerment or as a process associated with its articulation’ (Unterhalter, 2019 , p. 80).

The diversity of theoretical approaches which could be applied towards an understanding of the relationship between empowerment and education is clearly evident in the special ‘Gender, education and empowerment’ issue of the journal Research in Comparative and International Education , published in 2011. Various authors there use Stromquist’s ( 1995 ) model of empowerment, which consists of four necessary components: cognitive, psychological, political, and economic. Still others try to reveal the three dimensions upon which Rowlands’s ( 1995 ) empowerment operates—the personal, where empowerment is about developing a sense of self and individual confidence and capacity; that of close relationships, where empowerment is about developing the ability to negotiate and influence the nature of those relationships and the decisions made within them; and the collective, where individuals work together to achieve more extensive impact than they could alone. The issue features articles based on Cattaneo and Chapman’s ( 2010 ) Empowerment Process Model, articulating empowerment as an iterative process whose components include personally meaningful and power-oriented goals, self-efficacy, knowledge, competence, and action, as well as Rocha’s model ( 1997 ), which presents the empowerment process as a ladder moving from individual to community. Furthermore, several authors have used the capability approach (Sen, 1999 ; Nussbaum, 2000 ). It is important to note that there are some crucial points regarding the relationship between empowerment and education which the studies in this issue agree upon: ‘education does not automatically or simplistically result in empowerment; empowerment is a process; it is not a linear process, direct or automatic; context matters; decontextualized numerical data, although useful in revealing patterns and trends, are inadequate for revealing the deeper and nuanced nature of empowerment processes; individual empowerment is not enough; collective engagement is also necessary; empowerment of girls and women is not just about them, but perforce involves boys and men in social change processes that implicate whole communities; it is important to consider education beyond formal schooling: informal interactional processes and multi-layered policy are also implicated’ (Monkman, 2011 , p. 10). Taking into account these outlined characteristics of the relationship between empowerment and education, we will try to delve further and present a more sophisticated understanding of this relationship within the framework of the capability approach.

The Capability Approach Towards the Relationship Between Empowerment and (Adult) Education

The capability approach is a social justice normative theoretical framework for conceptualising and evaluating phenomena such as inequalities, well-being, and human development. According to the capability approach, it is not so much the achieved outcomes (functionings) that matter; rather, one’s real opportunities (capabilities) determine whether those outcomes can be achieved. For Sen, capabilities are freedoms conceived as real opportunities (Sen, 1985 , 2009 ). More specifically, ‘capabilities as freedoms’ refer to the presence of valuable options—in the sense that opportunities do not exist only formally or legally but are also effectively available to the agent (Robeyns, 2013 ).

There are three strands of research relevant to any attempt at understanding the relationship between empowerment and (adult) education from a capability approach perspective. The first one discusses the meanings of empowerment by drawing on different concepts associated with the capability approach, but it does not reflect upon any possible connections between education and empowerment (e.g. Alsop et al., 2006 ; Ibrahim & Alkire, 2007 ; Samman & Santos, 2009 ). The second strand includes literature on education and empowerment, also often referring to the debate over capabilities and empowerment (e.g. Loots & Walker, 2015 ; Monkman, 2011 ). The third strand comprises studies which aim to reveal the heuristic potential of the capability notion in understanding the relationship between empowerment and education (e.g. DeJaeghere & Lee, 2011 ; Seeberg, 2011 ; Unterhalter, 2019 ).

Based on this literature, we define empowerment in and through (adult) education from a capability approach perspective as an expansion of both agency (process freedom) and capabilities (opportunity freedom). Empowerment and adult education have one characteristic in common: neither is a single act, but they are rather lifelong processes embedded in the available institutional structures and socio-cultural context. The empowerment role of (adult) education is purposeful and matters both intrinsically and instrumentally. Empowerment in and through (adult) education is closely related, but not identical, to agency enhancement. It is not only an expanded agency but one which has a clear goal—gaining control over an individual’s environment with the aim of improving their own well-being and that of society. The empowerment role of (adult) education has two sides: a subjective one, referring to an individual’s capability to gain control over the environment, and an objective one, reflecting the available opportunity structures.

Adult Education as a Sphere of Empowerment

Alsop et al. ( 2006 , p. 19) identify three domains, divided into different subdomains, in which empowerment can take place—the state (justice, politics, and public service delivery); the market (labour, goods, and private services); and society (intra-household and intra-community). We argue that (adult) education can be defined as a specific, complex subdomain of empowerment which functions at the intersection of all three domains: the state, the market, and society. (Adult) education can be a public service, but it is also a good—both private and public—which is firmly embedded in the dominant social hierarchies, institutional and cultural norms, community, and societal milieu.

In conceptualising (adult) education as a sphere of empowerment, we have drawn upon the heuristic potential of Sen’s concept of conversion factors and the crucial significance of context for agency within the capability approach (Sen, 1985 , 1999 ; Nussbaum, 2000 ). Conversion factors are defined as a range of factors influencing how a person can convert the characteristics of his/her available resources (initial conditions) into freedom or achievement. The empowering role of (adult) education depends on and is realised through the very way it is established and organised in a given society. That is why revealing and evaluating the empowerment role of adult education requires ‘understanding the contexts of learning, teaching, and education governance, considering whether the content of education encourages an individualistic or an inclusive and solidaristic sense of agency’, and looking ‘both at organisations and the norms that govern them’ (Unterhalter, 2019 , p. 93).

At first glance, it seems that the role of adult education (viewed as a sphere and an outcome) for the subjectivity and agency of individuals would be less pronounced in adult students than teenagers. However, this statement does not take into account essential changes in systemic-structural characteristics of contemporary societies or the individual’s role in shaping them. The societies of late modernity feature changes, turning from sporadic occurrences into a permanent fixture, in both their existence and the lives of individuals (Bauman, 1997 ). Changes in the main characteristics of these societies will inevitably generate significant changes in the way individuals relate to their own lives, models of personal realisation, and long-term plans. Such life plans and goals are becoming increasingly hard to pursue, and the paths taken by individuals do not often follow single projects but rather increasingly become a matter of self-building—wherein the goals at one stage of a person’s development may not necessarily accrue upon the goals of preceding stages, quite possibly taking a very different turn (Bauman, 2002 , pp. 433–434). Thus, throughout their lives, people are confronted with the need to (re)build their identity and subjectivity.

Adult Education as a Factor for Empowerment

Adult education can function as a factor for empowerment at three levels—individual, collective/group, and societal.

At an individual level, empowerment through adult education relates to its role in further developing individual capability sets, thus increasing their potential to make high-quality choices and allowing them the freedom to act. As already outlined, empowerment is not about expanding agency for any purposes or developing any capabilities—it is about developing capabilities that enable engagement in social change processes. Unterhalter ( 2019 , p. 80) argues that ‘the capability approach provides some important additional conceptual connections that help link empowerment more closely to ideas about social justice and an understanding of the institutional space in which this is to be achieved’. She also emphasises, ‘for Sen, agency (and by implication empowerment) is not mere self-interest, but an expression of a sense of fairness for oneself and due process for oneself and others’ (Unterhalter, 2019 , p. 91).

At a collective/group level, adult education can empower different social groups, especially vulnerable ones, by helping them to organise and express their interests and to achieve upward mobility.

At a societal level, empowerment through adult education reflects the role of education towards achieving important public goods—such as social equity, trust, and environmental conservation—and thus making the world a better place to live in. According to Sen ( 2009 , p. 249), development is ‘fundamentally an empowering process’, and one of its important aims is to preserve and enrich the environment. Education plays a crucial role in this empowering process, as ‘the spread of school education and improvements in its quality can make us more environmentally conscious’ (Ibid).

Intrinsic and Instrumental Value of the Empowerment Role of Adult Education

The capability approach requires looking beyond achievements and relating the real freedoms or opportunities an individual has to the ‘goals or values he or she regards as important’ (Sen, 1985 , p. 203). As far as adult education can have both intrinsic and instrumental value, its empowerment role also matters both intrinsically and instrumentally. Empowerment through adult education has intrinsic value: similarly to agency (Sen, 1985 ), it is the result of a ‘genuine choice’ made by a ‘responsible agent’, and as such, this is an important end in and of itself. Instrumentally, empowerment through adult education matters because it can serve as a means to develop other capabilities and achieve different outcomes.

The Role of Non-formal Adult Education for Increasing Individuals’ Agency Capacity: An Empirical Study

The next part of the chapter is empirically based and focuses only on two aspects of the very complex relationship between empowerment and adult education, outlined in the theoretical discussion. More concretely, we will analyse the influence of participation in non-formal adult education on the subjective side of the empowerment role of adult education, that is, on individuals’ capacity to act through increasing their self-confidence and capacity to control their daily life.

Data and Empirical Strategy

The empirical basis of our study is the Adult Education Survey Footnote 2 (AES) and some interviews. The Adult Education Survey, conducted via random sampling procedure, targets people aged 25 to 64 who live in private households. So far, this survey has been conducted three times: in 2007, 2011, and 2016. However, 2007 was the only year in which questions about attitudes towards learning were included. The number of countries participating in the 2007 Adult Education Survey was 29. However, data on attitudes are available for just 13 of those (Austria, Belgium, Bulgaria, Cyprus, Finland, Germany, Greece, Hungary, Latvia, Lithuania, Romania, Slovakia, and Slovenia). Depending on the variable of interest, this data could also be found for 14 (+Poland) or 15 countries (+Poland and the United Kingdom). For that reason, the following analysis is based on data for the above-listed countries. In terms of the overall quality of data, it is worth mentioning that the Synthesis Quality Report (Eurostat, 2010 ) evaluated the Adult Education Survey positively. Classification regarding education follows the International Standard Classification of Education (ISCED) revision of 1997.

In addition, some qualitative data from interviews with young adults involved in adult education programmes will also be presented. As there are only a limited number of interviews that were carried out within the Enliven project, we have used quotations from these interviews mainly to illustrate the results obtained based on qualitative data. The fieldwork was conducted on 28 May 2018 in a small city in Bulgaria. Seven in-depth interviews, based on a preliminary scenario, were conducted: five with participants from low-income households in the Roma ethnic community lacking education and work experience; one with a staff member running the programme (the school principal); and one with a representative at the level of the learning setting (a teacher).

