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Thesis and Dissertation Appendicies – What to Include

• By DiscoverPhDs
• August 12, 2020

An appendix is a section at the end of a dissertation that contains supplementary information. An appendix may contain figures, tables, raw data, and other additional information that supports the arguments of your dissertation but do not belong in the main body.

It can be either a long appendix or split into several smaller appendices. Each appendix should have its own title and identification letters, and the numbering for any tables or figures in them should be reset at the beginning of each new appendix.

Purpose of an Appendix

When writing the main body of your dissertation, it is important to keep it short and concise in order to convey your arguments effectively.

Given the amount of research you would have done, you will probably have a lot of additional information that you would like to share with your audience.

This is where appendices come in. Any information that doesn’t support your main arguments or isn’t directly relevant to the topic of your dissertation should be placed in an appendix.

This will help you organise your paper, as only information that adds weight to your arguments will be included; it will also help improve your flow by minimising unnecessary interruptions.

Note, however, that your main body must be detailed enough that it can be understood without your appendices. If a reader has to flip between pages to make sense of what they are reading, they are unlikely to understand it.

For this reason, appendices should only be used for supporting background material and not for any content that doesn’t fit into your word count, such as the second half of your literature review .

What to Include in a Dissertation Appendix

A dissertation appendix can be used for the following supplementary information:

Research Results

There are various ways in which research results can be presented, such as in tables or diagrams.

Although all of your results will be useful to some extent, you won’t be able to include them all in the main body of your dissertation. Consequently, only those that are crucial to answering your research question should be included.

Your other less significant findings should be placed in your appendix, including raw data, proof of control measures, and other supplemental material.

Details of Questionnaires and Interviews

You can choose to include the details of any surveys and interviews you have conducted. This can include:

• An interview transcript,
• A copy of any survey questions,
• Questionnaire results.

Although the results of your surveys, questionnaires or interviews should be presented and discussed in your main text, it is useful to include their full form in the appendix of a dissertation to give credibility to your study.

Tables, Figures and Illustrations

If your dissertation contains a large number of tables, figures and illustrative material, it may be helpful to insert the less important ones in your appendix. For example, if you have four related datasets, you could present all the data and trend lines (made identifiable by different colours) on a single chart with a further breakdown for each dataset in your appendix.

Letters and Correspondence

If you have letters or correspondence, either between yourself and other researchers or places where you sought permission to reuse copyrighted material, they should be included here. This will help ensure that your dissertation doesn’t become suspected of plagiarism.

List of Abbreviations

Most researchers will provide a list of abbreviations at the beginning of their dissertation, but if not, it would be wise to add them as an appendix.

This is because not all of your readers will have the same background as you and therefore may have difficulty understanding the abbreviations and technical terms you use.

Note: Some researchers refer to this as a ‘glossary’, especially if it is provided as an appendix section. For all intended purposes, this is the same as a list of abbreviations.

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How to Format a Dissertation Appendix

In regards to format, you can include one lengthy appendix or structure it into several smaller appendices.

Although the choice is yours, it is usually better to opt for several different appendices as it allows you to organise your supplementary information into different categories based on what they are.

The following guidelines should be observed when preparing your dissertation appendices section:

• Each appendix should start on a new page and be given a unique title and identifying letter, such as “Appendix A – Raw Data”. This allows you to more easily refer to appendix headings in the text of your main body should you need to.
• Each appendix should have its own page numbering system, comprising the appendix identification letter and the corresponding page number. The appendix identification letter should be reset for each appendix, but the page number should remain continuous. For example, if ‘Appendix A’ has three pages and ‘Appendix B’ two pages, the page numbers should be A-1, A-2, A-3, B-4, B-5.
• The numbering of tables and figures should be reset at the beginning of each new appendix. For example, if ‘Appendix A’ contains two tables and ‘Appendix B’ one table, the table number within Appendix B should be ‘Table 1’ and not ‘Table 3’.
• If you have multiple appendices instead of a single longer one, insert a ‘List of Appendices’ in the same way as your contents page.
• Use the same formatting (font size, font type, spacing, margins, etc.) as the rest of your report.

Example of Appendices

Below is an example of what a thesis or dissertation appendix could look like.

Referring to an Appendix In-Text

You must refer to each appendix in the main body of your dissertation at least once to justify its inclusion; otherwise, the question arises as to whether they are really needed.

You can refer to an appendix in one of three ways:

1. Refer to a specific figure or table within a sentence, for example: “As shown in Table 2 of Appendix A, there is little correlation between X and Y”.

2. Refer to a specific figure or table in parentheses, for example: “The results (refer to Table 2 of Appendix A) show that there is little correlation between X and Y”.

3. Refer to an entire appendix, for example: “The output data can be found in Appendix A”.

Appendices vs Appendixes

Both terms are correct, so it is up to you which one you prefer. However, it is worth noting that ‘appendices’ are used more frequently in the science and research community, so we recommend using the former in academic writing if you have no preferences.

Where Does an Appendix Go?

For a dissertation, your appendices should be inserted after your reference list.

Some people like to put their appendices in a standalone document to separate it from the rest of their report, but we only recommend this at the request of your dissertation supervisor, as this isn’t common practice.

Note : Your university may have its own requirements or formatting suggestions for writing your dissertation or thesis appendix. As such, make sure you check with your supervisor or department before you work on your appendices. This will especially be the case for any students working on a thesis.

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Appendix, Appendices, List of Appendices

If you only have one appendix in your thesis, adding that is pretty straightforward. It is mostly treated like another chapter, except "Chapter" is changed to "Appendix". When you have more than one appendix, it gets more complicated and you have to add a List of Appendices in the front matter part of the thesis. The video tutorial demonstrates how to add a single appendix, how to format multiple appendices, and how to add the List of Appendices to the front of the thesis.

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Formatting your thesis: Appendices & supplemental material

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Introduction, materials included in appendices, supplementary material or research data files, order of appendices, appendix headings, formatting help.

Appendices provide supplementary information to the main thesis and should always appear after the references/bibliography. If you are unsure about whether content should be included in the thesis or in an appendix, consult with your supervisor. The thesis and appendices must be uploaded in a single file.

For more information about appendices, please see the Thesis Template Instructions .

Note: Signatures, personal phone numbers, or personal email addresses (ones that contains part of a person’s name) must be redacted from your thesis. This means that the text is fully removed, and cannot be copied & pasted out of the document.