We measured self-confidence via two indicators: ‘ Learning gives you more self-confidence’ and ‘ If you want to be successful at work, you need to keep improving your knowledge and skills’ . One indicator was used to measure the capacity to control one’s daily life: ‘ Education and training can help you manage your daily life’ . These indicators represent respondents’ subjective perceptions and make up our dependent variables, which we measured on a 5-point Likert scale from 1 (Fully agree) to 5 (Totally disagree). However, for the needs of our analysis, the scale for each dependent variable was dichotomized into two values: 1, which includes the answers ‘Agree’ and ‘Fully agree’, and 0, which includes the remaining three answer options.

We used multi-level modelling to analyse the three dependent variables. Given that our dependent variables are binary, we used two-level random intercept logistic models. We also used the xtlogit command in Stata 14. More specifically, we estimated three model specifications for each dependent variable. This was done in order to see whether the effects of the different variables changed when additional variables were included. Model 0 is our (unconditional) baseline model containing the intercept (constant) only. Model 1 includes our main independent variable—participation in non-formal education or training (NFET) in the previous 12 months (dummy ref.: no = 0, yes = 1). We also included the highest educational level (three categories, ref.: ISCED 0–2 = low, ISCED 3–4 = medium, and ISCED 5–6 = higher) because previous research has clearly shown that participation in adult education strongly depends on the level of educational attainment (Roosmaa & Saar, 2012 ; Boyadjieva & Ilieva-Trichkova, 2021 ). In Model 2, we included an interaction term between the highest educational level and participation in NFET in order to determine whether the effect of NFET on the three dependent variables differed according to adults’ educational levels. To account for differences in the composition of different groups of adults, all our specifications were made to control for: educational background (dummy ref.: 0 = no parents had higher education [low]; 1 = at least one parent had higher education [high]); gender (dummy ref.: 0 = male; 1 = female); and main activity (ref. employed; 1 = unemployed, or 2 = inactive).

Following Rabe-Hesketh and Skrondal ( 2012 ), we interpreted the odds ratios conditionally on the random intercepts of the models. The odds ratio is the number by which we multiplied the odds of agreeing with our three indicators for measuring self-confidence and control over everyday life for every single-unit increase in an independent variable, for example, participation in non-formal adult education. We interpreted an odds ratio greater than 1 as the increased odds of agreement with a certain statement along with the independent variable, whereas an odds ratio of less than 1 indicated decreased odds when the independent variable increased. Given that most of our independent variables are dummy and categorical, we compared the odds of each statement category with one which we chose as a reference.

How Learning Matters to Adults’ Agency Capacity

We begin with a look at the distribution of dependent variables in 13–15 European countries. Figure 7.1 shows the proportions of those agreeing with the three statements of interest. Overall, the majority of adults have a very positive attitude towards learning and they think that it gives them more confidence, regardless of their country of residence. The same is also true for the attitude that people who want to be successful need to keep improving their knowledge and skills—even to a slightly higher extent in almost all countries apart from Finland, Greece, Romania, and Slovenia. The majority of adults in all countries agreed that education and training could help them manage their daily life, although to a lesser extent compared to the previous two statements.

A radar chart illustrates data for 15 countries. The highest value, which is in the range between 90 and 100 is for the category, if you want to be successful at work, you need to keep improving your knowledge and skills.

Attitudes towards the benefits of learning of adults aged 25–64 (Percentages of those who agreed with the three statements of interest). (Source: AES 2007, own calculations, weighted data)

We now proceed to a more detailed discussion, based on multivariate analyses, of the three benefits of participation in non-formal adult education. Model 1 in Table 7.1 indicates that participation in NFET was positively associated with adults’ perceptions that learning provides more confidence . More specifically, the odds of agreeing with this statement are about 1.7 times greater for adults who had participated in NFET in the previous 12 months than for those who had not taken part in such an activity. There are also clear differences between adults according to educational level. The higher their attainment of education, the higher the conditional odds were of agreeing that learning gives you more self-confidence. The estimates in Model 2 are consistent with those from Model 1, and we could still observe the positive link between higher educational attainment and participation in NFET in the last 12 months and adults’ attitudes that learning provides more confidence. It is important to emphasise that the influence of NFET on this attitude differed among adults with varying levels of education. Namely, this influence was less pronounced among those with medium and higher education levels than those with lower levels of education. More specifically, having participated in NFET is significantly associated with relatively lower conditional odds of agreeing that learning provides more confidence among adults with medium and higher educational levels.

We carried out interviews with young adults who were illiterate or had completed only primary education. Those who had passed literacy programmes felt more satisfied, independent and confident:

Interviewer: ‘How do you feel now? Do you have a higher level of self-confidence?’

Respondent: ‘Yes, I feel good about it. Even when they evaluated me, I felt really happy.’ [BG2_P5_108]

Respondent: ‘It was really pleasant. I actually liked it. I’m satisfied.’ [BG2_P1_147–148]

The interviews with other young adults with lower literacy rates also confirmed that their decisions to be involved in adult education had been informed by a desire for their capabilities as human beings to be recognised and to develop their own abilities in order to improve self-identity and contribute to the flourishing of others.

Participation in NFET also demonstrated a positive link with adults’ likelihood to agree that in order to be successful at work, you need to keep improving your knowledge and skills . More specifically, Model 1 in Table 7.2 indicates that the conditional odds of agreeing with this statement were about 2 times greater for adults who had participated in NFET in the previous 12 months than for those who had not taken part in such an activity. It also shows that there are clear differences between adults, depending on their educational levels, in terms of attitudes about whether the constant improvement of knowledge and skills is important for success at work. The higher the educational level, the higher the odds were of agreeing that people’s improvement of knowledge and skills was a prerequisite for success at work, given the other covariates. The estimates in Model 2 are fairly consistent with those in Model 1—an interaction term was added between the highest educational attainment and participation in NFET. Our analysis shows that having participated in NFET was significantly associated with relatively lower conditional odds of agreeing that ‘If you want to be successful at work, you need to keep improving your knowledge and skills’ among young adults with medium and higher levels of education.

The positive association between participation in NFET and the importance given to improving knowledge and skills as a prerequisite for success at work is furthermore clearly visible in the following quotations from our interviews with young adults:

Interviewer: ‘How has participating in the programme changed your life?’

Respondent: ‘What’s changed, really, is that now I know more and things are clearer to me… And I want to continue studying… I’d really like to get a license for a car – a driver’s licence. I’d feel a little better at least having my diploma. Everyone thinks they can go out and find a job, no problem. It’s not such a big deal after all, completing 7th grade, but every place wants a diploma now.’ [BG2_P1_129–139]

Respondent: ‘Nothing happens without an education.’ [BG2_P2_42]

Participation in NFET also had a positive influence on the likelihood adults to agree that education and training can help you manage your daily life holding all other variables constant. More specifically, Model 1 in Table 7.3 shows that the odds of agreeing with this statement were about 1.4 times greater for adults who had participated in NFET in the previous 12 months than for those who had not taken part in such an activity. There are also clear differences among adults, depending on their educational levels, in terms of their degree of agreement that education and training help them to manage their daily lives. The higher the educational attainment, the higher the odds were of agreeing that education and training could help one to manage their daily life. The estimates in Model 2 are consistent with those from Model 1, and we can still observe the positive association between formal education and participation in NFET in the last 12 months and the attitudes about the role of education and training in managing one’s daily life—we added an interaction term between the highest educational level and participation in formal and NFET. In a similar way to the other two dependent variables, the results here show that the influence of NFET varies among adults with different levels of education. So, it follows that this influence was lower among those with medium and higher education levels than among those with low levels of education.

The positive association between participating in NFET and beliefs that education and training could help one to manage their daily life is further illustrated here:

Interviewer: ‘Did you volunteer for the programme?’

Respondent: ‘Yes, voluntarily, because they didn’t want to hire me because I am illiterate. And also [because I want] to be literate, not to be cheated with the bills, to understand numbers, to understand what is written.’ [BG2_P5_38–44]

Interviewer: ‘What motivated you to participate in the programme?’

Respondent: ‘I want to get my driver’s license, since I have a small child who’s starting kindergarten, then school. I think we’ll have to travel a long way away because we’re from the ghetto. I’d still like for my kid to learn in Bulgarian.’ [BG2_P3_91–93]

The Need to Rethink Adult Education Policies

The present chapter enriches the critical perspective adopted by this book and the Enliven project by outlining a theoretical framework for conceptualising the role of adult education for individuals’ empowerment from a capability approach perspective. The study contains both theoretical and methodological contributions. At the theoretical level, it argues that adult education should be regarded as both a sphere of and a factor for empowerment. Empowerment through adult education is embedded in the available institutional structures and socio-cultural context, and it matters both intrinsically and instrumentally. The empowerment role of adult education is revealed through agency expansion, which enables individuals and social groups to gain power over their environment in their striving towards individual and societal well-being. At the methodological level, to the best of our knowledge, this chapter offers the first attempt to investigate the importance of adult education in empowerment by using quantitative data from a large-scale international survey. Our analyses show that participation in non-formal adult education is viewed as a means for empowering individuals through increasing their self-confidence and their capacity to find a job and to control their daily life.

Despite wide-ranging criticism, adult education policies have recently been dominated by vocationalisation, instrumental epistemology (Bagnall & Hodge, 2018 ), and the prioritisation of ‘learning as performance over the holistic educational formation of a person’ (Seddon, 2018 , p. 111). The empowerment perspective helps to reveal one very often overlooked part of these narrow, deficient aspects of contemporary adult education policies. We are referring to the often neglected role of adult education in the formation of individual agency, self-confidence, and capacity to control one’s environment.

This chapter has shown that the relationship between empowerment and adult education policies and practices should be regarded as a complex field of study. There is a need for future in-depth inquiries into a number of theoretical and methodological issues, including: (i) how the empowerment role of adult education differs in various socio-economic contexts and how to explain transnational differences; (ii) which dominant cultural norms in different countries impede parity of participation in adult education and its empowerment role; (iii) how the empowerment role of adult education is manifested in formal and non-formal adult education; (iv) how to develop policies aimed at enhancing the role of adult education in the formation of individual agency, self-esteem, and self-confidence; (v) how to produce reliable data in order to study the relationship between empowerment and adult education; (vi) what kinds of methodological instruments may be needed to reveal different aspects of the relationship between empowerment and adult education; and vii) what kinds of objective indicators could be used for measuring the empowerment role of adult education.

Tett ( 2018 , p. 362) mentions that in the league tables produced by international organisations such as the Programme for International Student Assessment (PISA) and the Programme for the International Assessment of Adult Competences (PIAAC), ‘attention is paid only to economic (or redistributive) aspects of inequality and both the cultural (or recognitive) aspects and also the participative (or representative) are ignored’. This conclusion can be extended to the Adult Education Survey, as well. In fact, the 2007 pilot Adult Education Survey survey included a special section on ‘Attitude towards learning’ that was comprised of eight questions. Footnote 3 Unfortunately, these and a number of other attitudinal questions were left out of the subsequent surveys conducted in 2011 and 2016.