If including copyrighted materials as appendices, see Copyright at SFU .

Examples of material included in appendices are as follows--also refer to Formatting Help .

• interview questions
• participant letters / forms  
• surveys / questionnaires (if not your own work, these require copyright permission)
• supplemental tables / figures / graphs / image

Supplementary material or research data files associated with your thesis can also be uploaded to your library submission record. We recommend publishing such files to Summit (the SFU Research Repository) as they will be available alongside your thesis. This is preferred to hosting such files externally or on personal cloud storage.     

Temporary instructions : Contact  [email protected] if you wish to upload such files with your thesis submission -- please do not upload them to the Thesis Registration System at this time. Data Services will require basic descriptive information for each of your files and will also help you organize your research data appropriately pending publication.  

If you are including supplementary material or research data files in your submission, you must include an appendix within your thesis document which contains an overall description of the supplementary material or research data files, authorship credits, and file name(s). This assists in “linking” your thesis document to any additional files, as well as providing further information and context about the file(s). The maximum file size for each file is 2GB. If you have a larger file size, please contact  [email protected] .  

Appendix examples: 

• video file example
• data file example

Note : if your Ethics approval requires that supplementary material or research data files be destroyed after a certain period, then such files cannot be published to Summit (the SFU Research Repository). Please contact  [email protected] to identify other possible solutions in this case.  

Accepted supplementary material or research data file types: 

aac, cif, csv, docx, dta, epub, exe, gdb, geojson, gif, iso, jp2, jpg, jpeg, json, kml, kmz, las, mp3, mp4, mpv, odt, pdf, png, pptx, py, qgs, qgz, r, rar, rmd, rtf, shp, tex, tif, tiff, txt, wav, xlsx, zip 

It is recommended to use the best file formats  to allow for data files to be openly accessible for the long term, so that they remain usable through software upgrades and changes in the computing environment. See the Research Data Management (RDM) website  for more information about the handling and organization of data during your research.

Appendices appear in the order in which they are introduced in the text.  

You may include one appendix or a number of appendices.

If you have more than one appendix, you would letter each accordingly (i.e., Appendix A, Appendix B, etc.). Write your appendix headings in the same manner as your chapter headings.

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How to Create an APA Style Appendix | Format & Examples

Published on October 16, 2020 by Jack Caulfield . Revised on August 9, 2022.

An appendix is a section at the end of an academic text where you include extra information that doesn’t fit into the main text. The plural of appendix is “appendices.”

In an APA Style paper, appendices are placed at the very end, after the reference list .

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Table of contents

Do i need an appendix, appendix format example, organizing and labeling your appendices, frequently asked questions.

You don’t always need to include any appendices. An appendix should present information that supplements the reader’s understanding of your research but is not essential to the argument of your paper . Essential information is included in the main text.

For example, you might include some of the following in an appendix:

• Full transcripts of interviews you conducted (which you can quote from in the main text)
• Documents used in your research, such as questionnaires , instructions, tests, or scales
• Detailed statistical data (often presented in tables or figures )
• Detailed descriptions of equipment used

You should refer to each appendix at least once in the main text. If you don’t refer to any information from an appendix, it should not be included.

When you discuss information that can be found in an appendix, state this the first time you refer to it:

Note that, if you refer to the same interviews again, it’s not necessary to mention the appendix each time.

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The appendix label appears at the top of the page, bold and centered. On the next line, include a descriptive title, also bold and centered.

The text is presented in general APA format : left-aligned, double-spaced, and with page numbers in the top right corner. Start a new page for each new appendix.

The example image below shows how to format an APA Style appendix.

If you include just one appendix, it is simply called “Appendix” and referred to as such in-text:

When more than one appendix is included, they are labeled “Appendix A,” “Appendix B,” and so on.

Present and label your appendices in the order they are referred to in the main text.

Labeling tables and figures in appendices

An appendix may include (or consist entirely of) tables and/or figures . Present these according to the same formatting rules as in the main text.

Tables and figures included in appendices are labeled differently, however. Use the appendix’s letter in addition to a number. Tables and figures are still numbered separately and according to the order they’re referred to in the appendix.

For example, in Appendix A, your tables are Table A1, Table A2, etc; your figures are Figure A1, Figure A2, etc.

The numbering restarts with each appendix: For example, the first table in Appendix B is Table B1; the first figure in Appendix C is Figure C1; and so on. If you only have one appendix, use A1, A2, etc.

If you want to refer specifically to a table or figure from an appendix in the main text, use the table or figure’s label (e.g. “see Table A3”).

If an appendix consists entirely of a single table or figure, simply use the appendix label to refer to the table or figure. For example, if Appendix C is just a table, refer to the table as “Appendix C,” and don’t add an additional label or title for the table itself.

An appendix contains information that supplements the reader’s understanding of your research but is not essential to it. For example:

• Interview transcripts
• Questionnaires
• Detailed descriptions of equipment

Something is only worth including as an appendix if you refer to information from it at some point in the text (e.g. quoting from an interview transcript). If you don’t, it should probably be removed.

Appendices in an APA Style paper appear right at the end, after the reference list and after your tables and figures if you’ve also included these at the end.

When you include more than one appendix in an APA Style paper , they should be labeled “Appendix A,” “Appendix B,” and so on.

When you only include a single appendix, it is simply called “Appendix” and referred to as such in the main text.

Yes, if relevant you can and should include APA in-text citations in your appendices . Use author-date citations as you do in the main text.

Any sources cited in your appendices should appear in your reference list . Do not create a separate reference list for your appendices.

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Appendices within manuscript

Appendices may be included as part of the manuscript. These typically appear after the Bibliography or References section. 

• List the Appendices in the Table of Contents
• Do not restart page numbering for your Appendices. For example, if the last page of your Bibliography is 195, your first Appendix page number should be 196. 

Appendices as supplemental files

Electronic or audiovisual data may be included as Supplemental Files in an ETD submission. Your committee should agree that the information contained in the supplemental files is of such a character that a medium other than text is necessary.

When uploading your manuscript to ProQuest, there is a place to upload Supplemental Files separate from the main PDF upload (see screen capture below). 

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Dissertation Advice: How to Use the Appendix

• 3-minute read
• 5th June 2017

Unlike the human appendix, the appendices at the end of your dissertation are very valuable… OK, we know that research has shown that the human appendix is useful. But we needed a snappy opening line and we’ll be damned if we let scientific evidence get in our way!

Anyway, our point is that you can often get extra marks on an academic paper by using the appendices effectively. In this blog post, we explain how.

What to Put in the Appendix

An appendix is where extra information goes. What you include, and how many appendices you need, will depend on what you’re writing about. Common examples include:

• Raw test data
• Technical figures, graphs and tables
• Maps, charts and illustrations
• Letters and emails
• Sample questionnaires and surveys
• Interview transcripts

These are all things you might want to reference in your main essay without including them in full. For example, even if you quote an interview in the results and discussion section of an essay, you would not usually include the full transcript. Instead, you would write:

Participant 4 claimed to experience ‘dizziness and nausea’ (see Appendix B).

This points the reader to the appendix if they want to see where the quote came from.

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How to Format Appendices

The correct way to format appendices will depend on your university, so make sure to check your style guide . But in general, the following rules should be followed:

• Place appendices at the end of your document after the reference list
• Divide appendices by topic (e.g. separate sections for test results, illustrations and transcripts)
• Start each appendix on a new page and label it with a letter or number, along with a title clarifying content (Appendix A: Instrument Diagrams, Appendix B: Test Results, etc.)
• List appendices in the table of contents at the beginning of your document

Doing these things will make it easier for your reader to find information in the appendices.

Appendices and the Word Count

Appendices are not usually included in the word count for your paper. This means you can cut non-essential information from the main chapters and add it to an appendix without worrying about exceeding the word limit.

But be warned! This is not an excuse to cut vital information from your work. You must included all important data in your main essay. If you put essential information in the appendices, it could count against you when your work is marked.

Some universities include appendices in the word count, though, so there are better ways to ensure that your work doesn’t end up too wordy!

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Using Appendices

Some theses/dissertations need space for extra materials relevant to the work but not appropriate in the main body of text, such as IRB approvals. For these, appendices are useful.* Appendices should go after your references/works cited list, should be formatted as Heading 1, and as such should appear in your Table of Contents. Any Tables or Figures that appear in an appendix should also appear in its respective list. Finally, when referring to an appendix within the body of the work, please refer to them as "Appendix A," "Appendix B," etc. 

*Note: the following example screenshots will have the "Show/hide formatting marks" option toggled on. To see how to enable/disable this feature, see Landscape Pages & Special Materials.

To add an appendix, first create a new page after your references list (to do so, see Page Breaks and Section Breaks). Type Appendix A at the top and set it to Heading 1. 

Most students prefer to title their appendices, though this step is optional. 

You can repeat this process as many times as necessary to include all of your extra materials. 

Updating the Table of Contents for Appendices

If you've already inserted a Table of Contents in your document, appendices won't appear immediately in this table once they're added. To show your changes, right click anywhere inside of your Table of Contents and click Update Field

You might receive a pop-up asking if you want to update the entire table or just the page numbers. Select Update entire table. 

Any added appendices should now appear in your Table of Contents. 

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• Research Paper Appendix | Example & Templates

Research Paper Appendix | Example & Templates

Published on 15 August 2022 by Kirsten Dingemanse and Tegan George. Revised on 25 October 2022.

An appendix is a supplementary document that facilitates your reader’s understanding of your research but is not essential to your core argument. Appendices are a useful tool for providing additional information or clarification in a research paper , dissertation , or thesis without making your final product too long.

Appendices help you provide more background information and nuance about your topic without disrupting your text with too many tables and figures or other distracting elements.

We’ve prepared some examples and templates for you, for inclusions such as research protocols, survey questions, and interview transcripts. All are worthy additions to an appendix. You can download these in the format of your choice below.

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Table of contents

What is an appendix in a research paper, what to include in an appendix, how to format an appendix, how to refer to an appendix, where to put your appendices, other components to consider, appendix checklist.

In the main body of your research paper, it’s important to provide clear and concise information that supports your argument and conclusions . However, after doing all that research, you’ll often find that you have a lot of other interesting information that you want to share with your reader.

While including it all in the body would make your paper too long and unwieldy, this is exactly what an appendix is for.

As a rule of thumb, any detailed information that is not immediately needed to make your point can go in an appendix. This helps to keep your main text focused but still allows you to include the information you want to include somewhere in your paper.

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An appendix can be used for different types of information, such as:

• Supplementary results : Research findings  are often presented in different ways, but they don’t all need to go in your paper. The results most relevant to your research question should always appear in the main text, while less significant results (such as detailed descriptions of your sample or supplemental analyses that do not help answer your main question), can be put in an appendix.
• Statistical analyses : If you conducted statistical tests using software like Stata or R, you may also want to include the outputs of your analysis in an appendix.
• Further information on surveys or interviews : Written materials or transcripts related to things such as surveys and interviews can also be placed in an appendix.

You can opt to have one long appendix, but separating components (like interview transcripts, supplementary results, or surveys) into different appendices makes the information simpler to navigate.

Here are a few tips to keep in mind:

• Always start each appendix on a new page.
• Assign it both a number (or letter) and a clear title, such as ‘Appendix A. Interview transcripts’. This makes it easier for your reader to find the appendix, as well as for you to refer back to it in your main text.
• Number and title the individual elements within each appendix (e.g., ‘Transcripts’) to make it clear what you are referring to. Restart the numbering in each appendix at 1.

It is important that you refer to each of your appendices at least once in the main body of your paper. This can be done by mentioning the appendix and its number or letter, either in parentheses or within the main part of a sentence. It is also possible to refer to a particular component of an appendix.

Appendix B presents the correspondence exchanged with the fitness boutique. Example 2. Referring to an appendix component These results (see Appendix 2, Table 1) show that …

It is common to capitalise ‘Appendix’ when referring to a specific appendix, but it is not mandatory. The key is just to make sure that you are consistent throughout your entire paper, similarly to consistency in capitalising headings and titles in academic writing.

However, note that lowercase should always be used if you are referring to appendices in general. For instance, ‘The appendices to this paper include additional information about both the survey and the interviews.’

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The simplest option is to add your appendices after the main body of your text, after you finish citing your sources in the citation style of your choice . If this is what you choose to do, simply continue with the next page number. Another option is to put the appendices in a separate document that is delivered with your dissertation.

Remember that any appendices should be listed in your paper’s table of contents .