Our analysis has demonstrated that the empowerment effect of adult education is greater among learners with low educational levels than it is among those with medium and higher educational levels. This means that in order to truly be sensitive towards vulnerable groups, adult education policies have to more seriously consider the varying roles adult education can play in the empowerment of people from different social backgrounds.

‘To “empower” as a neologism was first used in the mid-seventeenth century in England in the context of the Civil War… the first uses of the term in 1641, 1643, and 1655 all refer generally to men being “empowered” by the law or a supreme authority to do certain things’ (Unterhalter, 2019 , p. 80).

This chapter uses data from Eurostat, AES, 2007, obtained for the needs of Research Project Proposal 124/2016-LFS-AES-CVTS-CSIS. The responsibility for all conclusions drawn from the data lies entirely with the authors.

More specifically, adults were asked if they agreed or disagreed with the following statements: ‘People who continue to learn as adults are more likely to avoid unemployment’; ‘If you want to be successful at work, you need to keep improving your knowledge and skills’; ‘Employers should be responsible for the training of their employees’; ‘The skills you need to do a job can’t be learned in the classroom’; ‘Education and training can help you manage your daily life better’; ‘Learning new things is fun’; ‘Learning gives you more self-confidence’; & ‘Individuals should be prepared to pay something for their adult learning’.

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Boyadjieva, P., Ilieva-Trichkova, P. (2023). Adult Education as a Pathway to Empowerment: Challenges and Possibilities. In: Holford, J., Boyadjieva, P., Clancy, S., Hefler, G., Studená, I. (eds) Lifelong Learning, Young Adults and the Challenges of Disadvantage in Europe. Palgrave Studies in Adult Education and Lifelong Learning. Palgrave Macmillan, Cham. https://doi.org/10.1007/978-3-031-14109-6_7

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Understanding Adult Literacy in the U. S.

Research indicates that there continues to be a need for Federal investment in adult education programs, in part because of data suggesting that the United States is losing ground to many of its economic competitors as measured by the employment-related skills of working-age adults. 

The  Program for the International Assessment of Adult Competencies  (PIAAC), also known as the Survey of Adult Skills, is a cyclical, large-scale international study that was developed under the auspices of the  Organization for Economic Cooperation and Development  (OECD). PIAAC is a direct household assessment designed to assess and compare the basic skills and competencies of adults around the world. The assessment focuses on cognitive and workplace skills needed for successful participation in 21st-century society and the global economy.  In the U.S., PIAAC is funded and led by the  National Center for Education Statistics (NCES)  of the U.S. Department of Education. 

The  PIAAC Gateway  provides access to U.S. and international resources on PIAAC. The Gateway includes information and resources for researchers, practitioners, program managers, policy makers, and more. 

PIAAC Cycle 1 (2012-2017) included three rounds of data collection in the U.S., each conducted in 2012, 2014, and 2017. From these rounds of data collection, NCES developed the interactive  U.S. PIAAC Skills Map: State and County Indicators of Adult Literacy and Numeracy , an online mapping tool with estimates of adults' literacy and numeracy skills for all U.S. states and counties. More information on the state and county estimates can be found  here . 

PIAAC Cycle 2 (2022-2029) includes two rounds of data collection in the U.S., each being conducted in 2022-2023, and 2024-2029. There are several differences between PIAAC Cycle 1 and Cycle 2. PIAAC Cycle 2 continues the direct assessment of literacy, numeracy, and includes a new domain called adaptive problem solving. The U.S. PIAAC assessment has had a new section added to collect data on the financial literacy of the adult population. In addition to the reading components, PIAAC Cycle 2 includes component measures of numeracy. In PIAAC Cycle 2, the direct assessment is conducted on a tablet platform. 

To learn more about the NCES PIAAC Schedule and Plans page, click  here . 

To learn more about the 43 million U. S. adults with low literacy skills and the 74 million adults with low numeracy skills, click  here .

To learn more about PIAAC and see Frequently Asked Questions, click  here . 

To learn more about the U.S. Prison Study data collection, click  here . 

Ongoing and Completed Research

The  Office of Career, Technical, and Adult Education  (OCTAE) at the U.S. Department of Education uses national leadership funds from section 242 of AEFLA to conduct rigorous research and evaluation. OCTAE is currently collaborating with the  Institute of Education Sciences   on a national assessment of adult education that is examining both the implementation of adult education policies and programs and the effectiveness of adult education strategies.   

  • Linking Adult Education to Workforce Development in 2018-19: Early Implementation of the Workforce Innovation and Opportunity Act at the Local Level   – Many adults need help with basic skills like reading, writing, mathematics, and English proficiency to succeed in the American workforce. Congress has long provided resources to help individuals address these educational challenges, most recently through Title II of the Workforce Innovation and Opportunity Act of 2014. But WIOA includes new requirements and incentives to strengthen the link between adult education and the overall workforce development system, to move adults into and along a career pathway. This report examines the extent to which local adult education providers' instructional approaches and coordination with other agencies reflect this link, highlighting the challenges providers experience in collecting related performance data.
  • National Study of the Implementation of Adult Education Under the Workforce Innovation and Opportunity Act: Compendium of Survey Results from 2018-2019   – This report provides data tables from a survey of State directors and approximately 1,600 local providers of adult education in the 50 States and the District of Columbia. It also includes analyses of provider-level data obtained by states for the National Reporting System. These data include information on the types of organizations providing adult education services and on enrollment in each type of program offered. The data present a snapshot of implementation under the Workforce Innovation and Opportunity Act during the 2018-2019 program year.
  • Second, the Connecting Adults to Success (CATS) Study  seeks to expand evidence on how to support learners in their career pathways Workforce Innovation and Opportunity Act encourages State agencies and local providers to find ways to facilitate postsecondary enrollment, credential attainment, and higher earnings for the nearly one million learners who participate in adult education programs. One promising approach is providing these learners with career navigators, namely staff whose dedicated role is to advise learners in career and college planning and to help them address challenges as they follow through on their plans. Navigators can be a significant expense for adult education providers, but the staff often receive little training despite their diverse backgrounds and thus may not be equipped with the knowledge and skills needed to effectively guide learners. This study is testing whether providing a promising model of training to navigators leads to improvements in learner outcomes.

The  What Works Clearinghouse  (WWC) at the Institute of Education Sciences reviewed the research on Washington State’s  Integrated Basic Education Skills and Training  (I-BEST)  program and its impacts on community college students. Based on the research, the WWC found that  I-BEST  has positive effects on industry-recognized credential, certificate, or license completion; potentially positive effects on short-term employment; potentially positive effects on short-term earnings; and no discernible effects on credit accumulation. Read the  full report  and learn more about the studies that contributed to this rating.

Examples of other IES reviews and guides:  

  • Here is the LINCS Resource Collection Profile as well:  https://lincs.ed.gov/professional-development/resource-collections/profile-8821
  • Here is the LINCS Resource Collection Profile as well:  https://lincs.ed.gov/professional-development/resource-collections/profile-8823

Additionally, the  Institute of Education Sciences  also supports field-initiated research to help understand and improve the ability of the adult education system to provide services. The researchers mentioned below have been conducting various research projects in partnership with adult education providers, primarily through the National Center for Education Research . 

Examples of IES supported field-initiated projects and partnerships: 

  • The  CREATE Adult Skills Research Network , comprised of six research teams and a network lead are focusing on technology-supported  professional development ,  new assessment tools , and instruction in  English language and civics instruction ,  numeracy ,  writing , and  reading . 
  • The  Georgia Partnership for Adult Education and Research (GPAER) , is a collaboration among researchers at Georgia State University and leadership at the Georgia Office of Adult Education to help understand adult literacy programs across the state.
  • Using Process Data to Characterize Response Profiles and Test-Taking Behaviors of Low-Skilled Adult Responders on PIAAC Literacy and Numeracy Items  is using PIAAC data to understand how adults with low basic skills (literacy and numeracy) interact with digital assessments and to determine the roles of low basic skills, fluency with digital tools, and assessment design on performance. 
  • The  Center for the Study of Adult Literacy (CSAL) , developed a curriculum and technology for adults reading between the 3rd- and 8th-grade levels. 
  • The  Career Pathways Programming for Lower-Skilled Adults and Immigrants  conducted mixed-methods research in partnership with Chicago, Houston, and Miami to helped each city understand what types of career pathways adult education programs were offering and who was participating in such programing.
  • The  New York State Literacy Zone Researcher-Practitioner Partnership  focused on improving the ability of case managers to help adult learners leverage wrap-around services and access and succeed in adult education and training programs.
  • The  Study of Effects of Transition Planning Process (TPP) on Adult Basic Skills Learners' GED® Attainment and Enrollment in Postsecondary Education , which was a partnership between Abt Associates and Oregon Higher Education Coordinating Commission, Office of Community Colleges and Workforce Development that aimed to evaluate the efficacy of the use of the Oregon Transition Planning Process, a text-messaging supplement to adult basic skills advising activities designed to help students complete their GED® credential and enroll in postsecondary courses. 

Additional items of information:

  • To learn more about funding opportunities through NCER’s standing topic area,  Postsecondary and Adult Education , calling for additional research relevant to adult education, click  here . 
  • To find additional IES publications relevant to adult learners, click  here . 

Literacy Information and Communication System (LINCS)

The Literacy Information and Communication System (LINCS) is a national leadership initiative of the U.S. Department of Education, Office of Career, Technical, and Adult Education (OCTAE) to expand evidence-based practice in the field of adult education. 

LINCS demonstrates OCTAE's commitment to delivering high-quality, on-demand educational opportunities to practitioners of adult education, so those practitioners can help adult learners successfully transition to postsecondary education and 21st century jobs. 

One of five components of LINC S, the LINCS Resource Collection,  provides online access to freely-available high-quality, evidence-based, vetted materials to help adult education practitioners and state and local staff improve programs, services, instruction, and teacher quality. Spanning 13 topic areas, the collection includes research articles and briefs.

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Adults With Special Educational Needs Participating in Interactive Learning Environments in Adult Education: Educational, Social, and Personal Improvements. A Case Study

Javier díez-palomar.