There are a few other supplementary components related to appendices that you may want to consider. These include:

• List of abbreviations : If you use a lot of abbreviations or field-specific symbols in your dissertation, it can be helpful to create a list of abbreviations .
• Glossary : If you utilise many specialised or technical terms, it can also be helpful to create a glossary .
• Tables, figures and other graphics : You may find you have too many tables, figures, and other graphics (such as charts and illustrations) to include in the main body of your dissertation. If this is the case, consider adding a figure and table list .

Checklist: Appendix

All appendices contain information that is relevant, but not essential, to the main text.

Each appendix starts on a new page.

I have given each appendix a number and clear title.

I have assigned any specific sub-components (e.g., tables and figures) their own numbers and titles.

My appendices are easy to follow and clearly formatted.

I have referred to each appendix at least once in the main text.

Your appendices look great! Use the other checklists to further improve your thesis.

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Dissertation Appendix – Components, Format & Examples

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An appendix is an integral part of every dissertation paper, serving as supplementary material that enhances and supports the research study. However, only a few people understand what the section is, where it must be placed, and why it must be included in a dissertation . Therefore, while not typically central to the dissertation’s argument, the appendix adds valuable context and transparency to the academic work. This post will cover everything there is to know about a dissertation appendix, from its definition and purpose to the components and format.

Inhaltsverzeichnis

• 1 Dissertation Appendix – In a Nutshell
• 2 Definition: Dissertation appendix
• 3 Purpose of a dissertation appendix
• 4 Dissertation appendix: Components
• 5 Dissertation appendix: Format
• 6 Referring to a dissertation appendix
• 7 Dissertation Appendix: Checklist

Dissertation Appendix – In a Nutshell

• An appendix is not part of the main body of the dissertation, but is still relevant to it.
• A dissertation appendix encapsulates all explanations that cannot be included in the main body of the dissertation.
• Appendices must be well-structured, and their components systemically organized to serve their purpose correctly.

Definition: Dissertation appendix

A dissertation appendix (plural –appendices) is an index at the end of a dissertation that provides additional information related to the dissertation paper. The section helps academic writers present background information related to the dissertation, but doesn’t directly answer the research question. These can include tables, illustrations and other graphics.

Purpose of a dissertation appendix

The primary purpose of a dissertation appendix is to help keep your dissertation paper organized and within the required word limit. It contains any additional information that isn’t directly relevant to the research topic.

Typically, texts that strengthen your arguments appear in your dissertation paper’s main body. However, there is additional information that isn’t directly beneficial to your research but might be helpful to your readers. That is where a dissertation appendix comes in.

Although they provide additional information, your audience should be able to understand the contents of your dissertation paper even without looking at the dissertation appendix. So, ensure you include all important texts in the main body.

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Dissertation appendix: Components

A dissertation appendix can include different types of information, such as:

Research results can be presented in various ways, including tables and figures. However, not all of these findings need to appear in the main body of your dissertation. Only results that are essential in answering the research topic should be included in the paper. Additional results (less significant findings), such as raw data and supplemental analyses, should go into the dissertation appendix.

Further information

Besides supplementary results, additional information related to surveys and interviews can be included in a dissertation appendix. These can include types of interviews, interview transcripts, survey questions, and details of questionnaires. Although these details are not critical to answering your research question, including them in the dissertation appendix gives credibility to your research.

Copies of relevant forms 

It is essential to include a list of abbreviations and acronyms and a glossary in the appendix if your dissertation paper contains many words that your audience might not recognize. This helps enhance readability and minimize confusion for readers. Your list of abbreviations and acronyms, and glossary should appear after the table of contents section.

Figures, tables, graphics

You can also include tables, figures, illustrations, and other graphics in the dissertation appendix if your research contains a lot of them. The appendix is the appropriate platform to include less important ones. Use tables and figures that support your research question but cannot be included in the main body.

Dissertation appendix: Format

There is no restriction to how you can format your dissertation appendix. You can opt to have one long appendix if you don’t feel the need to break it into smaller sections with different components. However, it might be a good idea to separate the components (such as interview transcripts and supplementary results) into various appendices to enhance readability.

If you choose to have multiple appendices in your dissertation, always start each appendix on a new page. Additionally, ensure you assign each page a number or letter. For instance, you can use ‘Appendix 2 – Interview Transcripts.’ Giving a unique identifier (number and title of each element) to each appendix makes it easier for the reader to navigate through the information and for you to refer to it in the main dissertation body.

When numbering tables and figures in multiple appendices, you should reset the numbering as you move to the next appendix (next page). For instance, if your ‘Appendix 1 –Raw Data’ has two tables and ‘Appendix 2 – Interview Transcripts’ has one table, the table in ‘Appendix 2’ should be ‘Table 1’ and not ‘Table 3’ .

Referring to a dissertation appendix

It is crucial to refer to each dissertation appendix at least once when crafting the dissertation’s main body. That helps justify the inclusion of appendices in your study.

There are two primary ways you can refer to a dissertation appendix in the main body:

• Refer to an entire appendix

“The interview transcripts can be found in Appendix 1 –Interview Transcripts”.

• Refer to an appendix component

There are two ways you can refer to an appendix component:

• Refer to specific figures or tables in brackets (parenthetical reference). For example, “The results (refer to Table 1 Appendix 3) indicate a slight decline in the number of new infections”.
• Include the reference in a sentence within the main body (descriptive reference). For example, “As shown in Table 1 of Appendix 3, there is a slight decline in the number of new infections” .

If your paper has one long dissertation appendix, it is good practice to refer to its components in uppercase, but it is not mandatory. However, it is important to maintain consistency throughout your entire paper, the same way you capitalize your headings and titles in academic work.

Although you are free to choose what case to use, you should always use lower-case when referring to appendices in general.

“The appendices at the end of this paper contain additional information about the area of research.”

Dissertation Appendix: Checklist

• Each dissertation appendix starts on a fresh page
• My appendices contain relevant information, but they are not essential in answering my research question
• I have referred to each of my appendices at least once in the main body
• The content of my appendices (tables and figures) are clearly labelled
• My appendices are easy to understand and refer to

What is a dissertation appendix?

A dissertation appendix is a section of your dissertation that you use to provide additional data related to your main study but is not essential to answering the primary research question.

What should I include in my appendix?