1 Department of Linguistic and Literary Education and Teaching and Learning of Experimental Sciences and Mathematics, Universitat de Barcelona, Barcelona, Spain

María del Socorro Ocampo Castillo

2 Instituto de Mediación Pedagógica, Mexico City, Mexico

Ariadna Munté Pascual

3 Social Work Training and Research Section, Universitat de Barcelona, Barcelona, Spain

Esther Oliver

4 Department of Sociology, Universitat de Barcelona, Barcelona, Spain

Associated Data

The raw data supporting the conclusions of this article will be made available by the authors, without undue reservation.

Previous scientific contributions show that interactive learning environments have contributed to promoting learners' learning and development, as interaction and dialogue are key components of learning. When it comes to students with special needs, increasing evidence has demonstrated learning improvements through interaction and dialogue. However, most research focuses on children's education, and there is less evidence of how these learning environments can promote inclusion in adult learners with SEN. This article is addressed to analyse a case study of an interactive learning environment shared by adults with and without special needs. This case shows several improvements identified by adult learners with special needs participating in this study. Based on a documental analysis and a qualitative study, this study analyses a context of participatory and dialogic adult education. From the analysis undertaken, the main results highlight some improvements identified in the lives of these adult women and men with SEN, covering educational improvements, increased feeling of social inclusion, and enhanced well-being.

Introduction

The World Health Organisation estimates that more than one billion people live with some form of disability (WHO, 2020 ), corresponding to ~15% of the world's population. It states that 3.8% of people aged 15 years and older have significant functioning difficulties and require assistance from various services. Furthermore, according to UNESCO, people with disabilities are more likely to be out of school or drop out of school before completing primary or secondary education (UNESCO UIL | UNESCO Institute for Lifelong Learning UIS, 2017 ).

According to UNESCO ( 2019 ), adults with disabilities are considered one of the most vulnerable groups in society. The limited possibilities to attend or complete school as children led to low literacy capacity as adults and overall educational achievement, which negatively influences their participation in further education following the Mathew Effect, which states that those with more education get more. Those with less education get little or nothing. Adults living with disabilities are increasingly being a target group for adult learning and teaching in different countries. However, they are still poorly visible and continue facing barriers in accessing adult learning and education.

To achieve the fourth goal of the Sustainable Development Goals (UN, 2015 ) (ensuring inclusive, equitable and quality education and promoting lifelong learning opportunities), it is necessary to investigate which educational actions serve this purpose, in which contexts they occur, and the role that adult education can have in it.

In this article, “adult education” is used in a sense given to it by the international scientific community at CONFINTEA V (UNESCO, 1997 ), as it can be read in the Hamburg Declaration . The impact of the fifth Conférence Internationale sur l'Education des Adultes (CONFINTEA V) held in this German city in 1997 in the definition of EU policies on adult education and lifelong learning is relevant to mention. In the Hamburg event (1997) many debates were held about the role of adult education in a changing environment, being adult learning understood as an integral part of lifelong learning. Learners were conceptualised as subjects (not objects) of their learning processes and adult education was connected to community learning and to dialogue between cultures. Adult education was related to social and economic development struggles, to justice and equality, being a potential way for individual empowerment and social transformation (Oliver, 2010 ). CONFINTEA VI (2009) continued being a relevant platform to further dialogue about formal and non-formal adult learning policies at the international level, establishing ambitious goals and urging to real actions towards advancing to favour that adults enjoy their human right of lifelong learning. In the next future, CONFINTEA VII (2022) will continue this line contributing to the analysis of efficient learning and adult education policies from the lifelong learning perspectives, taking into account the Sustainable Development Goals from the United Nations (UNESCO). Thus, this understanding of adult education is also related to the idea of democracy, social justice and solidarity that some communities are promoting to enhance the learning opportunities for all students (Vanegas et al., 2019 ).

In that sense, adult education encompasses formal, non-formal and the whole range of informal and occasional learning in multicultural societies. This concept includes diverse learning spaces, among others: home, school, community and workplace.

Key historical and political milestones influence the development of the adult education in Europe.

The White Paper in Education (European Commission, 1995 ) represented a relevant moment in the understanding of the advancement of Adult Education policies in the European Union. It signified the promotion of education and training in Europe in a context of technological and economic change, proposing objectives to guarantee a high-quality education for all. Specific EC action programs, such as the Socrates programme with a section of adult education, were an important milestone in this context, followed by the Grundtvig action, focused on adult education and other educational pathways to promote lifelong learning with a European dimension.

In 2001, the European Ministers of Education defined the main goals to be achieved, including improving the quality and effectiveness of educational and training systems. At that moment, it was already recognised that people with more difficulties to be engaged in lifelong learning processes had a greater risk of suffering social exclusion (Council of the European Union, 2001 ). This implied efforts to promote social inclusion in AE, to overcome barriers and favour more significant access to different educational and training systems for all. The case analysed in this article is also addressed to show how several of these barriers can be overcome through a concrete interactive learning environment in the case of the adult learners participating in the study.

Similarly, in line to favour lifelong learning strategies across Europe, the Memorandum on Lifelong Learning (Commission of the European Communities, 2000 ) launched a consultation process across Europe to identify strategies and ways to foster lifelong learning opportunities for all. Lifelong learning was considered an umbrella for a wide diversity of learning processes, from pre-school to post-retirement, including informal and non-formal learning. From this process of consultation, the establishment of a European area of Lifelong Learning was proposed. It was thought to create a common frame in Europe to facilitate mobility and more coherent use of the existing resources towards lifelong learning, promoting the centrality of the learner within the learning process, equal opportunities and the quality and relevance of learning opportunities (Commission of the European Communities, 2001 ). Relevant stress for analysing learning needs more precisely and to respond to the needs of diverse social groups was identified. In 2006, for example, the EC Communication It is never too late to learn (Commission of the European Communities, 2006 ) encouraged the Member States to increase and consolidate lifelong learning opportunities for adults and make them accessible. This article responds to the need to provide scientific evidence on the improvements of a concrete interactive learning environment in specific learning and personal trajectories of adults with special needs. Since the Council Resolution on a renewed European agenda for adult learning (Council of the European Union, 2011 ), relevant emphasis was given to promote the acquisition of work skills, active citizenship and personal development and fulfilment, favouring flexible learning environments and mechanisms to assist adult learners.

Consequently, today Adult Education is intrinsically linked to lifelong learning, affects the actors involved and envisages the extension of multiple educational networks encompassing all possible institutions. Adult education understood as a common good is achieved in a society when there are accessibility, availability, affordability and social commitment to its functioning (Boyadjieva and Ilieva-Trichkova, 2018 ).

According to previous research (Desjardins, 2019 ; Hamdan et al., 2019 ) adult education has positive effects on a wide range of aspects, such as adult empowerment, social inclusion, social networking, motivation for learning, work-related aspects, including improved job and career prospects, performance and earnings, job satisfaction and commitment to work and innovative skills, as well as other parts of everyday life (Moni et al., 2011 ; Ryan and Griffiths, 2015 ; Magro, 2019 ).

Adult education can also have an impact on adults with special educational needs. By “adults with special educational needs” we mean people who have long-term physical, mental, intellectual, or sensory impairments which, in interaction with various barriers, may prevent their full and effective participation in society on an equal basis with others (UN, 2006 ). Recent research in education suggests that learning environments based on inclusive interactions help promote learning and development of students with Special Educational Needs (SEN).

In the case of children with special educational needs, previous research suggests that their participation in educational activities developed in inclusive, interactive environments has clear benefits on learning (Duque et al., 2020 ). However, this result has not yet been discussed in the case of adults.

According to the findings of Moni et al. ( 2011 ) with adults with SEN in community-based adult education contexts, community organisations contribute to the literacy processes of participants with SEN in these programmes. This study points out that, for many years, functional skills training (such as cooking and manual jobs) has dominated community-based programmes for people with SEN and there has been limited recognition of the role that literacy can play in improving the quality of life of learners with SEN through lifelong learning (p. 474). There is currently no research investigating the degree of literacy needed by adults with SEN in a variety of contexts in adulthood. Depending on the adults' needs, literacy needs can vary widely from employment, family, daily living challenges, leisure and recreation, even to the degree of literacy needed in specific areas such as computers/internet and the broad area of health issues. In any case, it is a basic instrumental knowledge necessary in diverse contexts; therefore it is relevant to identify venues to enhance its learning.

The development of social competences is an integral part of education of this collective. According to de Morais and Rapsová ( 2019 ), several specific criteria have to be considered when working with people with special educational needs. Some of them are: (1) To perceive the education of older people as a lifelong process, (2) to take into account the possibilities of education in the system, (3) to recognise the needs and interests of individuals, (4) to enable education without discrimination, (5) to improve the quality of life through education and occupations, and (6) to make use of their life experience for themselves and society as an asset (de Morais and Rapsová, 2019 ).

In this sense, training focused on social aspects can be beneficial because competences to manage a wide range of social situations provide specific protection in cases of stress, tensions and conflicts. A reasonable level of social competences significantly determines the ability to cope with everyday stress, create excellent and non-conflictual interpersonal relationships, and find more efficient ways of resolving conflicts and misunderstandings. Socially competent people play an active role in their lives, can express their needs and achieve their personal goals (Wilkinson and Canter, 2005 ; Praško et al., 2007 ).

Some studies focus on analysing the participation of adults with SEN in training and lifelong learning activities from a labour economic perspective (Myklebust and Båtevik, 2014 ; Båtevik, 2019 ) and highlight the value of receiving formal education for the acquisition of future employment opportunities. However, these studies do not delve into the educational characteristics of such learning opportunities for this specific group.

Other research highlights the importance of collaborative work between caregivers of people with learning difficulties and educators in charge of training programmes as this raises awareness of the value of education for these adults and facilitates the establishment of learning opportunities in the everyday lives of people with learning difficulties (Wilson and Hunter, 2010 ; Brown, 2020 ).

It is known that interaction and dialogue are critical components of learning (Flecha, 2000 ; Aubert et al., 2009 ; Racionero, 2017 ). Following the sociocultural theory of learning initiated by Vygotsky, learning and cognitive development are explained as cultural processes that occur in interaction with others (Vygotsky, 1978 ; Rogoff, 1993 ). Specifically, Vygotsky develops how the human learning is understood as presupposing a specific social nature and a process by which children grow into an intellectual life of those around them (Vygotsky, 1978 : 78). Similarly, Bruner ( 1996 ) also highlights that learning is an interactive process in which people learn from each other and Wells ( 1999 ) argues about the way human beings built their knowledge about the world through a common action and about the way this knowledge is later used in their collective action.

Subsequently, a dialogic turn in educational psychology (Racionero and Padrós, 2010 ) explained that interactive and dialogical learning environments improve students' learning opportunities and outcomes. The project INCLUD-ED: Strategies for Inclusion and Social Cohesion in Europe from Education identified a set of Successful Educational Actions (SEAs) (Flecha, 2015 ) that have been shown to contribute to improved learning outcomes and social cohesion (Soler-Gallart and Rodrigues de Mello, 2020 ). These SEAs have been shown to increase learning efficiency, i.e., instrumental tools needed to live included in today's society (basic and transversal skills), and generate equity. Subsequent research has reinforced this evidence, showing that organising teaching based on interaction and dialogue simultaneously improves performance and coexistence among the student group (García-Carrión et al., 2016 ). Interactive Groups and Dialogical Gatherings are two of the SEAs that allow this type of teaching organisation to be carried out so that high levels of learning are achieved in safe and supportive spaces that promote friendly relationships and better coexistence. Interactive groups -IGs- (Valls and Kyriakides, 2013 ) are a way to organise the classroom in which the students are split in groups, with a volunteer facilitating that all participants in the group interact with each other when solving the task. IGs draw on to the principles set up by the “Dialogic Learning” theory (Flecha, 2000 ), that is: participants engage in an egalitarian dialogue in which they exchange statements (arguments, reasons, facts, etc.) drawing on validity claims, rather than on their “power” position within the group. Dialogical Gatherings work on the basis of dialogic reading: participants read universal readings, and then they share their reading in a gathering, where everyone can contribute reading aloud the fragment they want to share. Then all participants in the gathering can comment or discuss on the fragment, reaching a distributed (Hutchins, 2000 ) understanding of it throughout the dialogue (Bakhtin, 2010 , Flecha, 2000 ). Dialogic Gatherings include different types, such as Dialogic Literary Gatherings (participants use universal readings), Dialogic Music Gatherings (participants use universal plays), Dialogic Mathematics Readings (participants read mathematics masterpieces), Dialogic Arts Gatherings (participants share their comments on universal paintings or sculpture), etc.

These contributions also apply to students with disabilities, as they benefit from interactive learning contexts to progress to higher levels of learning and higher stages of development. Duque et al. ( 2020 ) state that interaction and dialogue positively impact students with SEN. According to the results they present, participating in activities such as interactive groups or dialogical discussions with the rest of the students, makes students with SEN improve their learning and social integration skills with the rest of the group. Interacting with peers with higher academic competence levels under the same curriculum allows students with special needs to make more significant learning progress in mainstream schools. Each person, regardless of their condition, can contribute from their cultural intelligence to the learning process. Previous research suggests that placing students with SEN in the mainstream classroom, together with the rest of their peers, and promoting interactions based on egalitarian dialogue (Flecha, 2000 ), has benefits both on the learning of students with SEN and the rest of the students (Fernandez-Villardon et al., 2020 ). Inclusion fosters the acquisition of academic skills (Dessemontet et al., 2012 ), improves educational outcomes (Nahmias et al., 2014 ) and intellectual engagement (Mortier et al., 2009 ) of students with SEN. It also has positive impacts on social development, as interacting with the rest of the student body leads these students with SEN to improve their social skills and the acceptance they receive from other students (Meadan and Monda-Amaya, 2008 ; Draper et al., 2019 ; García-Carrión et al., 2019 ).

Research also includes the analysis of how interactive learning environments are developed in special schools to create better learning opportunities for children with SEN. The results put forward by the authors suggest that rethinking the learning context by introducing interaction-based instructional models' benefits children with disabilities and provides high-quality learning and safe and supportive relationships for these students, thus promoting their educational and social inclusion (García-Carrión et al., 2019 ). However, such research is usually focused on children, so there is a gap in education for adults with SEN. This paper discusses the improvements of the case study's dialogical education context on the adult with SEN who have participated in this study. The aim is to identify these concrete adult learners' improvements in this interactive environment in terms of instrumental learning, social integration and personal development.

Materials and Methods

This study is based on the communicative methodology (Gómez et al., 2011 ), which has been used in previous research that has achieved social impact with vulnerable populations (Puigvert et al., 2012 ), including adults and people with special educational needs (Duque et al., 2020 ). In the communicative methodology, an inter-subjective dialogue is established between the people who participate in the research and the researchers, from the design of the study to the interpretation of the results (Gómez, 2019 ). In this dialogue, international scientific evidence is contrasted with the participants' everyday experiences, which allows for the construction of new scientific knowledge that is useful for transforming the analysed realities (Flecha, 2014 ; Flecha and Soler, 2014 ). This methodology contributes to providing solutions to the problems faced by citizens in different social areas, including education and social inclusion (Soler and Gómez, 2020 ; Torras-Gómez et al., 2019 ).

Description of the Case

Following the postulates of the communicative methodology, this research has been developed as a case study (Flyvbjerg, 2006 ; Yin, 2011 ). This case study aims to analyse how this type of learning environment promotes inclusion, educational improvements and enhance well-being in adult learners with SEN participating in this study. In social sciences, case studies are one of the principal means in which research is carried out. For this research, the case study allowed an in-depth exploration from multiple perspectives of the complexity and uniqueness of a particular real life educative context (Simons, 2009 ). The case study is about La Verneda Sant-Marti school, a school for adults located in Barcelona, Spain (Sánchez Aroca, 1999 ). This school is a Learning Community (Soler-Gallart and Rodrigues de Mello, 2020 ), the first of its kind, and implements Successful Educational Actions (Flecha, 2015 ). The school was created in 1978 in response to the demands of neighbourhood residents. Since then, it has continuously taught people to read and write, helping adults obtain academic qualifications that facilitate their insertion into the labour market or promoted their access to university, and their fully participation in civil society. The school is an international reference for its trajectory and contributions to the democratic movement in education (Sánchez Aroca, 1999 ; Aubert et al., 2016 ) and is, precisely, for that reasons that was selected as case study in this research. This antecedent allowed the research team to explore this case, paying particular attention to the dynamics and characteristics of the school that are linked to the educational and dialogic participation of adults with special educational needs. The school is the result of the empowerment of the neighbourhood; it was founded by citizens encouraged to learn and access education, and thanks to volunteering, they manage to organise what today is the Learning Community of the La Verneda Adult School- Sant Martí.

The didactical and methodological organisation approach followed by the school is called “dialogic learning” (Flecha, 2000 ). As Flecha ( 2000 ) explains in his book, “Dialogic learning” is based on seven principles: egalitarian dialogue, cultural intelligence, transformation, instrumental learning, meaning creation, solidarity and equality of differences. Adult learners engage in egalitarian dialogue, exchanging their understanding (based on their previous personal, professional, cultural experience) around the topics discussed/learned within the lesson. Teachers empower adults to engage in this particular way to interact with each other, encouraging adult learners who find more difficult (or challenging) to participate, share their points of view, and thus generate more opportunities for interaction through the exchange of dialogue. All participants in the lesson can contribute to the learning process since all of them (all of us) have “cultural intelligence.” This “cultural intelligence” is mediated by personal experiences, as well as knowledge acquired within the workplace, for belonging to a particular cultural group, … Learning becomes a solidarity process in which adults share their own sources of understanding, creating avenues for enriching their collective understanding of the topics discussed/learnt within the lesson. Dialogue becomes the way to share all these “meanings.”

This school counts with seven fulltime workers and 120 volunteers who are in charge of facilitating the school's courses and training activities (Aubert et al., 2016 ). The school is organised by two associations that are an integral part of the school's educational project: Ágora and Heura (the latter is specifically for women) (op. cit.). In this way, the school can be classified as a non-governmental organisation. The number of students with SEN are about 30. They include both people with physical disabilities as well as people with cognitive NEE. One of the latter is also a member of the school board, and he participates fully in the decision-making process regarding school issues. Table 1 summarises the population of adults with NEE participating in this school.

Distribution of the adults with NEE participating in the adult school, by course.

Data Collection Techniques and Participants

The information collection techniques used to conduct this qualitative case study consisted of documentary review (Stake, 2013 ) of files referring to the school's organisation that were requested from the administration and others obtained from the information, that the same school publishes on its website. Likewise, scientific articles published about this educational centre were explored to understand the educational context of the school, the forms of democratic organisation under which it is managed and the pedagogical principles that govern its educational activities linked to the participation of people with special education needs.

Another data collection technique used was semi-structured interviews to establish an open and in-depth dialogue between researchers and research participants. From the communicative approach (Flecha, 2014 ; Flecha and Soler, 2014 ), the semi-structured interview aims to establish a dialogue between the person doing the research and the person participating in the study, to reflect on and interpret the phenomenon or object of study. These interviews were carried out from an orientation scrip. According to Denzin and Lincoln ( 2011 ), in a case study each case has “value” in their own. It is not expected to generalise, but to provide an analysis of the research topic based on selecting participants that are “significant” because of their experiences, expertise or personal knowledge about the research topic. The people participating in the field work were selected responding to the following profiles, and according to their availability and acceptance to participate in the study: adult people with SEN, school workers (volunteer teachers), social workers (specialised personnel to work with people with SEN), occupational therapists from a mental health centre that collaborates with the adult school. The diversity of profiles allows a triangulation of data to enhance the validity of the results. The profiles of the interviewees are detailed in the Table 2 .

Participants.

The semi-structured interviews were conducted through telephone, and the audio was recorded. The first contact with the participants with SEN was made by a teacher at the adult school, who has a close relationship with them. This methodological decision was made to ensure an environment of trust allowing the interviewees to feel safe participating in this study. One member of the research team, who already knew some of the adults participating in the study, conducted the interviews. One of the participants with SEN refused to be interviewed by other that the teacher with whom he had confidence. Thus, we asked the teacher to conduct the semi-structured interview. We explained the objective of the study to this teacher, as well as the script to carry out the semi-structured interview. All participants were informed before the interview about the aims of the study and gave their oral consent to participate. All personal details have been securely stored, and no real names are used, for confidentiality reasons, in order to protect the identity of the participants. All names used in this article are pseudonyms. The study was fully approved by the Ethics Board of the Community of Researchers on Excellence for All (CREA).

Data Analysis

The communicative methodology (Gómez, 2019 ) has two dimensions, the exclusionary and the transformative, which reflects, respectively, the components that prevent or help social transformation. In our case, the analysis of the data from these two dimensions allows us to identify, on the one hand, the transformative elements that explain or intervene in the impact that interactive learning environments have on adults with SEN and the features that hinder this impact (Pulido et al., 2014 ). For the analysis of the data, categories of analysis were established based on the study objectives: (1) instrumental learning, which covers educational improvements and contributes to progress in their academic training, (2) social integration, which allows the learners to participate actively and promotes the development of communicative and practical skills, (3) personal development, which is linked to attitudes of empowerment, confidence and improvement of individual skills. These three categories were analysed in terms of the two dimensions of analysis mentioned above: exclusionary and transformative.