Your appendix should contain additional information relevant to the dissertation but not directly important to answering your main questions. These can include supplementary results, tables, interview questions and transcripts.

Do I need an appendix in my dissertation?

If you have a lot of additional information, it is important to have an appendix in your dissertation. Appendices help provide readers with details that support your research without breaking the flow of the main body.

Can my dissertation paper have multiple appendices?

Yes. Your dissertation paper can have more than one appendix. Ensure you properly label each appendix (Appendix A or Appendix 1) if your paper has multiple appendices.

Is it appendices or appendixes?

Appendices and appendixes are both correct plurals for the term appendix. However, many scholars prefer using ‘appendices’ over ‘appendixes.’

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Appendix: Templates & Checklist

• Download: Dissertation/Thesis Template
• Download (choose by citation style): Formatting Checklist - Chicago Style or Formatting Checklist - APA Style
• Download the free Adobe Reader to complete the following template pages. Do not use browsers such as Chrome, Firefox, Safari, Edge , or any other PDF programs to fill out templates as they will be misaligned or missing customization components.
• Download the template pages and open them in Adobe Reader to customize the fields specified (>>) and sign. Do not print out or scan.

(a) Title page :

Windows: When completed, go to PRINT, but do not choose a printer. Find a pdf 'printer' such as MICROSOFT PRINT TO PDF to embed the information permanently into the file. Instead of printing, it will prompt to save. After saving, template customization options should no longer be available on the file.

Mac: When completed, save the PDF. Open the saved PDF in Google Chrome. Select ⌘ + P to open Chrome's print options.  Choose SAVE AS PDF for the printer and print. It will prompt to save. After saving, template customization options should no longer be available on the file.

(b) Approval page :

After customization, students may sign with Adobe's Reader's Fill & Sign (video instructions) Use the same 'print' method as part (a) above. Send the PDF file sequentially to committee members so that all signatures appear on one file. Students may wish to include Adobe Reader's Fill & Sign video instructions to committee members when requesting approval.

(c) Copyright page

After customization, students may sign with Adobe's Reader's Fill & Sign  (video instructions). Use the same 'print' method as part (a) above.

5. Once all PDFs (the templates and the thesis/dissertation) are complete, use Adobe's free merge PDF tool to combine template pages to the thesis/dissertation for one final PDF file. (It is not necessary to sign up for an Adobe trial account to use the merge PDF tool. Delete browser cookies or use private/incognito mode if there is an account login prompt. Adobe Acrobat, which can also merge PDFs, is also available on library computers next to the scanners.)

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An appendix contains supplementary material that is not an essential part of the text itself but which may be helpful in providing a more comprehensive understanding of the research problem. An appendix may also contain information that is too cumbersome to be included in the body of the paper. A separate appendix should be used for each distinct topic or set of data and always have a title descriptive of its contents [e.g., Appendix 1: Interview Protocol].

Tables, Appendices, Footnotes and Endnotes. The Writing Lab and The OWL. Purdue University.

Importance of...

Appendices are always supplementary to the research paper. As such, your study must be able to stand alone without the appendices, and the paper must contain all information including tables, diagrams, and results necessary to understand the research problem. The key point to remember when including an appendix or appendices is that the information is non-essential to understanding the research problem being investigated. In other words, if it were removed, the reader would still be able to  comprehend the significance, validity , and implications of your research even if that additional data was missing.

It is appropriate to include appendices for the following reasons:

• Including this material in the body of the paper that would render it poorly structured or interrupt the narrative flow;
• Information is too lengthy and detailed to be easily summarized in the body of the paper;
• Inclusion of helpful, supporting, or useful material would otherwise distract the reader from the main content of the paper;
• Provides relevant information or data that is more easily understood or analyzed in a self-contained section of the paper;
• Can be used when there are constraints placed on the length of your paper; and,
• Provides a place to further demonstrate your understanding of the research problem by giving additional details about a new or innovative method, technical details, or design protocols.

Appendices. Academic Skills Office, University of New England; Chapter 12, "Use of Appendices." In Guide to Effective Grant Writing: How to Write a Successful NIH Grant . Otto O. Yang. (New York: Kluwer Academic, 2005), pp. 55-57; Tables, Appendices, Footnotes and Endnotes. The Writing Lab and The OWL. Purdue University.

Structure and Writing Style

I.  General Points to Consider

When considering whether to include content in an appendix, keep in mind the following:

• It is usually good practice to include your raw data in an appendix, laying it out in a clear format so the reader can re-check your results. Another option if you have a large amount of raw data is to consider placing it online [e.g., on a Google drive] and note that this is the appendix to your research paper.
• Any tables and figures included in the appendix should be numbered as a separate sequence from the main paper . Remember that appendices contain non-essential information that, if removed, would not diminish a reader's ability to understand the research problem being investigated. This is why non-textual elements should not carry over the sequential numbering of non-textual elements in the body of your paper.
• If you have more than three appendices, consider listing them on a separate page in the table of contents . This will help the reader know what information is included in the appendices. Note that some works list appendices in the table of contents before the first chapter while other styles list the appendices after the conclusion but before your references. Consult with your professor to confirm if there is a preferred approach.
• The appendix can be a good place to put maps, photographs, diagrams, and other images , if you feel that it will help the reader to understand the content of your paper, while keeping in mind the study should be understood without them.
• An appendix should be streamlined and not loaded with a lot information . If you have a very long and complex appendix, it is a good idea to break it down into separate appendices, allowing the reader to find relevant information quickly as the information is covered in the body of the paper.

II.  Content

Never include an appendix that isn’t referred to in the text . All appendices should be summarized in your paper where it is relevant to the content. Appendices should also be arranged sequentially by the order they were first referenced in the text [i.e., Appendix 1 should not refer to text on page eight of your paper and Appendix 2 relate to text on page six].