An Educational Centre Open to the Participation of Adults With SEN Through Successful Educational Actions

The Verneda Sant Martí Adult School is a democratic and plural project where decisions are made by all the people involved in the community through participation, dialogue and consensus. In this school, to participate is to intervene, take part, contribute, listen, be heard and act in all areas and spaces of the school: in the classroom, in committees, in preparing the agendas for meetings, etc. Participation is understood as an attitude that includes all people, all spaces and all processes from the beginning to the end. Dialogue and consensus are the basis for the organisation through deliberative democracy (Habermas, 1992 ). This dialogue and consensus include social and cultural plurality to build agreements that ensure that decisions and actions can be valid beyond a closest environment.

As mentioned, this school operates according to the dialogic learning principles (Flecha, 2000 ) and is characterised by the following aspects (Aubert et al., 2016 ):

  • Non-academic adults participate in all decision-making processes; therefore, all activities reflect their interests and needs, increasing their educational level and skills.
  • The school is open to the community and has engaged many diverse people as volunteers who contribute to a broad and high-quality education.
  • The democratic organisation of libertarian origins influences the School walls: a neighbourhood movement to improve the quality of life and the transformation of schools into Learning Communities.

According to previous studies (Serrano, 2015 ; Aubert et al., 2016 ; León-Jiménez, 2020 ), the key to its success is an effective democratic organisation and functioning, developing a wide variety of activities and an accessible timetable. Adult participants, together with teachers and volunteers, decide and organise the activities to be carried out in the school according to their needs and interests.

This school has always had participants with disabilities and other special needs who have participated in the school's activities on a regular basis. Due to the school's interactive, democratic, and participatory nature, students with SEN are not segregated, neither inside nor outside the group, and teaching is based on a high expectations' basis. Previous research (Molina, 2015 ) highlighted that Learning Communities promote the inclusion of people with SEN through their inclusive and equal participation in activities shared with the rest of the students, in heterogeneous groups. Interactive groups and Dialogic Gatherings are examples of those kinds of groups.

The interviews carried out show that the school opens its doors to the participation of diverse students, receiving adult students with special educational needs from other entities, health organisations specialised in working with people facing some kind of disability and neighbours from the same neighbourhood who are interested in participating in the school.

Cintia: In fact, we have cases because they come to us from organisations, for example, people like Carolina, or Mohammed, and others who participate in secondary education graduate courses (…) and others who are in initial levels, several in the afternoon neo-literacy courses (…) we get people with mental health problems, but also with a degree of disability. They start by participating in a discussion group, and from there the moderator suggests to them to study something or participate as a volunteer in the school.

As a Learning Community, the school promotes interactive learning environments by implementing Successful Educational Actions in workshops, courses and learning spaces. The didactic and methodological organisation in interactive learning means that all participants have the same opportunities to contribute to and participate in the learning experience. They engage in an “egalitarian dialogue,” in the sense that everyone can share their own statements drawing on “validity claims,” rather than other sources of argumentation (such as “power claims,” in habermasian terms). Participants in a Learning Community are very diverse (heterogenic), meaning that they engage in the interactive learning experience drawing on different types of “understanding;” since all of them are endorsed by “validity claims,” participants have the opportunity to enrich their learning experience incorporating different ways to achieve this “understanding” about the topic discussed in the lesson. In this way, people with SEN participate equally in the construction of learning.

The school carries out SEAs such as Dialogic Gatherings or Interactive Groups. In the Interactive Groups, students with special educational needs interact on an equal basis with other people and based on mutual help and solidarity, learning is generated. Solidarity is understood as a relevant component of adult education that has a transformative aim. Actually, it is one of the seven principles defining the “dialogic learning” approach (Flecha, 2000 ). In the following quotes, one of the volunteers explains these interactions and highlights the fact that the integration of adults with SEN with the rest of the group, without exclusion or segregation, is based on the fact that the highest expectations are placed on the learning of all people:

Cintia: Actually, it's like that of any other person in the class. Because we organise ourselves in Interactive Groups, so when I teach maths, we try to make the groups diverse, heterogeneous, and I think of Mohammed, who is quite good at maths. Like anyone else, he does the activities and helps other people. And the other way round too. Everyone helps with what they find more straightforward and with what they find more difficult, they help them.
Cintia: Also, the fact of organising the class in Interactive Groups, in this way encourages them to help each other, and maybe one person with special educational needs can explain the meaning of a word in Spanish, and another person can help them with something else. They are like anyone else in the group, and they learn just like the others. And so, everybody is getting to the same level of learning (…) And the fact that they are the same as everybody else. If there may be a need to have a space to extend the learning time, but not separated from the group, but with the maximum expectations.

Adults with NEE also participate in Dialogic Gatherings, such as the Dialogic Mathematics Gatherings (Díez-Palomar, 2020 ). They share and enjoy their readings on masterpieces about singular mathematicians with their peer in the group. Carolina, for instance, highlights her participation in different types of dialogic gatherings, of which she is proud to be part:

Interviewer: In what type of activities do you participate?
Carolina: Dialogic Mathematics Gatherings. In summer: photonics (Dialogic Science Gatherings). Dialogic Women Gatherings. Cultural Gatherings. I also participated in a seminar on Astronomy. We came to “La Pau” [this is a neighbourhood next to the La Verneda – Adult School]. In class, we also participated in this about women, the Cultural Gathering.

The inclusive configuration of the SEAs also favours that people with SEN, who sometimes face more significant communicative challenges when establishing relationships with diverse people, find an opportunity to develop their social skills. This effect also applies to volunteers who, by interacting with people with different abilities, have the chance to learn from them and overcome prejudices or stereotypes about disabilities:

Andrea: I see that the IGs were relating to other people who were different. Because those people only left the residence to go to school, and you take them out of their comfort zone, and you force them to change the kind of relationship they are used to. Maybe they are people who in their day-to-day life would not relate to this type of people, but the IG forces you to connect to them, and it also helps you to break with prejudices you had before. For example, the infantilisation, that this person does not believe that s/he is able to do that, but in the end he/she does it, and by different ways, they can reach the same goal, and the prejudices are broken.

Improving Learning and Advancing Academic Training

According to the people interviewed, both the participants with SEN and the volunteers who work at the school, the participation of these adults with SEN in the same activities as the rest of the people who go to school results in an improvement in their instrumental learning. These improvements are manifested as discipline-specific learning. In the following quote, one of the participants interviewed mentions the learning she has acquired from participating in various Dialogic Gatherings and courses in this school.

Carolina: You learn a lot, for example, in mathematics, you learn about mathematics, which is curious; about women, the problem of gender violence, about photonics you learn about lasers, physics, chemistry, and many cultures … A lot of things. Things you've never heard of before. It's good for your memory. I love to participate.

The improvement of learning is also evident in the achievement of certifications or accreditations that allow them to continue with higher-level academic training or that enable them to enter the labour market.

Cintia: And also, in terms of employment, because, for example, technology training is essential. Or like Manolo, who has passed the entrance exam and is now studying political science [at the university].

The centre's volunteers also provide examples of improved learning in terms of acquiring basic reading, writing and technology skills of students with disabilities who have participated in the school. In the quotes presented, the volunteers highlight the help and solidarity provided by their colleagues at the centre as an essential factor in the achievement of learning:

Cintia: a man with deafness was participating in an online course, and despite being deaf, by the fact that he helped his colleagues, he was able to have the certificate of the course, which will allow him to have the necessary papers, etc.
Isabel: For example, people who have come here, we have worked with them, they have taken entrance exams [to the university] for people over 25s years old, they have been able to pass their university entrance exams, and they have ended up as volunteer trainers in ICTs too.
Andrea: What I saw most was with a person with a physical disability, who had low vision. I saw quite a big impact. At the time of adapting the material and also with his classmates, with his informed consent, they saw that he made great progress in terms of learning. And even above all the support of his classmates, as the central axis, that they read to him the things that he didn't understand, and when he finished the course, his level of Spanish went up a lot, and it came out that you could hold a conversation with him. He did very well.

On the other hand, the interaction with more people for more extended periods have allowed people with SEN participating in the centre to develop other cognitive, communicative and social skills. In the following quote, one of the volunteers at the centre highlights these improvements:

Isabel: On a cognitive level, there is also an improvement or training of processing skills, tolerance, planning, and they also work on their commitment to themselves and the group. So, there are a series of integral improvements.

This acquisition of social competencies such as self-regulation and coexistence is also highlighted by one of the students interviewed.

Manolo: When you have 20 or 30 older people, the demands are more challenging because you expose yourself directly to the public, and what you try to do is prevent the exposure to the public. That exposure went very well. I didn't have any problems beyond something that was inside me. I had to go outside, go to the bathroom, cold water, cold breaths, and I came back, and I was normal, and little by little, you overcome these things, you learn to control them.

Social Inclusion Through Dialogue and Democratic Participation in Interactive Learning Environments

The participation of adults with SEN also extends to their involvement in the educational life of the centre. The following quote reveals how some of the people with SEN are participants in the academic spaces opened by the centre and become volunteers in another space, being them who contribute to other people's learning:

Cintia: Manolo started with the mental health centre. They suggested he come to the school, he did the university entrance exam and began to collaborate in the course about how to use a smartphone, he volunteered. And we had another case of a boy who came to collaborate teaching sign language classes. And Paco, who has been in the school for many years in the neo-readers group, also in computer groups. Last year, he also collaborated teaching other people at the initial level of teaching computers. He is also on the school board.

Also, for the participants, the school represents a place that differs from other contexts in the sense that it allows participants to be involved in the creation of the educational content they receive and gives a sense of warmth:

Manolo: a school like this contributes a lot. They do, but there are other adult schools, which I don't know if they belong to the Generalitat [Catalan Government] or what, and they have nothing to do with it. Adult schools that are not like this school, everything is very mechanised. The management is much colder. Not here, here it is the community itself that creates the content.

Equal treatment is also identified as an essential element in the life of the centre and is present in the interactions established in educational spaces:

Andrea: When they are people with functional diversity, we always try to include a supporting person … then a very individualised support also takes place, treating them as equals and making them participate in the whole process because they can decide on everything, to continue, not to continue, whether to change the course or not … For example … to literacy, which is a course of initial level … if that person talking to her says: you are ready to move to neo-literacy … talking to her … and not deciding for her, that is also very important.

In one of the students' testimony, the equal treatment he has experienced when participating in the school with other adults is highlighted. This equal treatment does not deny the differences between the different learners, but neither does it reject them. The interactions that are established between students with SEN allow them to feel part of the group and to relate to each other on an equal basis based on their differences:

Manolo: It was quite essential. If you behave in a regular way, people treat you in the usual way. It was something Albert knew. When I started teaching there, I would say it in class, and you could see how people's reaction was surprising, but not rejection, and with the time that becomes normal and they don't reject you, but they don't adore you either, you're just one of them.

The school's volunteers also recognise these egalitarian dynamics based on the inclusion of all the people participating in the school. In her testimony, one of the school's volunteers states that it is difficult to identify students with SEN because they are all participating in the same space and under the same educational conditions. Such an environment is conducive to overcoming stigmas and social stereotypes.

Andrea: At the time, I didn't know exactly which ones I had, and they were starting to do the tests. And another one of functional and mental disability. He participates in the computer and computer classes, and as a volunteer, he will help us with the computer in class and when we need help with laptops.
Isabel: on a social level, it allows them real contact with people without having the stigma component in between.

The democratic and egalitarian management of the school also stands out as a critical element for the inclusion of people with SEN. The analysis of the information collected allowed us to identify that the democratic processes under which the school is managed are a critical factor in the inclusion of adults with SEN. This type of participation generates motivation and interest, given that the educational offer provided responds to the needs of the people involved, and it is decided democratically. It also favours the development of personal skills such as decision-making, organisation and collaborative work. Both volunteers and participants highlight these aspects:

Cintia: Democratic management of the whole school, the same people involved, including people with disabilities, are the ones who make all the decisions (board, assembly, school council…) or when we do projects they are also there, and this ensures that the things they do take into account their needs. For example, Paco (who makes sure that things work).

Participating in organisational aspects at school enables people with SEN to develop skills and values useful for their functionality in every day and working life. In the following quote, one of the students with SEN interviewed explains how his participation in school helped him in acquiring new social competences in addition to the academic dimension:

Manolo: Yes, because on the one hand it prepared me academically for what I wanted, which was to go to university, and on the other hand, as a collaborator, it favoured me in many personal aspects, it empowered me much more than just passing the grade, more profound things, in the day to day, being responsible for 20 people, who are interested in what you are telling them, and in such an altruistic way as in that school, is very enriching in all aspects.

Another important finding is that the school offers its programmes free of charge, as it operates through the voluntary and supportive participation of many people. This aspect is highlighted as relevant for the inclusion of adults with disabilities. In the following quotation, the interviewee alludes to this and states the importance of the fact that the school accepts any type of student regardless of their disability:

Isabel: First of all, to participate based on the criteria of universal access to education. Then the variable of the cost, free of charge, allows them to carry out training. Then working horizontally, where only the person is considered and not his/her dysfunctionality … just like the other participants, the accompaniment provided from the beginning, from health and educational resources. These are variables that can contribute to this (…)

Interviews with students with SEN also highlight that the solidarity-based and cost-free organisation of the centre facilitates participation in these learning spaces:

Manolo: In the entrance exam because I wanted to go to university.
Isabel: [talking about Manolo] He had no income. They did it for free. (…) he was admitted to a psychiatric unit, and he was in the forum. In terms of work abilities, he saw that it would be positive for him to collaborate in something with them, for his benefit, such as exposure to the public, habits, responsibilities. That's why. All derived from occupational therapy at the forum.

Improvements in Personal Development: Bonding and Empowerment

The data analysis also reveals that the participation of people with SEN in interactive environments promotes bonding with others and contributes to their emotional well-being. These relationships transcend the school space to become part of their everyday social life. In the following quote, one of the participants interviewed gives an account of the friendships she has been able to establish as a result of her involvement in the school and how these are maintained outside the school space and form part of her support and trust networks:

Carolina: I have some of my classmates, with Nadia, with the teacher, with Irma, with my classmates, I talk about them by WhatsApp, and with you (maths discussions), through WhatsApp groups … now because there is covid-19, we congratulate each other at the end of the year by video call, I talk to my classmates (…) Or like Ruth, we did maths, and after that, we went to class. You can count on her; if you have a problem you can count on her, just like Ruth (from Dialogic Science Gatherings). Ruth has also helped me.

For their part, the volunteer participating in the research report about the improvements on the relationships of solidarity, in the terms of mutual support as is mentioned by the research participants, that are built through participation in these interactive learning environments:

Cintia: Relationship between colleagues. There is always a lot of solidarity between them. I think of the GES [Secondary Education], which is the group where I have been most of the time. And many times groups are created afterwards to study together, for example. In the GES group, where Carolina was, a participant who had passed the exam, the following year, they created a Catalan conversation group, and she helped them to study Catalan. They help each other beyond the classroom.

Finally, another aspect in the category of personal development identified in the research findings is the empowerment generated in adults with SEN as a result of their participation in these interactive learning environments.

Manolo: Yes. But it is something more general, and it is a concept that I call empowerment. It's not a specific thing that this lady taught me … it's a general thing. Why aren't you capable … when I came out of class, and you finished the lesson, you felt a sense of security, of power, because if you are capable of doing a class, what are you not going to be capable of? Another thing is if you want to be an astronaut … but for a normal life, that's useful. But then I also demand a lot of myself, etc. but that would be my internal things.
Cintia: Then, also at the level of empowerment, Paco has gone from not knowing how to read or write, to learning and being a member of the board, and he feels responsible for the school. For example, he makes sure that in Omnia [the computer classroom] there is always a newsletter of the activities, or that everything is up to date, and he is still very attentive and calls to know what is going on in the school (if 1 day he cannot come). For example, we know that the library will leave 1 day, and he is unequivocal “we have to get the space.”

These results provide evidence, based on the analysis of research participants' quotes, on the improvements in the learning processes, the feeling of social inclusion, and the well-being of the adults with SEN participating in this school. In the following section, these main findings are connected to previous scientific contributions to highlight elements from this school organised as an interactive learning environment relevant to improve adult with SEN well-being learning processes and their social environments.

Indeed, the results of this research show that, as with children (García-Carrión et al., 2016 ; Duque et al., 2020 ), learning environments based on interaction and dialogue are shown to be effective in achieving learning and progress in the educational trajectory also in the case of adults with SEN.

The people with SEN interviewed, who had not achieved literacy acquisition before, achieve literacy and continue to participate in more school-promoted programmes. Through interactive learning environments, these literacy processes are in line with research highlighting the value of literacy in achieving independence and well-being for adults with learning difficulties through collaborative work between schools and people or organisations that support this population (Wilson and Hunter, 2010 ).

Previous studies (Samuel et al., 2008 ) suggest that adults with SEN exposed to intensive interaction settings experiment a positive effect regarding their social abilities. They improve their relationships with other people, being more open to talking to others, engage in social situations, … Our data suggest that “cognition” can also experiment “improvements” as a result of social interactions in which adults with SEN engage when attending the courses/activities in the adult school. The participation of adults with SEN in interactive learning environments favours their progress in learning, as learning is offered from a transformative perspective with high expectations for all learners' learning. Some of the adult learners with SEN attending this school passed to higher education institutions successfully. This is the case of Manolo, the man that Cintia declares that was able to overcome his cognitive disability and passed the entrance exam to study political science at the university. Manolo felt empowered by the relationship with his peers and the teachers/volunteers in the adult school. The positive interactions (based in not segregating him and recognising his abilities) led Manolo to believe in himself and think that he could take the university entrance exam to study political science. This positive endorsement made that studying at the university (something that was not among his expectations before) become a reality. This result is in line with previous scientific research highlighting the importance of empowering adults with disabilities or learning difficulties to continue learning throughout their lives (Moriña, 2017 ; Lawson and Parker, 2019 ; Buchanan and Warwick, 2020 ).

Interactions with peers and with various members of the community enable personal development in terms of establishing relationships and the implementation of communication and prosocial skills by people with SEN (Villardón-Gallego et al., 2018 ; Magro, 2019 ). For the people who have participated in this study, the development of this type of social competences has positively improved their ability to cope with daily stress, create good and non-conflictive interpersonal relationships, and find more efficient ways of resolving conflicts and misunderstandings. Socially competent people play an active role in their lives, can express their needs and achieve their personal goals (Praško et al., 2007 , Wilkinson and Canter, 2005 ). On the other hand, in the case explored, the interactive learning environments promoted through SEAs make it possible that, from these interactions, other people attending the adult school overcome stereotypes or prejudices about people with SEN, as reported by Andrea in her interview. Andrea explains how adults with SEN participate in an egalitarian basis within the interactive groups and the dialogic gatherings. They are exposed to situations that take them out of their comfort zone, thus being “forced” to change the type of relationship they use to establish with people without SEN. Our data suggests that this procedure can create avenues for adults with SEN to improve their social skills.

The results obtained are also consistent with what other research claims about the improvements in the participation of people with SEN in learning environments such as the school where we conducted this study; Ryan and Griffiths ( 2015 ), for example, found that in social inclusion settings that promote people with SEN interacting with others who do not have SEN, those people with SEN also participate in decision-making and the educational management of the school. This has also occurred in the school where we have carried out this study. This improves self-advocacy and empowerment (Ryan and Griffiths, 2015 ) and allows adults with SEN to become aware of their capabilities and what they can achieve with support from their peers and the community.

Finally, our results show that solidarity is a characteristic of the interactive learning environment studied, connected to the improvements achieved. Previous research has highlighted solidarity as one main component of interactive learning environments such as dialogic literary gatherings and interactive groups (Pulido-Rodríguez et al., 2015 ; Khalfaoui et al., 2020 ), and adult education has been identified as a context of collective action, mobilisation and solidarity leading to greater equity and inclusion (Heidemann, 2020 ; Smythe et al., 2021 ). Drawing on solidarity can contribute to approaching the right to quality inclusive education for people with disabilities at all levels and lifelong learning, as recognised in the Convention on the Rights of Persons with Disabilities (UN, 2006 ).

Data Availability Statement

Ethics statement.

The studies involving human participants were reviewed and approved by Ethics Board of the Community of Researchers on Excellence for All (CREA). Written informed consent for participation was not required for this study in accordance with the national legislation and the institutional requirements.

Author Contributions

JD-P and EO conceptualised the research. JD-P conducted the fieldwork. MO analysed the data. JD-P and MO conducted the literature review. MO wrote a first draught of the manuscript. JD-P, EO, and AP revised and edited the manuscript. All authors contributed to the article and approved the submitted version.