There are few rules regarding what type of material can be included in an appendix, but here are some common examples:

• Correspondence -- if your research included collaborations with others or outreach to others, then correspondence in the form of letters, memorandums, or copies of emails from those you interacted with could be included.
• Interview Transcripts -- in qualitative research, interviewing respondents is often used to gather information. The full transcript from an interview is important so the reader can read the entire dialog between researcher and respondent. The interview protocol [list of questions] should also be included.
• Non-textual elements -- as noted above, if there are a lot of non-textual items, such as, figures, tables, maps, charts, photographs, drawings, or graphs, think about highlighting examples in the text of the paper but include the remainder in an appendix.
• Questionnaires or surveys -- this is a common form of data gathering. Always include the survey instrument or questionnaires in an appendix so the reader understands not only the questions asked but the sequence in which they were asked. Include all variations of the instruments as well if different items were sent to different groups [e.g., those given to teachers and those given to administrators] .
• Raw statistical data – this can include any numerical data that is too lengthy to include in charts or tables in its entirety within the text. This is important because the entire source of data should be included even if you are referring to only certain parts of a chart or table in the text of your paper.
• Research instruments -- if you used a camera, or a recorder, or some other device to gather information and it is important for the reader to understand how, when, and/or where that device was used.
• Sample calculations – this can include quantitative research formulas or detailed descriptions of how calculations were used to determine relationships and significance.

NOTE:   Appendices should not be a dumping ground for information. Do not include vague or irrelevant information in an appendix; this additional information will not help the reader’s overall understanding and interpretation of your research and may only distract the reader from understanding the significance of your overall study.

ANOTHER NOTE:   Appendices are intended to provide supplementary information that you have gathered or created; it is not intended to replicate or provide a copy of the work of others. For example, if you need to contrast the techniques of analysis used by other authors with your own method of analysis, summarize that information, and cite to the original work. In this case, a citation to the original work is sufficient enough to lead the reader to where you got the information. You do not need to provide a copy of this in an appendix.

III.  Format

Here are some general guideline on how to format appendices . If needed, consult the writing style guide [e.g., APA, MLS, Chicago] your professor wants you to use for more detail or choose the style you are most familiar with:

• Appendices may precede or follow your list of references.
• Each appendix begins on a new page.
• The order they are presented is dictated by the order they are mentioned in the text of your research paper.
• The heading should be "Appendix," followed by a letter or number [e.g., "Appendix A" or "Appendix 1"], centered and written in bold type.
• If there is a table of contents, the appendices must be listed.
• Depending on the type of information, the content can be presented in landscape format rather than regular portrait format.
• The page number(s) of the appendix/appendices will continue on with the numbering from the last page of the text.

Appendices. The Structure, Format, Content, and Style of a Journal-Style Scientific Paper. Department of Biology. Bates College;  Appendices. Academic Skills Office, University of New England; Appendices. Writing Center, Walden University; Chapter 12, "Use of Appendices." In Guide to Effective Grant Writing: How to Write a Successful NIH Grant . Otto O. Yang. (New York: Kluwer Academic, 2005), pp. 55-57 ; Tables, Appendices, Footnotes and Endnotes. The Writing Lab and The OWL. Purdue University; Lunsford, Andrea A. and Robert Connors. The St. Martin's Handbook . New York: St. Martin's Press, 1989; What To Know About The Purpose And Format Of A Research Paper Appendix. LoyolaCollegeCulion.com.

Writing Tip

Consider Putting Your Appendices Online

Appendices are useful because they provide the reader with information that supports your study without breaking up the narrative or distracting from the main purpose of your paper. If you have a lot of raw data or information that is difficult to present in textual form, consider uploading it to an online site. This prevents your paper from having a large and unwieldy set of appendices and it supports a growing movement within academe to make data more freely available for re-analysis. If you do create an online portal to your data, note it prominently in your paper with the correct URL and access procedures if it is a secured site, or if needed, with clear directions on how to contact the author to obtain access.

Piwowar, Heather A., Roger S. Day, and Douglas B. Fridsma. “Sharing Detailed Research Data Is Associated with Increased Citation Rate.” PloS ONE (March 21, 2007); Wicherts, Jelte M., Marjan Bakker, and Dylan Molenaar. “Willingness to Share Research Data Is Related to the Strength of the Evidence and the Quality of Reporting of Statistical Results.” PLoS ONE (November 2, 2011).

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Use an Appendix or Annex in Your Research Paper?

'Appendix' and 'annex' are commonly confused in research papers. While the use of an appendix is more common, the annex can also be a valuable way of supplementing your research. The appendix and the annex add supporting/supplementary information. Both are posted online and can be referred to by researchers with a particular interest in your study. The differences between them are context and length.

Updated on July 26, 2022

The terms “appendix” and “annex” are commonly confused in research papers. While the use of an appendix is more common, the annex can also be a valuable way of supplementing your research.

Both the appendix and the annex add supporting/supplementary information (SI), like tables and graphs, datasets, or transcriptions. Both are posted online and can be referred to by researchers with a particular interest in your study (especially if they're open access).

The main differences between these two forms of data supplement are context and length. Appendixes are common and are part of the study; you likely used them in theses and dissertations. Annexes deal with much longer and more detailed sets of information, and they're additional to the study's content. Let's take a deeper look at the differences so you'll never them confused.

What is an appendix?

An appendix is, according to Merriem-Webster, “supplementary material usually attached at the end of a piece of writing.” The word comes from the Latin appendere, which means “cause to hang (from something).” It's included in the paper at the end, usually after the references or bibliography.

Appendixes/Appendices can be seen as materials that supplement rather than complement the research. Read only by those with a specific interest.

Basics of an appendix

The following are generally true of an appendix.

• Included at the end of the manuscript.
• Written by one more of the paper's researchers. Exceptions are items like letters granting ethical clearance for the research or details of the research tools used (see the example later).
• Ties into the research directly; gives greater detail than the main body of the manuscript.
• Not too long. Of course, that's subjective, but generally speaking, it's a page or two rather than dozens of pages, or more.

What to put in an appendix

Some examples of an appendix are:

• Figures and tables
• Photographs
• Raw data (tables, plots, images)
• Questionnaires and interview questions (especially in qualitative research)
• Ethics approvals such as from the IRB
• Correspondences, such as letters or emails

Most research published as a journal article, and particularly as a thesis, will contain appendices rather than annexes.

This paper (PDF link) includes an appendix that details the instruments used in the research. Each test was used in the study, and the author felt the details were important enough to detail in the appendix, too much information to be presented in the main paper.

This chemistry article also presents supplementary data in the appendix. As it's too lengthy to put in print, a downloadable Word file is available. However, it's only data rather than an article or other full and standalone materials, which is likely why it was made into an appendix rather than an annex.

What is an annex?

Merriam-Webster defines an annex as “an added stipulation or statement.” In the context of research, both academic and commercial, annexes are usually separate additions to the research output and are submitted as separate documents.

Annex comes from the French annexer, which means “to join or attach.” Simply put, an annex comes along with (joining or attached to) a research paper. An example might be a UN report relevant to a manuscript, and that will be added as a supporting document, backing up the research findings. Annexes are used for materials that complement the research.

Basics of an annex

• Attached to the research paper as a separate item.
• Often (but not always) produced by someone outside the research team. If, for example, one of the researchers produced a white paper for the government on the research domain and this might complement the research, this could be an annex.
• Can be many pages long.
• Supports or informs the research that has been done; complements it.
• Is not part of the research output presented in the manuscript's body text.

What to put in an annex

Some examples of an annex are...

• Documents mentioned in the manuscript or that may support the manuscript
• News articles
• Lab reports
• Interviews of people mentioned in the manuscript.
• Data from other studies

Almost always, annexes are added to papers that exceed normal journal article lengths. They're supporting materials to lengthy research output, like those often funded by corporate or government funding.

This World Health Organization guidance paper on HIV/AIDS is itself 21 pages long but comes with separate downloadable annexes. The paper details the findings stemming from the research and describes the processes for the trials. On page 5, the paper notes that the annexes are included to give greater details on the clinical trials mentioned in the paper. In this sense, the annexes are for readers who want greater detail.

The paper reviews the trials done in the annex, but because the trials were not part of the research and was done by others, it was added as an annex.

Should you use an appendix or an annex?

Short answer: you should probably use an appendix. That's because they're much more common. Appendices are placed at the end of a document, while annexes are, technically, separate from it. The former is part of the paper, but the latter is not.

Annexes are often long documents, running even to hundreds of pages. Most often, someone an annex's author is someone who's not part of the research team. Appendices, however, are often by a paper's author(s) and are usually not more than a few pages each (though, in the case of datasets, they technically can be quite long).

Annexes are used to verify the research and provide additional, relevant information. They are documents from credible and relevant sources. They offer further insight into the research topic.

Normally, you'll be using appendices, and that's often because of the journal's word count limits. It may be ideal to include tables or charts in-line in the article, but if there's no room, the appendix can provide extra space.

Handling data: A workflow for dealing with data in your SI

Submission and sharing of data are especially key steps in dealing with your SI in appendixes, annexes, and other formats. When you're submitting your article to a journal, there is a common workflow for this:

• Create additional supplementary files (usually as few as possible, a single file is ideal).
• Upload to the journal site or one of the many ‘approved' online data repositories.
• You'll be given a URL to link back to your data files.
• Add this link to the Acknowledgements section of your paper with some text such as “Additional files in support of this article can be found at https://...”

Some commonly used and ostensibly approved online data repositories:

• Harvard Dataverse
• Open Science Framework (OSF)
• Mendeley Data

But don't get carried away!

Supplementary information, including appendixes and annexes, can also be abused. Additional information may be so long/big/dense that it actually may not undergo full peer review even though the rest of the article does.

A study by Pop and Salzberg asserted that journals' word restrictions may cause authors to move key information outside the main manuscript body. In this way, it can avert proper peer review while also being less accessible to the reader. This hinders further investigation because readers have to wade through huge amounts of supplementary documents to find what they're after.

It also robs authors cited in the supplementary information of the recognition they would receive from citations in the body text.

Nature commendably lays out specifics for SI – check them here .

Final thoughts

If you're unsure of what needs to be in your supplementary information, or if you even need an appendix or annex, as well as the English quality and style, a scientific edit can be a big help. Explore AJE's extensive editing services here .

The AJE Team

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Dissertation Appendix Writing Guide

What is an appendix.

An appendix is a section of the paper that is included at the end of a report or a dissertation. If there is more than one item being included in this section, the section plural is appendices.

Items that would usually be included as an appendix are relevant to the context of the study but may not be useful to have in the main body of the work. Each appendix should discuss a separate topic and should be listed separately.

When listing an appendix, it is common practice to list is as Appendix A, Appendix B, Appendix C, etc. As each appendix will be evidence of a different topic or will be on a different topic, as with figures within the work, you will be required to title each individual appendix separately within the appendices section.

Make sure you refer to them in-text by the appropriate name. If you do not refer to your appendix in the main text, it does not need to be there!

Do I Need an Appendix?

Not every dissertation will require an appendix or appendices! It depends on the type of research you are doing, the subject you are studying and the requirements of your university.

What Is Included in an Appendix?

Some examples of appendix items could include interview transcripts, full data sets (i.e., numerical data), a full breakdown of a company’s background or financial information, full PESTLE analysis, search strategy tables or an example of a survey or questionnaire, amongst many others.

Any work in the appendix does not usually count towards the overall word count of a piece of work. However, this rule is not the same with all universities and you must ensure that you check with your own university about their rules and regulations on appendices.

Even in the appendix, you must remember to reference! Ensure you include these references in your bibliography too.

Checklist: Dissertation Appendices

• Have I presented my appendices clearly?
• Have I labelled the appendices in order of appearance in the main body?
• Have I made certain that my appendix is suitably relevant to the text to be included?

Congratulations!

Well done on completing this checklist! You're doing great.

We can help

If you require assistance to write the appendix section of your dissertation, you may want to consider our helpful service which is a great way to get a head start on your work.

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Organizing Academic Research Papers: Appendices

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An appendix contains supplementary material that is not an essential part of the text itself but which may be helpful in providing a more comprehensive understanding of the research problem and/or is information which is too cumbersome to be included in the body of the paper. A separate appendix should be used for each distinct topic or set of data and always have a title descriptive of its contents .

Importance of...

Your research paper must be complete without the appendices, and it must contain all information including tables, diagrams, and results necessary to address the research problem. The key point to remember when you are writing an appendix is that the information is non-essential; if it were removed, the paper would still be understandable.

It is appropriate to include appendices...

• When the incorporation of material in the body of the work would make it poorly structured or it would be too long and detailed and
• To ensure inclusion of helpful, supporting, or essential material that would otherwise clutter or break up the narrative flow of the paper, or it would be distracting to the reader.