Conflict of Interest

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Funding. The Department of Sociology from the University of Barcelona contributed partially to fund the APC.

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Key facts about Americans and guns

A customer shops for a handgun at a gun store in Florida.

Guns are deeply ingrained in American society and the nation’s political debates.

The Second Amendment to the United States Constitution guarantees the right to bear arms, and about a third of U.S. adults say they personally own a gun. At the same time, in response to concerns such as rising gun death rates and  mass shootings , President Joe Biden has proposed gun policy legislation that would expand on the bipartisan gun safety bill Congress passed last year.

Here are some key findings about Americans’ views of gun ownership, gun policy and other subjects, drawn primarily from a Pew Research Center survey conducted in June 2023 .

Pew Research Center conducted this analysis to summarize key facts about Americans and guns. We used data from recent Center surveys to provide insights into Americans’ views on gun policy and how those views have changed over time, as well as to examine the proportion of adults who own guns and their reasons for doing so.

The analysis draws primarily from a survey of 5,115 U.S. adults conducted from June 5 to June 11, 2023. Everyone who took part in the surveys cited is a member of the Center’s American Trends Panel (ATP), an online survey panel that is recruited through national, random sampling of residential addresses. This way nearly all U.S. adults have a chance of selection. The survey is weighted to be representative of the U.S. adult population by gender, race, ethnicity, partisan affiliation, education and other categories. Read more about the  ATP’s methodology .

Here are the  questions used for the analysis on gun ownership , the questions used for the analysis on gun policy , and  the survey’s methodology .

Additional information about the fall 2022 survey of parents and its methodology can be found at the link in the text of this post.

Measuring gun ownership in the United States comes with unique challenges. Unlike many demographic measures, there is not a definitive data source from the government or elsewhere on how many American adults own guns.

The Pew Research Center survey conducted June 5-11, 2023, on the Center’s American Trends Panel, asks about gun ownership using two separate questions to measure personal and household ownership. About a third of adults (32%) say they own a gun, while another 10% say they do not personally own a gun but someone else in their household does. These shares have changed little from surveys conducted in 2021  and  2017 . In each of those surveys, 30% reported they owned a gun.

These numbers are largely consistent with rates of gun ownership reported by Gallup , but somewhat higher than those reported by NORC’s General Social Survey . Those surveys also find only modest changes in recent years.

The FBI maintains data on background checks on individuals attempting to purchase firearms in the United States. The FBI reported a surge in background checks in 2020 and 2021, during the coronavirus pandemic. The number of federal background checks declined in 2022 and through the first half of this year, according to FBI statistics .

About four-in-ten U.S. adults say they live in a household with a gun, including 32% who say they personally own one,  according to an August report based on our June survey. These numbers are virtually unchanged since the last time we asked this question in 2021.

There are differences in gun ownership rates by political affiliation, gender, community type and other factors.

  • Republicans and Republican-leaning independents are more than twice as likely as Democrats and Democratic leaners to say they personally own a gun (45% vs. 20%).
  • 40% of men say they own a gun, compared with 25% of women.
  • 47% of adults living in rural areas report personally owning a firearm, as do smaller shares of those who live in suburbs (30%) or urban areas (20%).
  • 38% of White Americans own a gun, compared with smaller shares of Black (24%), Hispanic (20%) and Asian (10%) Americans.

A bar chart showing that nearly a third of U.S. adults say they personally own a gun.

Personal protection tops the list of reasons gun owners give for owning a firearm.  About three-quarters (72%) of gun owners say that protection is a major reason they own a gun. Considerably smaller shares say that a major reason they own a gun is for hunting (32%), for sport shooting (30%), as part of a gun collection (15%) or for their job (7%). 

The reasons behind gun ownership have changed only modestly since our 2017 survey of attitudes toward gun ownership and gun policies. At that time, 67% of gun owners cited protection as a major reason they owned a firearm.

A bar chart showing that nearly three-quarters of U.S. gun owners cite protection as a major reason they own a gun.

Gun owners tend to have much more positive feelings about having a gun in the house than non-owners who live with them. For instance, 71% of gun owners say they enjoy owning a gun – but far fewer non-gun owners in gun-owning households (31%) say they enjoy having one in the home. And while 81% of gun owners say owning a gun makes them feel safer, a narrower majority (57%) of non-owners in gun households say the same about having a firearm at home. Non-owners are also more likely than owners to worry about having a gun in the home (27% vs. 12%, respectively).

Feelings about gun ownership also differ by political affiliation, even among those who personally own firearms. Republican gun owners are more likely than Democratic owners to say owning a gun gives them feelings of safety and enjoyment, while Democratic owners are more likely to say they worry about having a gun in the home.

A chart showing the differences in feelings about guns between gun owners and non-owners in gun households.

Non-gun owners are split on whether they see themselves owning a firearm in the future. About half (52%) of Americans who don’t own a gun say they could never see themselves owning one, while nearly as many (47%) could imagine themselves as gun owners in the future.

Among those who currently do not own a gun:

A bar chart that shows non-gun owners are divided on whether they could see themselves owning a gun in the future.

  • 61% of Republicans and 40% of Democrats who don’t own a gun say they would consider owning one in the future.
  • 56% of Black non-owners say they could see themselves owning a gun one day, compared with smaller shares of White (48%), Hispanic (40%) and Asian (38%) non-owners.

Americans are evenly split over whether gun ownership does more to increase or decrease safety. About half (49%) say it does more to increase safety by allowing law-abiding citizens to protect themselves, but an equal share say gun ownership does more to reduce safety by giving too many people access to firearms and increasing misuse.

A bar chart that shows stark differences in views on whether gun ownership does more to increase or decrease safety in the U.S.

Republicans and Democrats differ on this question: 79% of Republicans say that gun ownership does more to increase safety, while a nearly identical share of Democrats (78%) say that it does more to reduce safety.

Urban and rural Americans also have starkly different views. Among adults who live in urban areas, 64% say gun ownership reduces safety, while 34% say it does more to increase safety. Among those who live in rural areas, 65% say gun ownership increases safety, compared with 33% who say it does more to reduce safety. Those living in the suburbs are about evenly split.

Americans increasingly say that gun violence is a major problem. Six-in-ten U.S. adults say gun violence is a very big problem in the country today, up 9 percentage points from spring 2022. In the survey conducted this June, 23% say gun violence is a moderately big problem, and about two-in-ten say it is either a small problem (13%) or not a problem at all (4%).

Looking ahead, 62% of Americans say they expect the level of gun violence to increase over the next five years. This is double the share who expect it to stay the same (31%). Just 7% expect the level of gun violence to decrease.

A line chart that shows a growing share of Americans say gun violence is a 'very big national problem.

A majority of Americans (61%) say it is too easy to legally obtain a gun in this country. Another 30% say the ease of legally obtaining a gun is about right, and 9% say it is too hard to get a gun. Non-gun owners are nearly twice as likely as gun owners to say it is too easy to legally obtain a gun (73% vs. 38%). Meanwhile, gun owners are more than twice as likely as non-owners to say the ease of obtaining a gun is about right (48% vs. 20%).

Partisan and demographic differences also exist on this question. While 86% of Democrats say it is too easy to obtain a gun legally, 34% of Republicans say the same. Most urban (72%) and suburban (63%) dwellers say it’s too easy to legally obtain a gun. Rural residents are more divided: 47% say it is too easy, 41% say it is about right and 11% say it is too hard.

A bar chart showing that about 6 in 10 Americans say it is too easy to legally obtain a gun in this country.

About six-in-ten U.S. adults (58%) favor stricter gun laws. Another 26% say that U.S. gun laws are about right, and 15% favor less strict gun laws. The percentage who say these laws should be stricter has fluctuated a bit in recent years. In 2021, 53% favored stricter gun laws, and in 2019, 60% said laws should be stricter.

A bar chart that shows women are more likely than men to favor stricter gun laws in the U.S.

About a third (32%) of parents with K-12 students say they are very or extremely worried about a shooting ever happening at their children’s school, according to a fall 2022 Center survey of parents with at least one child younger than 18. A similar share of K-12 parents (31%) say they are not too or not at all worried about a shooting ever happening at their children’s school, while 37% of parents say they are somewhat worried.

Among all parents with children under 18, including those who are not in school, 63% see improving mental health screening and treatment as a very or extremely effective way to prevent school shootings. This is larger than the shares who say the same about having police officers or armed security in schools (49%), banning assault-style weapons (45%), or having metal detectors in schools (41%). Just 24% of parents say allowing teachers and school administrators to carry guns in school would be a very or extremely effective approach, while half say this would be not too or not at all effective.

A pie chart that showing that 19% of K-12 parents are extremely worried about a shooting happening at their children's school.

There is broad partisan agreement on some gun policy proposals, but most are politically divisive,   the June 2023 survey found . Majorities of U.S. adults in both partisan coalitions somewhat or strongly favor two policies that would restrict gun access: preventing those with mental illnesses from purchasing guns (88% of Republicans and 89% of Democrats support this) and increasing the minimum age for buying guns to 21 years old (69% of Republicans, 90% of Democrats). Majorities in both parties also  oppose  allowing people to carry concealed firearms without a permit (60% of Republicans and 91% of Democrats oppose this).

A dot plot showing bipartisan support for preventing people with mental illnesses from purchasing guns, but wide differences on other policies.

Republicans and Democrats differ on several other proposals. While 85% of Democrats favor banning both assault-style weapons and high-capacity ammunition magazines that hold more than 10 rounds, majorities of Republicans oppose these proposals (57% and 54%, respectively).

Most Republicans, on the other hand, support allowing teachers and school officials to carry guns in K-12 schools (74%) and allowing people to carry concealed guns in more places (71%). These proposals are supported by just 27% and 19% of Democrats, respectively.

Gun ownership is linked with views on gun policies. Americans who own guns are less likely than non-owners to favor restrictions on gun ownership, with a notable exception. Nearly identical majorities of gun owners (87%) and non-owners (89%) favor preventing mentally ill people from buying guns.

A dot plot that shows, within each party, gun owners are more likely than non-owners to favor expanded access to guns.

Within both parties, differences between gun owners and non-owners are evident – but they are especially stark among Republicans. For example, majorities of Republicans who do not own guns support banning high-capacity ammunition magazines and assault-style weapons, compared with about three-in-ten Republican gun owners.

Among Democrats, majorities of both gun owners and non-owners favor these two proposals, though support is greater among non-owners. 

Note: This is an update of a post originally published on Jan. 5, 2016 .

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About 1 in 4 U.S. teachers say their school went into a gun-related lockdown in the last school year

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