Structure and Writing Style

I.  General Points to Consider

When considering whether to include content in an appendix, keep in mind the following points:

• It is usually good practice to include your raw data in an appendix, laying it out in a clear format so the reader can re-check your results. Another option if you have a large amount of raw data is to consider placing it online and note this as the appendix to your research paper.
• Any tables and figures included in the appendix should be numbered as a separate sequence from the main paper . Remember that appendices contain non-essential information that, if removed, would not diminish a reader's understanding of the overall research problem being investigated. This is why non-textual elements should not carry over the sequential numbering of elements in the paper.
• If you have more than three appendices, consider listing them on a separate page at the beginning of your paper . This will help the reader know before reading the paper what information is included in the appendices [always list the appendix or appendices in a table of contents].
• The appendix can be a good place to put maps, photographs, diagrams, and other non-textual elements , if you feel that it will help the reader to understand the content of your paper, but remembering that the paper should be understandable without them.
• An appendix should be streamlined and not loaded with a lot information . If you have a very long and complex appendix, it is a good idea to break it down into separate appendices, allowing the reader to find relevant information quickly.

II.  Contents

Appendices may include some of the following, all of which should be referred to or summarized in the text of your paper:

• Supporting evidence [e.g. raw data]
• Contributory facts or specialized data [raw data appear in the appendix, but with summarized data appearing in the body of the text].
• Sample calculations
• Technical figures, graphs, tables, statistics
• Detailed description of research instruments
• Maps, charts, photographs, drawings
• Letters, emails, and other copies of correspondance
• Questionnaire/survey instruments, with the results appearing in the text
• Complete transcripts of interviews
• Complete field notes from observations
• Specification or data sheets

NOTE:   Do not include vague or irrelevant information in an appendix; this additional information will not help the reader’s overall understanding and interpretation of your research and may only succeed in distracting the reader from understanding your research study.

III.  Format

Here are some general guideline on how to format appendices, but consult the writing style guide [e.g., APA] your professor wants you to use for the class, if needed:

• Appendices may precede or follow your list of references.
• Each appendix begins on a new page.
• The order they are presented is dictated by the order they are mentioned in the text of your research paper.
• The heading should be "Appendix," followed by a letter or number [e.g., "Appendix A" or "Appendix 1"], centered and written in bold.
• Appendices must be listed in the table of contents [if used].
• The page number(s) of the appendix/appendices will continue on with the numbering from the last page of the text.

Appendices . The Structure, Format, Content, and Style of a Journal-Style Scientific Paper. Department of Biology. Bates College; Tables, Appendices, Footnotes and Endnotes . The Writing Lab and The OWL. Purdue University; Lunsford, Andrea A. and Robert Connors. The St. Martin's Handbook. New York: St. Martin's Press, 1989.

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General Research Paper Guidelines: Appendices

If you have some information you would like to include in your research but it could potentially be distracting to readers or inappropriate within the body of your research paper, you can always include supplemental information as an appendix to your work. An appendix or appendices should always be inserted after your Reference List; however, the appropriateness of appendix content really depends on the nature and scope of your research paper.

For a more in-depth review of what supplemental materials might be included in a social science appendix, be sure to review Section 2.14 “Appendices” (pp. 41-42) of your 7 th edition APA manual.

Appendices Formatting

APA 7 addresses appendices and supplemental materials in Section 2.14 and on page 41:

• The appendices follow the reference list.
• They are lettered "Appendix A," "Appendix B," "Appendix C," and so forth. If you have only one appendix, however, simply label it Appendix.
• Put figures and tables in separate appendices. The appendix title serves as the title for a table if it is the only table in the appendix.
• If you decide that certain figures and tables should appear in the same appendix, number them A1, A2, A3, and so forth, according to the appendix in which they appear.
• The materials in the appendix must not extend beyond the margins of the rest of the paper: Reduce the appendix materials as needed.

As a general guide, appendices are appropriate for any material that, if presented in the main body of the document, would unnecessarily interrupt the flow of the writing. Note that it is unlikely that you will use appendices in Walden course papers. For doctoral capstone studies, you might include some appendices with supplementary information.

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Should I include interviews transcriptions in my thesis?

In my PhD, I ran an experiment falling within the grounded theory framework, based on interviews I conducted. I transcripted them, tagged them, etc. This "enhanced transcription" is about 130 pages long (with pretty narrow margins). I am now writing my thesis and I wonder if I should include these transcription in appendix of my PhD thesis .

My first guess would be yes, in order to enable contextualization when I quote snippets of theses interviews, but also for "open science" purposes (being honest about what I've done, archival purpose, reproducible research, etc.).

However, thesis in my field are usually ca. 150 pages long. Addind these transcriptions (i.e. 130 pages) would add a significant amount a pages with a low information density. A solution could be to display these transcripts in a very small font, so that they are only 50 pages long, but I don't think it's a good solution.

By the way, my supervisors don't have opinion about it, since using grounded theory is rather uncommon in my field - hence no "jurisprudence".

• At the time of the interviews, did you discuss with interviewees how the material might be used? There are some major potential issues here with use of personal information, though hopefully you have already considered this aspect! –  user2390246 Commented Nov 8, 2016 at 11:20
• 1 I've got their consent for audio-recording the interviews in order to transcribe it later. I was considering anonymizing any personal information (name, title of the project they worked on, and any hints that might make them recognizable), and asking again for formal authorization for publishing transcripts in their final form (i.e. sending them the file and asking " is it ok for you to publish it in that form? "). –  ebosi Commented Nov 8, 2016 at 11:29
• Despite the authorization you have currently, you probably need to go through IRB to get permission to change the way you are dealing with any data, not just getting consent again from the participants. IRB might also have opinions about your raw or transcribed data, and whether publication of material in that form is ever acceptable. –  Bryan Krause ♦ Commented Nov 8, 2016 at 23:03

Quite honestly I doubt that anybody would go and read that appendix. What I would do is that once the thesis is approved and put in the online repository of the university, you could add this appendix just as an online document and refer to it in the main thesis. That way if anybody wants to access it they can.

• I do agree that it's unlikely someone would go through these interviews! If I upload it online, how should I refer to it in my thesis? (i.e. when I quote a sentence, I'd like to say "Lorem ipsum dolor sit amet" (cf. Project X, Participant Y, at time mm:ss) . However I feel a bit dishonest if thesis reporters cannot access transcript at the time of their report... –  ebosi Commented Nov 8, 2016 at 9:24
• @ebo you can still add an online file also when you submit the thesis, in the main text you will give a refence to the section of the appendix. If they want they follow the link you provide, what's the issue? –  Herman Toothrot Commented Nov 8, 2016 at 13:16

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